Abstract
Neighborhood disadvantage plays a pivotal role in child mental health, including child antisocial behavior (e.g., lying, theft, vandalism; assault, cruelty). Prior studies have indicated that shared environmental influences on youth antisocial behavior increase with increasing disadvantage, but researchers have been unable to confirm that these findings persist once various selection confounds are considered. In the current study, we sought to fill this gap in the literature by examining whether and how neighborhood disadvantage alters the genetic and environmental origins of child antisocial behavior. Our sample consisted of 2,054 child twins participating in the Michigan State University Twin Registry, half of whom were oversampled to reside in modestly-to-severely impoverished neighborhoods. We made use of an innovative set of nuclear twin family models, thereby allowing us to disambiguate between, and simultaneously estimate, multiple elements of the shared environment as well as genetic influences. Although there was no evidence that the etiology of aggressive antisocial behavior was moderated by neighborhood disadvantage, the etiology of nonaggressive antisocial behavior shifted dramatically with increasing neighborhood disadvantage. Sibling-level shared environmental influences were estimated to be near zero in the wealthiest neighborhoods and increased dramatically in the most impoverished neighborhoods. By contrast, both genetic risk and family-level shared environmental transmission were significantly more influential in middle- and upper-class neighborhoods than in impoverished neighborhoods. Such results collectively highlight the profound role that pervasive neighborhood poverty plays in shaping the etiology of child nonaggressive antisocial behavior. Implications are discussed.
There is now considerable evidence that neighborhood disadvantage predicts child antisocial behavior (Brooks-Gunn, Duncan, Klebanov, & Sealand, 1993; Jencks & Mayer, 1990; Leventhal & Brooks-Gunn, 2000; Sampson, Raudenbush, & Earls, 1997). Moreover, this effect appears to be causal, at least to an extent. Experimental studies (Damm & Dustmann, 2014; Ludwig, Duncan, & Hirschfield, 2001) in which researchers have leveraged quasi-randomized neighborhood assignment (i.e., refugee immigrants to Denmark assigned to neighborhoods) or randomized neighborhood assignment (i.e., housing vouchers in Baltimore) have generally indicated that the neighborhood structural characteristics of poverty and crime causally increase risk for youth antisocial behavior (although for an excellent debate of these and related findings, see Ludwig et al., 2008; Sampson, 2008). A quasi-experimental comparison of cousins residing in neighborhoods with different levels of neighborhood disadvantage (Goodnight et al., 2012) further supported this conclusion.
Although such work brings much needed attention to the economic and related conditions that contribute to child antisocial behavior, studies of poverty, crime, and more general disadvantage per se tell us little about how neighborhood structural characteristics influence child outcomes. Several theoretical frameworks for understanding the effects of neighborhood on child antisocial behavior have been developed, all of which focus on social processes within the neighborhood. Jencks and Mayer (1990) highlight two such models: The “collective-socialization model” proposes that the neighborhood influences children via community social organization and social control, including supervision and monitoring by adult neighbors. The “epidemic (or contagion) model” focuses on the ways in which problematic behavior in neighborhood residents (and particularly neighborhood peers) can influence or spread to children. The “collective-efficacy model” described by Leventhal and Brooks-Gunn (2000) synthesizes the above two models but limits the mechanisms of influence to community-level (as opposed to family- or individual-level) regulatory processes and institutions. The “developmental-ecological model” (Coie, Miller-Johnson, & Bagwell, 2000; Gorman-Smith, Tolan, & Henry, 2000) builds on Bronfenbrenner’s (1979, 1988) social-ecological model of development to additionally incorporate family- and community-level influences on child development.
Consideration of the Individual: A Key Missing Ingredient
Critically, however, the role of individual genetic and biologic risk has not been incorporated in the above models in any meaningful way. The sole (albeit brief) exception to this can be found in Jencks and Mayer (1990): Epidemic models must allow for individual differences in susceptibility to neighborhood or school influences. Epidemic models of antisocial or self-destructive behavior usually impute differential susceptibility differences in upbringing, but the model works the same way if we impute individual differences to heredity or to chance. (p. 114)
One way to incorporate individual differences in susceptibility into all of the above models is via the gene-environment interaction (G×E). G×E is defined as differential responsiveness to environmental risk as a function of genetic variability (Plomin, DeFries, & Loehlin, 1977; Rutter, Silberg, O’Connor, & Simonoff, 1999a, 1999b) and is thought to constitute a fundamental mechanism through which genes influence human behavior and mental health (Johnson, 2007; Moffitt, Caspi, & Rutter, 2006; Rutter, Moffitt, & Caspi, 2006).
There is provocative, if limited, support for possible G×E between youth antisocial behavior and structural characteristics of the neighborhood (Cleveland, 2003; Tuvblad, Grann, & Lichtenstein, 2006). Cleveland (2003) examined the heritability of adolescent aggression (AGG) by neighborhood in more than 2,000 sibling pairs from the National Longitudinal Study of Adolescent Health. In classifying neighborhoods, he created a composite of neighborhood disadvantage (i.e., proportion of single-parent homes, proportion of households with annual incomes of less than $15,000, and the unemployment rate). Neighborhoods were then dichotomized into disadvantaged (defined as the 25% most disadvantaged neighborhoods) and adequate (the remaining 75% of neighborhoods). Heritability estimates for AGG were calculated for each of the two neighborhood types. Results revealed that although AGG was genetically influenced regardless of neighborhood type, shared environmental influences (i.e., those that create similarities across family members regardless of the proportion of genes shared) were significant only for those individuals residing in disadvantaged neighborhoods. Similarly, Tuvblad et al. (2006) examined how contextual and familial risk (defined via parental education and occupation and socioeconomic conditions in the neighborhood) moderated the heritability of general antisocial behavior in a population-based Swedish study of 1,133 adolescent twin pairs. As with Cleveland, Tuvblad et al. found that shared environmental influences on antisocial behavior were more important for adolescents residing in disadvantaged environments. Genetic influences, by contrast, were more important in advantaged environments.
These findings thus collectively suggest that shared environmental influences on antisocial behavior are more influential for those individuals living in disadvantaged neighborhoods. The specific processes underlying this pattern of moderation remain unclear, but one possibility is that some experiences are so risky that they can elicit psychopathological outcomes even in the absence of genetic risk, which is a phenomenon referred to as a bioecological G×E. The bioecological model of G×E (Bronfenbrenner & Ceci, 1994; Pennington et al., 2009) harkens back to early notions that genetic influences may sometimes be most strongly expressed in “average, expectable environments” (Scarr, 1992), whereas deleterious environments amplify environmental influences (Lewontin, 1995; Pennington et al., 2009; Raine, 2002). The logic of this model was best illustrated by Lewontin (1995) through his analogy of genetically variable seeds that are planted in either a nutrient-rich or a nutrient-deprived field. The environmental adversity conferred by the deprived soil should eventuate in a field populated largely by short plants. By contrast, because all plants received adequate nutrition in the nutrient-rich soil, the plants would be able to fully express their genetic endowment for height, thereby making height more heritable in this environment. Put differently, some adverse experiences provide such a strong “social push” for a given outcome that the importance of genetic factors in these environments is diminished (Raine, 2002; Turkheimer, Haley, Waldron, D’Onofrio, & Gottesman, 2003). Only in the absence of these risks can genetically mediated individual differences fully manifest. If true, such findings would have key implications for the treatment and prevention of child antisocial behavior, as well as future genome-wide association studies of antisocial behavior, as they would suggest that antisocial behavior is more or less genetic in origin across various contexts.
Unfortunately, these findings of shared environmental (and possibly genetic) moderation by neighborhood disadvantage are less conclusive than one would like for two key reasons. First, although Cleveland (2003) examined AGG as the outcome variable, neither the Cleveland nor the Tuvblad et al. (2006) study differentiated between or considered both aggressive and nonaggressive rule-breaking forms of antisocial behavior. This is potentially problematic because there is converging evidence that although AGG (e.g., assaulting others, bullying) and nonaggressive rule breaking (RB; e.g., lying, stealing, vandalism) are moderately to strongly correlated, they nevertheless constitute meaningfully distinct dimensions of antisocial behavior. As reviewed previously (Burt, 2012; Tremblay, 2010), AGG and RB evidence distinctive developmental trajectories, demographic correlates, personological underpinnings, and, importantly, etiologic differences. In particular, AGG is a highly heritable (65%) behavioral dimension that emerges in early childhood and exhibits specific ties to negative emotionality and executive dysfunction. Although the frequency of aggressive behavior decreases after early childhood, those individuals who are most aggressive early in life typically continue to aggress at relatively high rates across the life span. By contrast, RB demonstrates particularly strong associations with impulsivity, is most frequent during adolescence, and evidences more moderate levels of genetic influences (48%) and stronger shared environmental influences as compared with AGG (18% vs. 5%, respectively). It is thus entirely possible that neighborhood poverty differentially moderates AGG and RB.
Second, and more importantly, neither the Cleveland (2003) nor the Tuvblad et al. (2006) study evaluated whether the increase in shared environmental influences with neighborhood disadvantage reflected the increasing importance of environmental experiences on adolescent antisocial behavior or whether it instead reflected an increasing role for passive gene-environment correlation (rGE) in antisocial behavior. Passive rGE refers to the fact that the environment parents provide to their biological children likely reflects the genetically influenced preferences/tendencies of the parent. And because parents also share genes with their biological children, the child’s genes are then correlated with his or her environmental experiences (thereby mimicking shared environmental influences; Neiderhiser et al., 2004). In this case, what appears to be an increasing effect of the shared environment on youth antisocial behavior with increasing neighborhood disadvantage could reflect an increasing role for passive rGE, such that parents with a tendency toward antisocial behavior themselves are both selecting into more disadvantaged neighborhoods and passing on genes of risk for antisocial behavior to their children. In short, it is as yet entirely unclear whether the increase in shared environmental influences with increasing neighborhood disadvantage does in fact reflect the increasing influence of actual environmental experiences in youth antisocial behavior.
Assortative mating can also inflate estimates of shared environmental influences. Assortative mating is thought to reflect a largely active rGE process in which individuals seek out and mate with others similar to themselves. To the extent that these phenotypic similarities between spouses reflect genetic similarities, assortative mating in the parents would increase the proportion of genes shared by dizygotic (DZ) twins but not by monozygotic (MZ) twins who are already genetically identical. By doing so, assortative mating can serve to artifactually inflate shared environmental estimates. This point is critically important here, given that it is now well known that there are at least modest levels of assortative mating for antisocial behavior (Krueger, Moffitt, Caspi, Bleske, & Silva, 1998). Should assortative mating for antisocial behavior vary with neighborhood (which is as yet unknown), it could be possible that prior findings of shared environmental moderation reflect increases in assortative mating.
How might we disambiguate actual shared environmental influences from passive rGE and assortative mating? The answer lies in the methodologic design. Both Tuvblad et al. (2006) and Cleveland (2003) made use of the classical twin design, evaluating the extent to which twin similarity varied by zygosity in advantaged versus disadvantaged neighborhoods, respectively. Although useful in many ways, this design is unable to disambiguate passive rGE or assortative mating from estimates of the shared environment and, thus, is considered to be a less optimal design for the study of shared environmental influences (Burt, 2014). Fortunately, there is a straightforward solution to this dilemma: Namely, we could also include data on the twins’ parents. This extension of the classical twin design is referred to as the nuclear twin family design. The nuclear twin family model provides two additional pieces of information, over and above the covariance between the twins, on which to base parameter estimates: the covariance between parents and the covariance between parents and children. This additional information allows the nuclear twin family model to, among other things, disambiguate shared environmental influences shared only by siblings (S or sibling level) from those shared by parents and children (F or family level; see Table 1 for definitions of the parameters obtained via twin modeling). The model then capitalizes on the newfound individuation of the family-level environment by further modeling its covariance with genetic influences, thereby allowing researchers to both explicitly estimate passive rGE and disambiguate it from sibling-level shared environmental influences. Comparison of these various estimates across advantaged and disadvantaged neighborhoods, respectively, thus allows us to explicitly evaluate which specific components of the shared environment vary by neighborhood status. In other words, we would be able to more definitively evaluate whether the increase in shared environmental influences reflects actual increases in the importance of the environment on child antisocial behavior.
Definitions of the Parameters Obtained via Twin Modeling
Note: Some parameters can be obtained only in the classical twin model (CTM), others can be obtained only in the nuclear twin family model (NTFM; see Fig. S2 in the Supplemental Material available online), and others can be obtained in both models. Dominant or nonadditive genetic influences are not estimated in the current study and are thus omitted here.
In the current study, we sought to do just this by making use of the nuclear twin family model to examine whether and how neighborhood disadvantage moderates the etiology of aggressive and nonaggressive antisocial behavior, respectively. Our sample consisted of 1,027 child twin pairs, half of whom were oversampled to reside in modestly-to-severely impoverished neighborhoods. Given the results of existing twin studies (Cleveland, 2003; Tuvblad et al., 2006), we expected to find evidence of shared environmental moderation of child antisocial behavior by neighborhood disadvantage. We further expected this moderation to be more pronounced for RB, given meta-analytic and nuclear twin family studies that have indicated that shared environmental influences are far more salient for RB than for AGG (Burt, 2009; Burt & Klump, 2012), as well as evidence that RB may be particularly affected by broader societal processes (Breslau et al., 2011). We further anticipated that this shared environmental moderation would be a function of actual shared environmental experiences rather than passive rGE or assortative mating, given the important role of shared environmental influences on youth RB noted in other studies (Burt & Klump 2012).
Method
Participants were recruited as part of the Twin Study of Behavioral and Emotional Development in Children (TBED-C), a study within the population-based Michigan State University Twin Registry (MSUTR; Burt & Klump, 2013; Klump & Burt, 2006). The TBED-C includes two independent samples: a population-based sample of 1,054 twins from 527 families recruited from across lower Michigan and an “at-risk” sample of 1,000 twins from 500 families residing in modestly-to-severely disadvantaged neighborhoods in the same recruitment area. These two samples were combined for our primary analyses, thereby allowing us to capture both severity and variability in neighborhood poverty and to maximize our sample size. To be eligible for participation in the TBED-C, neither twin could have a cognitive or physical condition that would preclude completion of the assessment (as assessed via parental screen; e.g., a significant developmental delay). Children provided informed assent, and parents provided informed consent for themselves and their children. The twins were 48.7% female and ranged in age from 6 to 10 years (M = 8.03, SD = 1.49; although 30 of the 1,027 pairs had turned 11 by the time the family participated).
Although virtually all mothers participated with their twins during the in-person assessment, roughly 5% of fathers completed their questionnaires via the mail. In keeping with the parameterization of the nuclear twin family model (described later), parental self-report data were omitted for those parent figures who did not share 50% of their genes with the twins (i.e., grandmothers and stepfathers), although their reports of the twins were retained. The self-reports of divorced or separated biological parents with joint custody arrangements or who were otherwise involved in their twins’ lives were retained for analysis (note that their exclusion from analysis did not alter our conclusions). Our final sample thus included self-reports from 992 biological mothers and 822 biological fathers.
Recruitment procedures are detailed in prior work (Burt & Klump, 2013). In brief, families were recruited directly from birth records, or from a population-based registry that was itself recruited via birth records, via anonymous recruitment mailings in conjunction with the Michigan Department of Health and Human Services. Recruitment procedures for the at-risk sample were identical except that mailings were restricted to those families residing in neighborhoods with census-level poverty data above the 2008 mean of 10.5% (additional information on neighborhood poverty rates is provided later). This recruitment strategy yielded overall response rates of 62% for the population-based sample and 57% for the at-risk sample. Families participating in the population-based sample endorsed ethnic group memberships at rates comparable to area inhabitants (e.g., White = 86.4%, Black = 5.4%; Burt & Klump, 2013). Compared with the population-based sample, the at-risk sample was significantly more racially diverse (15% Black, 75% White) and reported lower family incomes (the means were $72,027 and $57,281, respectively; Cohen’s d = −0.38), higher paternal felony convictions (d = 0.30), and higher rates of twin conduct problems and hyperactivity (d = 0.34 and 0.27, respectively).
It is important to note that both samples appear representative of recruited families as indexed via a brief questionnaire administered to approximately 85% of nonparticipating families (Burt & Klump, 2013). As compared with nonparticipating twins, participating twins were experiencing equivalent levels of conduct problems and hyperactivity (d ranged from −0.08 to 0.01 in the population-based sample and from 0.01 to 0.09 in the at-risk sample; all n.s.). Participating families also did not differ from nonparticipating families in paternal felony convictions (d = −0.01 and 0.13 for the population-based and the at-risk samples, respectively), rate of single-parent homes (d = 0.10 and −0.01 for the population-based and the at-risk samples, respectively), paternal years of education (both d ≤ .12), or maternal and paternal alcohol problems (d ranged from 0.03 to 0.05 across the two samples). However, participating mothers reported more years of education (d = 0.17 and 0.26 in the population-based and at-risk samples, respectively) than did nonparticipating mothers. Maternal felony convictions were also more common in participating than in nonparticipating families but only in the population-based sample (d = −0.20 in the population-based sample and 0.02 in the at-risk sample).
Zygosity was established by using physical similarity questionnaires administered to the twins’ primary caregiver (Peeters, Van Gestel, Vlietinck, Derom, & Derom, 1998). On average, the physical similarity questionnaires used by the MSUTR have accuracy rates of 95% or better. The population-based study included 259 MZ pairs (137 male-male and 122 female-female) and 268 DZ pairs (125 male-male, 111 female-female, and 32 opposite-sex pairs). The at-risk study included 165 MZ pairs (86 male-male and 79 female-female) and 335 DZ pairs (85 male-male, 95 female-female, and 155 opposite-sex pairs).
Measures
Neighborhood poverty
We collected information on the proportion of neighborhood residents living below the poverty line in each family’s census tract from the U.S. Census Bureau (http://www.Census.gov/). Given that all families were recruited from 2008 onward, we focused here on the 2008-to-2012 census data. In the population-based sample, neighborhood poverty rates from 2008 to 2012 ranged from 0% to 81% with a mean of 11.4% (see Fig. S1 in the Supplemental Material available online; poverty data were not available for 8 families). In the at-risk sample, neighborhood poverty rates for 2008 to 2012 ranged up to 93% with a mean of 23.4% (see Fig. S1 in the Supplemental Material). Note that 16% of the families participating in the at-risk sample (n = 80) resided in neighborhoods that appear to have “gentrified” somewhat during the intake recruitment period (e.g., the neighborhood was above the poverty cut point of 10.5% according to the 2005-to-2009 census data available at the time of recruitment but not according to the 2008-to-2012 data). In most cases, however, neighborhood poverty rates were higher in the 2008-to-2012 data than in prior years.
Child antisocial behavior
To avoid shared-informant variance with parent self-reports of their own antisocial behavior (as described later), we used teacher reports of child antisocial behavior as our primary outcome variable. The twins’ teacher or teachers completed the Achenbach Teacher Report Form (TRF; Achenbach & Rescorla, 2001), which is one of the most commonly used instruments for assessing antisocial behaviors prior to adulthood. Teachers rated the extent to which a series of statements described the child’s behavior during the past 6 months; responses were made on a 3-point scale ranging from 0 (never) to 2 (often/mostly true). In the current study, we focused specifically on the Rule-Breaking Behavior (RB) scale (e.g., lies, breaks rules, steals, truant; 12 items; α = .70) and the Aggressive Behavior (AGG) scale (e.g., destroys others’ things, fights, threatens others, argues, suspicious, temper; 20 items; α = .93). The teachers of 115 participants were not available for assessment (because the twins were homeschooled, because parental consents to contact the teachers were completed incorrectly, etc.). Data collection/data entry with the remaining teacher reports is ongoing. As of now, however, our teacher participation rate across the two samples is 79.6%, and teacher reports are available for 1,543 participants. Consistent with manual recommendations (Achenbach & Rescorla, 2001), analyses were conducted on the raw scale scores. To adjust for positive skew, we log transformed data prior to analysis to better approximate normality.
Parental antisocial behavior
Parents each completed the Adult Self-Report (ASR; Achenbach & Rescorla, 2003), which includes a 15-item AGG scale (α = .82) and a 14-item RB scale (α = .69). Participants were asked to rate the extent to which a series of statements described their behavior during the past 6 months; responses were made on a 3-point scale ranging from 0 (never) to 2 (often/mostly true). Consistent with recommendations in the manual (Achenbach & Rescorla, 2003), analyses were conducted on the raw scale scores. To adjust for positive skew, we log transformed both scales prior to analysis to better approximate normality.
Of note, the ASR AGG and RB scales appear to tap roughly the same constructs as their counterparts on the TRF. In part, this similarity reflects overlapping item content: More than 50% of the items on the TRF AGG and RB scales directly overlap with those on the ASR. The remaining items were often conceptually similar across the two measures (e.g., “truant” on the TRF, “cannot keep job” and on the ASR). Perhaps more importantly, however, validation studies revealed that TRF reports of children’s behavior predict ASR self-reports by those same children as adults. Visser, Van der Ende, Koot, and Verhulst (2000), for example, examined a referred sample of 789 young adults participating in a Time 2 assessment after a mean of 10.5 years. Results revealed that self-reports of AGG and RB at Time 2 (obtained via the ASR) were correlated at least .18 with teacher reports of AGG and RB obtained more than 10 years earlier. Although small, correlations of this magnitude are in fact rather remarkable, given that they are nearly as high as cross-informant correlations obtained concurrently (Achenbach, McConaughy, & Howell, 1987). In short, our primary measures of parental and child antisocial behavior appear to be tapping quite similar constructs.
Analyses
Twin studies leverage the difference in the proportion of genes shared between MZ twins (who share 100% of their genes) and DZ twins (who share an average of 50% of their segregating genes) to estimate the relative contributions of genetic and environmental influences (as defined in Table 1) to the variance within observed behaviors or characteristics (phenotypes). More information on twin studies is provided elsewhere (Neale & Cardon, 1992).
G×E models
Prior to our primary nuclear twin family analyses, we first sought to directly replicate the shared environmental moderation reported in the Cleveland (2003) and Tuvblad et al. (2006) studies. To do so, we fitted the “univariate G×E” classical twin model (Purcell, 2002) separately for child AGG and RB. The univariate G×E model is well suited for data in which the twins are perfectly concordant on the moderator (van der Sluis, Posthuma, & Dolan, 2012) and is robust to the identifiability and misspecification issues reported for the bivariate G×E model (Rathouz, Van Hulle, Rodgers, Waldman, & Lahey, 2008). We were not able to directly examine rGE confounds in this model both because the twins reside in the same neighborhoods (and parent data are not included in this analysis) and because moderation was modeled specifically on the variance in child antisocial behavior that did not overlap with neighborhood poverty (i.e., the moderator values for each pair are entered in a means model of child antisocial behavior; moderation is then modeled on the residual variance). Poverty was coded as either low (0%–19.9%; n = 690 families) or high (20% or more; n = 329). This cut point was chosen in accordance with recent work that indicates that 20% neighborhood poverty appears to be something of a tipping point, such that the effects of neighborhood poverty on youth outcomes are very small until poverty reaches 20% (Galster, 2010).
Mx (Neale, Boker, Xie, & Maes, 2003) was used to fit the G×E models to the data using full-information maximum-likelihood (FIML) techniques. When models are fit to raw data, variances, covariances, and means are first freely estimated to get a baseline index of fit (minus twice the log likelihood; −2lnL). The −2lnL in the least restrictive G×E model was then compared with those in the more restricted G×E models to compute the chi-square index of fit. Nonsignificant changes in chi-square indicate that the more restrictive model provides a better fit to the data. Model fit was also evaluated by using four information theoretic indices that balance overall fit with model parsimony: the Akaike’s information criterion (AIC; Akaike, 1987), the Bayesian information criterion (BIC; Raftery, 1995), the sample-size-adjusted Bayesian information criterion (SABIC; Sclove, 1987), and the deviance information criterion (DIC; Spiegelhalter, Best, Carlin, & Van Der Linde, 2002). The lowest or most negative AIC, BIC, SABIC, and DIC among a series of nested models is considered best. Because fit indices do not always agree (they place different values on parsimony, among other things), we reasoned that the best-fitting model should yield lower or more negative values for at least three of the five fit indices. To facilitate interpretation of the unstandardized values (Purcell, 2002), we standardized our log-transformed child AGG and RB scores to have a mean of 0 and a standard deviation of 1 prior to analysis.
Nuclear twin family constraint models
For our primary analyses, we made use of nuclear twin family models to more fully evaluate how the etiology of child RB varies with the level of neighborhood poverty. By incorporating data on the parents of the twins as well as the twins themselves, the nuclear twin family model (see Fig. S2 in the Supplemental Material) provides four pieces of information on which to base parameter estimates: the covariance between MZ twins, the covariance between DZ twins, the covariance between parents, and the covariance between parents and children. This additional information allows us to estimate several parameters on top of additive genetic and nonshared environmental influences (termed A and E, respectively, and as defined in Table 1). First, we are able to disambiguate two general types of shared environmental influences: (a) those that create similarity between siblings but not between parents and their children (termed S; e.g., exposure to common peers, school, and experiences of similar parenting across siblings) and (b) those that are passed via vertical “cultural transmission” between parents and their offspring (termed F; e.g., socioeconomic status, social mores). The model then allows us to capitalize on this newfound individuation of the various types of shared environmental influences by directly estimating the covariance between F and genetic influences, otherwise known as passive rGE effects (see w in Fig. S2 in the Supplemental Material). Finally, the nuclear twin family model allows researchers to directly model and account for the effects of assortative mating on parameter estimates.
The nuclear twin family model thus allows us to more definitively evaluate whether the previously identified shifts in the magnitude of shared environmental influences reflect shifts in the importance of actual environmental experiences rather than shifts in the importance of passive rGE or assortative mating. We specifically fitted the nuclear twin family model separately for families experiencing lower and higher levels of neighborhood poverty and examined which model (ASFE, ASE, or AFE) provided the best fit to the data at each level of neighborhood poverty. We also ran a series of constraint models to directly evaluate whether we were able to constrain parameter estimates to be equal across the two poverty groups and evaluated the change in model fit. Significant changes in fit indicated that the parameter could not be constrained to be equal across advantaged and disadvantaged neighborhoods.
Mx, a structural equation modeling program (Neale et al., 2003), was used to perform the nuclear twin family constraint analyses. Model fit was again evaluated by using the chi-square statistic, the AIC, the BIC, the SABIC, and the DIC, as described earlier. To address missing data, we made use of FIML raw-data techniques. Of note, FIML raw-data analyses assume that missing data are missing at random (MAR; i.e., the probability that data are missing is unrelated to their value after other variables are controlled for in the data). In essence, MAR allows missingness to depend on other variables in the data set but not on variables that are not observed (Allison, 2003; Croy & Novins, 2005). Although the missing-mother and missing-child data did appear to be MAR, the missing-father data did not. Maternal reports of paternal felony convictions varied with father missingness (4.3% and 26.6% in participating vs. nonparticipating fathers, respectively; p < .001). It is important to note, however, that controlling for the other variables in our various analyses (i.e., maternal and twin antisocial behavior, twin ethnicity, twin age, twin sex, neighborhood disadvantage) appeared to reduce this effect. In a regression of father missingness, the beta for paternal felony convictions dropped from 0.32 (p < .001) when analyzed alone to 0.15 (p = .023) when analyzed with the other variables. In short, our missing-father data may not be fully MAR.
There are several assumptions undergirding the nuclear twin family model. First, although the model accommodates the possibility of assortative mating, it assumes that assortative mating stems from primary phenotypic assortment, in which mates choose each other on the basis of phenotypic similarity, and does not allow for other forms of assortative mating (e.g., social homogamy, in which mates chose each other as a result of environmental similarity). Second, A and E estimates are assumed to influence all traits to some extent. However, there is not enough information in the data to simultaneously estimate dominant genetic (D), S, and F effects (in addition to A and E). We are thus required to fix one of these estimates to zero. Given our specific questions, we focused on the ASFE model herein.
Results
Descriptive statistics for AGG and RB are presented in Table S1 in the Supplemental Material. Paired-samples t tests indicated that fathers were engaging in higher levels of RB relative to mothers (p < .001) and somewhat higher levels of AGG (p = .077). Independent-samples t tests similarly indicated that boys evidenced higher rates of RB and AGG than did girls (Cohen’s d = 0.29 and 0.31, respectively; both p < .001). Twin RB and AGG also varied by ethnicity, such that they were less common in White participants than in non-White participants (d = −0.39 and −0.35, respectively; both p < .001). RB also decreased slightly with age (r = −.10, p < .001). Ethnicity, sex, and age were regressed out of the twin data prior to analysis (McGue & Bouchard, 1984). Neighborhood poverty (as measured continuously) was modestly correlated with maternal and paternal self-reports of their own RB (r = .08 and .10, respectively; both p < .01) but not with their AGG (both r = .00). Neighborhood poverty was also associated with teacher reports of child RB and AGG (r = .17 and .10, respectively; both p < .001).
Correlations
A preliminary indication of etiologic moderation can be gleaned from the twin intraclass correlations. For child AGG, there was relatively little evidence that MZ and DZ twin similarity shifted with increasing levels of neighborhood poverty (low poverty: rMZ = .54, rDZ = .34; high poverty: rMZ = .67, rDZ = .31). In both cases, the MZ correlation was significantly larger than the DZ correlation, thereby indicating significant genetic influences. For child RB, however, the MZ and DZ correlations did appear to shift with increasing neighborhood poverty (low poverty: rMZ = .51, rDZ = .23; high poverty: rMZ = .61, rDZ = .46). The MZ correlation was roughly double that of the DZ correlation in wealthy and middle-class neighborhoods (a significant difference at p < .05), which indicates that RB may be largely genetic in origin in more advantaged neighborhoods. In impoverished neighborhoods (20% or more), by contrast, shared environmental influences appeared prominent as evidenced by statistically equivalent MZ and DZ correlations (z = 1.46, p = .14).
G×E model results
We confirmed these impressions via formal tests of etiologic moderation (Purcell, 2002). Model fit statistics are reported in Table 2. The no moderation model provided a better fit to the AGG data by three of the five fit indices, which argues against the presence of significant etiologic moderation. Moreover, even when estimated, the pattern of (nonsignificant) moderation pointed to increasing genetic influences and decreasing shared environmental influences with increasing poverty (the genetic and shared environmental moderators were estimated at 0.25 and −0.26, respectively); these results are not in keeping with those of prior studies.
Gene-Environment Interaction Fit Indices
Note: Aggression (AGG) and rule breaking (RB) represent aggressive and nonaggressive antisocial behavior, respectively. Daggers indicate a significant change in chi-square at p < .05. The best-fitting model for a given set of analyses is highlighted in boldface and is indicated by a nonsignificant change in chi-square relative to the linear ACE moderation model (additive genetic, shared environmental influences, and nonshared environmental influences represented with A, C, and E, respectively) and/or the lowest or most negative AIC (Akaike’s information criterion), BIC (Bayesian information criterion), SABIC (sample-size-adjusted Bayesian information criterion), and DIC (deviance information criterion) values for at least three fit indices.
By contrast, the linear ACE moderation model (additive genetic, shared environmental influences, and nonshared environmental influences represented with A, C, and E, respectively) provided a better fit than the no moderation to child RB data model using four of the five fit indices. We then examined specific submodels of the linear moderation model. The C moderation only model provided the best fit to the child RB data relative to both the full ACE moderation model and the A and E moderation only models by all five fit indices. Parameter estimates for the best-fitting C moderation model indicated that genetic and nonshared environmental parameter estimates were moderate to large in magnitude regardless of neighborhood type (the unstandardized genetic and nonshared environmental variances were 0.50 and 0.41, respectively; both p < .05). Moreover, as their moderators were constrained to be zero, these genetic and nonshared environmental influences did not shift with the level of neighborhood poverty (note that even when estimated, their moderators were very small, 0.04 and −0.02, respectively). Shared environmental influences, by contrast, were estimated at 0.00 (n.s.) in wealthy and middle-class neighborhoods and increased dramatically in impoverished neighborhoods (the shared environmental moderator was estimated to be 0.56 with a 95% confidence interval, CI, of 0.24 to 0.99, thereby indicating an unstandardized shared environmental variance estimate of 0.31). This rather large C moderator was observed even in the full ACE moderation model, although it was not significant in that less restrictive model (the moderator was 0.53).
Nuclear twin family model results
For our primary analyses, we sought to better understand the shared environmental moderation observed for child RB via a series of nuclear twin family models. Parameter estimates for the full ASFE models are presented in Table 3. Genetic influences on child RB were observed to be moderate to large in magnitude regardless of the level of neighborhood poverty. Assortative mating also appeared to be present regardless of the level of neighborhood poverty. Shared sibling environmental influences (S) were small and nonsignificant in wealthy and middle-class neighborhoods but significant and moderate in magnitude in impoverished neighborhoods. Alternately, family environmental (F) and passive rGE effects contributed significantly to RB in wealthy and middle-class neighborhoods. It is interesting that the passive rGE effect in wealthy and middle-class neighborhoods was negatively signed, which indicates that increases in the genetic variance (A) in child RB are associated with decreases in the importance of vertical cultural transmission (F).
Unstandardized Nuclear Twin Family Design Heritability Estimates for Nonaggressive Rule Breaking by Level of Neighborhood Poverty and Community Resource Availability
Note: 95% confidence intervals are presented below the point estimate in brackets. Additive genetic, environmental influences shared between siblings, family environmental influences, and nonshared environmental influences are represented with A, S, F, and E, respectively. Because A, S, F, and E are variances, neither their estimates nor their confidence intervals can be negatively signed. The passive rGE (gene-environment correlation) and assortative mating estimates can be either positively or negatively signed. Bold font and an asterisk indicate that the parameter is significantly greater than zero at p < .05. Bold font and a tilde (~) indicate that the parameter is marginally significant at p < .10.
To clarify whether these differences in the etiology of child RB across level of neighborhood poverty were statistically significant, we ran two sets of analyses. We first evaluated which nuclear twin family model (i.e., ASFE, AFE, or ASE) provided the best fit to the RB data at low and high levels of neighborhood poverty, respectively. Model fit results are presented in Table 4. As shown in the table, the AFE model provided the best fit to the data in wealthy and middle-class neighborhoods (i.e., 0%–19.9% poverty) by all five fit indices. In sharp contrast, the ASE model provided the best fit to the data in impoverished (i.e., 20% or more poverty) neighborhoods, again by all five fit indices. Such results confirmed our overall impressions from Table 3, namely, that the etiology of child RB varies significantly with level of neighborhood poverty.
Nuclear Twin Family Model Fit Indices for Nonaggressive Rule Breaking by Level of Neighborhood Poverty and Community Resource Availability
Note: Additive genetic, environmental influences shared between siblings, family environmental influences, and nonshared environmental influences are represented with A, S, F, and E, respectively. Analyses were conducted separately for neighborhood poverty and community resource availability. Chi-square values indicate the change in chi-square relative to the full ASFE model. Daggers indicate a significant change at p < .05. The best-fitting model for a given set of analyses is highlighted in boldface and is indicated by a nonsignificant change in chi-square and/or the lowest or most negative AIC (Akaike’s information criterion), BIC (Bayesian information criterion), SABIC (sample-size-adjusted Bayesian information criterion), and DIC (deviance information criterion) values for at least three of the five fit indices.
We also ran a series of constraint models (see Table S2 in the Supplemental Material). As Table S2 shows, the fully unconstrained ASFE model provided a better fit to the data than did the fully constrained ASFE model, in which all parameter estimates were constrained across neighborhood type, by all five fit indices. Such results again point to significant etiologic differences in child RB with level of neighborhood poverty. Additional constraint analyses further revealed that neither F nor S could be individually constrained across neighborhood type without a significant decrement in fit, which was consistent with the model fit results presented earlier. Passive rGE, A, and E, by contrast, could each be constrained across level of neighborhood poverty without a significant decrement in fit. Interestingly, however, visual inspection of the parameter estimates for the best-fitting ASE/AFE models revealed the presence of nonoverlapping CIs for the genetic estimates (i.e., 0.72, 95% CI = [0.56, 0.88] vs. 0.30, 95% CI = [0.13, 0.46]). Such results indicate that genetic influences on RB may in fact be more important in wealthy and middle-class neighborhoods than in impoverished neighborhoods.
Confirmatory analyses
In an effort to evaluate the robustness of our nuclear twin family model results, we conducted a constructive replication using community resource availability (i.e., the extent to which physical and social resources, such as schools, parks, recreational facilities, and volunteer work, are available in the broader community). Although resource availability is moderately correlated with neighborhood poverty, it is also thought to be a more proximal and tangible form of neighborhood disadvantage (Henry, Gorman-Smith, Schoeny, & Tolan, 2014). Thus, our measure of resource availability centered on more proximal and nuanced assessments (i.e., neighbor-informant reports) in place of census-level macrodata.
In the current study, neighbor reports were assessed as follows: After the participation of a given at-risk twin family, we sent mailings to 10 randomly chosen addresses in that family’s census tract in which we invited one adult resident per household to complete a survey. If a particular randomly chosen address was no longer inhabited (i.e., the letter was returned as undeliverable), one attempt was made to find a replacement address. If more than one participating twin family resided in a given census tract, we continued to recruit only 10 neighborhood informants. The informant-report data were thus identical for all families residing in that neighborhood. This approach resulted in a current sample of 1,804 neighbors (63.2% female, 36.8% male; 80.4% White, 11.7% Black, 7.9% other ethnic group membership; average age of 52.4 with a range of 18–95 years). Our response rate was 70%, of which 70% agreed to participate (for a final participation rate of 49%). The average number of informant reports per neighborhood was 4.39 (SD = 1.64), and at least 1 is currently available for 492 of the 500 families (note that only 1 of the missing 8 represents actual missing data, as assessments have only just begun for the final 7 neighborhoods). Of note, these data are available only for the at-risk sample (neighbor-informant reports were not collected in the population-based sample).
Informant reports of neighborhood structural characteristics were assessed via the 13-item Community Resources scale (α = .74) on the well-validated Neighborhood Matters questionnaire (Henry et al., 2014). Informant reports were averaged within neighborhoods to create an overall neighborhood-level index of community resources. Average informant reports of resources were correlated −.21 with census reports of neighborhood poverty (p < .001). The resources variable was dichotomized at the 50% mark for our nuclear twin family model analyses.
Given the much smaller sample size (n = 500 families vs. 1,027 families) and the confirmatory nature of these analyses, we focus here on the overall pattern of parameter estimates and the model fit comparisons of the ASFE, ASE, and AFE models (see Tables 3 and 4). 1 ASFE model parameter estimates again pointed to prominent sibling-level shared environmental influences in neighborhoods with low levels of resources and significant family-level environmental influences in neighborhoods with more resources. Consistent with this observation, results showed that the AFE model provided the best fit to the data in neighborhoods with high levels of resources (by all five fit indices), whereas the ASE model provided the best fit to the data in neighborhoods with low levels of community resources (again by all five fit indices). Genetic influences were again observed to decrease with decreasing resource availability (as indexed by nonoverlapping CIs), albeit only in the ASE/AFE models. In short, the examination of neighbor-informant reports of community resources generally confirmed our neighborhood poverty results, thereby indicating that sibling-level shared environmental influences on child RB are important primarily in neighborhoods with higher levels of disadvantage, whereas genetic, familial environmental, and passive rGE influences are particularly important in neighborhoods with low levels of disadvantage.
Comment
In the current study, we evaluated whether and how neighborhood disadvantage shaped the etiology of child AGG and RB. Although we did not find evidence that neighborhood poverty moderated the etiology of child AGG, we observed consistent differences in the etiology of RB by level of neighborhood poverty and lack of community resources. Familial environmental influences (i.e., cultural transmission from parents to children) were observed almost exclusively in wealthy and middle-class neighborhoods, as were passive gene-environment correlations. There was also some evidence that genetic influences on child RB are particularly prominent in wealthy and middle-class neighborhoods. In sharp contrast, sibling-level shared environmental influences were estimated to be near zero in the wealthiest neighborhoods and increased several fold with increasing levels of neighborhood poverty. This pattern of results persisted even when examining neighbor informant-reports of community resource availability as our measure of neighborhood disadvantage—findings that serve to bolster our results for neighborhood poverty and also suggest that our conclusions may extend to neighborhood disadvantage more broadly. Such findings collectively indicate that pervasive neighborhood disadvantage substantively alters the etiology of child RB, serving both to enhance sibling-level environmental influences and suppress the otherwise important roles of genetic influences and vertical cultural transmission on these outcomes.
These results constructively replicate, and meaningfully extend, those of prior studies. Cleveland (2003) and Tuvblad et al. (2006) both reported that shared environmental influences on adolescent antisocial behavior increased with increasing neighborhood disadvantage—results that are fully compatible with those reported here despite the fact that both Tuvblad et al. and Cleveland examined samples of adolescents whereas we examined participants in middle childhood. Similarly, Tuvblad et al. found evidence that genetic influences on antisocial behavior decrease with increasing neighborhood disadvantage—results that were partially replicated in the current study. That said, Cleveland reported shared environmental moderation of AGG in particular, for which we did not find evidence of moderation. Although it remains unclear what might account for this discrepancy, the developmental stage of our respective samples is one possibility (middle childhood vs. adolescence). That said, Cleveland did not examine RB; thus, we cannot know how those results might look.
The current study also substantively adds to our understanding of the ways in which neighborhood disadvantage moderates the etiology of child antisocial behavior. Neither Tuvblad et al. (2006) nor Cleveland (2003) made use of nuclear twin family models and, thus, were unable to disambiguate passive rGE from shared environmental influences. Because of this, it was possible that the increase in shared environmental influences (C) observed in those studies reflected the increasing importance of passive rGE. The results of the current study strongly argue against this possibility. Sibling-level shared environmental influences were found to increase rather dramatically with increasing levels of neighborhood poverty and decreasing levels of community resources. Moreover, passive rGE and familial shared environmental influences were all but exclusive to wealthy and middle-class neighborhoods, which further argues against the notion that increasing levels of passive rGE underlay the increase in shared environmental influences observed in prior work. The negative direction of the passive rGE we observed in wealthy and middle-class neighborhoods also represents a novel result: Namely, our results indicate that in wealthy and middle-class neighborhoods, children with a lower genetic loading for RB have a higher cultural propensity to engage in RB (and vice versa). Although it remains unclear what that cultural propensity might be, one possibility is that familial socioeconomic status and social mores exert more of an effect on child RB in the absence of genetic risk for RB. In future work, researchers should examine this possibility directly.
Finally, the results of the current study dovetail nicely with prior suggestions that AGG and RB constitute meaningfully different, if correlated, dimensions of youth antisocial behavior (Burt, 2012). Only child RB was consistently moderated by neighborhood disadvantage, whereas etiologic influences on child AGG were relatively unaffected. Such results clearly imply that the etiologic differences between AGG and RB extend beyond previously reported differences in their basic genetic and environmental architectures (Burt, 2009) to also include differential responsiveness to particular environmental experiences. Given this, we would argue that researchers interested in the causal processes underlying antisocial behavior should be disambiguating the two dimensions whenever possible.
Limitations
There are some limitations to be considered. First, given the role of development in the etiology of conduct problems (Burt & Neiderhiser, 2009), the current results should be considered specific to middle childhood and should not be applied to other developmental periods. That said, similar results were reported for adolescent samples in both Cleveland (2003) and Tuvblad et al. (2006), suggesting a general environmental effect of neighborhood disadvantage on youth antisocial behavior. Of note, the finding of a consistent pattern of moderation across child and adolescent studies of antisocial behavior has not been shown for other environmental risk factors (Burt, 2015), which suggests that neighborhood may represent a more potent, or at least longer term, moderator. Similarly, it remains unclear how child sex might further moderate these associations, although extant work has not shown evidence of etiologic differences in antisocial behavior across sex (Burt, 2009). Nonetheless, future work should seek to confirm the absence of additional moderation by sex. Next, although the phenotypic associations between parent and child RB and neighborhood poverty were in the expected direction, they were small. However, the presence of a small phenotypic association between the moderator and the outcome has no bearing on the extent of etiologic moderation, with the exception of reducing concerns about possible rGE confounds (van der Sluis et al., 2012).
Finally, although the results presented here highlight distinctions within the overarching construct of antisocial behavior, it is worth noting that AGG and RB demonstrate considerable overlap as well. Previous studies have shown that of those individuals with childhood-onset AGG, roughly 50% also exhibit clinically significant RB (Hudziak et al., 2003), results that were replicated here (r = .64 for teacher report of twin; when squared to index the coefficient of determination, this corresponds to 41% overlap across AGG and RB, respectively). Although this level of overlap may appear incompatible with meaningful differences between these two dimensions of antisocial behavior, AGG and RB are in fact differentially predictive of a wide variety of youth outcomes (as reviewed in prior work; see Burt, 2012). Moreover, we would argue that the presence of significant overlap between AGG and RB is in fact to be expected. The comorbidity of mental disorders, once thought to be the exception, now seems to be the rule (Clark, Watson, & Reynolds, 1995) and has been conceptualized as evidence that core psychopathological processes link separate mental disorders (Kendler, Prescott, Myers, & Neale, 2003; Krueger et al., 2002). In addition to these common processes, however, there is evidence of causal processes that are disorder specific (see especially Krueger et al., 2002). Accordingly, although our results highlight etiological distinctions between AGG and RB, they are not inconsistent with common etiological influences that contribute both to their covariation with each other and to the comorbidity between antisocial behavior and other externalizing spectrum disorders.
Conclusions
Our findings have several important implications for understanding the etiology of antisocial behavior in both advantaged and disadvantaged neighborhoods, as well as for understanding G×E processes more generally. Indeed, although much has been made of the moderation of genetic influences by measured aspects of the environment, the current study indicates that this process of etiological moderation is not unique to genetic influences. And although the moderation of environmental influences is somewhat less straightforward to interpret than the moderation of genetic influences, prior literature points to two possible routes for environmental moderation. One possibility is that effects of parenting on child outcomes are accentuated in disadvantaged neighborhoods (Gorman-Smith, Tolan, & Henry, 1999; Gorman-Smith, Tolan, Zelli, & Huesmann, 1996), given that exposure to a common parenting style is thought to load on S or the sibling-level shared environment rather than on F or the family-level shared environment (because parents are not themselves being parented anymore; see Table 1). This effect of parenting may take the form of protection, in which the parent-child relationship is able to buffer children from the consequences of neighborhood poverty (e.g., increased crime and joblessness), or the form of increased risk, in which the parent-child relationship mirrors and accentuates the experiences in the broader community.
Another possibility (which may or may not co-occur with the first) involves early exposure to environmental contaminants, which are experienced disproportionately by those individuals living in impoverished environments (Perera et al., 2002). Decades of research have highlighted the damaging effects of prenatal and early childhood exposure to common environmental toxicants (e.g., lead, cigarette smoke) on later health outcomes, including youth antisocial behavior (DiFranza, Aligne, & Weitzman, 2004; Mansi et al., 2007; Needleman, Schell, Bellinger, Leviton, & Allred, 1990). Fetuses and children are particularly sensitive to such exposure, both because early disruptions in development can have long-lasting effects (Rice & Barone, 2000) and because many neurotoxicants are transferred across the blood-brain barrier (Neubert & Tapken, 1988; Rodier, 2004). These exposures could contribute to the increase in RB in disadvantaged neighborhoods and may exert powerful enough main effects to obviate the contributions of individual genes. Moreover, we would a priori expect such early exposure to create similarities between siblings (e.g., fetal exposure would be experienced by both twins), but not necessarily between children and their parents, and thus load on S (the sibling-level shared environment).
The current results also speak to the unique etiology of child RB in wealthy and middle-class neighborhoods and in those with high levels of community resources. Namely, genetic influences appear to be particularly important to the etiology of RB in advantaged neighborhoods, as are familial environmental influences. Moreover, these genetic and family-level shared environmental influences are negatively correlated. Such findings point to a distinctive etiology of child RB in advantaged neighborhoods—namely, RB appears to be a function of either high levels of genetic risk or high levels of family-level shared environmental influence but not both. Future work should seek to identify the environmental experiences that contribute to RB in advantaged neighborhoods in particular and to evaluate their negative correlation with genetic risk for RB.
Footnotes
Acknowledgements
The authors thank all participating twins and their families for making this work possible. The primary author had full access to all of the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis.
Declaration of Conflicting Interests
The authors declared that they had no conflicts of interest with respect to their authorship or the publication of this article.
Funding
This project was supported by Grant R01-MH081813 from the National Institute of Mental Health (NIMH) and Grant R01-HD066040 from the Eunice Kennedy Shriver National Institute for Child Health and Human Development (NICHD). The content is solely the responsibility of the authors and does not necessarily represent the official views of the NIMH, NICHD, or the National Institutes of Health.
