Abstract
In the 2009 and 2014 elections, the poorer the voters were, the less BJP-oriented they were too. The situation changed in 2019, when the prime minister appeared to be equally popular among all the strata of society, including the poor. Modi’s massive appeal to the poor is counterintuitive given the weakening of pro-poor policies like the National Rural Employment Guarantee Act and the elitist character of BJP. If class has lost some of its relevance for explaining the results of the 2019 elections, caste is showing some resilience, not as aggregates in the garb of OBCs or SCs, but as jatis at the state level. In spite of the BJP’s claim that the party’s ideology was alien to any consideration which may divide the nation, its strategists have meticulously studied caste equations at the local level in order to select the right candidates. This caste-based strategy partly explains the above-mentioned class element as the small OBC and Dalit jatis that the BJP has wooed are often among the poorest—and upper caste poor vote more for BJP than their co-ethnic rich anyway.
Introduction
In 2014, the notion of class—that had been eclipsed by caste in the 1990s—had staged a comeback, not only because of the new assertiveness of the middle class (reflected in its turn out that jumped by 10 percentage points compared to 2009—see Table 1), but also because of the rise of what Narendra Modi called the ‘neo-middle class’, an aspiring social category born in the context of a high growth rate (Jaffrelot, 2013, 2015a). And his victory was largely due to these two social milieus; hence the reconfirmation of an old, simple linear correlation according to which, the richer the voters were, the more BJP-oriented they were too (see Table 2).
Class-wise Turn Out in 2009, 2014 and 2019
Five years later, class has lost its explanatory power as this correlation does not operate any more. In the 2019 election, class has not made any significant impact on the voting patterns and the poor have supported the BJP as much as more affluent social categories, as we will show in the first part of this article. By contrast, caste seems to be more resilient than anticipated, not at the level of aggregates such as ‘Other Backwards Classes’ or ‘Scheduled Castes’, but at the jati level; and not at the national level—where jatis hardly make sense—but at the state level, as we will demonstrate in the second part on the basis of voting patterns in Hindi-speaking states. However, the influence of class and caste may be cumulative to some extent, not only because the poor of the upper castes tend, traditionally, to vote more for the BJP, but also because the party, in 2019, has tried to woo small and poor OBC and Dalit castes against larger and more affluent ones which were aligned on state parties like the SP and the BSP.
The Elusiveness of Class
Traditionally, social scientists have tended not to pay attention to the role of class in Indian politics. Susanne and Lloyd Rudolph, for instance, considered that class politics never crystallized in the country. 1 Certainly, the Congress, because of its clientelistic strategy, has always been able to attract voters from different social strata—an achievement related to the making of a ‘coalition of extremes’ comprising of Brahmins, Muslims and Dalits (Brass, 1980). But the BJP, in contrast, has always been more associated with the middle class and elite groups. In 2014, only 24 per cent of the ‘poor’ voted for the party, against 38 per cent of the ‘rich’ —a gap of 14 percentage points—and the correlation was perfectly linear (see Table 2). E. Sridharan, therefore, tried to understand ‘why did the upper middle and middle class vote for the BJP disproportionately in 2014?’ (Sridharan, 2014, p. 74). In 2019, the gap between the ‘poor’ and the ‘rich’ has dropped from 14 percentage points to 4, and to 2 only if we compare the ‘poor’ with the ‘middle’ stratum. While the ‘poor’ lagged behind the average performance of BJP—31 per cent of the valid votes—by 5 percentage points in 2014, it was only 2 percentage points below the overall vote of BJP—37.7 per cent–in 2019.
The 2009, 2014 and 2019 Lok Sabha Elections: Class-wise Support for Main Parties—All-India (all figures are expressed in percentage)
In some states, the poor voted BJP even more than the middle stratum. In Uttar Pradesh, for instance, a record proportion of 50 per cent of the poor chose BJP, against 49 per cent of the middle stratum (see Table 3). In Madhya Pradesh, 56.5 per cent of the poor did the same, against 53 per cent of the ‘lower’ stratum (see Table 5). Bihar is one of the few states in North and West India where the BJP was not the first choice of the poor—but there it was its ally, the JD(U) (see Table 4). In fact, in 2019, the BJP has achieved with the poor what it had achieved with the intermediate categories (the ‘lower’ and the ‘middle’ strata) in 2014. Between 2009 and 2014, the proportion of BJP supporters had jumped, respectively, from 19 to 31 per cent and from 22 to 32 per cent of the valid votes. In 2019, the proportion of poor voting BJP has similarly jumped from 24 to 36 per cent.
The 2009, 2014 and 2019 LS Elections: Class-wise Support for Main Parties in Uttar Pradesh
The 2009, 2014 and 2019 LS Elections: Class-wise Support for Main Parties in Bihar
The 2009, 2014 and 2019 LS Elections: Class-wise Support for Main Parties in Madhya Pradesh
Why Have the Poor Voted More for BJP in 2019?
The massive support that the BJP received from the poor is intriguing given the fact that the Modi government has severely undermined the anti-poverty policies that the UPA had initiated. The National Rural Employment Guarantee Act (NREGA) started by Manmohan Singh in 2005 is a case in point (Jenkins & Manor, 2017). The amount that the Singh government had earmarked for the programme represented up to 0.6 per cent of India’s GDP, providing work to 50 million households and bringing 14 million people out of poverty, not only by giving them an income, but also by fostering revisions of the minimum wage in rural areas (which rose from ₹65 per day in 2005 to ₹162 per day in 2013). The average growth of per capita rural income went from 2.7 per cent per year between 1999 and 2004 to 9.7 per cent between 2006 and 2011 (Deshpande, 2016).
Yet Modi and the BJP considered the programme a disaster at once because it penalized farmers (who had to pay their workers higher wages) and because it involved welfare payments, as the wages they claimed were paid even when no work was available. In the first BJP government parliamentary budget session in February 2015, after an hour-long speech in which he posed as ‘pro-poor’ and ‘pro-farmer’, Modi concluded that NREGA was nothing but a ‘monument’ to the ‘failures’ of previous governments (The Hindu, 2015).
The Supreme Court was obliged to intervene in May 2016 to compel the government to disburse the funds earmarked for NREGA. But local government officials in charge of the programme, grouped by state into a WhatsApp group, received instructions via the social network not to disburse the funds, with little concern for administrative transparency (Karat, 2016).
In practice, the funds allocated to NREGA thus went down from 0.36 per cent of GDP in 2012–2013 to 0.26 per cent in 2016–2017 (Nair, 2017). As a result, the number of people who worked 100 days per year fell from 470,000 in 2013–2014 to 250,000 in 2014–2015 and to 170,000 in 2015–2016 (Deshpande, 2016).
In parallel, the NREGA wages stagnated: in March 2019, in spite of the elections being around the corner, the annual hike ranged from ₹1 to 17, which meant that, in 33 states and union territories, the NREGA wage rate was less than the corresponding minimum wage for agriculture.
The BJP did not even come to the aid of farmers, those who—unlike farm workers—own parcels of land and sell their surplus. When measures to help them were announced, beneficial effects did not follow. The crop insurance scheme against natural disasters suffered from excessive bureaucratic centralism (related to the fact that Modi was seeking to take personal credit for it) (Jakhar, 2017) and the fact is that management was handed over to a private firm, Anil Ambani’s, which profited more from it than farmers did. 2
The issue of farm prices proved even more problematic. In his 2014 campaign platform, Modi had promised farmers that the government would buy their products on agriculture markets at 1.5 times production cost. But the means of calculating such costs was never specified, and in fact, minimum support prices proved to be not high enough (Waghmare, 2018). Worse still, when market prices rose, the government tried to bring them back down by importing more of the commodity in question and/or by preventing farmers from exporting so as to maintain an abundant supply. This policy infuriated farmers, who stepped up protest action in 2017. In some areas, demonstrations were crushed in violence, ratcheting up the tension (Chari, 2017, June 14; Chari, 2017, June 18; Dey, 2017).
Not only poor villagers and peasants have been at the receiving end under the first Modi government, but inequalities have increased across India. A 2018 Oxfam report revealed that 10 per cent of the richest Indians garnered 77.4 per cent of the nation’s wealth (against 73% the year before) (The Hindustan Times, 2019) and that 58 per cent of it was in the hands of India’s ‘one percent’ (while the world average is 50%). 3 The earnings made by this handful of people in 2017 were equal to India’s budget for that year (The Wire, 2018).
Then the question arises: Why have the poor villagers and the farmers voted for BJP to such a great extent, given the fact that this party has not done much for them and remains associated with elite groups, as evident from the social profile of its MLAs, MPs and ministers? (Jaffrelot & Verniers, 2019). The specialized literature suggests some responses. Tariq Thachil convincingly argues that while the BJP gets the vote of the poor in areas where other components of the Sangh parivar are doing social work for them—like in Chhattisgarh (Thachil, 2014). While this variable needs to be factored in and might have played a key role in the pre-Modi era, it cannot be the only explanation today when almost 30 per cent of the interviewees declare that they are supporting BJP because of Modi (J. Mishra, 2019).
Narendra Modi, who presented himself as a self-made man, from chaiwala to PM, has been able to project himself as pro-poor. He has tried to do it as soon as he became Prime Minister. In his first address to the Lok Sabha, he pledged ‘to serve the poorest of the poor’ (Modi, 2014) and repeated it in 2015 on several occasions. But it was during the course of demonetization, undertaken in November 2016, that this rhetoric reached new heights. While this decision brought the economy to its knees, taking a heavy toll on the poorest of the poor, whose wages are paid in cash and who often had no bank account, chequebook or credit card, Modi claimed it was a measure against the rich. The speeches he made on the topic during the campaign for the 2017 state elections in Uttar Pradesh reveal his talent for turning the perspective around in this way, and even reversing roles. He explained that the measure was intended to fight corruption by withdrawing black money from circulation and that the rich would be much harder hit than the poor. 4 To substantiate his claim of working for the poor, Modi often cites two initiatives, Swachh Bharat and Ujjwala Yojna. In the framework of the first, launched in 2014, the government pledged to build toilets for the poor, who are otherwise obliged to defecate out in the open. The building of thousands of toilets did nothing to alter this practice, a sign that the initiative was less a priority for the poor than for those disturbed by their filth. The Indian government has nevertheless undertaken to build 90 million toilets at a cost of 30 dollars each before October 2019 and the poor have appreciated that so much attention was paid to them.
The second initiative, launched in May 2016 under the name Prime Minister’s Ujjwala (Cooking Gas) Program (Pradhan Mantri Ujjwala Yojana), granted a ₹1,600 subsidy to 80 million families living below the poverty threshold to provide them with natural gas. The programme is very popular among women who otherwise cook surrounded by wood smoke (from firewood they gather themselves). It is linked to the famous Pradhan Mantri Jan Dhan Yojana, which provides access to a bank account, since an account is needed in order to receive the subsidy. Jan Dhan facilitates the provision of banking services for the poor (current account, credit card, etc.). It is more of a symbolic measure as the poor have no more money than before, but its success reflects one of the strengths of populism: it does not seek to alter social balances, or even to combat inequality, but sends the people a symbolic message. That is precisely how a local BJP cadre sums it up: ‘Ujjwala, toilets, Jan Dhan are so popular because they offer the poor dignity. And they give credit to Modiji for these schemes’ (Jha, 2017).
During the election campaign, Modi emphasized the pro-poor schemes that he had undertaken, including the building of roads, Swachh Bharat Mission, the Ujjwala Yojana, the Jan Dhan Yojana and the Pradhan Mantri Awas Yojana, which are intended to give houses to the poor.
5
Interestingly, while these programmes had not reached their peak yet, a large fraction of the budget allotted to them was used for publicity. Swachh Bharat is a case in point.
6
According to the CSDS-Lokniti post-poll survey, these over-publicized schemes made some impact on the voters:
When voters were asked to name one policy or programme of the Modi government that they liked the most, the Ujjwala Yojana, which is directed at women, was most popular. This was followed by Swachh Bharat Abhiyan, Jan Dhan Yojna, Pradhan Mantri Awas Yojana and Beti Bachao, Beti Padhao [Protect Girlchild, Educate Girlchild]. An equal proportion of men and women (34%) in our study reported to have benefited from the Ujjwala Yojana. Among women beneficiaries of this scheme, more women voted for the BJP compared to those who did not benefit from it (41% and 33%, respectively). Among women beneficiaries of the Jan Dhan Yojana, 42% of women beneficiaries opted for the BJP compared to 34% of non beneficiaries. (Attri & Jain, 2019)
These figures suggest that the pro-poor schemes of the Modi government did not make a huge difference as even non-beneficiaries supported BJP in large numbers. Four things have probably made a bigger difference, it seems. First, many non-beneficiaries were confident that Modi would deliver and that they would benefit from his policies if he was re-elected. One of them, a poor tractor driver from Rajasthan, says: ‘Our name is there in the Pradhan Mantri Awas Yojana. We openly defecate as we have not got money for building toilets yet. But we have full faith in Modiji that if comes back to power we will get our house and toilet’ (A. Mishra, 2019).
Second, the Union budget that was announced in February granted an annual income support of ₹6,000 to all farmer households owning 2 ha or less—that is 6 per cent of a small farmer yearly income (Jha, 2019). In fact, the Union budget was more intended to please the middle class again. The income tax exemption limit jumped from ₹200,000 to 250,000 and the income tax rate up to ₹500,000 was reduced from 10 to 5 per cent. The income tax on an income of ₹1 million dropped from ₹110,210 to ₹75,000 (Gulati, 2019). But, still, the poor peasants who were in a rather desperate situation greatly appreciated this relief awarded to them in the framework of a programme called PM-KISAN Yojana.
Third, Modi has successfully focussed on nationalism and national security after the Pulwama jihadi attack that killed 41 Indian soldiers in Jammu and Kashmir in February 2019. The retaliations he orchestrated, including the air strikes against Pakistan in Balakot, helped him to foster a mass-mobilization (Pandey & Rana, 2019).
The Lokniti-CSDS survey suggests that the two above-mentioned elements—direct cash transfers through the PM-KISAN Yojana and the ultra-nationalistic campaign of the BJP—might have helped the party assuage the angry farmers and shift the narrative from farmers’ issues to development and nationalism. PM-KISAN, under which ₹2,000 is transferred to the bank accounts of farmers with small land holdings every 4 months, seems to have made them swing in the BJP’s favour. Among farmers who had benefited from PM-KISAN and credited the Central government for the same, 56 per cent voted for the BJP (NDA 65%) and only 8 per cent chose the Congress (UPA 11%). However, among those who credited the State government, the figures were almost the same for both (UPA 30%, NDA 29%). Interestingly, two-fifths of those who credited the State government voted for parties other than UPA and the NDA. Among farmers who had heard about India’s air strikes in Balakot, 42 per cent voted for the BJP while 17 per cent voted for the Congress. Contrary to this, among those who had not heard about the strikes, the gap was merely 3 percentage points, with 31 per cent voting for the BJP and 28 per cent for the Congress.
Both things reflect sentiments typical of a successful populist repertoire, when the people adhere to a strong leader who embodies the nation and whom they trust. Indeed, in the 2019 elections, Modi has won—not the BJP 7 —because of his appeal vis-à-vis all kinds of social groups, poor or rich. According to the NES, 24 per cent of the poor would have not voted for BJP if Modi had not been the party candidate—more than the rich (22.5%)!
A fourth decision must be taken into account: the 10 per cent quota for the upper-caste poor. But this move was naturally more appealing to the upper-caste poor—a clear indication that caste still matters.
In fact, for understanding the way poor voters rallied around BJP in 2019, one needs not only to factor in the discourse, policies and strategies of Narendra Modi, but also his party’s tactics regarding caste politics—not at a macro level, but at the jati level.
The Uneven Resilience of Caste
Not only class does not explain the 2019 voting pattern, as we have just seen in the previous section, but caste, captured via large aggregates (like OBCs and SCs) hardly matters. Certainly, Dalits do not support BJP as much as the average Indian voter, but all the other caste groups (and tribes) do and Dalits vote more for BJP than for any other party.
Within the large aggregates of Table 6 class often does not make any big difference either. Among the OBCs, for instance, the proportion of BJP supporters is very similar, be these OBC voters poor or part of the lower and middle strata. The popularity of the party only increases significantly among the rich OBCs (44%) (see Table 7).
The 2009, 2014 and 2019 LS Elections: Votes by Caste, Tribe and Religion
The 2009, 2014 and 2019 LS Elections: The OBC Vote by Class in India
However, in order to make sense of the role of caste in Indian politics, one needs to disaggregate the meta categories that are ‘Upper Castes’, ‘OBCs’ and ‘Scheduled Castes’, in order to look at the jatis and, similarly, one needs to shift from a pan-Indian level to the state level. When applied to Uttar Pradesh, this approach suggests a counter-intuitive conclusion: poor OBCs have voted more for the BJP than for the BSP-SP alliance, in spite of the elitist image of the party: 59 per cent of the ‘poor’ OBCs supported BJP, against 34 per cent who turned to the alliance (see Table 8).
The 2009, 2014 and 2019 LS Elections: The OBC Vote by Class in UP
The fact that upper and middle class OBCs voted more for the BSP-SP alliance and that poor OBCs supported more the BJP is understandable the moment jatis are factored in: the SP remains a Yadav party to a large extent, and Yadavs tend to be richer than the average OBC (Jaffrelot & Kalaiyasaran, 2019, January 14). As the non-Yadav OBCs, who often belong to poorer strata of society, usually resent the Yadav domination, and the way in which they corner most of the reservations in particular, the BJP has successfully wooed them by nominating many candidates from this milieu. Whereas 27 per cent of the SP candidates were Yadavs in 2019, Yadavs represented only 1.3 per cent of the candidates of the BJP which, on the contrary, gave tickets to 7.7 per cent Kurmis and 16.7 per cent ‘Other OBCs’, who often came from small, poor caste groups (Verniers, 2019). This strategy translated into votes: while 65 per cent of the Yadavs voted for the SP-BSP alliance, 72 per cent of the ‘Other OBCs’ supported the BJP (Beg, Pandey, & Kare, 2019), showing that the OBC milieu was now polarized along jati lines which, to some extent, coincided with class lines too as the non-Yadav OBCs who supported Modi tended to be less affluent (see Table 9).
The 2009, 2014 and 2019 LS Elections: The Yadav Vote by Class in UP
The same reasoning applies to the UP Dalits, whose voting pattern has changed dramatically in 2019. In 2014, class made little difference—at least till the higher social echelon so far as the BJP vote was concerned. In 2019, a counter intuitive correlation has taken shape according to which, the poorer the Dalit voters, the more BJP-oriented they are (with one exception, the rich category), like in the case of the BSP! (see Table 10).
The 2009, 2014 and 2019 LS Elections: The Dalit Vote by Class
One can make sense of this state of things again by factoring jatis as an explanatory variable. The same way the BJP consolidated the non-Yadav voters against the SP, the party has also become the rallying point of the non-Jatav voters against the BSP: once again, the BJP has cashed in on the resentment of small Dalit groups accusing the Jatavs—who are indeed better off than other Dalits (Jaffrelot & Kalaiyarasan, 2019, March 2)—of exerting some domination, partly because of their access to reservations. In Uttar Pradesh, the BSP has given more than 20 per cent of its tickets to Jatavs, whereas BJP has nominated 5 per cent of Jatavs, 7.7 per cent of Pasis and 9 per cent of ‘Other SCs’ (Verniers, 2019). Certainly, the BSP-SP got 75 per cent of the Jatav vote, but it received only 41 per cent of the ‘Other SCs’ vote, against 46 per cent which went to the BJP.
So far, we have observed that poor OBCs and poor SCs of UP voted more for BJP because the party had played caste politics cleverly, by federating small and comparatively poor OBC and SC jatis against their main rivals, Yadavs and Jatavs. However, the upper caste poor also tend to vote more for the BJP—but for other reasons.
In the case of the upper castes, the class-related correlation mentioned above (richer the voters are the more BJP-oriented they are) works when this category is considered globally, but it loses its relevance once jatis of Brahmins and Rajputs are considered separately (one more indication that one needs to look beyond broad caste categories). These two jatis do not vote more for BJP and its allies the richer they are. On the contrary: the poorer the Rajputs are the more they vote for the BJP and its allies—except the upper class (see Table 12). In the case of the Brahmins the lower class votes more for the BJP and its allies than the others—including the middle and the upper classes (see Table 11). By doing so, the non-affluent Rajputs and Brahmins defy the usual correlation. In the case of the poor, this phenomenon has probably something to do with the 10 per cent quota effect (Lokniti Team, 2019). But it was already there before and therefore probably reflects something else too, that is the intent of these social groups to demonstrate and defend their status by supporting a party associated with the Hindu great tradition—and which has never been in favour of caste-based reservations anyway. Pavithra Suryanarayan has shown that poor Brahmins turned—even more than rich Brahmins—to BJP in the post-Mandal context, in reaction to the threat posed to them by quota politics, a threat that they perceived in material as well as psychological (status-based) terms (Suryanarayan, 2018).
The 2009, 2014 and 2019 LS Elections: The Brahmin Vote by Class
The 2009, 2014 and 2019 LS Elections: The Rajput Vote by Class
Conclusion
While class played an important role in explaining the 2014 election results, the situation has been very different in 2019, when Narendra Modi appeared to be equally popular among all the strata of society, including the poor who did not vote for him in such large numbers 5 years before. Modi’s massive appeal to the poor is counterintuitive given the weakening of pro-poor policies like the NREGA and the rise of inequalities. This enigma can only be explained by the way Modi is perceived by the poor, not only as one of them who is defending them against the rich (as evident from the demonetization moment), but as a man they can trust and who cares for them (as evident from the perception of Swachh Bharat, the Ujjwala Yojana, the Jan Dhan Yojana, PM-KISAN Yojana and the Pradhan Mantri Awas Yojana. Even if they have not benefitted from his largesse, they think that he will deliver through these highly publicized centrally sponsored schemes which are closely associated with him. They also see him—like most of the BJP voters—as the strong man India needs to protect their country against the external threats.
A larger number of poor voted for Modi in 2019 also because the BJP has targeted small OBC and Dalit jatis where poor were in larger numbers. The party focussed on these groups because they resented the domination of big caste groups which were closely associated with rival parties—like the pro-SP Yadavs among the OBCs and the pro-BSP Jatavs among the SCs. In fact, if class has lost some of its explanatory power for accounting for election results, caste has retained it here. All the more so as caste identity also explains why poor Brahmins and poor Rajputs support the BJP more than their rich co-ethnic, something that was already true before.
Our case study of UP suggests that if class has lost some of its relevance for explaining the results of the 2019 elections, caste is showing some unexpected relevance. In spite of the BJP’s claim that the party’s ideology was allergic to any consideration which may divide the nation, its strategists have meticulously studied the caste equation at the local level in order to select the right candidates among non-Jatavs and non-Yadavs in UP. This tactic reconfirms that the role of caste in politics must be analyzed at the state level and at the jati level. For making this point, other case studies dealing with other jatis in other states are now needed.
Footnotes
Declaration of Conflicting Interests
The author declared no potential conflicts of interest with respect to the research, authorship and/or publication of this article.
Funding
The author received no financial support for the research, authorship and/or publication of this article.
