Abstract
This contribution highlights the significance of using vagally-mediated heart rate variability (vmHRV), a general indicator of adaptation, as an actionable biomarker to assess and enhance self-regulation abilities in individuals and organizations. The paper reviews the state-of-the-art on vmHRV and introduces various techniques to enhance vmHRV, including slow-paced breathing, the diving reflex, transcutaneous vagus nerve stimulation (tVNS), transcranial magnetic stimulation (TMS), and transcranial direct current stimulation (tDCS). The recommendations for policymaking are based on recent systematic reviews and meta-analyses related to the implementation of these techniques in diverse settings, such as clinical, organizational, and educational contexts. The discussion emphasizes the efficacy, accessibility, and cost-effectiveness of vmHRV assessments and offers practical tools for individuals and organizations through a three-part framework—assessment, intervention, and evaluation—ultimately fostering self-regulation abilities at both individual and societal levels.
Keywords
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We explore the vagally mediated heart rate variability as a noninvasive biomarker for self-regulation, considering its implications for policymaking across education, healthcare, and organizational settings. This is a promising tool for understanding and enhancing self-regulation phenomena.
Highlights
Vagally mediated heart rate variability (vmHRV) is a noninvasive biomarker for self-regulation, providing valuable insights into health, work-related stress, cognition, emotion regulation, social interactions, and athletic performance. vmHRV can inform policymaking across various domains, including education, healthcare, and organizational settings, by providing data-driven evaluations of initiatives and identifying areas for improvement. Slow-paced breathing (SPB) emerges as the most acceptable, scalable, and cost-effective intervention for enhancing vmHRV and should be the main focus of action for policymakers to develop training programs tailored to various audiences and settings The use of vmHRV in public health policy can improve health outcomes and promote well-being. In occupational settings, vmHRV measurements can identify individuals at risk of stress, fatigue, and burnout. Implementing vmHRV-enhancing techniques can support the improvement of self-regulation skills and overall well-being. vmHRV not only provides a tool for understanding self-regulation phenomena but also offers actionable insights for interventions, enhancing the capacity for self-regulation.
Introduction
As the saying goes, “What gets measured gets managed.” What if psychological science had a noninvasive indicator that could shed light on the way people regulate their thoughts, emotions, and behaviors? This paper introduces vagally-mediated heart rate variability (vmHRV) as a promising candidate biomarker for such an indicator, offering a cost-effective and noninvasive approach to assess self-regulation across various domains. Exploring the potential of vmHRV for policymakers aims to underscore its utility in improving diverse aspects of self-regulation, such as physical and mental health, social interactions, well-being, and performance.
vmHRV: What This Is, and Why It Matters for Self-Regulation
At first glance, one might assume that the interval between successive heartbeats is a fixed, predictable value, such as one second when the heart beats at 60 cycles per minute (cpm). In fact, the time interval between successive heartbeats changes constantly, and this phenomenon is known as heart rate variability (HRV) (Laborde et al., 2017; Malik, 1996). This intrinsic variability in heart rate is not to be confused with arrhythmias, which can pose health risks. Rather, it is considered a sign of healthy autonomic nervous system functioning. As aptly summarized by Shaffer et al. (2014), a healthy heart is not a metronome.
vmHRV originates from increased activity of the vagus nerve (the most prominent nerve of the parasympathetic nervous system—PNS). Along with HRV, vmHRV has emerged as a valuable indicator of adaptation and self-regulation capacity. The neurovisceral integration model (Thayer et al., 2009) posits that vmHRV provides insight into the PNS regulating cardiac functioning. In particular, the neurovisceral integration model specifies that resting vmHRV is related to activity in brain regions associated with self-regulation and adaptation processes and as such is positively associated with a range of phenomena related to self-regulation, adaptation, and health. Building on the neurovisceral integration model, the vagal tank theory (Laborde et al., 2018b) goes beyond resting vmHRV measurements, to consider the reactivity to specific events, as well as the recovery from those events, which together constitute the three Rs of cardiac vagal functioning (resting, reactivity, recovery). Altogether, the vagal tank theory acknowledges that vmHRV is a dynamic parameter that fluctuates in response to individual and environmental demands. Based on these theoretical considerations, the next section reviews some self-regulation phenomena associated with vmHRV.
vmHRV and Self-Regulation Phenomena
The vagus nerve serves as a pivotal pathway to transmit information from the body (e.g., cardiac, endocrine, immune functions) to the brain and vice versa, promoting an optimal distribution of autonomic, metabolic, and immunological resources (Bonaz et al., 2017). Consistent with the proposed critical role of the vagus nerve in self-regulation (Thayer et al., 2009), vmHRV is associated with a wide range of self-regulatory phenomena. A thorough assessment of the existing evidence, next, primarily relies on summary research articles, such as systematic reviews and meta-analyses. Several key pillars may hold relevance for policymaking:
This brief overview of domains in which vmHRV can serve as a reliable and sensitive index of physiological functioning provides compelling evidence for its potential utility in diverse fields. The remarkable versatility of vmHRV as an objective marker of cardiac vagal activity underscores the promising value of implementing this metric on a larger scale, which could potentially yield valuable insights into the interplay between physiological processes and behavioral outcomes. The readers should be aware that the described findings predominantly refer to data from White persons and that ethnic differences in vmHRV exist (Hill et al., 2015). Other demographic variables such as sex also moderate vmHRV (Koenig & Thayer, 2016) and should thus be considered.
Methodological Considerations
To ensure an accurate interpretation of HRV data, it is necessary to adhere to methodological guidelines that have been previously outlined (Laborde et al., 2017; Malik, 1996). Interested readers are referred to these papers for a comprehensive overview of standardization methods. These guidelines stem from research in controlled settings, and it is currently unclear to what extent they can be implemented and are valid for recordings stemming from wearables in daily life. Nonetheless, some key aspects to consider when measuring HRV include the duration of vmHRV measurements, the type of measurement device used, the time of day at which vmHRV measurements are conducted, the appropriate use of norms, and the use of the 3Rs framework (resting, reactivity, and recovery). Details about these key methodological points are provided in Supplementary Material S1.
Enhancing Cardiac Vagal Activity
Different techniques may help to increase vmHRV. The review focuses on those that have received the most attention in research and for which meta-analytic findings are available, that is, slow-paced breathing (SPB) (Laborde, Allen, et al., 2022), the diving reflex (Ackermann et al., 2022), non-invasive brain stimulation (Schmaußer et al., 2022) via transcranial magnetic stimulation (TMS) and transcranial direct current stimulation (tDCS), and transcutaneous vagus nerve stimulation (tVNS) (Burger et al., 2020). Some current evidence links these techniques to vmHRV.
SPB and HRV biofeedback
SPB is a technique that involves voluntarily regulating one's breath at a slower pace, usually reducing the spontaneous breathing frequency (from 12 to 20 cpm) to around 6 cpm (D'Agostini et al., 2022; Laborde, Allen, et al., 2022). Variations of SPB include common subtypes, such as HRV biofeedback, resonant frequency breathing, diaphragmatic breathing, or simply paced breathing around 6 cpm. SPB is suggested to have a positive influence on the PNS and promote physical and mental health (Laborde, Allen, et al., 2022; Lehrer et al., 2020; Sevoz-Couche & Laborde, 2022; Van Diest et al., 2014).
SPB constitutes the physiological basis of the technique often referred to as HRV biofeedback, which is basically SPB associated with a physiological feedback, such as heart rate, HRV, or respiratory rate (Laborde et al., 2021; Lehrer et al., 2020). So far, no empirical evidence indicates that SPB with biofeedback offers superior outcomes in terms of vmHRV (Laborde, Allen, et al., 2022; Laborde et al., 2021) or other health-related outcomes (Lehrer et al., 2020), compared to SPB without biofeedback. Using SPB without biofeedback has lower technological requirements, which facilitates broader accessibility. However, biofeedback can potentially enhance compliance by increasing self-efficacy perceptions and motivation for sustained practice (Laborde et al., 2021). Therefore, when resources allow, incorporating biofeedback into SPB practices may still be beneficial.
Diving reflex. The diving reflex is a physiological response that occurs when an individual is exposed to water, particularly when the face is immersed or cooled. This response helps to conserve oxygen and protect the body during submersion in water by eliciting various cardiovascular changes, including increased cardiac vagal activity (Foster & Sheel, 2005). A recent meta-analysis showed that elicitation of the diving reflex may trigger acute increases in vmHRV (Ackermann et al., 2022).
Noninvasive brain stimulation
Noninvasive brain stimulation (NIBS) techniques, such as TMS and tDCS, are primarily used to investigate brain function. TMS involves the application of magnetic fields to specific brain regions, temporarily increasing or decreasing their neuronal activity, while tDCS involves the application of weak electrical currents to either increase or attenuate the brain's excitability. In two meta-analyses, noninvasive brain stimulation enhanced vmHRV (Schmaußer et al., 2022), with TMS and stimulation over the dorsolateral prefrontal cortex eliciting larger effects (Makovac et al., 2017).
Transcutaneus vagus nerve stimulation
tVNS is a noninvasive method that involves stimulating either the auricular (taVNS) or cervical branch (tcVNS) of the vagus nerve by a mild electric current applied to the skin (Farmer et al., 2020). This technique has gained interest in basic, translational, and clinical research due to its noninvasive nature and has been investigated as a potential intervention technique for various neurological and psychiatric disorders. Given that tVNS directly targets the vagus nerve, it has been suggested as a potential mediator of vmHRV (Burger et al., 2020). Although a recent meta-analysis (Wolf et al., 2021) provided strong evidence for no effects of tVNS on vmHRV during rest, the typical negative association between vmHRV and stressful cognitive measures may be reverted during taVNS, indicating a better adaptation to stress (De Smet et al., 2023). These novel findings suggest that the effects of tVNS on vmHRV may be better understood from the vagal tank perspective, this is to say considering not only resting vmHRV, but also vmHRV changes, and open new venues to explore under which circumstances tVNS may help modulate the relationship between vmHRV and health-related outcomes.
Summary of techniques available to enhance vmHRV
Among the techniques discussed, SPB emerges as the most acceptable, readily available, and scalable option for both acute and long-term effects on vmHRV (Laborde, Allen, et al., 2022), as well as a range of health-related outcomes (Lehrer et al., 2020). The diving reflex, though accessible, was found so far to primarily offer acute benefits (Ackermann et al., 2022), and long-term effects need to be further investigated. NIBS (Schmaußer et al., 2022) and to some extent tVNS (Burger et al., 2020; Farmer et al., 2020) present promising results in clinical settings and may help in the treatment of specific medical conditions. More research is however needed before transferring such neurostimulation strategies to clinical practice.
Applying any of these techniques would not replace a healthy lifestyle. A healthy lifestyle already incorporates several key aspects, such as nutrition, sleep, and physical activity, that impact vmHRV (Fatisson et al., 2016; Laborde et al., 2018a). However, implementing these techniques is likely to boost the effects of a healthy lifestyle.
Summing Up the Scientific Evidence Regarding vmHRV
The current body of theoretical and empirical evidence highlights the relationship between vmHRV, which serves as an indicator of cardiac vagal activity, and self-regulation phenomena across a diverse range of domains, including health, clinical settings, emotion regulation, cognition, and athletic performance. vmHRV is not a static measure and is affected by various factors that are both within and outside of an individual's control (Fatisson et al., 2016; Laborde et al., 2018a). While some of these factors may be attributed to lifestyle decisions, such as diet and physical activity, specific techniques have also been shown to help improve them. This brief overview of the state-of-the-art regarding vmHRV provides a foundation for policymakers to understand its scientific underpinnings. The ensuing section will focus on the prospective policy implications which may arise by considering this measure.
Policy Implications
Framework: Assessment, Intervention, and Evaluation
Recent developments in technology allow measuring vmHRV in a noninvasive and cost-effective manner (Laborde et al., 2017; Stone et al., 2021), making it an attractive tool for policymakers to consider for large-scale implementations. This section will explore the potential policy implications of vmHRV and how it can contribute to improving overall self-regulation outcomes.
The framework for policy implications based on vmHRV measurement can be structured around three pillars: assessment, intervention, and evaluation (AIE). The vmHRV-AIE framework emphasizes the importance of understanding individuals’ self-regulation capacities, as indexed with vmHRV, implementing targeted strategies, and evaluating the effectiveness of these strategies, making it relevant and actionable for policymakers, using for this a goal-oriented and iterative approach.
Assessment
Assessment allows for making individuals aware of the impact of lifestyle and other factors on their autonomic nervous system, specifically the parasympathetic branch via vmHRV measurement (Laborde et al., 2017; Malik, 1996). Increasing awareness of vmHRV measurement as a potential biomarker for health and well-being may lead to increased demand for access to such measurements, which can be facilitated by technological developments such as smartphone apps and wearables.
Intervention
The intervention involves promoting the development of activities that enhance vmHRV. Cost-effective, nonpharmacological techniques such as SPB have effectively enhanced vmHRV (Laborde, Allen, et al., 2022), and these can be easily integrated into daily life, such as being implemented before, during, or after stressful events (Laborde, Allen, et al., 2022)—as a Just-in-the-Moment Adaptive Intervention (Wang & Miller, 2020) or as an evening routine before going to sleep (e.g., Laborde et al., 2019). Encouraging the adoption of such techniques may improve health outcomes and self-regulation abilities.
Evaluation
Regular vmHRV monitoring via smartphone apps and wearables can provide feedback to individuals on the effectiveness of interventions targeting vmHRV and motivate them to continue engaging in behaviors supporting vmHRV enhancement. The evaluation phase will also enable policymakers to assess the effectiveness of vmHRV-based interventions and policies implemented in various contexts. By analyzing data collected through vmHRV monitoring, policymakers can gain insights into the outcomes of their initiatives, identifying areas of success and areas for improvement. This data-driven evaluation process allows for evidence-based decision-making, as well as the refinement of policies to better support individuals in enhancing their self-regulation abilities.
Application Contexts and Policy Recommendations
Overall, the vmHRV-AIE framework for policy implications aims to leverage the accessibility and noninvasiveness of vmHRV to promote self-awareness, healthy behaviors, and overall well-being. Some areas seem of particular interest for policymakers to support the investigation and implementation of vmHRV.
Supporting Public Health
Incorporating vmHRV measurement into public health policy may improve health outcomes and promote well-being across various domains. Using the vmHRV-AIE framework, policymakers can design effective strategies leveraging vmHRV measurement for public health goals.
Promoting well-Being in occupational settings
The use of vmHRV to support well-being in occupational settings has important policy implications. It is conceivable that in many organizational settings, vmHRV monitoring could become a regular part of health assessments. This could be particularly useful in high-stress professions such as medicine, law enforcement, and the military, where the detection of physical and mental fatigue states may be critical for ensuring public safety. Introducing a vmHRV-AIE framework model to organizations could go beyond health and target employee productivity and well-being at work.
Fostering self-regulation in educational environments
Within the educational environment, the application of the vmHRV-AIE framework holds significant promise for fostering self-regulation skills and promoting well-being across all levels of education, from schools to high schools and universities. This comprehensive approach emphasizes the assessment of students’ self-regulation capacities, the implementation of targeted interventions, and the ongoing evaluation of outcomes.
Facilitating Mental Healthcare and Therapy
The application of the vmHRV-AIE framework in mental healthcare and therapy can significantly enhance the management and treatment of various mental conditions. It can also facilitate a more comprehensive and personalized approach to treatment, improving patient outcomes and overall mental well-being.
Assisting Older Adults and Geriatric Care
The application of the vmHRV-AIE framework in geriatric care can greatly support the well-being of older adults, addressing age-related challenges and promoting a healthier aging process.
Strategies for Implementation
Campaign to Encourage vmHRV Monitoring Becoming a Habit
Measuring vmHRV could be implemented as a habit in daily life to provide awareness about the functioning of the autonomic nervous system, just as athletes monitor their training status (Altini & Plews, 2021). Just as brushing teeth is a direct actionable step for dental health, measuring vmHRV could become a habitual practice that promotes health and well-being. By incorporating vmHRV monitoring into health promotion campaigns and public health initiatives, individuals can become more aware of how their behavior (e.g., drinking alcohol, sleeping less) has a direct impact on vmHRV and in maintaining overall health.
Regular evaluation through vmHRV monitoring empowers individuals to track their progress and adjust as needed. By promoting the use of vmHRV monitoring as a habitual practice within the context of a vmHRV-AIE framework, individuals can take an active role in their health and well-being, potentially leading to improved overall health outcomes that would help to decrease the pressure on the overall social health system.
However, consider the potential risks and challenges associated with this approach. For instance, the constant monitoring and checking of health data can lead to an unhealthy preoccupation, which can, paradoxically, induce stress and frustration. Misinterpretation of data is another concern, because individuals without proper training or understanding may draw incorrect conclusions about their health status. Furthermore, the use of wearable devices for vmHRV monitoring may inadvertently exacerbate the social gradient in health. These devices, while increasingly popular, are often more accessible to individuals with higher-income levels. Additionally, using these devices effectively may challenge individuals with less education. Therefore, while vmHRV monitoring holds promise, it is crucial to ensure that its benefits are accessible and beneficial to all.
Supporting Basic and Applied Research
Governmental agencies should prioritize funding research on vmHRV to facilitate basic research and to ensure the translation into applications that benefit society on a large scale, particularly in the context of the vmHRV-AIE framework. By supporting programs that link universities to companies focusing on the development of new vmHRV measurement technologies, research in vmHRV could lead to the creation of low-cost, yet reliable vmHRV measurement devices. This could have significant implications for the development of innovative technological directions, such as the potential for contactless assessment of vmHRV.
Therefore, government funding for vmHRV research could help promote the development of reliable, low-cost vmHRV measurement technologies, which in turn could create innovative tools to improve health and well-being. By incorporating the vmHRV-AIE framework in conjunction with these new technologies, individuals and organizations can better assess, intervene, and evaluate their self-regulation and stress management efforts.
As such, the funding of vmHRV research could advance health technologies and improve health outcomes for the general population. This investment in vmHRV research, aligned with the vmHRV-AIE framework, could revolutionize the way individuals and organizations approach overall health and well-being.
Conclusion
In conclusion, recent theoretical and empirical developments in HRV research lay the groundwork for establishing recommendations for policymaking. However, as Karemaker (2020) reminds us, “the heart may be the mirror of the soul, but the human mind is more than its heart rate variability.” While vmHRV is only one number and has no value if used in isolation, it can prove to be a valuable adjunct measure within a holistic health approach.
The vmHRV-AIE framework, as presented here, provides a comprehensive, scalable approach based on vmHRV representing a key biomarker for enhancing self-regulation. This endeavor builds on a recent special issue showcasing the use of vmHRV on Horizon 2030 (Laborde, Mosley, et al., 2022), highlighting the diversity of self-regulation phenomena associated with vmHRV, as well as the most recent technological developments in this area and its exciting applications for the future.
The current paper outlined the potential for nonpharmacological techniques to increase vmHRV, such as SPB, the diving response, NIBS, and tVNS. These techniques serve as actionable leverages that policymakers can consider when formulating policies to enhance self-regulation abilities. Among these interventions, SPB distinctly emerges as the most promising, making it a central focus for policymakers. The evidence supporting SPB is increasingly robust, backed by extensive research demonstrating its efficacy in improving vmHRV (Laborde, Allen, et al., 2022) and a large range of physical and mental health-related outcomes (Lehrer et al., 2020). Healthcare providers, educational institutions, and organizations across various sectors could substantially benefit from integrating SPB into their health programs. The cost/benefit analysis of SPB reveals a promising picture: it requires minimal equipment and training, making it financially accessible, while its benefits in terms of improved self-regulation, health, and well-being are far-reaching. Policymakers should therefore focus on developing accessible training material tailored to various audiences and create programs that encourage stakeholders—including parents, teachers, public health officials, and corporate health coordinators—to actively consider implementing SPB practices.
By thoughtfully considering and implementing the insights provided by vmHRV research within the vmHRV-AIE framework, policymakers can make more informed, evidence-based, and data-driven decisions that promote the development of enhanced self-regulation at both the individual and societal levels. To enable a visual understanding of this manuscript, we have provided a complete infographic in Supplementary Material S2.
In sum, these endeavors may help reach the goal of making the world more parasympathetic, empowering individuals with enhanced self-regulation abilities to live fulfilling lives, vmHRV becoming an actionable biomarker having the potential to shape a future where self-regulation becomes a cornerstone of personal and societal flourishing.
Supplemental Material
sj-docx-1-bbs-10.1177_23727322231196789 - Supplemental material for Leveraging Vagally Mediated Heart Rate Variability as an Actionable, Noninvasive Biomarker for Self-Regulation: Assessment, Intervention, and Evaluation
Supplemental material, sj-docx-1-bbs-10.1177_23727322231196789 for Leveraging Vagally Mediated Heart Rate Variability as an Actionable, Noninvasive Biomarker for Self-Regulation: Assessment, Intervention, and Evaluation by Sylvain Laborde, Stefan Ackermann, Uirassu Borges, Martina D'Agostini, Manon Giraudier, Maša Iskra, Emma Mosley, Cristina Ottaviani, Caterina Salvotti, Maximilian Schmaußer, Christoph Szeska, Ilse Van Diest, Carlos Ventura-Bort, Laura Voigt, Julia Wendt and Mathias Weymar in Policy Insights from the Behavioral and Brain Sciences
Supplemental Material
sj-docx-2-bbs-10.1177_23727322231196789 - Supplemental material for Leveraging Vagally Mediated Heart Rate Variability as an Actionable, Noninvasive Biomarker for Self-Regulation: Assessment, Intervention, and Evaluation
Supplemental material, sj-docx-2-bbs-10.1177_23727322231196789 for Leveraging Vagally Mediated Heart Rate Variability as an Actionable, Noninvasive Biomarker for Self-Regulation: Assessment, Intervention, and Evaluation by Sylvain Laborde, Stefan Ackermann, Uirassu Borges, Martina D'Agostini, Manon Giraudier, Maša Iskra, Emma Mosley, Cristina Ottaviani, Caterina Salvotti, Maximilian Schmaußer, Christoph Szeska, Ilse Van Diest, Carlos Ventura-Bort, Laura Voigt, Julia Wendt and Mathias Weymar in Policy Insights from the Behavioral and Brain Sciences
Footnotes
Declaration of Conflicting Interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
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References
Supplementary Material
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