Abstract
The positive peer relations arising from cooperative learning can contribute to the development of affective empathy, which in turn can reduce bullying (Van Ryzin & Roseth, 2019). However, from a theoretical perspective, the direction of effects between peer relations and empathy could be in the opposite direction, or bi-directional. In the current paper, we employed a process-oriented approach (i.e., cross-lag difference score modeling; McArdle, 2009) to investigate the longitudinal relationship between positive peer relations and affective empathy as well as their joint effect on bullying. Using four waves of data from a cluster randomized trial including 15 middle schools (7 intervention and 8 control schools; N = 1,890 students, 47.1% female, 75.2% White), we found a bi-directional or reciprocal relationship between peer relations and affective empathy, and change in both constructs predicted lower levels of bullying. Cooperative learning predicted positive change in peer relations and affective empathy, as well as lower levels of bullying. These results suggest that the structured social interactions that occur during cooperative learning can enhance student interpersonal relations, and simultaneously the experiential skill building of cooperative learning can contribute to a more profound understanding of the emotional states of others. These effects amplify one another and, in turn, significantly reduce bullying in middle school. Given that cooperative learning has already been demonstrated to enhance academic motivation and achievement (Roseth et al., 2008), we argue that cooperative learning offers an effective, attractive alternative to traditional curriculum-based bullying prevention programs.
Despite prevention efforts, aggressive and deliberate victimization of others (i.e., bullying) remains a significant problem in U.S. schools. At least one-fifth, and perhaps up to one-third, of all students are bullied by peers at some point during their school years (Craig et al., 2009; Musu et al., 2019; World Health Organization, 2012). This behavior increases significantly following the transition to middle school (Pellegrini & Long, 2002; Robers et al., 2013), and early adolescents are particularly vulnerable to these types of social stressors due to a developmental lag in self-regulatory capability (Casey et al., 2011). Thus, the highest levels of bullying generally occur when the victims are least prepared to cope with it. In addition, experiencing victimization by peers has been linked to a variety of negative behavioral and emotional outcomes for early adolescents, including increased levels of anxiety, depression, drug use, and delinquency, and lower levels of self-esteem, school attendance, and academic achievement (Barchia & Bussey, 2010; Juvonen et al., 2000; Nishina et al., 2005; Rueger et al., 2011; Storch et al., 2005; Sullivan et al., 2006; Thijs & Verkuyten, 2008).
Although bullying prevention programs have generated small to moderate effects (Gaffney et al., 2019; Kennedy, 2020), there is also significant heterogeneity in effects. This heterogeneity potentially reflects a degree of uncertainty in the theoretical foundation for these programs. One area of significant uncertainty is the role of empathy in bullying prevention (Van Ryzin & Roseth, 2019). Although empathy training is a core component of many of these programs (Espelage & Swearer, 2003), there has been confusion around the precise roles of cognitive and affective empathy, as well as a lack of evidence that existing programs can actually have significant effects on empathy.
Previously, we proposed an innovative approach to building empathy as a means to prevent bullying using cooperative learning, a form of small-group instruction. We found that the positive peer relations that arise from cooperative learning (Roseth et al., 2008) contributed to the development of both cognitive and affective empathy, but only affective empathy was linked to reductions in bullying (Van Ryzin & Roseth, 2019). These results clarified the role of empathy in the prevention of bullying and highlighted cooperative learning as a means of prevention that did not require the implementation of a stand-alone curriculum.
Cooperative Learning
In contrast to traditional instruction where the teacher is the focal point and students work individually, cooperative learning places students into small learning groups. These groups are not intended for brief, informal conversations; rather, cooperative learning specifies extended collaboration among students, and thus requires the careful and purposeful implementation of several key design features to ensure that the collaboration is successful. First, a cooperative learning lesson must create conditions of positive interdependence, in which individual goal attainment also promotes the goal attainment of others (in contrast to more common educational situations, in which individual goal attention either has no impact, or has a negative impact, on the goal attainment of others). In a cooperative learning lesson, many different types of positive interdependence may exist (Johnson et al., 2013). For example, teachers may require a single finished product from a group (goal interdependence) or may offer an incentive to the group if everyone achieves above a certain threshold on assessment (reward interdependence). The lesson may specify that each member of the group be issued different materials that they must share with others in their group to complete the lesson (resource interdependence), or that each member of the group do something specific for a lesson to be completed successfully, such as fulfill a unique role (role interdependence) (e.g., tracking the group status, or taking notes on group discussions) or complete a unique task (task interdependence) (e.g., each student has a different component of a project or presentation).
In less effective implementations of cooperative learning, goal interdependence is often used exclusively, but multiple forms of positive interdependence can (and should) be added to a single lesson, increasing the incentive for students to collaborate. For example, in addition to goal interdependence, teachers can also implement either task or role interdependence during the lesson and combine this with reward interdependence linked to later assessments.
Second, in addition to positive interdependence, cooperative learning activities must also provide individual accountability to ensure that students have a strong incentive to contribute to the success of the group (Johnson et al., 2013). Individual accountability can include an end-of-unit assessment to be taken individually (with the potential for group rewards as discussed above), or something as simple as a random oral quiz by the teacher as he or she supervises the group work during class time. When students know that they are going to be held accountable, they are more likely to engage and fulfill their role in their learning group (Johnson & Johnson, 1989). Peer expectations can also contribute to accountability, particularly if reward interdependence has been implemented, because a student can benefit from the success of the others in the group.
Third, high-quality cooperative learning lessons must also include the explicit coaching of students in collaborative social skills (e.g., encouraging participation, checking for understanding, sharing ideas, asking for clarification), which includes explicit scaffolding of a specific skill, setting expectations and goals for group behavior, and monitoring by the teacher to identify and reward examples of such behavior. Finally, cooperative learning requires guided processing of group performance after the lesson is completed. This involves groups discussing what they did well, setting targets for improvement in the future, and providing positive reinforcement to one another for behavior during the lesson that contributed to group success (Johnson et al., 2013).
When all of these features are present in a well-designed cooperative learning lesson, students are incentivized to promote the success of others through instrumental and emotional support. This promotive social interaction, and the successful attainment of group goals, creates a positive shared emotional experience among group members (Deutsch, 2011). In turn, these positive experiences stimulate more positive peer relations, reduce outgroup prejudices and biases, and reduce bullying, with moderate to large effect sizes (Choi et al., 2011; Johnson et al., 1983; Johnson & Johnson, 1989; Roseth et al., 2008; Van Ryzin & Roseth, 2018a).
The Present Study
In previous work, we established that peer relations contributed to the development of empathy, which in turn reduced bullying (Van Ryzin & Roseth, 2019). At that time, we did not test a competing hypothesis, whereby the development of affective empathy can contribute to more positive peer relations, even though there is empirical support for such a hypothesis (De Weid et al., 2007; Gleason et al., 2009; Portt et al., 2020). Thus, in this study, we evaluated a more complex relationship between affective empathy and peer relations and how they jointly contribute to reductions in bullying.
We employed a process-oriented approach using cross-lagged latent difference score modeling, which decomposes the overall growth trajectory into a series of segments representing the amount of change from one measurement wave to the next. Difference scores are then used in an autoregressive cross-lag framework to assess the degree in which one variable influences change in the other over time (McArdle, 2009). These difference scores are latent constructs that represent the amount of change between adjacent waves, which enables us to obtain accurate assessments of the influence of one variable (X) on the net change in another variable (Y), while controlling for the influence of baseline levels of Y. Typical cross-lag models cannot provide this capability (McArdle, 2009). We provide an example model in Figure 1 where we estimate change between waves (e.g., wave 1 to wave 2) in affective empathy and peer relatedness and evaluate how each influences subsequent change in the other. We also evaluate the impact of the two constructs on change in bullying, controlling for intervention condition in the model. Given that some research has found sex differences in the link between empathy and bullying (Caravita et al., 2009), we evaluated sex as a moderator of model paths. Cross-lag difference score model.
Method
We received approval for all aspects of this study from the Institutional Review Board (IRB) at the Oregon Research Institute. The study was registered as trial NCT03119415 in ClinicalTrials.gov.
Sample
The sample was derived from a small-scale randomized trial of cooperative learning in 15 rural middle schools in the Pacific Northwest. Schools were matched based upon size and demographics (e.g., free/reduced-price lunch percentage) and randomized to condition (i.e., intervention vs. waitlist control) with a random number generator. We were concerned about the likelihood of losing schools assigned as controls, so the authors randomized an extra school to this condition (i.e., 8 waitlist-control vs. 7 intervention schools).
Intervention Condition, Sample Size (Number of Students), Sex, Race/Ethnicity, Special Education, and Free/Reduced-Price Lunch Data by School.
Note. One school did not provide Special Ed status. FRPL = free/reduced-price lunch.
aState records.
Enrollment Data (Number of Students) by Wave and Intervention Condition.
Note. Data analysis (Maximum Likelihood) included all students. Data collection was conducted in September/October and March/April of the 2016–2017 and 2017–2018 school years (4 waves in total, about 6 months apart).
aStudents do not appear in any subsequent waves.
Procedure
Training for intervention school staff began in the fall of 2016 and continued through the 2016–2017 school year, consisting of 3 half-day in-person sessions, periodic check-ins via videoconference, and access to resources (e.g., newsletters). The three in-person training sessions per school were conducted in (a) late September and early October, (b) late October through early December, and (c) late January through late March. Training sessions were conducted by D. W. and R. T. Johnson, supported by the authors, and utilized Cooperation in the Classroom, 9 th Edition by Johnson et al. (2013); each staff member received a copy of the book. Due to the geographic dispersal of the schools, each school received training individually according to their own schedule for professional development. Finally, we conducted a one-day administrator training during the summer of 2017 and a half-day follow-up training in the second year.
The Johnsons’ approach to cooperative learning includes reciprocal teaching (e.g., Jigsaw), peer tutoring, collaborative reading, and other methods in which peers help each other learn in small groups under conditions of positive interdependence. The Johnsons’ approach also emphasizes individual accountability, explicit coaching in collaborative social skills, a high degree of face-to-face interaction, and guided post-lesson processing of group performance. Cooperative learning is viewed as a conceptual framework within which teachers can apply the basic concepts to design their own group-based activities using existing curricula.
Measures
Student data collection was conducted in September/October and March/April of the 2016–2017 and 2017–2018 school years (4 waves in total, about 6 months apart) using on-line surveys (i.e., Qualtrics). To assess fidelity of implementation, we also conducted teacher observations. A Certificate of Confidentiality was obtained for these data from NIAAA (#CC-AA-17–011). To shrink the overall number of items and reduce participant burden, existing data from other studies were used to select the highest-loading items from each scale below (additional information available from the first author).
Positive Peer Relations
We assessed peer relations using the Peer Relatedness Scale (Furrer & Skinner, 2003), which has been used in previous research as a predictor of positive school adjustment in adolescents. We used four items, including “When I’m with my classmates, I feel accepted” and “When I’m with my classmates, I feel unimportant” (reverse scored). Students responded on a 4-point scale from 1 (Not at all true) to 4 (Very true). Items were averaged to arrive at the scale score. Cronbach’s alpha (reliability) was between .71 and .84.
Affective Empathy
We assessed empathy using a subset of items from the Basic Empathy Scale (Jolliffe & Farrington, 2006). We used 3 items, including “After being with a friend who is sad about something, I usually feel sad” and “I can often understand how people are feeling even before they tell me.” Students responded on a 5-point scale from 1 (strongly disagree) to 5 (strongly agree), and items were averaged to arrive at the final scores. Cronbach’s alpha (reliability) was between .69 and .78.
Bullying
We assessed bullying using a subscale from the University of Illinois Bully Scale (Espelage & Holt, 2001). We used five items that ask about behavior over the previous 30 days, including “I teased other students while we were in a group” and “I spread rumors about other students.” Students responded on a 5-point scale from 0 (never) to 4 (7 or more times), and items were averaged to arrive at the final scores. Cronbach’s alpha (reliability) was between .74 and .83.
Demographics
Sex was collected from school records and coded male (0) and female (1).
Intervention Fidelity
Research staff blind to intervention assignment observed teaching practices in intervention and control schools. Using an established observation protocol for key aspects of cooperative learning (e.g., positive interdependence; Krol et al., 2008; Veenman et al., 2002), the second author trained observers to 100% reliability using simulated data before they were permitted to conduct observations in actual classrooms. Observations were conducted once in the late fall/early winter and again in the spring. Observers remained in a classroom for an entire class period.
Analysis Plan
We used structural equation modeling (SEM) to fit our cross-lag difference score model, which provides a number of advantages. For example, we can constrain all cross-lag coefficients in the model to be identical, which provides empirical tests of whether the degree of influence of X on Y is identical to the influence of Y on X (i.e., reciprocity). In addition, we conducted tests of moderation through a multiple-group comparison with a deviance test to explore whether effects hold for subgroups (e.g., boys vs. girls).
We fit our cross-lag difference score model using Mplus 7.4 (Muthén & Muthén, 1998-2012) and maximum likelihood (ML) estimation with robust standard errors, which can provide unbiased estimates in the presence of missing data and/or non-normal distributions (Enders & Bandalos, 2001). Mplus also enabled us to account for the nesting in the data and calculate appropriate standard errors; however, sample size limitations prevented us from including random effects in the model, so all effects were fixed.
We provide standard measures of fit, including the chi-square (χ2), comparative fit index (CFI), non-normed or Tucker–Lewis index (TLI), and root mean square error of approximation (RMSEA). CFI values greater than .95, TLI values greater than .90, and RMSEA values less than .05 indicate good fit (Bentler, 1990; Hu & Bentler, 1999).
Results
Correlations, Means, and Standard Deviations for All Study Measures.
*p < .05. **p < .01. ***p < .001.
Note. Sex was coded Male (0), Female (1), so positive correlations indicate that females were higher. Peer relatedness scores ranged from 1 to 4. Affective empathy scores ranged from 1 to 5. Bullying scores ranged from 0 to 4.
We fit our cross-lag difference score model to the data and model fit was adequate, χ2(43) = 114.65, p < .001; CFI = .98; TLI = .97; RMSEA = .030 (90% C.I.: .023–.036). The results (presented in Figure 2) indicated a bi-directional or reciprocal relationship between peer relations and affective empathy across time. Specifically, peer relations predicted positive change in affective empathy (β = .34–.45, p < .001, 95% C.I.: .20 to .28|.49 to .62), and affective empathy predicted positive change in peer relations (β = .21–.22, p < .01, 95% C.I.: .06|.37 to .39). When these reciprocal effects were constrained to be equal, model fit was significantly impacted [χ2(1) = 9.14, p < .001], suggesting that the effect of peer relations on affective empathy was stronger than the effect of empathy on peer relations. Fitted model (with standardized betas and 95% confidence intervals).
Change in both constructs over time predicted lower levels of bullying at Wave 4 (peer relations: β = −.48, p < .001, 95% C.I.: −.65|−.32; affective empathy: β = −.31, p < .001, 95% C.I.: −.48|–.14), controlling for bullying at Wave 1. When these effects were constrained to be equal, model fit was significantly impacted (χ2(1) = 4.30, p < .05), suggesting that the effect of peer relations on bullying was stronger than that of affective empathy.
The autoregressive pathways (i.e., the prediction from baseline to the change score) were non-significant for peer relations (β = −.02, ns, 95% C.I.: −.24 to −.21|.17 to .20) but significant for affective empathy (β = −.24 to −.28, p < .001, 95% C.I.: −.44 to −.38|–.10 to −.12), suggesting a degree of stability or ceiling effects (i.e., affective empathy increased less for those who were already scoring higher). The predictive path from bullying at Wave 1 to Wave 4 was also significant, again suggesting a degree of stability in this behavior (β = .34, p < .001, 95% C.I.: .26|.42).
With regards to the intervention, cooperative learning predicted positive change in peer relations (β = .40, p < .001, 95% C.I.: .26 to .27|.52 to .54) and affective empathy (β = .25–.28, p < .001, 95% C.I.: .14 to .17|.36 to .40), as well as lower levels of bullying at Wave 4, controlling for Wave 1 levels (β = −.19, p < .01, 95% C.I.: −.25|-.13); this latter effect is independent of the effects of peer relations and affective empathy (these results are not presented in Figure 2 to enhance clarity). Overall, model paths did not differ by sex, χ2(10) = 13.69, ns.
Discussion
These results suggest that the positive effects of cooperative learning build upon one another over time. The social nature of cooperative learning enhances student perceptions of peer relations, and at the same time the experiential skill building in small learning groups can contribute to a more profound understanding of the emotional states of others (i.e., affective empathy). These effects strengthen one another in a positive feedback loop; as peer relations improve, they contribute to the development of affective empathy, and affective empathy contributes to the development of more positive peer relations.
In addition, both positive peer relations and affective empathy contributed independently to reductions in bullying over time. Researchers have long argued that those with high affective empathy will be better able to experience the emotional reactions of others and will thus be less inclined to bully their peers (Miller & Eisenberg, 1988), and these results add to that literature. Interestingly, peer relations also exhibited a significant suppressive effect on bullying that was even stronger than affective empathy; this may be due to the social nature of cooperative learning, which provides a way to attain a degree of acceptance or status with peers without resorting to bullying. In other words, cooperative learning may alter social norms such that peer acceptance or status becomes a function of prosocial behavior (Van Ryzin et al., 2020) rather than antisocial acts, such as bullying. This hypothesis deserves additional research. From a practical perspective, our results suggest that bullying prevention should focus as much (or more) on improving peer relations as opposed to developing student empathy as a means to reduce bullying. This conclusion is further reinforced by our finding that peer relations contributed more strongly to the development of empathy than vice versa.
The lack of autoregressive effects in peer relations across time indicates that students with higher levels of perceived peer relations did not necessarily experience the most positive change. This finding suggests that cooperative learning can build peer relations even among students who are less widely accepted by peers. The autoregressive effects for affective empathy suggest that this skill may accumulate over time, requiring a significant time investment to achieve positive change. This may be why existing empathy enhancement programs designed for adolescents have not demonstrated significant effects (Teding van Berkhout & Malouff, 2016).
We found no sex differences in these links (i.e., sex did not moderate these relationships). Although previous research has found sex differences in empathy (De Wied et al., 2007) and peer relations (Rose & Rudolph, 2006), research has not found sex differences in links between empathy and peer relations (De Wied et al., 2007; Gleason et al., 2009), suggesting that these reciprocal processes operate similarly for boys and girls.
This study is limited in several ways. First, it is based upon a relatively homogeneous sample of rural students that was about three-quarters White, which limits the external validity (generalizability) of the results. Second, all student measures were self-report, which limits internal validity. Future research should consider additional data sources, such as teachers and/or parents, and more diverse populations. And third, the small number of schools in our sample (i.e., 15) limited the complexity of the models that we were able to fit to the data and may have prevented us from finding significant effects in some cases.
Conclusion
This study provides further evidence that both positive peer relations and affective empathy are enhanced through the use of cooperative learning. Unlike more informal approaches to small-group work, cooperative learning establishes specific structures and contingencies (e.g., positive interdependence, individual accountability) that support more extensive and more positive social interactions among students. With cooperative learning, students have clear roles and tasks, specific incentives to cooperate, and accountability mechanisms that make a positive social and academic experience much more likely as compared to less structured approaches. Without these structures and contingencies, small-group instruction can lead to confusion, disagreement, or an unequal distribution of work, which can result in negative social and academic experiences for students.
This study also found that the effects of peer relatedness and affective empathy are mutually reinforcing over time, whereby empathy contributes to greater success in establishing and maintaining positive peer relations, and positive peer relations serve as an experiential context to support further growth in empathy. Peer relations contributed more strongly to empathy than the reciprocal pathway, possibly indicating the degree to which peer relations are a key context where empathy can be developed and strengthened; in contract, empathy is just one of many skills that are used in the maintenance of positive peer relations. Both constructs have significant suppressive effects on bullying (likely via different mechanisms), and thus both deserve attention in any effort to reduce bullying in middle school—particularly peer relations, which demonstrated stronger suppressive effects than empathy in this study.
In previous work, we reported that cooperative learning has significant positive effects on student behavior, including reductions in alcohol and tobacco use and higher levels of prosocial behavior (Van Ryzin & Roseth, 2018, 2018c), as well as positive effects on student mental health (Van Ryzin & Roseth, 2021), and the design of our study (i.e., cluster randomization, longitudinal data) adds strength to these results. Previous work also found that cooperative learning can promote greater academic motivation and achievement (see meta-analyses by Johnson et al., 2014; Roseth et al., 2008). Thus, cooperative learning is a way for schools to reduce bullying while enhancing academic, behavioral, and social-emotional outcomes for students simultaneously. Given that cooperative learning can be used in any subject at any grade level from kindergarten to graduate school, we argue for an increased emphasis on cooperative learning as a core aspect of instruction in K-12 education.
Finally, we present one caveat: cooperative learning is a complex pedagogy and is far more effective when implemented with fidelity (Roseth et al., 2008). Thus, we suggest that teachers and schools obtain specialized training or resources (e.g., Johnson et al., 2013) or enlist specialized technology support (e.g., https://www.PeerLearning.net/) before attempting to implement cooperative learning. In particular, technology can reduce the learning curve and support teachers in implementing cooperative learning more rapidly and with a higher degree of fidelity.
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: The National Institute on Alcohol Abuse and Alcoholism (NIAAA) provided financial support for this project (R34 AA024275; PI: M. J. Van Ryzin). The content of this manuscript is solely the responsibility of the authors and does not necessarily represent the official views of NIAAA or the National Institutes of Health.
