Abstract
Working papers have traditionally been an important means of communication in social sciences, including human geography. However, while some series have thrived for decades, working paper series in human geography are generally less common than in some other social sciences or the natural sciences, and face an uncertain future. Based on a survey with the editors of thirty journals in human geography, we draw a diverse and rather controversial picture of the current landscape of working paper series. We delve into the histories of some of the most prominent working paper series, identify key trends and propose ideas about the potential future of working paper series to enrich disciplinary spaces of dialogue.
Keywords
A requiem for the working paper
The world of academic publishing is changing rapidly with some traditions being stickier than others. Technology, a big enabler, is challenging some well-established structures of scientific publishing (Ash et al., 2018). Indeed, its enabling potential is creating openness towards new forms of scientific communication with and consumption by increasingly diverse audiences. Blog posts, short commentaries and interventions are on the rise, and the time for a scientific article from submission to (online) publication has shortened significantly. Referring to this changing landscape of academic publishing, Carpentier et al. (2015) aptly summarised that
The free availability of scholarly resources has led to the multiplication of sources, increasing dispersal and a notable heterogeneity of article quality. From self-publishing sites, to university blogs and predatory journals that charge authors for publishing their work (see Beall, 2015; Berger and Cirasella, 2015), to respectable peer reviewed academic journals, the reader can be disoriented by this abundance of sources and face difficulties in parsing them all. Additionally, the recent ascendance of academic social network sites such as academia.edu, ResearchGate and Faculty Row contributes to the duplication and dispersal of sources through their self-archiving and publication function. [. . .] [The authors continued to predict that] [l]ow cost online publication appears to be the future of academic knowledge dissemination.
The working paper (WP) plays a curious role in this transformation process, which not only affects the publication as a tangible result but also the purpose of the working paper series (WPS) themselves. We observe that the WP in geography has traditionally been an important communication outlet but recently lost its appeal as a key space for intra-, inter- and trans-disciplinary dialogue. Thus, as a means of communication that usually comes with a light-touch review process and timely dissemination of research findings, the WP has now lost its attraction as a favourable, timely and respected outlet as compared to double-blind peer-reviewed scientific journals. At times, publishers actively challenge the very raison d’être of the WP, which we will expand upon below.
Two broader dynamics inform and contextualise our argument. On one hand, there is an ongoing neoliberalisation of academia with the defining power of large, oligopolistic publishing houses (Asai, 2020) and, on the other hand, there are anxieties about the ‘diluting’ of human geography as a discipline (e.g. Atienza et al., 2019; Cockayne et al., 2018; Gray and Pollard, 2018; James et al., 2018). Both conversations overlap and reinforce each other; both have been affecting the self-image, characterisation and communication cultures of geographers and influenced the choice of outlets, thereby influencing the recognisable contribution to a specific disciplinary field.
First, and drawing on a critical debate recently assembled in a Special Issue in Environment and Planning F (Castree et al., 2022), the ongoing search for geographers’ disciplinary identity and self-image has suggested widespread cultural ‘internal divisions’ (Sheppard, 2022: 14), which were especially influenced by the particular trajectory of Anglophone Geography and the ‘resorting to English as the lingua franca for global scholarship’ (Sheppard, 2022: 20; cf. Aalbers, 2004; Garcia-Ramon, 2003). Second, the (impacts of) universities’ neoliberalization (Castree and Sparke, 2000) and ‘the values of individualism, competition and entrepreneurialism’ (Castree, 2022: 10) are occurring alongside a growing power of oligopolistic publishers. The ‘“money game” (of commercial publishing) has increasingly been affecting geographical research and the community of geographers’ (Liu et al., 2022: 115; cf. Coomes et al., 2017) with impact factors deepening the ‘“capitalisation” of the academia [. . .] taking over academic authority from the academic community (and) marginalising human geographical research’ (Liu et al., 2022: 115). This is driven by a certain short-term-ism that centres on more en vogue research themes especially when faced with institutional pressures of career progression and promotion. Liu et al. (2022) point out that this is especially prominent ‘for the young generation of scholars as they confront more pressures in their professional career, manifested by the anxiety of academic publishing in terms of both the number of papers and that of citation impact’ (Liu et al., 2022: 121). In this context, the value of WPS is easily side-lined, even though some countries are resisting the neoliberal wave of publication cultures and measurements more than others. Indeed, we cannot assume that the culture of publishing in the so-called ‘international’ English-language journals is representative of publishing practices around the world. There is ‘a world beyond the Web of Science’ (Schuermans et al., 2010), but even in significant parts of that world, the value of WPS appears to have diminished. Be that as it may, we do see a future for the WPS in human geography as a pluralistic and integrative communication outlet that would give voice to scholars in our discipline and beyond, including scholars who are otherwise much less visible in specific epistemic communities.
In this article, we do not seek to rehearse and repeat the current challenges to disciplinary thinking and the changing landscape of academic publishing. Rather, we want to critically inquire, analyse and identify potential pathways for the WPS in the future. We define a WP as work-in-progress or pre-published versions of academic articles or book chapters. Our motivation for this study stems largely from our experience with the WPS initiated by the Global Network on Financial Geography (FinGeo) in 2017. As stated on its website, ‘FinGeo’s general aims echo in the WPS: open and interdisciplinary in nature, covering research on the spatiality of money and finance and its implications for the economy, society, and nature. In principle we are open to any high-quality contribution’ (http://www.fingeo.net/call-for-papers/). The FinGeo WPS communicates to a range of audiences and has since become an important and recognised channel of academic work of the growing and diversifying sub-discipline of financial geography. Over time, however, we encountered a decline in the number of submissions and even withdrawals after papers were accepted for publication in a journal. The latter cases were influenced by the publication policies of the journals and publishers’ increasing restrictions towards previously ‘published’ article versions, although what constitutes ‘published versions’ remains fraught with ambiguity, as we will explain below.
These observations of the changing arena of academic publishing and experience of running the FinGeo WPS led to intensive and yet inconclusive debates within the FinGeo Committee regarding the future of the WPS. We therefore decided to seek insights from the editors of thirty academic journals in human geography through a survey. Building on the survey results, we hoped to develop a better understanding of whether the FinGeo WPS – and by extension other WPS in human geography – would have a future, and, if so, what that might look like. As we conducted the survey, an interesting but controversial discussion started to unfold, and several respondents strongly encouraged us to share the results with the broader discipline. Ironically, but perhaps unsurprisingly given the sample population of the survey, a journal article was deemed the most fitting outlet for this debate, rather than a WP. It goes without saying that in choosing the outlet for this paper we ourselves faced the dilemma of weighing the importance and reach of the dialogical space of a journal with that of a WPS. Therefore, we would like to situate our findings as an invitation for opening the debate on the future of the WP as an academic outlet.
Despite its tradition, the WP finds itself increasingly squeezed between competing publication logics (and lucrative business models) of the large publishers and new technologies that may render the WP dispensable altogether. The reason and motivation to write this intervention concerns our discipline more broadly and stems from the overarching question: what is the future value of a WPS in human geography, and for whom? We hope that our study will provide orientation and guidance on the academic publication landscape, for example, to early career researchers and scholars less familiar with or situated outside the particular ‘publication culture’ of the US and UK environment that has largely shaped our discipline’s rules of the publication game. We are aware of the limitations of the results invoked in this article, with a sole focus on English language publications and selected human geography journals (a sample skewed towards economic geography). These limitations matter, but also invite further, possibly contradicting, discussion in the future.
Although our analysis cannot provide definitive answers, it highlights the need to discuss and create new research cultures that re-value forms of communication other than those currently favoured by metrics cultures. Even though it is generally deemed more profitable for academics at all career stages to publish in high-impact, peer-reviewed journals, we argue that creating a supportive environment for WPs and alternative forms of publishing can be significant in decolonising the discipline, diversifying its intellectual traditions and communication cultures, and widening our research audience beyond the academy. In the rest of this article, we outline the landscape of WPS in human geography in the section ‘Mapping the landscape of working paper series in geography’, before introducing ‘The survey method’ in the next section. In the section ‘Survey results’, we present and discuss the survey results in the context of the FinGeo WPS as well as other, longer standing, and more visible WPS in human geography. In the section ‘Is there space for working papers in human geography?’, we summarise the results and reflect on their implications for publication cultures and knowledge creation in human geography.
Mapping the landscape of working paper series in geography
Let us start by outlining the current landscape of WPS and its recent evolution using selected examples. An overview of the recent history of WPS suggests the lack of a strong tradition of WPS in human geography, with a somewhat fragmented landscape that has produced some ‘lighthouse projects’, including the following:
The Geography and Environment Discussion Paper Series, launched in June 2020 and published by the Department of Geography and Environment of the London School of Economics in the United Kingdom (https://www.lse.ac.uk/geography-and-environment/research/discussion-paper-series);
The Papers in Evolutionary Economic Geography (PEEG), since 2005, published by the Department of Human Geography and Spatial Planning, Group Economic Geography of Utrecht University in the Netherlands (https://peeg.wordpress.com/);
The SPRU Working Paper Series since 1998, published by the Science Policy Research Unit (SPRU) of the University of Sussex in the United Kingdom (https://www.sussex.ac.uk/business-school/people-and-departments/spru/research/working-papers);
The Working Papers on Innovation and Space since 2008, published by the Department of Geography of the Philipps-University Marburg in Germany (https://www.uni-marburg.de/de/fb19/forschung/reihen/wp);
The GaWC –Globalisation and World Cities Research Network Bulletins published since 1997, based at the Geography Department of Loughborough University in the United Kingdom (https://www.lboro.ac.uk/microsites/geography/gawc/).
The Economic Geography Research Group (EGRG) of the UK Royal Geographical Society (with Institute of British Geographers) (RGS-IBG) published working papers from 1998 to 2009 1 (https://egrg.org/working-papers/).
Interestingly, several WPS are closely related to economics and business studies. Other examples include time-limited WPS related to specific fixed-term projects, such as the following:
CRESC – Centre for Research on Socio-Cultural Change working paper series, which ran from 2005 to 2016 as part of an ESRC-funded joint initiative between the University of Manchester and the Open University, focused on interdisciplinary analyses of social and cultural change (https://www.cresc.ac.uk/publications/working-papers/) 2 ;
GPN Working Paper Series, published by the Global Production Networks Centre of the National University of Singapore (https://fass.nus.edu.sg/gpn/working-paper-series/), which ran in 2015–2018.
Many other large, typically externally funded, research projects have also boosted WPS, but after an ambitious start they often stopped publishing new WPs well before the project end. Other WPS travelled with their editors-in-chief to their new institutional home, as they had strongly shaped the profiles of the WPS, for example:
SPACES Working Paper Series (Spatial Aspects Concerning Economic Structures) since 2003, first published by the Faculty of Geography of the Philipps-University of Marburg in Germany, replaced by the above-mentioned Working Papers on Innovation and Space at Marburg University, and ‘re-naturalised’ with the previous editors in their new academic homes, Heidelberg (Germany) and Toronto (Canada).
Admittedly, the above only provide a limited snapshot. Yet, this exercise shows the rich diversity in focus, anchorage, motivation and success of running a WPS. Obviously, the explanations for establishing and managing a successful WPS vary, and the analysis of success factors goes beyond the means and resources for this article. However, we believe that broader lines of reasoning can shed light on certain publication paths and their dependencies, including publication cultures, which have shaped academic careers from different contexts and geographies today.
In the English-speaking environment, mainly the United Kingdom and the United States, a certain tradition to build an academic profile as an early career researcher with WP publications had developed and was promoted from a very early stage of a scholar’s career. Today, this is no longer the case, but many senior scholars are still thriving on these early-developed publication profiles – bolstered by today’s output-driven evaluation culture. In economic geography, for example, Gordon Clark and Dariusz Wójcik both trace their careers back to regularly publishing in the Employment, Work and Finance WPS based at the School of Geography and the Environment at Oxford University in the United Kingdom, and in SSRN. 3 The WPS at Oxford, which thrived in the late 1990s and early 2000s and was later discontinued, published dozens of WPs by doctoral students and faculty members from the School. For the former, they represented tangible outputs before facing the challenges of publishing in journals. In the last phase of its existence the WPS was associated with one of the School’s research clusters. 4
This broader process of capitalising on WPs had important implications for WPS. In the early 2000s, some of the geography departments in the United Kingdom and beyond had started to embrace the SSRN in a development that proved to be mostly alien to other academic, non-Anglophone, environments. But this process also had massive implications for academic careers, when the academic (publishing) market started to globalise and harmonise towards Anglophone, metric-driven standards (Müller, 2021; Rodríguez-Pose, 2006).
The situation outside Anglophone academia is rather different, often shaped by different national publishing traditions, which intersect in complex and diverging ways with those in the Anglosphere (Aalbers and Rossi, 2007; Kitchin, 2007; Minca, 2000). Ironically, Anglophone academics speak of ‘international publications’, but most of them publish almost exclusively in a select group on English language journals, whereas many scholars based outside the Anglophone world have a truly international outlook with regular publications in two or more languages. Yet we cannot easily generalise about publication cultures outside Anglophone academia. In some places such as the Netherlands or Flanders (Belgium), publishing in English language journals is as important as in Anglophone countries, although most academics continue to publish in their mother tongue as well. At the same time, there are countries such as France and Italy where publishing ‘too much’ in English may be frowned upon, although many academics – younger ones especially – continue to do so, in part to reach a wider audience and in part to keep their international job options open (Aalbers and Rossi, 2007).
Yet, even when scholars from non-Anglophone countries are publishing – or expected to publish – in Anglophone journals, the ‘international’ reach and scope remains highly problematic. Despite two decades of debate on the Anglo-American and Anglophone hegemony in human geography, Anglophone journals are still predominantly edited by Anglophone editors (Imhof and Müller, 2020). The problem here is not language per se, but that ‘the power-knowledge system works by keeping the debates internal to the Anglo-American geographical community – or at least between actors who are able/willing to articulate themselves within its dominant discourses’ (Simonsen, 2002: 392). In other words, despite much talk about ‘provincialising’ and ‘decolonising’ (academic) knowledge, this is by and large something that is discussed by Anglophone geographers in the absence of non-Anglophone colleagues, and when the latter are included, it is typically on the – often implicit – terms of the former. At the same time, key theoretical works and conceptual debates in Anglophone journals are often translated and discussed in Chinese and Spanish journals (with large readership in East Asian and South American communities, and beyond), which arguably makes for more diverse debates occurring in those domains, although much of these are unknown to most authors and editors of Anglophone publishing outlets. We should also not forget that many journals published in languages such as French and Spanish continue to reach international readership across countries and continents, and therefore cannot be reduced to ‘national’ publishing cultures. Research profiles of chairs had shaped departmental profiles, and WPS were traditionally linked with a department’s thematic identity. In Germany, for example, one result was a fragmented landscape of WPS that came with a strong tradition of advertising departmental research activities and profiles. For better or worse, WPS are often primarily serving their own national academic markets and have (had) important signalling character for geography departments. These histories echo until today and in some national environments, such that articles published in national languages other than English still dominate – or at least co-exist alongside English publications, but even in many of those places WPS appear to be in decline. In response to the increasingly globalising academic market and scholars’ individual publishing careers, some (often previously insular) WPS have vanished or transitioned their (main) language of publication into English. These established spaces of dialogue thus began to evaporate from the ‘champions’ league’ of publication channels. In smaller, more hybrid academic markets, such as Belgium and the Netherlands, the coupling between language and WPS had dissolved much earlier.
Reflecting on the treatment of WPs by various citation metrics and platforms, we find that on Google Scholar, for example, WPs are treated on par with peer-reviewed papers. This differs on Scopus and ResearchGate but also links this discussion to the afore-mentioned neoliberalisation in and of academia. In sum and building on the globalisation and harmonisation of academic publication standards, three factors have accelerated a transition towards metrics-oriented publication strategies pursued mainly in English: first, online journal articles and digital publishing have become pervasive and replaced the need for hard copies, which was the initial advantage of WPS; second, the requirement for ‘objectively’ measuring individual academic output (e.g. as part of the Research Excellence Framework, REF 5 ), that is, to quantify individual output, increased the need for (self-)citations, for which WPS were one, although declining, means; and third, more internationalised academic careers imply that also academics from outside English-speaking countries want or need to be read in the most widespread lingua franca – English – especially since such metrics are no longer limited to Anglophone academic world but increasingly implemented elsewhere. Given these contexts, we started to question whether WPS still serve a valuable purpose in knowledge exchange and in the publication strategies of human geographers, and whether these are shaped by the editorial policies of journals in terms of their attitudes towards WPS.
The survey method
Between January and March 2021, we conducted an email-based survey among the editors of thirty mostly English language journals in human geography and related fields (Table 1). Given our initial motivation to inform ongoing discussions about the future of the FinGeo WPS, our sample focused on journals most relevant to financial geography, although they cover many of the journals read and published by human geographers more generally. We proceeded in two consecutive steps: after an initial first phase of responses, we followed up with emails to the remaining editors to encourage them to join the debate if they had time and capacity to do so.
Overview of the approached journals (in alphabetical order).
Source: The authors.
The overall response rate of 80% (editors from 24 out of 30 journals) was surprisingly high. In some cases, we received responses from two or more editors of the same journal (right column, Table 1). We interpret the high response rate as indicative of the widespread interest in the value and future of WPS and wider concerns regarding publishing cultures in geography. Overall, 31 editors (comprising both editors-in-chief and associate editors) contributed to our survey. It reminded us that geography journals are run by passionate, dedicated scholars. Thirteen editors were identified as female and 18 as male. We were surprised and heartened about the strong editorial representation of female scholars, which may also signify changes in the wider discipline.
Responses indicate how important (and controversial) this topic is in the eyes of the editors themselves, especially against the constraining background of publishers’ financial imperatives. Our respondents provided rather varied assessments and much food for thought. We need to emphasise that scholars based in English-speaking countries dominate the editorial teams of selected journals, primarily because most of the selected journals are not only published in English but also founded in the United Kingdom or United States. At the same time, there is some diversity in terms of editors with eight being based outside of Anglophone countries. However, the United Kingdom remains dominant as the academic home of 14 out of 31 editors (Table 1). In the next section, we will use survey quotes to illustrate our results. Here, we do not specify which quote belongs to which editor, but the geographic positionality of some editors becomes clear through the examples they use. We note that several editors reason primarily from a UK position. Interestingly, these are regularly editors of the so-called ‘international journals’, but it appears that even after intense debates in geography – often in the same journals – on postcolonialism, Anglophone hegemony, and decentring and provincialising knowledge, some journals remain somewhat biased towards a UK perspective.
Editors responded in their position as editor, as an experienced individual scholar, or in both roles. Some editors provided their personal views, particularly in cases where an official journal policy on the topic did not exist; others provided us with the official journal policy and perspective. Some respondents answered selected questions only, others answered in a general manner with little detail on each specific question. While these approaches were informative and insightful, the combinations of answers of various types did not allow us to easily quantify our findings. This was not the main purpose of our survey, and the results we present in the following sections should only be considered as indicative of the broad spectrum of answers.
In some cases, some of the editors of a given journal replied collectively, often revealing differing views on the same question. We have anonymised all responses and wish to stress that the ‘identifiers’ such as E8 (abbreviation for ‘editor 8’) do not correspond with the numbers in Table 1. The numbering of respondents is to aid an orderly presentation of results. We have harmonised the editors’ written responses according to British English grammar and spelling without changing the meaning or content. Overall, we sensed a general openness among the editors to respond, which besides interest, enthusiasm and perhaps a sense of duty towards the discipline, could also be interpreted as a sign of curiosity about and importance of the topic.
The survey contained five key questions. These arose primarily from our specific search for a possible place in the future of the FinGeo WPS in relation to other longer-established WPS as listed in the section ‘Mapping the landscape of working paper series in geography’:
Does your journal have a policy for submissions that have previously been published as working papers? If so, what is the policy?
Given that working papers are uncommon in human geography, but very common in some other social sciences and beyond, what do you think are the barriers that prevent their more widespread use?
What could be the advantages of more widespread use of working papers? For example, could this encourage more diverse publication formats outside the ‘straitjacket’ of 8,000–10,000 words?
Would working papers be beneficial to early career scholars?
In summary, do you think there is space for working papers in human geography and related fields?
With this sequence of questions, we intended to find out about specific practices employed by the journals but also query some of the most experienced and influential scholars in our discipline about their views on the fate of WPs in general.
Survey results
For some scholars – here also in their specific role as editors – WPs are about a requiem for past publishing practice, for others about dilemmas especially for early career researchers. Yet for others, it is about the separation of disciplinary thinking, expressed in terms of ‘us’ (geographers) versus ‘them’ (e.g. economists) regarding different academic and publishing cultures. However, if we sing a requiem for WPs, why is SSRN still so successful, not only among economists but also among some economic geographers? Geographers seem torn on this issue. The subsequent sections present and interpret the results of our survey focusing on each of the five survey questions in turn.
Journal policies regarding WPs
In response to Question 1 (Table 2), we saw a range of opinions, perceptions and policies currently shaping the transformation of the academic publishing landscape and, within it, the positioning of WPS. The responses below provide a flavour of this diversity. Within the ‘yes’ category, while some journals do not consider WPs as published academic outputs, others explicitly welcome WP submissions, provided that the submitted version is considerably different from the WP version:
[W]e’ll consider any paper that has not been previously published, and generally, we do not consider WPS as published. So we do consider WPs (as long as there is no copyright on the piece). If there is some copyright it has to follow the general procedures for reproduction of previously published material. (E6) In terms of journal policy [. . .] [the journal allows] submissions that are WPs and recent advice has been that those in repositories should be reviewed as normal since this is becoming increasingly common. Previously, anything in a series with an ISSN might have been considered as ‘prior publication’ but since these are often now attached to WPs and repositories, it is not practical to enforce this rule. Manuscripts often change quite a lot through review and only the authors’ original manuscript [. . .] should be in a WPS or repository prior to the article being accepted for publication. This means the journal still has the published version of record and it will often look different from the original submission. (E20)
Answers to Q1: Does your journal have a policy for submissions that have previously been published as working papers?
Source: The authors.
Other respondents referred straight to the publisher’s submission guidelines that dictate the journal’s policies as illustrated below:
While SAGE generally supports the early dissemination of research through preprints (the pre-peer review version of the paper, also referenced as a ‘working paper’), including through SAGE’s own preprint platform, Advance, and other preprint platforms and SCNs, such as bioRxiV, preprints.org, ResearchGate and Academia.edu, some journals will not consider submissions that have been shared as a preprint prior to submission. (E5)
Within the ‘no’ category, only three editors clearly stated that their journals do not accept submitted manuscripts previously published as WPs, unless they are sufficiently different from their WP versions. Only one journal stated it would not accept a submission with an ISSN/ISBN. As many as 12 journals would still accept such a manuscript previously published in a WPS with an ISSN. The remaining journals do not (yet) have an official policy, in practice probably implying that they would accept them too, as evidence below suggests.
The category ‘no’, however, hosts a range of ambiguous responses, and compiling them in this category is a simplification. This includes responses that referred to the application of an informal policy, to ad hoc decisions, or to degrees of flexibility as editors in handling such policies because of lacking formal policy:
We do not have a formal policy per se but do not have a problem with papers being first published as WPs so long as they, once published, clearly state that the correct/ultimate citation should be to the published paper [in the journal]. (E1) [W]e don’t have a policy on this [. . .], but there is some accumulated experience. The editors will likely be having a conversation about this. (E3) As a journal, we don’t have a particular policy on WPs but there is some concern on our board about the growing number that are online and whether these in effect constitute ‘published’ material. (E18) [N]o specific policy, BUT [publisher’s] software iThenticate would (if this paper is accessible somewhere in a repository as WP) drive the similarity index to high numbers. If this similarity is +10% we tend to go for a desk reject, and sometimes we see like +60% what then usually means that the paper is available somewhere as a WP. (E23)
In terms of the degree of formality, it became clear that some editors (aligned with the formal journal policy) consider a WP with an ISSN as prior publication. To them, a WP published in a series with an ISSN already represents a stand-alone published academic product. In practical terms, this means that submitted WPs with an ISSN or doi will not be accepted due to the assumption of wide distribution and/or peer-review prior to submission.
Barriers preventing more widespread use of WPs in human geography
Answers to Question 2 of the survey indicate that the limited use of WPs in human geography is a matter of soft rather than hard barriers, that is, perception and culture rather than strict rules, which influence the acceptance of WP submissions to journals. This finding is an important factor in considering the future of the WP.
To start with, some respondents return to the issue of journal policy preventing the publication of pre-published papers as a hard barrier, whereby a WP published in a series with ISSN would not be accepted for a review. However, other concerns include the fear that the respective WPS is not considered a high profile WPS. One respondent explains the following:
It depends on the status of the WP. In some cases, the WP might get a life of its own and some aspects there are widely cited while the same results are not included in the published version. Hence, there might be a mix-up between preliminary and published findings meaning that the journal citations actually are wrong. Apart from that, the increasing number of WPs implies that we need to reconsider the actual double-blindness of the review. Finding who the authors are is now only a google-search away for almost any referee. Moreover, given how the merit-system in academia works, WPs cannot at the moment replace journal articles. (E13)
Other reasons include discouraging institutional practices in geography to make use of WPs, which stand in strong contradiction to other communities of practice, for example, economics. The ‘culture’ of the discipline can indeed has a defining character, which can question the ‘value’ of a WP publication, as succinctly put below:
I think the only real barriers are ‘cultural’ ones. If the value of WPs are not explored and understood then it is hard for human geography academics to see the worth or value of them. It also means that WPs are not in the usual processes of how people work. (E14)
A related result is the perceived ‘dying’ habit of publishing a WP in the Internet age, while some respondents stated that human geography had simply ‘no (WP) tradition’ at all:
Performance management for career development and promotion expect manuscripts to be submitted to outlets (journals, edited books, etc.) for publication, particularly in the UK to adhere to the imposed REF. Why waste a potential high impact journal article on a WP, which then may be barred from submission to a journal in the future? Also, if a WP is submitted to the UK REF in one cycle it is highly unlikely that the University would allow it to be submitted in the next as a book chapter or article. Institutional practices discourage such WPs. (E2) I find this fascinating. We also don’t as a discipline make as much use of SSRN [. . .] as some other subjects. So in some conversations I’ve been having, authors don’t want to create a separate WP in a series but are happy to have it linked to SSRN prior to hopeful publication in a journal. I wonder if people have tended to share WPs at events rather than online because geography is smaller than other fields. This could be interesting as our ability to do that has obviously been limited by COVID, so there could be an opening for WPs right now. (E7) WPs [. . .] are a problem. In economics, the grandmama is the NBER WPS. The thing is, only members of the NBER can put papers there. Why do they do it? Because in the hyper competitive world of top-department mainstream economics, there are many people seeking to ‘claim space’ on evolving issues, using the relatively restricted toolkits and methods available to mainstreamers. So you have to ‘stake your claim’ – and if you are an NBER member, you can try to be sure that everybody KNOWS that ‘famous economist x or y’ has staked out a paper on this topic. Then it cannot be denied, unless you want to fail to reference professor x or y, which will have the effect of insuring that you’ll never publish your paper in whatever journals x or y (or their students or colleagues or protectors) are associated with. It’s a power game. [. . .] If you look at (other) WPS, [. . .] [they are] lightly populated [. . .] but [. . .] a place where people can get ideas ‘out there’ independent of publication, in advance. This is helpful especially for scholars who are trying to establish themselves. (E11)
Overall, disincentives due to the merit system and performance management for career development in academia (e.g. UK REF but increasingly more widely adopted in other countries) prevent scholars – and not only early career researchers – from publishing in WPS. This is a strongly perceived barrier related to the use of key metrics, including citations, that are increasingly career relevant and even career decisive. Our own interpretation of this answer is, however, ambivalent; the practice of ‘double-counting’ the same paper (with a status as a WP and a full-fledged article) can be widespread in some institutions but rare in others:
I also think that University promotion committees by-and-large (at top schools) ignore WPs as actual, peer-reviewed scholarly outputs. As such, there is a disincentive to focusing on these at the expense of ‘typical’ publications. [. . .] there are structural disincentives [. . .] that will limit the prioritisation that many scholars will give to WPs over peer-review manuscripts. (E1) At the end of the day, I’m not very persuaded by the value or need for WP series. If scholars – including junior ones – have something interesting to say, then why not seek to publish it in a journal. Certainly from a CV point of view, WPs don’t really count that much; it’s refereed papers in academic journals that matter. (E8) I published in the [. . .] WPS as a graduate student [. . .], and I found it very useful. However, by most metrics WPs don’t ‘count’; they are not hugely useful if on the job market, and don’t count in tenure and promotion applications. Those are, I think, the major barriers given the pressures academics are under. (E16) I see limited value for researchers these days in having such series. That’s not a comment on the quality of WPs which is often high. It’s a comment on the utility of this format for communicating research. [. . .] First, there are now so many peer review journals that authors need, by and large, not ‘delay’ by publishing a WP. Second, WPs do not really enhance CVs when people apply for jobs – the panels think, ‘why did they not publish a peer review paper instead?’ Sadly, WPs come across as a lesser publication. (E22)
Another strand of responses about potential barriers relates to more general issues of research ethics and data protection, including the protection of intellectual property of some output. Respondents highlighted, for example, fear that, since the published WP is still work in progress and not yet refereed, other scholars might use these ideas before the publication of a copyrighted paper. It may strike some readers as ironic as the WP was often considered a place to ‘claim’ ideas early on in the research process:
[A] key barrier relates to intellectual property and citation metrics given folks want to have their formally published works be the definitive go-to sources for their scholarship, and some folks may feel reluctant to get material out there given the fear (often irrational I have found) that someone might steal their ideas. (E1) [A] major concern is the protection of our ideas – the output of our intellectual labour. I think this relates, in part, to at least two dynamics. First, much geographic research has traditionally not taken the form of a laboratory network found in other disciplines (especially the natural sciences, but increasingly in some social sciences). This results in more solo-authored papers, or papers written by two or three authors working on a bespoke topic, which puts a priority on protecting the ideas. Second, along these lines, human geography tends to be a theory-driven field, and is often quite faddish at that. Early career researchers who have the time to dig deep into new theories that tend to carry currency in the discipline are also the most vulnerable to their ideas being stolen, and have the least means of protection and recourse available to combat academic misconduct. So, in short, putting solo-authored, non-peer reviewed research out as a WP could result in other scholars pilfering those arguments and publishing them as their own. (E21) Another barrier that bears mentioning is research ethics and data use/data protection – often, in human geography, our data sets involve interviews, focus group observations, and participatory observation notes that contain sensitive personal information from research subjects. [. . .] The peer review process, and the publisher’s copyright that follows final acceptance, offer buffers that protect the author in the off chance that a research subject could take offense for personal or professional reasons and pursue legal measures against an author. (E21)
A final strand of responses on perceived barriers stressed the management and disciplinary tradition of WPS themselves. Answers ranged from perceptions that running a WPS comes with high costs for the hosting institution, including time and money to update websites, publish and edit WPs (e.g. E12) although WPS are typically much ‘lighter’ to run than journals.
Another factor comes in the form of increasing competition with preprint servers (e.g. in Europe) that offsets the value of setting up and maintaining open access (OA) WPS. Pre-prints are manuscripts that have not yet been peer reviewed but can be stored/archived at so-called preprint servers or online repositories. Archiving can take the form of either self-archiving documents placed on an institutional or subject repository (e.g. SHERPA/RoMEO), on preprint servers available for different subjects (e.g. arXiv and Cambridge Open Engage) or online (usually OA) repositories. In contrast to author manuscripts or post-prints, pre-prints – just as WPs – may thus be subject to substantial change after the peer-review process.
Potential advantages of a more widespread use of working paper series
While Question 2 dealt with the obstacles facing WPS, Question 3 sought to illuminate opportunities and strengths that a WPS could bring to the publication landscape. The list of suggested advantages of a WPS is diverse. For example, our respondents stressed that WPs enable different, innovative styles and formats of writing beyond a standard academic journal article. WPs can include short position papers (e.g. from applied research) to engage with stakeholders and a much broader public audience, including grassroots communities, NGOs and activists, making them more accessible especially if they are OA, in comparison with standard journal outlets. Depending on one’s epistemic and geographic community, reaching such audiences may be important or irrelevant. Again, differences between the United Kingdom and other countries may be stark here.
Respondents further argued that WPs can be an outlet for initial research findings, exploratory work, presenting detailed descriptive statistics to contextualise findings, more formal modelling, and for the publication of material that does not end up as a journal article. Therefore, WPS could be useful for providing greater clarity to work that is published later, by providing a form of scholarly record of how ideas developed:
From a more personal view, being a quantitative economic geographer, what WPs do offer is a possibility to both include thorough descriptive statistics to contextualise the findings as well as the more formal modelling. Adhering to an 8k limit (including everything) works poorly with traditional geographical research and is more suited for either natural sciences or non-empirical research. The strict word-limit of most journals is of course a completely different question but something that really could challenge how we (re-)produce geography. (E13) WPs can often help clarify later published work. [. . .] I was able to make sense of arguments in a recent book (in a new field to me) by reading through a few WPs that were the basis for the book. The presentation of arguments in the book was obviously modified substantially, but I found the WPs provided a helpful guide for how the authors had developed their arguments. I’m not sure how applicable this would be to all WPs, but the trace of a ‘scholarly record’ they leave was, in this case, greatly appreciated. (E21)
Some respondents demonstrated ambivalence towards WPS, as they recognised no explicit disadvantages, but equally could not identify clear advantages:
I don’t see many, if any. I also don’t think that journal papers are quite as straightjacketed as this question suggests. Yes, usually they wouldn’t go higher than 11k (but that’s quite a lot of words) and there are many formats for essays that go way lower than 8k in journals. (E10) I’m not sure there are many really – there is already too much to read across the growing population of journals. They could provide a home for more innovative and non-standard format pieces, but that intersects for me with issues of quality control and the requirements [. . .] for leading journal publications in many/most promotion systems. The growing use of online appendices [. . .] again erodes the distinctive of longer, more in-depth WPs. (E24) Yes, but it is also not accepted to cite WPs for many journals, so I am not sure how to increase use. (E8)
The last – about citing WPs – strikes us as rather odd. After all, many journal papers cite conference presentations, which are even more fleeting if they are not archived as conference proceedings, as well as websites and popular media sources. The scholarly practice of acknowledging the source of particular ideas or findings should remain important, whatever the source.
Question 4, closely related to Question 3, delved into the specific benefits of WPs for early career researchers, with answers summarised in Table 3.
Answers to Q4: Would working papers be beneficial to early career scholars?
Source: The authors.
A clear majority of editors sees much benefit for early career researchers, including the possibility of providing mentorship in the publication process. However, many ‘yes’ answers came with a strong ‘but’, which sums up the advice that early career researchers should not build a career (in view of jobs, promotion, UK REF, etc.) focused on WP publications. Respondents opined that early career scholars should only pick a WPS that is well curated and a stand-alone series, including a good promotion/marketing strategy that leads to wide recognition. Moreover, even if early career researchers publish in WPS for all the good reasons mentioned so far, they should be aware that the benefit of peer review is lost. One respondent aptly summarised these dilemmas:
Yes, and no. Yes, in the sense that one can get their work out for public consumption more quickly and thus get it read and cited more readily. No, in the sense that it would be unwise to suggest to a junior colleague that WPs count in significant ways when it comes to matters of promotion and/or getting a job – they are fine as dissemination strategies but not very strategic in the sense of job security or acquisition. (E1)
On a more positive note, WPs can help diversify authorship, promote early career researchers, improve wider accessibility of research outputs (without paywall) and speed up publication:
I think it would diversify authors and readership, but I think it’s important to note that there are lots of initiatives out there to try to operate more diverse publication formats which for me is separate to WPs. [. . .] If WPs diversify authorship then I think that would be super. (E7) WPs can get ideas ‘out there’ even while people are still aiming to publish, and will be good for circulating ideas. The competition to get into particular geography journals is overly intense now, I think, again because of the 4* prize bestowed by REF
6
on some of those journals. (E11)
Many WPS have the advantage of light-touch review, sometimes with no (strict) word limit, while – contrary to the before mentioned claim that WPs are not a good way to claim an idea – authors can still ‘claim’ their intellectual property through a WP, and in some other fields this is considered a key reason for publishing a WP.
Is there space for working papers in human geography?
In this article, we have presented a trove of views, perceptions and experiences that inform publishing strategies and concerns of geographers, with the help of a survey among 31 editors of 24 journals in human geography. Our key focus was on the WP and its potential future as an outlet to communicate scientific research within and beyond geography. Three striking insights emerge from the debate, from which we derive careful optimism for the future of WPS in human geography.
First, there are distinctive differences in publication cultures among scholars within and outside of the Anglo-American sphere of academic influence, which also shape disciplinary cultures and academic practice, with some being more valued or privileged than others. This affects not only scholars from outside Anglophone academic settings in terms of barriers to publication but also limits knowledge and information flows within and beyond the discipline at large. The hegemonic English language as the lingua franca for global scholarship adds to this issue. It brings powerful normative influence, that is, the adaptation of English as the lingua franca is not limited to the use of English but also imports a set of cultural, ideological and publishing ideas and practices into an international academic arena (Kitchin, 2005). Previous debates have repeatedly referred to ‘the geographical bias which characterizes the production of social science knowledge’ (Aalbers and Rossi, 2007: 284; cf. Alatas, 2006; Baber, 2003; Yeung, 2001) and ‘[t]he abuses of citation counts’ (Yeung, 2002: 2098) in the production of knowledge that ‘counts’. Hard and soft disciplinary barriers underpin this situation, as do the costs and benefits on those who are English native speakers and those who are not. These are particularly pressing concerns if we are serious about the wider decolonisation agenda of the discipline (Müller, 2021; Radcliffe, 2017). Some of the interview quotes appear to reflect primarily on what ‘counts’ in the United Kingdom, and underscore the need for further decolonisation, decentering and provincialising. Although ‘provincialising’ perhaps is not the most accurate term here: editorial policies and publishing practices, in a way, need to be ‘de-provincialised’ and to reflect a wider set of international publishing traditions and scholarly concerns rather than resort to a very limited, so-called ‘international’, outlook that is essentially British. It is insufficient to acknowledge that the geographies of knowledge production are globally uneven and unequal if we do not open spaces of exchange and engagement with those facing different political realities and diverse epistemic and institutional histories of geographical research and teaching (McFarlane, 2022).
Second, as noted by other scholars (Asai, 2020; Bergstrom, 2001; Coomes et al., 2017), the power game of the large, oligopolistic publishers (Larivière et al., 2015) has already affected the direction and forms of disciplinary publications and what is perceived as a ‘valuable’ outlet. Unsurprisingly, this greatly affects the publication channels and career planning of early career researchers, which may also contribute to rising inequality among scholars from different countries and institutional traditions depending on accessibility to the disciplinary core journals. The concentration of power among publishers and control of their scientific journals contradicts the plurality of knowledge distribution. We are mindful of the shift towards digital outlets and recognise that digital natives welcome new formats, but we also believe that different formats can co-exist in the academic world.
In considering the future ‘value’ of WPS in geography in general, and value for whom specifically, we draw our third insight from the voices of our surveyed editors, including their (still overall encouraging) responses to Question 5, which we cite here in their diversity (Table 4):
Is there scope to develop a more ‘mixed economy’ of publishing? Definitely in my view. WPs could have a role here, ‘alongside’ other forms. But this case becomes blurred if WPs are ‘photo-papers’ intended for ultimate submission to journals. Back when I got started, [. . .] the general pattern was to publish as a WP, try to drum up some comments, and then develop the paper further. Since the WPs were normally only available for purchase, via the mail (!), they were probably deemed almost irrelevant by the journals of the day. The readily and permanently available WP of today is a different animal, however. (E3) When I ran a WPS many years ago, we published material that would not end up as a journal article. My view would be that as an initial stage to submitting a journal article, probably not; but as a way of disseminating initial research findings or exploratory work, then yes. (E4) Yes, I definitely think there is space for WPs in human geography and related fields. The more ways that we can share our work widely with different publics in an OA format, the better. (E5) Yes, I hope we can change the nature of access as I think the model of peer review is ill suited to the 21st century. (E8) WPs vary in quality depending on the institutional make-up (department, centre, institute) and seem to be more popular in Europe than the US. Institutional make-up matters because centres in the US that generate them are increasingly revenue seeking. Some WPs are very local catering to the local communities that support the centres; others are policy-oriented and target practitioners/donors who form their revenue base. (E20) I suspect this question will reflect, to an extent, sub-disciplinary norms. Fields such as GIS or economic geography come to mind as fields where I have seen WPs somewhat regularly, and where the format has proven useful. This hasn’t seemed to translate into work in other sub-disciplines yet. This doesn’t mean that there isn’t a space for that work, but rather that the institutional norms and sedimented practices of geographic research are changing more slowly relative to the quickly evolving preprint publishing options. (E21) More generally, I am personally (also as editor) neutral or even positive in considering papers that have been published as WPs for a number of reasons. They provide (and protect) ways to diffuse new research agenda/ideas which will take long time to publish. They help hugely early carrier researchers who are more and more in competition and need to wait some years before building a record; indeed, although evaluation for hiring or promotion are clearly based on journal publications, a good ‘pipeline’ shown in reputable WPS is always interpreted as a very positive sign. The anonymity of the peer review in journals is more and more in doubt, as googling titles can nowadays very often link to authors, with or without WP. (E24)
Answers Q5: In summary, do you think there is space for working papers in human geography and related fields?
Source: The authors.
Context has clearly shaped the outcomes of our survey, and academic cultures play a major role in defining the ‘business model’ and intention of WPS across the (Anglophone and European) disciplinary landscape of human geographers. WPs were and still are vibrant means of academic communication visible to both the academic community and increasingly non-academic audiences, which could be seen as measurable societal impact to tick yet another metric in today’s academic profiles. The future of WPS may be linked to publication motivations stemming from differences in national disciplinary cultures, including the REF-driven research profiles of UK-based scholars, publications required in languages other than English for national academic markets, and the practicality for early career researchers to build their research profiles early on. Publications in WPS, however, do not only influence individual (early) career research profiles. (New) WPS may also help establish emerging sub-disciplines in human geography, such as that of financial geography, which motivated this survey on WPS initially. There is also potential for WPS to be less heavily policed by the norms of specific national academic cultures, in part because submitted WPs typically receive a light review, implying that they should be more open to include ‘Other’ knowledges and methods. In that sense, WPS can make a meaningful contribution to decentering and deprovincialising academic debates by improving visibility of non-Anglophone research and researchers and emerging topics, and access to richer and more diverse scholarly outputs.
In this article, we have set out to inquire the future value of a WPS in human geography, and if so, for whom. Despite the mixed bag of reactions from our interviewed editors, we note an overall positive and encouraging tone to continue navigating WPS through this complex amalgamate of emerging stakeholder groups, powerful interests and changing environments for career-building requirements and publications. It became clear that the prevailing Anglophone view does not account for how many researchers from developing and non-Anglophone countries face barriers to publishing in the so-called ‘international journals’ that are heavily controlled by the Anglophone academic community. After decades of debate on Anglophone hegemony in academic publishing, postcolonialism and provincialisation of knowledge, we would like to emphasise that WPS can be important publication channels in diverse epistemic and geographic communities, including emerging (sub-)disciplines.
Reflecting on the initial motivation for conducting the survey, we hope that the FinGeo WPS as well as other WPS will carve out space for further publications and the promotion of different audiences and interested readership, which is why we believe it will continue to have a vital raison d’être. Having a well-curated WPS provides (and protects) opportunities for the dissemination of new research agendas and ideas, and creates space for ‘Other’ and unorthodox thinking in a gradually streamlined disciplinary canon, therefore sustaining the disciplinary ethos of a community of practice in human geography. This is a value inherent to WPS, which should not be underestimated in an era of metrics-addiction, publication-dependency and the concentration of major publishers that are shaping the publication (and intellectual) landscape and direction of human geography and other disciplines.
Footnotes
Acknowledgements
The authors thank all the participating journal editors for their time and generosity in contributing to our survey, and FinGeo committee members for their valuable comments on earlier discussions. The authors are grateful to two reviewers for many helpful comments, and especially Chris Philo, who so generously provided us with much information on the UK REF process and his own rich experience with WPs/WPS. Any errors, however, remain ours alone.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship and/or publication of this article.
