In this paper we study sufficient local conditions for the existence of non-trivial solution to a critical equation for the -Laplacian where the critical term is placed as a source through the boundary of the domain. The proof relies on a suitable generalization of the concentration–compactness principle for the trace embedding for variable exponent Sobolev spaces and the classical mountain pass theorem.
Let be a smooth bounded open set. The purpose of this article is the study of the existence of a nontrivial solution to the critical trace equation
where is the -Laplacian corresponding to some given function (notice that when p is constant we recover the usual p-Laplacian), is the outer normal derivative, and h is a smooth function satisfying some coercivity assumption (see the definition of the norm in (3.4)). The exponents and are continuous functions that verify
The exponent is critical from the point of view of the Sobolev trace embedding (see Theorems 2.4 and 2.5 in Section 2 for a precise statement).
We focus in this paper on the critical problem for (1.1) in the sense that we will assume from now on that
Under this assumption the embedding is generally not compact so that the existence of a non-trivial solution to (1.1) is a non-trivial problem. Our main purpose is to find conditions on p, r and Ω in the spirit of [1,12] and [18], where this kind of problem has been considered in the constant exponent case, ensuring the existence of a non-trivial solution to (1.1).
Observe that problem (1.1) is variational in the sense that weak solutions are critical points of the associated functional
where denotes the boundary measure. This functional is well defined in thanks to (1.2) (see Theorem 2.4 in Section 2). The main tool available in order to find critical points for functionals in Banach spaces is the well known Mountain Pass Theorem (MPT). The MPT has two types of hypotheses, geometrical and topological.
For the functional it is fairly easy to see that when the geometrical hypotheses of the MPT are satisfied. The topological hypothesis is the so-called Palais–Smale condition that requires for a sequence of approximate critical points to be precompact. When is uniformly subcritical, i.e.
the immersion is compact. It is then straightforward to check that the Palais–Smale condition is satisfied for every energy level c.
Notice that there are some cases where the subcriticality is violated but still the immersion is compact. In fact, in [21] the authors find conditions on the exponents p and r such that but the immersion remains compact. This type of conditions were first discovered in [28] where the embedding , was analyzed. The result in [21] shows that if the criticality set is “small” and we have a control on how the exponent r reaches at the criticality set, then the immersion remains compact, and so the existence of solutions to (1.1) follows as in the subcritical case.
However, in the general case , the present paper is, up to our knowledge, the first work regarding the existence of solutions for (1.1).
Recently, in [21], the authors analyzed the problem of the existence of extremals for the immersion , that is functions realizing the infimum in
In [21] the main tool used to deal with the existence of extremals problem is the extension of the celebrated Concentration–Compactness Principle (CCP) of P.L. Lions to the variable exponent case. In the case of the immersion this was done independently by [22] and [23] (see also [20] where a refinement of the result was obtained). For the trace immersion, this result was proved in the above mentioned paper [21].
In order to state our main results we need to introduce some notation. Given some nonempty, closed subset (possibly empty), we consider the space defined by
the closure being taken in the -norm. This is the space of functions vanishing on Γ. Observe that and, more generally, that if and only if Γ has -capacity zero. See [25]. Given a critical point , we define the localized best Sobolev trace constant around x by
where
Our first result states that the functional defined in (1.4) verifies the Palais–Smale condition for any energy level c below a critical energy level given by
As an immediate corollary of this result, we obtain applying the MPT the existence of a solution to (1.1) provided there exists a function such that
The rest of the paper is devoted to find conditions on p, r and Ω that allow us to construct a function v that satisfies (1.8). The idea used in the construction of such v is to rescale and truncate an extremal for the Sobolev trace immersion
These extremals were found by Nazaret in [29] by means of mass transportation methods extending the well known result of Escobar in [12] where the case was studied. These extremals are of the form
where
Similar ideas were used recently in [21] were the existence problem for extremals in the critical Sobolev trace immersion was studied. These ideas were also previously used for (1.1) in the constant exponent case by Adimurthi and Yadava [1], Escobar [12], and Fernandez Bonder and Saintier in [18]. Let us mention that these ideas are classical when dealing with critical equations. They go back to the seminal paper of Aubin [2] and Brezis and Nirenberg [6] and have been widely used since then in the constant exponent case (see e.g. [4,9–13,15,18,26,31–33] and references therein). In the variable setting we refer to the recent paper [19] where analogous results for the critical problem with Dirichlet boundary conditions have been obtained.
Organization of the paper
The rest of the paper is organized as follows. In Section 2, we collect some preliminaries on variable exponent spaces that will be used throughout the paper. In Section 3 we give an existence criteria for solutions, namely condition (1.8). In Section 4 we give conditions that ensure the validity of such criteria. We leave for the Appendix some asymptotic expansions needed in the proof of our results.
Preliminaries on variable exponent Sobolev spaces
In this section we review some preliminary results regarding Lebesgue and Sobolev spaces with variable exponent. All of these results and a comprehensive study of these spaces can be found in [8].
We denote by the set of Lebesgue measurable functions . Given we consider the variable exponent Lebesgue space defined by
This space is endowed with the (Luxembourg) norm
The following Hölder-type inequality is proved in [17,27] (see also [8], pp. 79, Lemma 3.2.20 (3.2.23)).
(Hölder-type inequality).
Letand. Then the following inequality holds where
The following proposition, also proved in [27], will be most useful (see also [8], Chapter 2, Section 1).
Set. For and, we have
The following lemma is the extension to variable exponents of the well-known Brezis–Lieb lemma (see [5]). The proof is analogous to that of [5]. See Lemma 3.4 in [22].
Leta.e. andinthen
We now define the variable exponent Lebesgue spaces on . First we denote by the set of -measurable functions . We then assume that Ω is so that is a -dimensional immersed manifold on (although the trace theorem require less regularity on , the regularity will be enough for our purposes). Therefore the boundary measure agrees with the -Hausdorff measure restricted to . We denote this measure by . Then, the Lebesgue spaces on are defined as
and the corresponding (Luxembourg) norm is given by
We can define in a similar way the variable exponent Sobolev space by
where is the ith-distributional partial derivative of u. This space has a corresponding modular given by
and so the corresponding norm for this space is
The norm can also be defined as . Both norms turn out to be equivalent but we use the first one for convenience.
The following Sobolev trace theorems are proved in [16].
Letbe an open bounded domain with Lipschitz boundary and letbe such thatwith. Then there is a continuous boundary trace embedding .
We used the following notation: for a μ-measurable function f we denote and , where by sup and inf we denote the essential supremum and essential infimum respectively with respect to the measure μ.
The regularity assumption on p can be relaxed when the exponent r is uniformly subcritical in the sense of (1.5). It holds the following theorem.
We consider the equation
where is a bounded domain, , , and is critical in the sense that where is defined in (1.3). In order to study (3.1) by means of variational methods, we need to consider the functional defined by
Then is a weak solution of (3.1) if and only if u is a critical point of . We need to assume that the smooth function h is such that the functional
is coercive in the sense that the norm
is equivalent to the usual norm of defined in (2.7).
It is not difficult to prove that verifies the geometrical assumptions of the Mountain Pass Theorem (cf. the proof of Theorem 3.2). The first non-trivial result needed to apply the Mountain Pass Theorem is to check that the Palais–Smale condition holds below some critical energy level that can be computed explicitly in terms of the Sobolev trace constant . Once this fact is proved, the main difficulty is to exhibit some Palais–Smale sequence with energy below the critical level .
This approach has been used with success by several authors for treating critical elliptic problems, starting with the seminal papers of [2,3,6]. See, for instance [4,9–13,15,18,26,31–33] and references therein.
Our first result gives an explicit value of the energy below which the functional satisfy the Palais–Smale condition.
Assume that h is such thatis coercive (see (3.4) above) and . The functional satisfies the Palais–Smale condition at level
Let be a Palais–Smale sequence for . Recall that this means that the sequence is bounded, and that strongly in the dual space . Recalling that the functional defined by (3.3) is assumed to be coercive (see the norm (3.4) above), it then follows that is bounded in . In fact, for k large, we have that
We may thus assume that weakly in . We claim that u turns out to be a weak solution to (3.1). The proof of this fact follows closely the one in [30] and this argument is taken from [7,14], where the constant exponent case is treated.
In fact, since is a Palais–Smale sequence, we have that
for any . Without loss of generality, we can assume that a.e. in Ω, -a.e. in , and in . It is easy to see, from standard integration theory, that
and
so the claim will follow if we show that
This is a consequence of the monotonicity of the -Laplacian. We can assume that there exist such that
The idea is to show that a.e. in Ω, then this will imply that and thus, the claim.
Let then, by Egoroff’s theorem, there exists such that and uniformly in . As a consequence, given , there exists such that for and for any .
Define the truncation as
Now we make use of the following well known monotonicity inequality
which is valid for any and and we obtain
since in and in . Therefore, we obtain
Now, observe that weakly in and so
Now, for k sufficiently large, we obtain that
for some constant . In fact, since is bounded in ,
so that
where
and
As a consequence, we get that
Since is arbitrary, it follows that strongly in and thus, up to a subsequence, also a.e. in . By a standard diagonal argument, we can assume that a.e. in for every and so the convergence holds a.e. in Ω.
Finally, it is easy to see that for and imply that , so we get that a.e. in Ω. This concludes the proof of the claim.
By the Concentration–Compactness Principle for variable exponents in the trace case, see [21], it holds that
where I is a countable set, and are positive numbers, the points belong to the critical set , and is the localized best Sobolev constant around defined by (1.7).
It is not difficult to check that is a PS-sequence for the functional defined by
Now, by the Brezis–Lieb Lemma 2.3 we get
Independently since u is a weak solution of (3.1), and recalling that , we have
Therefore, . Let . As , we have
Since is bounded in and converges to 0 in , it is easy to see, using Hölder inequality as stated in Proposition 2.1, that as . Moreover, by means of Lemma 2.3, (3.6) and (3.7), there holds
where and . So we conclude that . In particular () from where we obtain with (3.8) that . Hence
We deduce that if then I must be empty implying that strongly in . □
As a corollary, we can apply the Mountain Pass Theorem to obtain the following necessary existence condition.
Assume thatand that his such thatis coercive (see (3.4)). If there exists such thatthen (3.1) has a non-trivial nonnegative solution.
The proof is an immediate consequence of the Mountain Pass Theorem, Theorem 3.1 and assumption (3.9). In fact, it suffices to verify that has the Mountain Pass geometry and that for some . Concerning the latter condition notice that for ,
which tends to as since .
It remains to see that has the Mountain Pass geometry. Clearly and, if is small enough, then
since is coercive, and on the other hand
for s small, so that
Therefore
since . This completes the proof. □
Local conditions for (3.9)
In this section we provide local conditions for (3.9) to hold. These conditions are analogous to the ones found in [19] where the critical problem for the -Laplacian with Dirichlet boundary condition was studied.
The idea is to evaluate for a suitable test function constructed by a scaled and truncated version of the extremal for for a critical point . Then, a refined asymptotic analysis will yield the desired result.
In order to construct the test function we need to recall the Fermi coordinates from differential geometry. Briefly speaking, the Fermi coordinates describe a neighborhood of a point with variables where are the coordinates in a local chart of such that corresponds to , and is the distance to along the unit inward normal vector.
(Fermi coordinates).
We consider the following change of variables around a point .
We assume that and that has the following representation in a neighborhood V of 0:
The function is assumed to be at least of class and that , .
The change of variables is then defined as
where is the unit inward normal vector, i.e.
It is well known that for small Φ defines a smooth diffeomorphism (see [12]). For a general construction of the Fermi coordinates in differential manifolds, we refer to the book [24].
Now, we are in position to construct the test functions needed in order to satisfy (3.9). Assume that . Then, the test-functions we consider are defined in the Fermi coordinates by
where is defined in (1.9) by rescaling an extremal V of , and is a smooth cut-off function. We normalize by considering the function defined by
With this choice of C, the function satisfies
From now on, we assume that and are of class , and we let and .
In Propositions A.2–A.4 in the Appendix we compute some asymptotic expansions needed in order to properly evaluate . These propositions are fundamental in the proof of our next result. We choose to postpone their proofs to the appendix because they are technical and long.
Eventually the following result provides a sufficient local condition for (3.9) to hold.
Assume that, and that his such thatis coercive. Assume moreover that there exists a point such thatand such thatis a local minimum ofand a local maximum ofand. Let H the mean curvature of . Assume eventually that one of the following conditions hold
,
andor
,,andor
,,andor.
Then there exists a nontrivial solution to (3.1). Here (with νthe unit exterior normal vector),, and .
Notice that, as a consequence of the definition of the Fermi coordinates, we have that coincides with the Laplacian of r at for the natural metric of .
We assume, without loss of generality that and denote . Observe that .
We first consider the case where . In fact, from Propositions A.2–A.4, we have
-uniformly in , with
and
Notice that reaches its maximum in at . Moreover, it is a nodegenerate maximum since . It follows that reaches a maximum at for . Hence
If then and the result follows.
Assume now that and . Then we have
-uniformly in , with
As before reaches its maximum at with . So,
So, we need that , i.e.
But,
if . So, since , the result follows.
Now suppose that and . Then
If
with
As before reaches its maximum at with . Then,
So, we need that . But, this is equivalent to .
If , we have
with
As before, we need that . Since 0 is a local minimum of and a local maximum of and it easily follows that . Moreover if one of the following inequalities
is strict, then and the result follows. □
Footnotes
Acknowledgements
This work was partially supported by Universidad de Buenos Aires under grant UBACYT 20020100100400 and by CONICET (Argentina) PIP 5478/1438. A. Silva is a fellow of CONICET.
Asymptotic expansions
In this section we provide the asymptotic expansions needed in the proof of Theorem 4.2.
First we need the following asymptotic expansions for the Jacobian of the Fermi coordinates that are proved in [12].
The goal of this section is to prove the following propositions.
To treat the gradient term, we need the following result.
With the aid of the previous lemmas, we can now prove Proposition A.4.
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