We study the semi-linear Sturm–Liouville equation
where , and λ are real parameters. We prove that all non-trivial solutions are oscillatory and unbounded as x approaches 0. Moreover, there exist and such that any solution resembles near the origin, where η is a non-trivial periodic solution to the Emden–Fowler equation in .
Consider the semi-linear Sturm–Liouville equation
where , and λ are real parameters.
In [5] we performed a detailed study of the existence and non-existence of positive solutions to (1) when . One important feature of (1) that appears when is that the spectrum of the differential operator consists solely of isolated eigenvalues (see [6, Theorem 1.17]), therefore classical bifurcation theory (see for example [7,8]) tells us that there exists a branch of positive solutions to (1) emanating from the first eigenvalue of L. The results in [5] give us some detailed information on how that branch behaves in the space for different values of α, λ and p. For instance, it is shown that for there exists a critical exponent for which (1) behaves quite similarly to the classical Brezis–Nirenberg problem in the unit ball [3], in the sense that the parameter plays a role comparable to the dimension in the case of the Brezis–Nirenberg problem (see [5, Section 1.4] for the details).
On the other hand Eq. (1) changes dramatically when . Firstly, the spectrum of the differential operator L has no eigenvalues for , in fact the spectrum is purely essential and it can be computed to be the continuum when , and when (see [6]), therefore classical bifurcation theory does not apply. However, one can still ask whether bifurcation occurs form the bottom of the spectrum, situation that has been studied vastly in the past. We refer to the very good survey paper written by Stuart [9] (and the references therein) where a general framework for this situation is discussed, as well as the papers by Stuart and Vuillaume [10–13] where the buckling of a tapered rod is studied and the operator L appears naturally. Regarding (1) when , we established that (1) has no positive solutions, for all values of and (see [5, Theorem 1.10]). We also established in [5] that solutions with finitely many zeros do not exist, in fact, any non-trivial solution u to (1) must be oscillatory in , in the sense that there exists a sequence of zeros of u such that as .
Aside from the oscillatory behavior mentioned above (which can also be deduced from the results in [4]), to our knowledge there is no further literature for Eq. (1) when . A related work is the one of Berestycki and Esteban [2], who study the bifurcation phenomena for the equation
for . One of the results they prove is that for each positive integer k and , there exists a solution in to (2) with exactly k zeros in : this fact alone shows us that (1) and (2) have very different features, as no such solutions can be found for (1). Equation (2) in the case is considered in [1].
With the above in mind, the purpose of this paper is to answer some of the questions raised in [5] regarding Eq. (1) when , more precisely, we would like to answer the following two questions.
Do bounded solutions exist to Eq. (1) when ? If so, how many are there?
What is the rate of convergence of as ?
To answer these questions we use a shooting argument, that is we consider the “final” value problem
for . From the Cauchy–Lipschitz–Picard theorem we know that (3) has a unique solution in a neighborhood of , which we denote by . It is not difficult to show that there exists a positive constant such that
from where we deduce that blow up, if any, can only occur at the origin. We are able to prove the following theorem.
Let, then there exists a sequenceand a constantsuch that
For, the sequence of zerosofsatisfiesas.
The result of Theorem 1 follows from Proposition 1 in Section 2, where we show that for x near 0, resembles , where γ and δ are as in Theorem 1. The function is a periodic solution to the Emden–Fowler equation
The rest of this paper is organized as follows: in Section 2 we establish the notation and some preliminary results, and in Section 3 we present the proof of Theorem 1.
Preliminaries
In what follows, we will assume that , and are given, but we will omit the dependence on these parameters to make the notation simpler. For , consider the unique solution of (3) which we know can be extended to all (because of (4)). To prove our result, we consider the following change of variables and
where δ and γ are to be chosen. In what follows we will use the “prime” notation to denote derivatives with respect to the variable x, and the “dot” notation to denote derivatives with respect to the variable t. Observe that
and
therefore, η satisfies
If we choose γ and δ so that and , that is
and
we obtain that η is a solution of
where and .
For η solution to (7), consider the following “energy” functional
Observe that
therefore, using (7) we obtain
where
Notice that from (9) and (10), we deduce that is eventually non-decreasing (resp. non-increasing), in the sense that there exists such that (resp. ) for all . More precisely if we can define as the unique zero of . We will be using this later.
With the aid of this energy functional, we can prove the following lemma.
Let η be a solution of (7), then there exists a constantsuch that
Although the proof can be carried out directly for all , for the sake of clarity we will present the cases and separately.
Observe that for we have , thus (8) and (9) become
respectively. With this in mind, we study the cases and .
If , we obtain that for all , therefore must be a non-increasing function, that is .
In particular, for all we have
therefore η is bounded.
To prove that is bounded when we argue by contradiction, that is, we will suppose that there exists a sequence such that
For we have
On the one hand, we can write
On the other hand, since for we obtain
To conclude, notice that if we define
then identity (11) together with the above estimates tell us that
but since when we reach a contradiction by letting . □
Recall that
and observe that by our choice of δ in (6) we have , therefore if then for sufficiently large t. Thus for sufficiently large t. Hence is non-increasing for large t, and as a consequence for some constant . Also, for every large t we have . In particular, for every sufficiently large t we have
hence is bounded.
If we argue by contradiction. As before, we use the sequence satisfying
On the one hand we have
On the other hand, since we obtain that for all , in addition, for therefore
Notice that setting
then the conclusion follows as in the case . We omit the details. □
When and , the proof of Lemma 1 tells us that is in fact constant, that is for all , so (8) becomes
Observe that this implies that η is a non-trivial periodic function, which gives a rather explicit description of u for .
and there existssuch that
Lemma 1 tells us that η is uniformly bounded, therefore
and from (10) we obtain that as , thus .
By Remarks 2 and 3 we know that is either constant or eventually non-increasing/non-decreasing, therefore
exists in the extended sense (it might be infinite). However, we have shown that η is bounded, therefore by considering the sequence of critical points of η, we conclude that . Also, by taking the sequence of zeros of η we deduce that .
To conclude we need to show that in fact . From Remark 2 we know that either is eventually non-decreasing or eventually non-increasing. In the non-decreasing case we have . In the case when is eventually non-increasing we need to be a little more careful. Since we have shown that η is bounded, we distinguish two cases.
is not achieved in . In this case, and because η is oscillatory (by [5, Remark 1.10] u must be oscillatory in ), one can construct a sequence of critical points of η in such that
Since for all , we have
In addition, and because is a critical point of η, we have
because and . As a consequence we deduce the existence of a positive constant C such that for all sufficiently large n, therefore,
There exists , a critical point of η, such that
If we consider , the sequence of zeros of η in and we use the fact for , we have
thus obtaining
Recalling that as and that is a critical point, if we let we conclude that
and the proof is complete. □
Given any sequencegoing to infinity, there exists a periodic functionand a sequencesuch thatconverges in the-norm over compact subsets oftoas. Moreover,is a non-trivial periodic solution to the Emden–Fowler equation
Given , define . Observe that for n sufficiently large, satisfies the equation
From Lemmas 1 and 2 we deduce the existence of independent of n such that , and that for all . In addition,
hence from (13) we deduce that is bounded independently of n. Therefore, by the Arzela–Ascoli theorem, we obtain the existence of a function and a subsequence such that
uniformly over compact subsets of . This allows us to pass to the limit in (13) and deduce that in fact and that it is a solution to
Moreover, by differentiating (13) we also obtain that is uniformly bounded, therefore by passing to a further subsequence if necessary, we deduce that the convergence is in fact in the -norm over compact subsets of , and that is solution to the Emden–Fowler equation (12). Since and by observing that the non-trivial trajectories in Eq. (14) are closed curves, thus we conclude that is non-trivial and periodic. □
The function depends on the sequence in the following fashion: if we denote by ξ the unique solution to (12) satisfying in addition
then , where depends on the sequence used in the definition of . In particular, if is the sequence of zeros of η, then and .
Proof of Theorem 1
Notice that Proposition 1 tells us that for every , and any sequence , the function is close to the periodic function . In particular, this implies that between two consecutive large zeros of η the maximum value of must be close to the maximum value of in the same interval. By Remark 4, we have that , so with this in mind let
and denote by the sequence of zeros of η. Observe that we can construct a sequence , satisfying for n sufficiently large
By taking the sequence , defined by as , we obtain
thus proving the first part of the theorem.
In addition, from Proposition 1 we deduce that for n large, the sequence of zeros of η must become very close to the sequence of zeros of , denoted . Observe that the sequence grows at order n, in fact the sequence satisfies
for some constants (this follows from the fact that is a periodic solution of (14)). As a consequence we deduce that the sequence must satisfy an estimate of the form
and , constants close to a, b. Recalling that , we conclude that , the sequence of zeros of , must tend to zero at a rate of order as , or more precisely
Footnotes
Acknowledgements
I would like to thank A. de Laire and R. Ponce for their insightful comments that helped me improve this work. This research has been partially funded by Fondecyt Iniciación 11140002.
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