We study the following class of linearly coupled Schrödinger elliptic systems
where , and . We consider nonnegative potentials periodic or asymptotically periodic which are related with the coupling term by the assumption , for some . We deal with three cases: Firstly, we study the subcritical case, , and we prove the existence of positive ground state for all parameter . Secondly, we consider the critical case, , and we prove that there exists such that the coupled system possesses positive ground state solution for all . In these cases, we use a minimization method based on Nehari manifold. Finally, we consider the case , and we prove that the coupled system has no positive solutions. For that matter, we use a Pohozaev identity type.
We are interested in establish existence and nonexistence results for the following class of linearly coupled systems involving nonlinear Schrödinger equations
where , is the critical Sobolev exponent. Our main goal here is to prove the existence of positive ground states for the subcritical case, that is, when and for the critical case when . In the critical case, the existence of ground state will be related with the parameter μ introduced in the first equation. For the critical case when , we make use of a Pohozaev type identity to prove that System (1) does not admit positive solution. We are concerned with two classes of nonnegative potentials: periodic and asymptotically periodic. Before we introduce our assumptions and the main results, we give a brief motivation to study this class of systems.
Motivation and related results
Solutions of System (1) are related with solutions of the following two-component system of nonlinear Schrödinger equations
Such class of systems arise in various branches of mathematical physics and nonlinear optics, see for instance [1]. For System (2), a solution of the form
where E is some real constant, is called standing wave solution. Moreover, is a solution of (2) if and only if solves the following system
For convenience and without loss of generality, it is replaced by , that is, it is shifted E to 0. Thus, it turn to consider the coupled system (1).
When , , , and , System (1) reduces to the scalar equation , in . There are many papers that studied this class of Schrödinger equations under many different assumptions on the potential and nonlinearity. The literature is rather extensive, see for instance [3–6,10,18,19,22] and references therein.
Our work was inspired by some papers that have appeared in the recent years concerning the study of coupled systems involving nonlinear Schrödinger equations by using variational approach. In [8], Z. Chen and W. Zou studied the existence of ground states for the following class of critical coupled system with constant potentials
They proved that there exists critical parameters and such that (3) has a positive ground state when and has no ground state solutions when and . In [7], the same authors studied a class of coupled systems involving general nonlinearities in the subcritical sense. In [12], Z. Guo and W. Zou obtained existence of positive ground states for another class of critical coupled systems. For more existence results concerning coupled systems we refer the readers to [2,14,16,17,21] and references therein.
Motivated by the above discussion, the current paper is concerned to study the class of coupled systems introduced by (1) in the subcritical and critical sense. This class of systems is characterized by its lack of compactness due to the fact that the equations are defined in whole Euclidean space , which roughly speaking, originates from the invariance of with respect to translation and dilation. Furthermore, we have the fact that (1) involves strongly coupled Schrödinger elliptic equations because of the linear terms in the right hand side. To overcome these difficulties, we shall use a variational approach based on Nehari manifold in combination with a lemma due to P.L. Lions (see Lemma 3.1).
Assumptions
Firstly, we deal with the following class of coupled systems
where , and denote periodic functions. In view of the presence of the potentials we introduce the following space
endowed with the inner product
to which corresponds the induced norm . In order to establish a variational approach to treat System (), we need to require suitable assumptions on the potentials. For each , we assume that
are 1-periodic in each of .
for all and
, for some , for all .
, for some , for all .
We set the product space . We have that is a Hilbert space when endowed with the inner product
to which corresponds the induced norm
Associated to System () we have the functional defined by
Using our assumptions we can check that is well defined and is of class with derivative given by
where . Thus critical points of correspond to weak solutions of () and conversely.
We say that a solution for System () is a ground state (or least energy) solution if and its energy is minimal among the energy of all nontrivial solutions, that is, for any other solution . We say that is nonnegative (nonpositive) if () and positive (negative) if () respectively.
We are also concerned with the existence of ground states for the following class of coupled systems
when the potentials , and are asymptotically periodic at infinity, that is, they are infinity limit of periodic functions , and . In analogous way, we may define the suitable product space considering the asymptotically periodic potential instead . In order to give a variational approach for our problem, for we assume the following hypotheses:
, , , for all and
for all and
, for some , for all .
, for some , for all .
Statement of the main results
The main results of the paper are the following:
Assume that ()–() hold. If, then System () possesses a nonnegative ground state solutionfor some, for all. If () holds, then the ground state is positive.
Assume that ()–() hold. If, then there existssuch that System () possesses a nonnegative ground state solution, for all. If () holds, then the ground state is positive.
Suppose that assumptions ()–() hold. If, then System () possesses a nonnegative ground state solutionfor some, for all. Moreover, if, then there existssuch that System () possesses a nonnegative ground state solution for all. If () holds, then the ground states are positive.
Suppose thatand () holds. In addition, forwe consider the following assumptions:
is nonnegative and.
,and.
Then, System () has no positive classical solution for all.
A typical example of functions satisfying () and () is and .
The norm in and , will be denoted respectively by and .
denotes a sequence which converges to 0 as .
Outline
In the forthcoming section we introduce and give some properties of the Nehari manifold associated to (). In Section 3, we deal with System () with subcritical growth: . For this matter we use a minimization method based on Nehari manifold to get a positive ground state solution and a bootstrap argument to obtain regularity. In Section 4, we study System () with critical growth, precisely: . In the periodic case, the key point is to use the invariance of the energy functional under translations to recover the compactness of the minimizing sequence. In Section 5, we study the existence of ground states when the potentials are asymptotically periodic. For this purpose, we establish a relation between the energy levels associated to Systems () and (). In Section 6, we make use of Pohozaev type identity to prove the nonexistence of positive classical solutions for System () in the critical case, .
Preliminary results
In this section we provide preliminary results used throughout the paper.
If () holds, then we have
For , we have
which together with assumption () implies that
which easily implies that (4) holds. □
In order to prove the existence of ground states, we introduce the Nehari manifold associated to System ()
Notice that if , then
There existssuch thatMoreover,is a-manifold.
Let . By using (4), (5) and Sobolev embedding, we deduce that
Hence, we have that
which implies that (6) holds. Now, let be the -functional defined by
Notice that . If , then it follows from (5) that
which together with (4), (6) and the fact that implies that
Thus, 0 is a regular value of and therefore is a -manifold. □
If is a critical point of , then . In fact, notice that , where is the corresponding Lagrange multiplier. Taking the scalar product with and using (7) we conclude that .
Assume () holds. Thus, for any, there exists a unique, depending on μ and, such that
Let be fixed and consider the function defined by . Notice that . Therefore, is a positive critical point of g if and only if . It follows from assumption () that
Since and
we conclude that for sufficiently large. On the other hand, by using () and Sobolev embeddings, we have that
provided is sufficiently small. Thus g has maximum points in . Suppose that there exists with such that . Since every critical point of g satisfies
we have that . Thus which is impossible and the proof is complete. □
Let us define the Nehari energy level associated with System ()
We claim that is positive. In fact, for any we can deduce that
Since , it follows from (4) and (6) that
Although we used the notation for periodic functions, all results of this section remain true for asymptotically periodic functions.
We can use Ekeland’s variational principle (see [9]) to obtain a sequence such that
Notice that is bounded. In fact, recalling that it follows from (4) and (5) that
Since is bounded, we conclude that is bounded in . Passing to a subsequence, we way assume that weakly in . By a standard argument, we have that . We recall the following result due to P.L. Lions [20, Lemma 1.21] (see also [15]).
Letand. Ifis a bounded sequence such thattheninfor.
There exists a ground state solution for System ().
We split the argument into two cases.
Case 1. .
In this case, is a nontrivial critical point of the energy functional . Thus, . It remains to prove that . It is clear that . On the other hand, by using the semicontinuity of norm, we can deduce that
which implies that . Therefore, .
Case 2. .
We claim that there exist a sequence and constants such that
Suppose by contradiction that (10) does not hold. Thus, for any we have
It follows from Lemma 3.1 that strongly in and strongly , for . Since , we can deduce that
which implies that strongly in . But this is impossible, since is continuous and . Therefore, (10) holds.
We may assume without loss of generality that . Let us consider the shift sequence . Since , and are 1-periodic functions, it follows that the energy functional is invariant under translations of the form with . By a careful computation we can deduce that
Moreover, arguing as before, we can conclude that is a bounded sequence in . In this way, there exists a critical point of , such that, up to a subsequence, weakly in and strongly in . Thus, using (10) we obtain
Therefore, or . The conclusion follows as in the Case 1. □
There exists a nonnegative ground state solutionfor System (), for some.
Let be the ground state obtained in the Proposition 3.2. From Lemma 2.4, there exists such that . Thus, we have that
which implies that is also a minimizer of on . Therefore, is a nonnegative ground state solution for System ().
To prove the regularity, we use the standard bootstrap argument. We denote and we define
Thus, is a weak solution of the restricted problem
Using Sobolev embedding we have that . Moreover, for all and for all . Let us define . Since , it follows that . Hence . Therefore, . On the other hand, for each let be the Newtonian potential of . Thus, in light of [11, Theorem 9.9] we have and
Therefore, is a weak solution of the problem
In view of [13, Corollary 1.2.1], we have that . Therefore, . Since , there exists such that . Thus, one has
Recall the Sobolev embedding with . We claim that there exists such that . Indeed, we define and we note that . By using (13) we deduce that
which implies that . By Sobolev embedding, we have
Hence, . From the same argument used before, we can conclude that . Iterating, we obtain the following sequence
Notice that , as . Therefore,
From Sobolev embedding, we have that , for some . □
If () holds, then the ground state is positive.
Let be the nonnegative ground state obtained in Proposition 3.3. Since we may assume without loss of generality that . We claim that . In fact, arguing by contradiction we suppose that . Thus,
Since is positive, we have that which is a contradiction. Therefore, .
Taking as test function one sees that
for all , . Thus, we can deduce that
Moreover, since for all , it follows that
In order to prove that is positive, we suppose by contradiction that there exists such that . Thus, since in , for any we have that
By the Strong Maximum Principle [11, Theorem 8.19] we conclude that in , for all . Therefore, in which is a contradiction. Therefore in . Analogously we can prove that in . Therefore, the ground state is positive. □
Theorem 1.1 follows from Propositions 3.2, 3.3 and 3.4.
In this section, we deal with System () when . Analogously to Theorem 1.1, we have a sequence satisfying (9). Moreover, the sequence is bounded and weakly in E. We have also that is a critical point of the energy functional I. We denote by S the sharp constant of the embedding
where . In order to get a nontrivial critical point for we need the following lemma:
There existssuch that, for all.
Let us consider such that and . It follows from Lemma 2.4 that there exists a unique , depending on and , such that . Thus, by using relation (8) we can conclude that as . Moreover, we have that
and the right hand side goes to zero as μ goes to infinity. Therefore, there exists such that , for all . □
In analogous way to the proof of Theorem 1.1, we split the proof into two cases.
Case 1. .
This case is completely similar to the proof of the subcritical case.
Case 2. .
Let be the parameter obtained in the Lemma 4.1. We claim that if , then there exists a sequence and constants such that
In fact, suppose that (15) does not hold. Thus, for any we have
It follows from Lemma 3.1 that strongly in , for . Notice that
which together with (9) and Lemma 3.1 implies that
Moreover, we can deduce that
The preceding computations implies that
Thus, we can conclude that
Therefore, , contradicting Lemma 4.1.
Since (15) holds, we can consider the shift sequence and we can repeat the same arguments used in the proof of Theorem 1.1 to finish the proof.
Let us set . We have proved in Theorem 1.2 that Λ is nonempty. Naturally arise the following questions: ? Λ is an interval? Can we use the approach to study the existence of ground states for the system of the form:
Does System () possesses ground state solution for any ?
In this section we will be concerned with the existence of ground states for the asymptotically periodic case. We emphasize that the only difference between the potentials and is the periodicity required to and . Thus, if and are periodic potentials, we can make use of Theorems 1.1 and 1.2 to get a ground state solution for System (). Let us suppose that they are not periodic.
Associated to System (), we have the following energy functional
The Nehari manifold associated to System () is defined by
and the Nehari energy level is given by . Arguing as before, we deduce that
Hence, . The next step is to establish a relation between the energy levels and .
.
Let be the nonnegative ground state solution for System (). It is easy to see that Lemma 2.4 works for and . Thus, there exists a unique , depending on μ and , such that . By using () we get
Therefore, . Since is a ground state for System () we can use Lemma 2.4 to deduce that
which finishes the proof. □
Let be the minimizing sequence satisfying
Since is a bounded sequence in E, we may assume up to a subsequence that weakly in E. The main difficulty here is to prove that the weak limit is nontrivial.
The weak limitof the minimizing sequenceis nontrivial.
We suppose by contradiction that . We may assume that
and strongly in , for all ;
and almost everywhere in .
It follows from assumption () that for any there exists such that
By using (17) and the local convergence, for any , there exists such that
for all . Therefore, we can conclude that
which jointly with (16) implies that
By using Lemma 2.4 we obtain a sequence such that .
.
Arguing by contradiction, we suppose that there exists such that, up to a subsequence, we have , for all . Thus, using (18) and the fact that we get
which together with implies that
Similarly to the proof of Theorems 1.1 and 1.2, we define . It follows from assumption () that . Using the continuous embedding we can deduce that is bounded in E. Thus, up to a subsequence, we may consider weakly in E. Therefore,
which implies . We point out that in the critical case, when , (20) holds for parameters , where was introduced in Lemma 4.1. Thus, by using (19) and the semicontinuity of the norm, we get
which is not possible and finishes the proof of Claim 1.
There existssuch that, for.
In fact, arguing by contradiction, we suppose that up to a subsequence, . Since we have that
Therefore, which contradicts Lemma 5.1 and finishes the proof of Claim 2.
Combining Claims 1 and 2 we deduce that
Thus, it follows from (18) that
which contradicts Lemma 5.1. Therefore, . □
Since is a nontrivial point of the energy functional I, it follows that . Therefore, we have . On the other hand, using the semicontinuity of the norm we deduce that
Hence, . Therefore . Repeating the same argument used in the proof of Theorem 1.1, we can deduce that there exists such that is a positive ground state solution for System () which finishes the proof of Theorem 1.3. □
In this section we deal of the following coupled system
In order to obtain a nonexistence result we prove the following Pohozaev identity.
Supposeand letbe a classical solution of (
21
). Then,satisfies the following Pohozaev identity:
In order to get this Pohozaev identity we adapt some ideas from [20, Theorem B.3]. Let be a classical solution of the system (21) and let us denote
We consider the cut-off function defined by if , if and , for some . We define and we note that
Multiplying the first equation in (21) by the factor , the second equation by the factor , summing and integrating we get
The idea is to take the limit as in (22). In order to calculate the limit in the left-hand side of (22), we note that
where . Therefore, integrating (23) and using Lebesgue dominated convergence theorem, we conclude that
Analogously, we can deduce the limit
In order to calculate the right-hand side, we note that
where . Hence, we can deduce that
Analogously, denoting , we can deduce that
By using integration by parts we have that
which implies that
Therefore, using the Lebesgue dominated convergence theorem in the same way as we used when we calculate the left-hand side, we obtain
Replacing and in the equation above, we get the right-hand side of (22) which finishes the proof. □
Let be a positive classical solution of (21). By the definition of weak solution we obtain
Combining (26) with the Pohozaev identity obtained in Lemma 6.1, we have
Multiplying (27) by the factor , we get
Thus, it follows from assumptions () and () that
On the other hand, by assumption () we get
Thus, we conclude that
Therefore, we finally deduce that
which is a contradiction and this finishes the proof of Theorem 1.4. □
Footnotes
Acknowledgements
The authors would like to express their sincere gratitude to the referee for carefully reading the manuscript and valuable comments and suggestions.
References
1.
N.Akhmediev and A.Ankiewicz, Novel soliton states and bifurcation phenomena in nonlinear fiber couplers, Phys. Rev. Lett.70 (1993), 2395–2398. doi:10.1103/PhysRevLett.70.2395.
2.
A.Ambrosetti, G.Cerami and D.Ruiz, Solitons of linearly coupled systems of semilinear non-autonomous equations on , J. Funct. Anal.254 (2008), 2816–2845. doi:10.1016/j.jfa.2007.11.013.
3.
A.Bahri and Y.Y.Li, On a min-max procedure for the existence of a positive solution for certain scalar field equations in , Rev. Mat. Iberoam.6 (1990), 1–16. doi:10.4171/RMI/92.
4.
A.Bahri and P.Lions, On the existence of a positive solution of semilinear elliptic equations in unbounded domains, Ann. Inst. H. Poincaré Anal. Non Linéaire14 (1997), 365–413. doi:10.1016/S0294-1449(97)80142-4.
5.
T.Bartsch and Z.Q.Wang, Existence and multiplicity results for some superlinear elliptic problems on , Comm. Part. Diff. Eq.20 (1995), 1725–1741. doi:10.1080/03605309508821149.
6.
J.Byeon and Z.Q.Wang, Standing waves with a critical frequency for nonlinear Schrödinger equations, Arch. Ration. Mech. Anal.165 (2002), 295–316. doi:10.1007/s00205-002-0225-6.
7.
Z.Chen and W.Zou, On coupled systems of Schrödinger equations, Adv. Differential Equations16 (2011), 755–800.
8.
Z.Chen and W.Zou, Ground states for a system of Schrödinger equations with critical exponent, J. Funct. Anal.262 (2012), 3091–3107. doi:10.1016/j.jfa.2012.01.001.
9.
I.Ekeland, On the variational principle, J. Math. Anal. Appl.47 (1974), 324–353. doi:10.1016/0022-247X(74)90025-0.
10.
M.Furtado, L.A.Maia and E.S.Medeiros, Positive and nodal solutions for a nonlinear Schrödinger equation with indefinite potential, Adv. Nonlinear Stud.8 (2008), 353–373. doi:10.1515/ans-2008-0207.
11.
D.Gilbarg and N.Trudinger, Elliptic Partial Differential Equations of Second Order, Springer-Verlag, New York, 1983.
12.
Z.Guo and W.Zou, On a class of coupled Schrödinger systems with critical Sobolev exponent growth, Math. Methods Appl. Sci.39 (2016), 1730–1746. doi:10.1002/mma.3598.
13.
J.Jost, Partial Differential Equations, Springer-Verlag, New York, 2002.
14.
G.Li and X.H.Tang, Nehari-type ground state solutions for Schrödinger equations including critical exponent, Appl. Math. Lett.37 (2014), 101–106. doi:10.1016/j.aml.2014.06.003.
15.
P.L.Lions, The concentration-compactness principle in the calculus of variations. The locally compact case, Ann. Inst. H. Poincaré Anal. Non Linéaire1 (1984), 109–145, 223–283. doi:10.1016/S0294-1449(16)30422-X.
16.
L.A.Maia, E.Montefusco and B.Pellacci, Positive solutions for a weakly coupled nonlinear Schrödinger system, J. Differential Equations229 (2006), 743–767. doi:10.1016/j.jde.2006.07.002.
17.
A.Pomponio, Coupled nonlinear Schrödinger systems with potentials, J. Differential Equation227 (2006), 258–281. doi:10.1016/j.jde.2005.09.002.
18.
P.Rabinowitz, On a class of nonlinear Schrödinger equations, Z. Angew. Math. Phys.43 (1992), 270–291. doi:10.1007/BF00946631.
19.
Z.Q.Wang and J.Xia, Ground states for nonlinear Schrödinger equations with a sign-changing potential well, Adv. Nonlinear Stud.15 (2015), 749–762. doi:10.1515/ans-2015-0401.
H.Zhang, J.Xu and F.Zhang, Existence of positive ground states for some nonlinear Schrödinger systemsBound. Value Probl. (2013), 16 pp.
22.
J.Zhang, Stability of standing waves for nonlinear Schrödinger equations with unbounded potentials, Z. Angew. Math. Phys. (2000), 498–503. doi:10.1007/PL00001512.