We introduce a new capacity associated to a non negative function V. We apply this notion to the study of a necessary and sufficient condition to ensure the existence and uniqueness of a Schrödinger type equation with measure data and with an operator whose coefficients are discontinuous. Namely, for a potential V, f a bounded Radon measure on Ω, then the equation has a solution in
if and only if f does not charge “irregular points” of V, provided that the set of “irregular points” have a zero potential capacity. As a byproduct of our results, we have the non existence of a Green operator for some .
Our method is also based on a new topology and density of in whenever K has a zero potential-capacity.
In recent works (see [4,5]), we have studied the equation
in a smooth open bounded domain Ω whenever the potential V is locally integrable on the domain, under the Dirichlet condition on .
The first natural question is: what happens if we remove this integrability condition on V?
When examining the prototype of V say , with , , we observe that there is an interaction between the point a, the power m and the right hand side f.
To describe the growth of V and such interaction, we introduce here a new capacity associated to the potential V. Roughly speaking, the more V contains “irregular points” the more its capacity will be small. In particular, we will focus on potential whose “irregular points” are of capacity zero.
This new capacity is slightly different to the usual one considered by many authors (see [12,17]) for a complete review). Indeed, we recall that, if K is a compact subset of an open set Ω of , then, for , the capacity of K is usually defined as
where
Here, we shall consider a potential on for , we define
and we shall associate, the following capacity function, for a compact K included in Ω
Such capacity possesses common properties as for the above classical capacities (see Section 2 below), namely, we will show in particular that
Roughly speaking, such capacity will measure how singular is the potential V? And how “large” is this singularity. For instance, if and V behaves like near a, then if and if . But one of the most important properties that we need for the applications are:
Let K be compact included in Ω. Assume that. Then there exists a sequence,such that
for a.e. in Ω and strongly in,on K.
If furthermorewith, then, for allmore precisely, if, then
If,then V is inif and only if.
The natural question is then, can we give sufficient conditions to ensure that
The answer to that question is naturally linked with the motivations of our study. One of them is the following:
Let be the Dirac mass at the origin, m a positive parameter, then we observe the following phenomena:
If then there is no solution of
But if , the above problem possesses at least one solution u. The same phenomena were also given in [1].
Let us notice that has a solution if .
Another motivation that we shall prove in this note is the following removable type singularities result:
So, the natural question is that if we consider an arbitrary potential , how can we replace the set of singularities ?
The question seems to be linked with some density problem (with an adequate topology).
The tough problem linked with that question is the construction of an appropriate sequence smooth function vanishing over K and disappearing when we pass to the limit for an adequate topology. These are the purpose of our main results stated in the next section. Namely a generalization of the above proposition for a large class of potential V and applications to some existence and non existence result for weak or very weak solution. We shall provide few examples of compact K whose -capacity is zero.
Notations definitions – primary definitions and results
We shall keep the notation we used to employ. We set
and we denote by the usual Lebesgue space . Although it is not too often used, we shall use the notation
for the associated Sobolev space. We need the following definitions:
(of the distribution function and monotone rearrangement).
Let . The distribution function of u is the decreasing function
The generalized inverse of m is defined by, for ,
and is called the decreasing rearrangement of u. We shall set .
Let , :
If , one defines the following norm for
If ,
The space
is called a Lorentz space.
If , .
The dual of is called
We recall that for any , .
If X is a Banach space in , we shall denote the Sobolev space associated to X by
or more generally for ,
We also set
We also need to recall the Hardy’s inequality in saying that if Ω is a bounded Lipschitz domain:
with , . This inequality can be obtained from the results of [14] (see also [6]) since .
We need the following Lemma whose proof is given in [9,16,17]
Letbe closed and forletdenote the distance from x to A. LetThen there is a functionand a positive numbersuch thatIn particular, the result holds ifboundary of an open bounded set Ω, in this case
(of -capacity or potential-capacity).
Let be a measurable function on Ω, V non identically zero, V is called a potential function.
The -capacity of a compact K included in Ω (or potential-capacity of K) is given by relation (4).
We will denote by c different constant, sometimes we will specify the dependence with respect to the data.
(of -capacity).
For any compact K in Ω, we have
.
If is another compact included in K then
For all , there exists an open set ω containing K such that for all compact satisfying , on has
If , are two nonnegative potential then
For we have which gives the result.
If then . Therefore
Let , then there exists such that
Since in a neighborhood of K, thus there exists an open set of ω on which . Then for all compact with one has on and then . Thus,
If then if , from which we get the result.
□
In the definition of -capacity, we can add a different power on the potential V but the choice of the power is linked with the applications.
The property (3) is the so-called continuity from the right in Choquet’s capacity theory.
As for relation (8) considering , we have a sequence :
If then
which implies
This last convergence implies that for a subsequence still denoted by that
Let , there exists so that . From Poincaré–Sobolev’s inequality or P.D.E. regularity (see [7])
If is open set relatively compact in Ω by recovering and using the same argument as the above result we deduce
A direct and simple computation shows that
□
Few examples of compact K having a -capacity zero
(Comparison near a compact).
Let K be a compact in Ω,andtwo nonnegative potentials satisfying
such thaton a compact set
is bounded from below and above on
Then there exists a constantsuch thatIn particular,
Let θ be in such that and on and .
Let us show that there exists a constant such that for all ,
We need the following
There exists a constantsuch that for allwe have
By the compactness of the set
we have a family such that
Applying the Sobolev embedding, we have a constant
This gives the result. □
Let A, be a closed set included in Ω whose measure is zero,,, V a potential such that there exists,withfor. Then
Let us set , . According to Theorem 2 it is sufficient to show that
Let such that
and denote by .
According to Lemma 2.1 that we have a function , two constants , such that
,
, such that
More, we have , , , such that for all ,
,
.
Consider the sequence . Then and , large enough so that .
On the set one has
so that
and
From which we have
Since the measure of A is zero and , we deduce by the Lebesgue dominated theorem that
Since outside of , we deduce from the above estimates
and
Since , we deduce
□
Letthe unit sphere of,assume thatand let V a nonnegative potential such that there exists,such thatfor all. Then
One important property concerns the potential-capacity of a finite union of compact such that we are not able to prove the subadditivity, but we also have:
Let V be a nonnegative potential,,be a finite number of compact sets included in Ω. Assume that. Then
Since there exists a sequence such that for a.e. x,
in a neighborhood of , . Let us consider , as in relation (16), equivalent to the distance function .
Since then we have a set which is an open neighborhood of the boundary. Therefore, we can consider the open set neighborhood of .
Since , we can consider a sequence , such that and as . One has, in this case, the set
otherwise, we will have a point x such and so that
The function
satisfies
We shall set for simplicity .
For such that , we have and
We also has
If then and
We conclude that relations (22) and (23) hold true. Therefore, we always have
On other hand, by the Lebesgue dominated convergence theorem, we have
Relations (24) to (26) yield that
Since
we derive the result. □
Define,assumed to be included in Ω. Let V be a nonnegative potential such that there existssuch thatThen
We have seen in Corollary 2.1 of Theorem 2 that whenever . Applying Theorem 3, we deduce the result. □
In the above Corollaries 1 and 2 of Theorem 2 we may replace by any compact included in Ω whose measure is zero. Concrete examples for application are given in [3,13].
As we have announced in the introduction„ we have if . Here is the proof
Let V be a nonnegative potential,be such that there exist,Then
We have for ,
Applying the Sobolev–Lorentz embedding
Since in a neighborhood of a, this last inequality implies , this implies the result. □
As we state before, the choice of the power and 1 in the definition is linked with the application, it is clear we can use other power as and , , (see [15]).
In Corollary 2.1 of Theorem 2, we may take , but the proof to show that uses a different argument ([15] work in progress)
We define
Approximation of functions in
We shall introduce the following sets:
One has
Indeed, it was shown in [14] that
then the unique solution of
verifies
But A. Ponce ([12], chap. 20) shows that we have .
Let ϕ be in . We will say that a sequence of converges weakly in the sense of the potential V to ϕ if for all :
Here is the partial derivative with respect to the kth derivate.
Let ϕ be in . We will say that a sequence of converges weakly-strongly in the sense of V to ϕ if for all
We have the
Let K be a compact in Ω and V a nonnegative potential. Assume that. Then
Let Φ be in . Since one has a sequence , such that , in a neighborhood of K and , a.e. in Ω.
As before, we then have a sequence tending to zero such that
Let H be the function given in (16).
Then the sequence where ρ is the smooth function equivalent to the distance function δ with the conditions
belongs to . We have the following pointwise relations
If , we have:
If , we know that so that
Then on , one has
and
Let . By the Lebesgue dominated theorem, we have
From relation (28), we derive
(We have used the Cauchy Schwarz inequality: .)
Setting , one has
The first integral tends to zero using Lebesgue dominated theorem, while the second integral can be bound as
From relations (32) to (34) we derive
Using the same argument as above, we have
Indeed, we have
On , we have:
The first term tends to zero, while for the last term we replace by its expression:
Using the fact that , and for all , we have:
Thus
the constant c is independent of j and g. From relations (37) to (43), we derive the result. □
One may also give sufficient conditions to ensure that a sequence converges weakly in the sense of V.
Here is an example of such result:
Letbe a sequence of, K a compact in Ω, V a nonnegative potential such that V is upper semi-continuous, that is for all real t, the setis closed in Ω, and assume also that the setis of measure zero, and:
remains bounded in,
there existssuch that the sequenceconverges to φ in-weak-star.
Then,converges weakly to φ in the sense of the potential V.
Let , the set is closed in Ω thus is open and we have a constant M such that ,
Then we deduce that for all , .
Since is of measure zero, therefore,
From those convergences, we derive the result. □
As example, we can take A as in Corollary 2.1 of Theorem 2, and , as in the proof of Corollary 2.1 of Theorem 2. Then, for the sequence satisfies conditions 1. and 2..
Indeed, since and , we deduce that converges to φ in -weakly-star.
The set is of measure zero and V is upper semi continuous.
Let then is in and the above arguments imply the statement. □
Applications of the potential-capacity and the approximation of
As a first application of the above results, we shall prove a removable type problem.
Let K be compact included in Ω. Assume thatis weakly dense inin the sense of potential V and letbe such that for allwe haveThen w satisfies the same equation (
46
) with.
Let φ be in . Then, we have a sequence , such that
Since thus we have the result by passing to the limit. □
Next, we recall the following Kato’s inequality (see [2,8,10,12]).
Under the same assumption as for Theorem
7
, the function w verifying relation (
46
) satisfies
Since , then following Theorem 7, we have
From Kato’s inequality, one has:
Therefore, using the same arguments as for Theorem 7, the inequality holds in the dual space , we conclude that . □
Let V be a nonnegative potential and define the subset of Ω by
One can show that is an open set in Ω.
Thus its complement is a compact included in Ω.
The points are called the irregular points of V.
The choice of can be modified according to the application that one wants to do.
If , and applying the first theorem, then
And as consequence of the above result, if , A compact subset of Ω
Under the same assumptions as for Theorem
5
and Theorem
1
, with, then forthe sequencegiven in the proof of Theorem
5
saysatisfies: For all open setrelatively compact inone has:
Let . Then according to Theorem 1
On the other hand for , we have . Therefore we have
As in [5], we may add a transport term in the above equation (46).
Let V a nonnegative potential K be a compact in Ω with.
Consider,,,. Assume thatifandif.
Then, for all, the sequence given in Theorem
5
,satisfies
The two first statements are the consequence of the fact , and the fact that converges weakly-strongly to Φ in the sense of the potential V. Moreover, we have a constant
By Hölder, and are in since
and
Idem for . Therefore, relation (54) leads to statement 3. knowing
□
Under the same assumption as for Lemma
5.2
, if furthermore w satisfiesthen, (
55
) holds for all, and ifandinwithon(ν exterior normal to) then
If we have a sequence in such that, satisfies the conclusion of Lemma 5.2. Thus, we have (55) with as test function. To prove that we need to employ the following variant of Kato’s inequality (see [5]).
(Variant of Kato’s inequality).
Letbe inwithandwithin,on.
Assume that. Then for all,one haswhere.
According to equation (55), . Thus the above Kato’s type inequality holds and
Thus one has
By density result the same equation holds
Resolving we derive that . □
Next, we want to discuss some existence problem related to equation (55).
We always assume that , , in , on and .
Let f be a bounded Radon measure in Ω. Assume that.
If(f does not charge the compact set) then there exists an unique solutionsuch that
For the existence, we first notice that the problem is linear, we may assume that . We shall set as usual
Let us introduce we have proved the following result in [4,5]. □
There exists,such that
There exists a constantindependent of j such that
In particular, there exist a functionand a subsequencesuch that
Since , there is a sequence such that
(i.e. ).
According to [4,5], one has a function satisfying,
and
where is independent of j and k (in fact depends on Ω and ). More . Thus we have a subsequence still denoted and a function , such weakly in , strongly in and almost everywhere in Ω.
Thus, we can pass easily to the limit in relations (60) and (61) to derive the part 1.) and 2.) of Lemma 5.3. By the same reason as above, we have a subsequence still denoted and a function such that weakly in strongly in , almost everywhere in Ω. From relation (61) using among other Fatou’s lemma, we have relation (59). □
Letwith.
Then
Let φ be in with .
Thus and , since for some . We have:
Therefore, applying Hölder’s inequality, we have a constant (independent of , u, ) such that for any measurable subset
Therefore, using the Egoroff’s theorem or Vitali’s theorem one has
Since we have
Finally we have
□
The function u found in the preceding Lemma
5.3
, satisfies,
Let φ be in then,
and
Thus we may pass to the limit in relation (67). □
Ifandthen,and
Let Φ be in . From our assumption we have a sequence such that:
converges weakly to Φ in the sense of potential V,
for all (see Corollary 7.2 of Theorem 5 and Theorem 1), in the neighborhood of
Since
We pass to the limit since in the first integral and in the second integral using Lebesgue dominated theorem to derive
Applying Lemma 5.3, we have
But so we have
From relations (68) to(72), we derive
□
For the converse, we will first prove
Assume that,, the Dirac measure at.
Ifthen there is no solutionof
If there was a solution, then, we have
But thus the same equation holds for all which implies that , . This is impossible. □
Assume that. Let f be a bounded Radon measure such thatis an isolate subset of, i.e. there exists an open set ω such that.
If , then G is an isolate subset of support of f, therefore, we can consider such that on G, .
We write so that measure does not charge . By the preceding result, we have such that
Assume that we have a solution u of (73) so, is a solution of
In particular
Applying Theorem 8, we deduce that say which mean : this is a contradiction with the fact that . □
Assume that,such thatis an isolate subset of.
Then one has a solutionof
After submitting this work, we have received the paper [11] where a similar result as for this last theorem is given but only for solution in which is strictly included in .
More, our proofs are totally different.
This paper is also published on preprint server arXiv:1812.04061v1 [math.AP] 10 Dec 2018.
Footnotes
Acknowledgements
This work was initiated partly in December 18th, 2017 when the author attended to the conference “Nonlinear Partial Equation and Mathematical Analysis”.
He would like to thank all the participants and the organizers for their warm hospitality and invitation. A special thanks to Prof. Díaz Ildefonso whose friendship is a constant encouragement and an inspiration for him.
He wants also to thank the anonymous referees for reading carefully this manuscript.
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