We obtain an integral representation for certain functionals arising in the context of optimal design and damage evolution problems under non-standard growth conditions and perimeter penalisation. Under our hypotheses, the integral representation includes a term which is absolutely continuous with respect to the Lebesgue measure and a perimeter term, but no additional singular term.
We also study some dimension reduction problems providing results for the optimal design of thin films.
In a recent article [7], we investigated the possibility of obtaining a measure representation, in a suitable sense (cf. Definition 2.7), for two functionals arising in certain relaxation processes for an energy of the type
where Ω is a bounded open subset of , and .
This energy has its origin in a problem in optimal design (see [2,3,27–30,36]) where the perimeter term is added to ensure compactness, and thus existence, of solutions to the corresponding minimisation problems. In this setting, the characteristic function χ corresponds either to one material, say , of a two components sample Ω, or to one of the phases E of a single material Ω. The stored elastic energy or suitable function of the electrostatic potential density of E is given by , while is the energy associated to the other component or phase, and the term penalises the measure of the created interfaces.
Another motivation comes from the modeling of “brutal damage”, we refer to [22] where the first rigorous mathematical description was provided and to [19] for a nonlinear elastic setting in the framework of thin structures. Indeed, damage as an inelastic phenomenon can be described by means of the characteristic function of the damaged region which is a subset of Ω, is the deformation strain, the elastic energy is given by the sum of the two contributions in the undamaged and damaged part, , and a dissipational energy is taken as proportional, via the constant which represents the material toughness, to the damaged volume. This latter term corresponds to the local cost of damaging a healthy part of the sample. We refer to the recent paper [5] and the bibliography therein for an asymptotic analysis, in the linear elastic case, where the damaged zones tend to disappear.
A regularisation term is added in the form of the total variation of the characteristic function χ. Among the literature, we refer, for instance, to [17,26,33,38], where a similar term is considered in the case where the damage parameter is assumed to range in the entire set . Hence, the total energy contains an extra term with respect to (1.1), and is given by
However, we observe that the extra dissipation term, being linear, does not add any particular difficulty to our analysis. Likewise, the possible addition of suitable boundary conditions or the work done by (linear) bulk loads pose no problems and thus are neglected in our subsequent description.
In the theory of shape optimisation, where the aim is to find an optimal shape minimising a cost functional (here the elastic energy), one should either impose directly a volume constraint on the phase where or, as in (1.2), the toughness κ can be thought of as a Lagrange multiplier associated to a volume term. We also address these issues for the sake of completeness (see (1.16), Remark 3.3 below and the final comments after the proof of Proposition 4.1).
Letting be defined as
to simplify the notation, the functionals considered in [7] are given by
and
where the exponents p, q satisfy
(if we let ) and where we consider the localisation of (1.1) defined, for every open set and every , by
The functions , , in (1.3) are assumed to be continuous and satisfy the following growth condition
Under the above hypotheses, in [7] we showed that there exists a non-negative Radon measure μ defined on the open subsets of which weakly represents , whereas admits a strong measure representation (cf. Definition 2.7). Furthermore, assuming convexity of , , we proved that, for every open subset A of Ω,
where is a non-negative Radon measure, singular with respect to the Lebesgue measure (cf. Theorems 4.1 and 4.3 in [7]). This additional singular measure arises since in the above functionals there is a gap between the space of admissible macroscopic fields and the smaller space where the growth hypothesis (1.8) ensures boundedness of the energy. Indeed, it is well known that when no such gap is present, i.e. when , and in the case independent of the field χ, then
where denotes the quasiconvex envelope of f (see Definition 2.6).
For the range of exponents considered in (1.6), similar functionals were studied in [1,9,21,34], the case where the integrability exponent of the admissible fields depends in a continuous or regular piecewise continuous way on the location in the body was addressed in [13,35], we also refer to [24] for generalisations of such problems in Orlicz type spaces.
In this paper, we expand on our previous results providing a full characterisation of and , under some hypotheses on χ. We also assume that the continuous density functions , , in (1.3) satisfy the following stronger growth condition
indeed (1.10) is a special case of (1.8), but we relax the condition (1.6) on the exponents p and q, and we require just that
In the case under consideration, i.e. for suitably chosen χ and u, we show that the functionals (1.4) and (1.5) in question, evaluated at Ω, admit an integral representation comprising a term which is absolutely continuous with respect to the Lebesgue measure, and a perimeter term, but there is no additional singular term.
Precisely, under certain structure assumptions on the fields and, consequently, in view of (1.10) and (1.11), also on , we prove the following characterisation.
Letbe a bounded, open extension domain. Consider p, q such that (
1.12
) holds and let f be defined as in (
1.3
), satisfying (
1.10
), (
1.11
) andAssume χ is the characteristic function of an open, connected set of finite perimeterthat satisfieswheredenotes the topological boundary of E andis the perimeter of E in, and letbe such that.
Then,
In order to achieve these conclusions we do not invoke the results contained in either Theorem 4.1 or Theorem 4.3 in [7], which provide weak and strong measure representations for and , respectively. Instead, we use a direct approach to prove double inequalities starting from (1.4) and (1.5) evaluated at Ω. For this reason, we allow for the less restrictive range of integrability exponents p and q considered in (1.12), as compared with (1.6).
Although the problem under consideration is vectorial in nature, it is worth pointing out that in hypothesis (1.13) we require convexity of , rather than quasiconvexity. This is due to the fact that we have simultaneously an explicit dependence on the position in the body, through the field χ, and a gap problem. Indeed, a counterexample provided in [1] shows that a representation of the form (1.14) no longer holds when convexity is replaced with a weaker assumption. However, it bears mentioning that even though we ask that be convex, in the case of the density this hypothesis can be weakened, see Remarks 3.2.
Our proof of Theorem 1.1 is based on a result of Schmidt [39], which states that under some mild hypotheses on its boundary (see (2.2)), a set E can be approximated from the inside by smooth sets, in such a way that the perimeters also converge (cf. Theorem 2.3).
In particular, every set with Lipschitz boundary satisfies (2.2). However, if this condition fails to hold there are known counterexamples that show that the inner approximation by smooth sets may no longer be possible. We refer to Section 2 for more details.
We point out that one cannot expect the conclusions of Theorem 1.1 to be true in general. Indeed, an example due to Zhikov [40, page 467], and also considered in [35, Eq. (22) and example 1.15], shows that some functionals where the integrand f in (1.3), has the form , i.e., with a gap in the growth and coercivity exponents, do exhibit concentration effects. Taking fixed and E the set defined by
where is the unit ball in , it is shown in [40] that if and , with , then it is not possible to approximate in energy a target using a more regular sequence . In our context, however, this example is ruled out since E lies in the class of Theorem 2.3 and we are not required to work with a fixed . The inner approximation result gives us the freedom to approximate using a sequence of characteristic functions which allows us to create a buffer layer, separating the regions where f has a different bound from above and u has a different integrability exponent. It is, therefore, possible to construct a more regular sequence such that the energy is bounded above by the energy (cf. proof of Theorem 1.1).
However, in certain cases, energy concentrations do occur. Indeed, counterexamples obtained in [34] show that, unless a structure assumption is verified by the integrand, the relaxation process for the energy
leads to an infinite Dirac mass concentrated at a point.
On the other hand, not every set of finite perimeter satisfies the assumptions imposed on the set E in Theorem 1.1. Indeed, Example 3.53 in [4] establishes the existence of an open set of finite perimeter E in , , whose topological boundary has strictly positive Lebesgue measure and, thus, which fails to satisfy . This set, therefore, falls outside the scope of Theorem 1.1. Nevertheless (cf. [4, Proposition 5.52]), this situation does not hold in dimension which is in accordance with the fact that the one dimensional integral representation obtained in [7, Proposition 4.8] contains no singular measure.
Notice also that our integral representation result holds for pairs under the assumption that u should be more regular in a certain subset of Ω, namely , where χ is the characteristic function of the set E. However, this assumption is not too restrictive since if , which is the usual condition considered in the literature (cf., for example, [1,9,21]), and , then the additional regularity required of u follows as a consequence, at least in the case where the set E is sufficiently regular so that the Poincaré–Wirtinger inequality can be applied.
Given the motivation stated above and the applications we have in mind, it will also be important to consider the following related functional, where a volume constraint is imposed. Given and such that , we define
Under similar assumptions to those of Theorem 1.1, we show that (1.16) admits the same integral representation as (1.14) (cf. Remark 3.3).
We organise the paper as follows. In Section 2 we set the notation and we provide some definitions and results which will be used throughout. Theorem 1.1 is proved in Section 3, where a similar characterisation result is also shown in the case where the convexity assumption (1.13) is replaced with the weaker assumption that the quasiconvex envelopes, and of and , respectively, are convex. Finally, in Section 4 we give some applications to dimension reduction problems.
Preliminaries
In this section we fix notations and quote some definitions and results that will be used in the sequel.
Throughout the text will denote an open, bounded set.
We will use the following notations:
is the family of all open subsets of Ω;
is the set of finite Radon measures on Ω;
stands for the total variation of a measure ;
and stand for the N-dimensional Lebesgue measure and the -dimensional Hausdorff measure in , respectively;
the symbol will also be used to denote integration with respect to ;
C represents a generic positive constant that may change from line to line.
We start by recalling a well known result due to Ioffe [25, Theorem 1.1].
Letbe a Borel integrand such thatis convex for every. Then the functionalis lower semicontinuous in.
In the following we give some preliminary notions related with sets of finite perimeter. For a detailed treatment we refer to [4].
To this end, we recall that a function is said to be of bounded variation, and we write , if all its first order distributional derivatives belong to for and .
The matrix-valued measure whose entries are is denoted by and stands for its total variation. We observe that if then is lower semicontinuous in with respect to the topology.
Let E be an - measurable subset of . For any open set the perimeter of E in Ω, denoted by , is given by
We say that E is a set of finite perimeter in Ω if .
Recalling that if is finite, then , by [4, Proposition 3.6], it follows that E has finite perimeter in Ω if and only if and coincides with , the total variation in Ω of the distributional derivative of . Moreover, a generalised Gauss-Green formula holds:
where is the polar decomposition of .
We also recall that, when dealing with sets of finite measure, a sequence of sets converges to E in measure in Ω if converges to 0 as , where Δ stands for the symmetric difference. This convergence is equivalent to convergence of the characteristic functions of the corresponding sets.
It is well known (cf. [4]) that it is always possible to approximate, in measure, a set E of finite perimeter in , with sets with smooth boundary, in such a way that the perimeters also converge. However, an open set of finite perimeter in cannot, in general, be approximated strictly from within. In the sequel we rely on the following theorem due to Schmidt [39] which states that, under mild hypotheses on its boundary, the approximation of the set E is also true with the additional requirement that the smooth sets satisfy .
(Strict interior approximation of the perimeter).
Let E be a bounded open set inwhose topological boundaryis well-behaved in the sense thatThen, for every, there exists an open setwith smooth boundary insuch thatwhere we have used the notationfor ε-neighbourhoods of sets in.
The conditions (2.3) imply, in particular, that and that
On the other hand, the lower semicontinuity of the perimeter and the fact that are smooth, yield
In order to achieve the condition , rather than the weaker bound , for some constant , it is not sufficient to cover with suitable balls and to construct the approximants by removing these balls from E, but instead a covering of by suitably flat sets is required.
The conclusions of Theorem 2.3 were already known to hold for bounded Lipschitz domains E (see the references in [39]). Indeed, every set with Lipschitz boundary satisfies (2.2). However, if this condition fails to hold there are known counterexamples that show that the inner approximation by smooth sets may no longer be possible. Indeed, letting , and applying the lower semicontinuity of the perimeter on both halves of E, one concludes that all approximations satisfy
Notice that in this example
We also refer to Example 5.2 in [39] and to Remark 1.27 in [23].
We recall the notions of quasiconvex function and quasiconvex envelope which will be used in Corollary 3.4.
A Borel measurable and locally bounded function is said to be quasiconvex if
for every bounded, open set , for every and for every .
We recall that if (2.4) holds for a certain set D, then it holds for any bounded, open set in . Notice also that, in the above definition, the value is excluded from the range of f.
The quasiconvex envelope of f is the greatest quasiconvex function that is less than or equal to f.
We conclude this section by recalling the notions of weak and strong representation by means of measures.
Let μ be a Radon measure on , let , and be a functional defined on . We say that
μ (strongly) represents if for all open sets ;
μ weakly represents if for all open sets .
Main result
This section is devoted to the proof of Theorem 1.1. For the readers’ convenience, we restate it here.
Letbe a bounded, open extension domain. Consider p, q such that (
1.12
) holds, let f be defined as in (
1.3
), satisfying (
1.10
), (
1.11
) and (
1.13
). Assume χ is the characteristic function of an open, connected set of finite perimetersuch that E andsatisfy (
2.2
) and letbe such that. Then,
Hypothesis (1.10), (1.11), and the requirements placed on u, ensure that and so, from the upper bound inequality proved below, it follows that .
On the other hand, the conditions , and (2.2), yield
We also point out that, given the nature of the problem (see (1.1), (1.10) and (1.11)), the assumptions made on u depend on the set E so, in the above integral representation result, the fields χ and u are not independent of each other.
Since for the proof of the upper bound we use recovery sequences which are in , we show both that admits an integral representation, and that it coincides with for which in (1.9) vanishes.
We obtain the characterisation of and directly, by proving a double inequality.
Due to the convexity hypothesis, the proof of the lower bound follows as in the second part of the proof of Theorem 4.3 in [7] by means of Theorem 2.1.
To prove the upper bound we need to construct sequences , such that , and .
Given that Ω is an extension domain and that we can extend u as a function to , with an abuse of notation we still denote this function by u. The hypothesis on the set E allows us to apply Theorem 2.3 twice to obtain, for each , open sets such that and are smooth,
and
Denote by the open layer between and , , so that, by (3.2),
We may also consider an inner approximation of such that is smooth and
Denote by the layer between and E, notice that conditions (3.4) imply that
This inner approximation construction is important to ensure the existence of the layer , where we will connect two different regular sequences both converging to u in , and of the layer , separating the regions where f has different growth from above and where u has different integrability properties.
Let be the usual sequence of standard mollifiers and, for each , consider the convolutions given by and . Notice that both and converge strongly to u in and that, for j large enough and , where so that converges, as , to u in .
Partition into pairwise disjoint layers
of constant width , with and , so that
and, since ,
Thus, there exists such that
Consider cut-off functions such that
and
Define
and notice that
Then , and by properties of the convolution we have that, for each ,
since and using the fact that, as , converges to u in and converges to u in . Furthermore, taking the sequence to be the characteristic function of the set , it follows that
By (1.10), (3.2), (3.3), (3.5), and since ,
By (3.5)
On the other hand, by (1.10), (3.10), (3.8), (3.7) and (3.6), we have
since the sequences , converge strongly to u in , as , and the expression in square brackets is uniformly bounded in j.
Finally, using the convexity of and , and since the measures defined by
are probability measures, Jensen’s inequality yields
and this last integral converges, as , to .
Similarly, using properties of the convolution, (1.11) and (3.5) we obtain
Hence, by (3.11), (3.12), (3.13), (3.14), (3.15) and (3.16), we conclude that
Thus, the conclusion follows by a standard diagonalisation argument. □
(1) In order to conclude the upper bound, it is possible to consider a constant sequence , the characteristic function of the set E, provided we require more regularity of the function u in a slightly larger set, namely , where is a compact set such that . Indeed, under these conditions, converges, as , to u in which allows us to reason as in (3.16). The terms of the energy have to be adjusted to this choice of admissible sequence but they can be treated in a similar fashion to (3.12), (3.14) and (3.15).
(2) The proof of the upper bound also holds without the assumption of convexity on . In this case, we apply the result of Schmidt twice in to obtain sets with smooth boundary such that and . We denote by the layer between E and , we let be the inner layer between and and we apply the previous slicing argument to . We now denote by . Since in this case we are partitioning in the complement of E, where by hypothesis , we may replace the convolution with u in the convex combination (3.9) and this yields an admissible sequence for . In this setting, the constant width of each is given by and the optimal transition layer satisfies the equivalent of (3.7) with the p exponents being replaced by q. Taking, once again, the sequence to be the characteristic function of the set , the computation of the energy is bounded above by the terms
The first of these can be estimated as before, using the convexity of . In the fourth we reason as in (3.14), using now the growth condition on and taking into account that was chosen using q exponents. The fifth and sixth terms yield exactly the expressions needed to obtain (see (3.13)). Finally, to handle the third term, the convexity of is not required since we can use the growth assumption (1.11) to obtain
where we have also used the fact that and properties of the convolution, and the second term is estimated in a similar fashion using (1.10).
In this case it is also possible to work with a fixed , if , where is a compact set such that , which renders the buffer layer unnecessary.
(3) Taking into account the preceding remark, the conclusions of the above theorem remain valid if the convexity of the density is replaced with the weaker requirement that be closed -quasiconvex (cf. [31, Definition 2], [37]). Indeed, as mentioned above, the proof of the upper bound is unaffected by this weaker assumption whereas, since every convex function is closed -quasiconvex, the closed -quasiconvexity of entails that of , , and so the lower bound is a consequence of Proposition 4.7 in [7]. We also point out that under the growth condition (1.11), if is closed -quasiconvex then it is also quasiconvex (see [6, Remark 2.2, Proposition 2.4, Corollary 3.2] and [31, Corollary 3.4]).
The conclusion of Theorem 1.1 also holds if one prescribes the volume fraction of each phase, provided , where is a compact set such that . Precisely, given and such that , we define
Under the hypotheses of Theorem 1.1 it follows that
for every χ characteristic function of an open, connected set of finite perimeter such that E and satisfy (2.2) and , and for every . Indeed, as pointed out in Remarks 3.2(1), under this assumption the constant sequence satisfies the desired volume constraint so it is admissible for . Therefore the upper bound follows from the previous proof, whereas the lower bound is obvious.
Letbe a bounded, open extension domain. Consider p, q such that (
1.12
) holds, let f be defined as in (
1.3
), satisfying (
1.10
) and (
1.11
). Assume further thatand, the quasiconvex envelopes ofand, respectively, are convex functions. Let χ be the characteristic function of an open, connected set of finite perimetersuch that E andsatisfy (
2.2
) and letbe such that. Then,
Let and be such that , and in . Then, by the convexity of and , Ioffe’s Theorem 2.1 and the lower semicontinuity of the perimeter, we obtain
Therefore,
To prove the reverse inequality, we use the notation established in the proof of Theorem 1.1 and let and be the sequences constructed therein. Since takes only the values 0 or 1 we have
where, using the fact that and Young’s inequality, there exists such that . Therefore, by standard relaxation results (cf. [15], [20, Theorem 5.4.2]) there exists a sequence such that , as , in and
As in the previous proof, we estimate the expression in (3.17) by taking into account the definition of in each subset of the decomposition of Ω given in the proof of Theorem 1.1:
Since , arguments similar to those used to obtain (3.14) and (3.12) give
and
whereas the convexity of , , Jensen’s inequality and reasoning as in (3.15), (3.16) lead to
and
Taking into account (3.13), (3.17) and applying once again a standard diagonalisation argument, we obtain sequences and such that , in and
Hence,
and the proof is complete. □
The self-contained argument above was presented for the readers’ convenience but we observe that if f is as in (1.3), and denoting by its quasiconvex envelope with respect to the second variable (cf. Definition 2.6), this proposition could have been stated and proved in two steps, namely, by showing first that
as in Lemma 4.2 below, and then by applying Theorem 1.1.
Dimension reduction
In the sequel we apply the above result to identify the optimal design of plates, in the so-called membranal regime (see e.g. [32] and [12] among a wide literature), by means of dimension reduction, in the spirit of the models described in [11,19], which also appear in the context of brutal damage evolution. Namely one can deduce, as a rigorous 3D-2D Γ-limit (see [16] for a detailed treatment of the subject) as , the optimal design of an elastic membrane , with a bounded open set with Lipschitz boundary constituted by materials with different hyperelastic responses, i.e., which truly exhibit a gap between the growth and coercivity exponents in the hyperelastic density.
In the following we adopt the standard scaling (see [12] and the references quoted therein) which maps , in order to state the problem in a fixed domain (see (4.3) below). We also denote by and , respectively, the partial derivatives of u and χ with respect to , while and represent the derivatives with respect to .
In the model under consideration, the sequence represents the design regions, whereas is the sequence of deformations, which are clamped at the lateral extremities of the membrane. Standard arguments in dimension reduction (see e.g. [32] and [12]) ensure that energy bounded sequences (see the term in square brackets of (4.3)), converge (up to a subsequence), in the relevant topology, to fields such that and are null, thus they can be identified, with an abuse of notation, with fields . In what follows we use this notation.
In each of the following subsections we analyse the problem in two different settings, according to the topologies that are considered in the definition of the relaxed energy.
The case of approximating sequences
Letbe a bounded, open set and define. Letandbe a continuous function as in (
1.3
), withas in (
1.10
) and (
1.11
) with. Assume also that for everywheredenotes the quasiconvex envelope of(see Definition
2.6
), and that there existsuch thatfor everyand.
Assume that χ is the characteristic function of an open, connected set of finite perimetersuch that E andhave Lipschitz boundary. Consider a functionsuch thatso thatmay be identified with a field in. Letbe such that, and letThenwhereanddenotes the quasiconvex envelope ofwith respect to the second variable.
We point out that the functional in (4.3) is defined in full analogy with in (1.4), although it involves an asymptotic process which can be rigorously treated in the framework of Γ-convergence. On the other hand, our proof of the integral representation (4.4) is obtained following the same strategy, based on proving a double inequality, adopted at the end of the previous section, and it is self-contained.
Before addressing the proof of Proposition 4.1 we start by proving a lemma following the ideas presented in [10, Lemma 2.3].
Under the conditions of Proposition
4.1
the following holds
As in [10, (2.2)], we have that
where the quasiconvex envelopes are taken with respect to the ξ variable and for any function ,
In light of (4.1), is convex in the variable . Similarly, we use the notation to represent .
Let be defined as but replacing f by . Clearly, since , it follows that so we only need to prove the opposite inequality. To this end, for every and every satisfying the hypotheses of Proposition 4.1, let be such that on , in , in and
Up to the extraction of a subsequence, we may assume that the above lim inf is, in fact, a limit.
An application of [20, Theorem 5.4.2], with a similar argument used to conclude (3.17), and reasoning as in [8, Lemma 12] and [10, Corollary 1.3], shows that there exists such that on , weakly in , as , and
Thus we can say that
and
The growth from below in (4.2), the convexity of and the fact that the weak topology is metrisable on bounded sets, ensure that there exist a diagonal sequence and a subsequence such that
the double limit in (4.7) exists, and thus
which, in turn, implies that
It suffices to let to conclude the proof. □
Assume that f is as in Proposition
4.1
, and, its quasiconvex envelope with respect to the second variable, satisfies (
4.1
) Then, for every,where, for each function,is defined as in (
4.5
).
Rewriting, as in (4.5), ξ as , we observe that for every , thus
for every , where, with an abuse of notation, and are considered as defined in , assuming that they are independent of , the quasiconvex envelope on the right hand side of (4.10) is taken with respect to the variable , and we are taking into account, as in [32, Proposition 6], that is quasiconvex as a function of . Then, applying (4.5) to both sides of (4.10) we have
for every , which proves one inequality.
For what concerns the reverse inequality, since for every , we have
for every . On the other hand, it is easily seen (cf. also [7, (5.10)]) that (4.1) entails the convexity of with respect to the variable , thus is quasiconvex with respect to , hence
for every which concludes the proof. □
The proof of (4.4) is obtained by showing a double inequality. We use Lemma 4.2 and replace f by . We also point out that the hypotheses placed on E and imply, in particular, that E and satisfy (2.2) with .
For what concerns the lower bound, we first observe that by (4.2) we have
for every , and and satisfy (1.10) and (1.11), respectively. On the other hand, we recall that, since b takes only the values 0 and 1 and the quasiconvex envelope is taken with respect to the variable ,
for every .
Moreover the functional
is lower semicontinuous with respect to -weak -weak convergence by Theorem 2.1. Indeed by Lemma 4.3, , thus, by (4.1) and (4.5), it is convex in the second variable. Then, the superadditivity of the limit inf, the fact that and the lower semicontinuity of the total variation, entail that for any admissible pair
so that
In order to prove the upper bound, We use a two-dimensional version of the proof and the notations of Theorem 1.1 and Remarks 3.2(2).
Let be the characteristic function of an open, connected set of finite perimeter such that (2.2) holds for E and , i.e. , , and let . Consider , the characteristic function of the set , and let be defined as
where is the two-dimensional version of the sequence of cut-off functions considered in the proof of Theorem 1.1. Given , we regularise ψ in the same way as in Remarks 3.2(2), that is, given the usual sequence of standard mollifiers , we consider and, in a similar fashion to (4.12), we let
We now define
and, by abuse of notation, consider . Clearly and are admissible for so we obtain, using Lemma 4.2,
where the inequality on the third line is proved following the estimates provided in the proof of Theorem 1.1 and in Remarks 3.2, and also using the q-Lipschitz continuity of and the p-Lipschitz continuity of . Hence, given the arbitrariness of ψ, we conclude that
On the other hand, the growth conditions (1.10), (1.11) and a density argument show that
Recalling the continuity and the coercivity of , as in (4.2), and using Lemma 4.3, (4.11), and the measurability criterion which provides the existence of such that
it follows that
which completes the proof. □
In order to deal with optimal design problems where the volume fraction of each phase is prescribed, i.e. as in (1.16), it is easily seen that the constraint , , does not affect at all our proof, if we insert it in the form of a Lagrange multiplier into the model, that is, we can add , to the functional F since this is a linear term.
On the other hand this choice allows us to interpret the representation result in Proposition 4.1, in the light of “brutal damage evolution models for thin films” as proposed in (1.2), where, in fact, the linear term describes a dissipation energy.
Another possibility to deal with the volume constraint is to argue as in Remark 3.3.
The case of approximating sequences
In the sequel we present a dimension reduction result in the framework of Sobolev spaces with piecewise constant exponents (cf. [13] and [14,18] for more details on variable Lebesgue spaces). We recall that for every bounded function , the Lebesgue and Sobolev spaces with variable exponents are defined as
for every open subset A of Ω.
Letbe a bounded, open set with Lipschitz boundary and define. Letandbe a continuous function as in (
1.3
), withsuch thatfor suitable positive constants C and. Assume also that (
4.1
) holds, for every.
Letbe the characteristic function of an open, connected set with Lipschitz boundarysuch that,has Lipschitz boundary and, with an abuse of notation, assume thatby setting. Letbe such thatso thatmay be identified with a field in, and assume that, where this space is to be understood in the sense of (
4.14
).
Denote bythe subset ofcomposed of sequencesconverging strongly intoand such thatLetThenwhereis given by (
4.5
), and, as above,denotes the quasiconvex envelope ofwith respect to the second variable.
We point out that the functional in (4.17) is defined by means of an asymptotic process which can be rigorously treated in the framework of Γ-convergence in Sobolev spaces with variable exponents, making use of the results proven in [13]. We observe that due to (4.15) and (4.16), the strong convergence of the admissible sequences in towards as in the statement, can be replaced by -weak* -weak convergence of sequences for which the functional in (4.17) is finite.
In the proof of Proposition 4.4 we will make use of an analogue of Lemma 4.2, which allows us to replace by in (4.17). Although the sequences and the convergences are taken in a different setting, we will see that the result remains true.
In what follows it will also be useful to keep in mind that (4.9) holds.
The proof of (4.18) is obtained by showing a double inequality. For what concerns the lower bound, it suffices to observe that
and and satisfy (4.15), (4.16) and, in addition, (4.11) holds for every .
Moreover, the same arguments adopted in the proof of Proposition 4.1 provide the lower semicontinuity of the functional
with respect to strong convergence. Indeed, due to the convexity of in the second variable, it suffices, once again, to invoke Theorem 2.1. This, in addition to the lower semicontinuity of the total variation and the superadditivity of the limit inf, yields the lower bound.
In order to prove the upper bound, we observe that in (4.17) is bounded from above by the functional defined below, where in the admissible sequences we work with a fixed , the characteristic function of a set as in the statement,
Arguing as in [10, Corollary 1.3], we observe that the relaxation procedure leads to the same result both when considering sequences clamped on the lateral boundary and without prescribed lateral boundary datum. On the other hand, we show that replacing by leads to the same functional. Indeed, denoting by the functional as in (4.19) with replaced by , it is clear that
On the other hand, in view of [13, Corollary 6.3], since both our sets E and have Lipschitz boundary, the arguments used in Lemma 4.2 to conclude (4.6) and (4.7) ensure the existence of an admissible sequence satisfying the lateral boundary condition and such that, for every ,
and
Then the same diagonalization argument as in Lemma 4.2 allows us to conclude the equality
Next, we will reason as in [32]. Let . Given define
Thus, by the chain of inequalities
we have
where the inequality on the third line is proved exploiting the q-Lipschitz continuity of and the p-Lipschitz continuity of . Hence, given the arbitrariness of , we conclude that
Thus, the growth conditions (4.15), (4.16) and a density argument show that
Recalling the continuity and the coercivity of , in each of the two terms present in (1.3), and using Lemma 4.3, and equation (4.11), and the measurability criterion which provides the existence of such that
it follows that
which completes the proof. □
Neglecting lateral boundary conditions and compactness arguments, we observe that the above result holds true for the weak convergence in , relaxing the conditions on E, for example the connectedness, requiring simply that E and provide a partition of ω in the sense of [13, Theorem 6.1]. In the same spirit of Remarks 3.2(3), we point out that the above result remains valid if we replace (4.1) with the assumption that is closed -quasiconvex. Indeed, the proof of the upper bound required no convexity hypothesis on f and to conclude the lower bound it would suffice to apply [7, Proposition 4.7] to .
Footnotes
Acknowledgements
The incentive to pursue the topic of this paper arose during the International Conference on Elliptic and Parabolic Problems 2019. The authors would like to thank G. Dal Maso and S. Krömer for having proposed it and for discussions on this subject, as well as the anonymous referees for their careful reading of the manuscript. We also thank CMAFcIO at the Universidade de Lisboa and Dipartimento di Ingegneria Industriale at the Università degli Studi di Salerno (which the second author was affiliated with during the course of this research), where part of this research was carried out, and gratefully acknowledge the support of INdAM GNAMPA, Programma Professori Visitatori 2019. The research of ACB was partially supported by National Funding from FCT – Fundação para a Ciência e a Tecnologia through project UIDB/04561/2020. EZ is a member of INdAM GNAMPA, whose support is gratefully acknowledged.
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