The subject matter of this work concerns the propagation of the electro-magnetic fields through strongly anisotropic media, in the three dimensional setting. We concentrate on the asymptotic behavior for the solutions of the Maxwell equations when the electric permittivity tensor is strongly anisotropic. We derive limit models and prove their well-posedness. We appeal to the variational framework and study the propagation speed of the solutions. We prove that almost all the electro-magnetic energy concentrates inside the propagation cone of the limit model.
We study the evolution of the electro-magnetic fields, described by the Maxwell equations [7,8,10,13]
Here the vector fields stand for the electric induction and magnetic induction respectively and the vector fields are the electric intensity and magnetic intensity respectively. We assume linear constitutive relations between inductions and intensities
where is the electric permittivity and is the magnetic permeability. We supplement the Maxwell equations (1), (2) by the initial conditions . Thanks to the identity
we deduce
When the electric permittivity tensor is symmetric, we obtain the energy conservation
provided that the initial energy is finite
Moreover, it is well known that if initially are divergence free, then are divergence free for any .
In this work we study the asymptotic behavior of (1), (2) when the electric permittivity possesses disparate eigenvalues
Here for any , is a direct orthonormal basis of and are the medium indexes at the point x (i.e. are the eigenvalues of ) and is a small parameter. The relation between the medium indexes characterizes the materials. When the indexes are all different, we talk about biaxial media. When two of them are the same and the other one is different, the medium is called uniaxial. Many important materials are uniaxial: calcite, mica, quartz. We focus on the asymptotic behavior when one of the eigenvalues is negligible with respect to the other eigenvalues, that is, when . See [1–3] for similar studies, concerning parabolic or transport problems. The behavior of the solutions for the wave equation whose propagation speed becomes very large along some direction has been studied recently [5]. It was shown that the limit model is a wave equation, coming out through averaging with respect to the characteristic flow along the direction of fast propagation. The motivation concerns the efficient numerical resolution of multi scale problems, involving strong anisotropy [4,6,9,11,12,14,15]. Another application is the study of strongly anisotropic uniaxial and biaxial media. If the case of uniform electric permittivity tensor can be handled by propagating plane waves accordingly to Fresnel relation, see Section 2, in the case of non uniform electric permittivity tensor, an asymptotic analysis based on variational formulations is required, cf. Sections 4, 5.
Concerning the Maxwell system, we prove the following weak convergence result, toward a constrained formulation of the Maxwell equations.
Assume that the electric permittivity tensor writeswherefor a.a.andare locally bounded from below and above : for any compact set, there aresuch thatWe consider the family of initial conditionsverifyingThen there is a sequenceconverging to 0 such that the variational solutionsof (
1
), (
2
) with the electric permittivity, corresponding to the initial conditions, converge weakly ⋆ intoward the solutionof the problemsuch that, with the initial conditionswhereweakly in,weakly in. Moreover, we have. Here P is the orthogonal projection inon the closed subspaceand
The variational formulation in Theorem 1.1 involves two constraints: , . It would be very interesting to find an equivalent variational formulation after eliminating these constraints. This is the object of the next result. When the vector field e is uniform, that is , for some unitary vector , we show that the previous limit model appears like a Maxwell system in which the electric field in the Faraday equation is replaced by its orthogonal projection over the divergence free vector fields, orthogonal to e.
Assume that the electric permittivity tensor writeswhere e is a unitary vector inandare bounded from below and above : there aresuch thatLet us considerthe variational solution of the problemsuch that, with the initial conditionsThen the problem (
5
), (
6
), (
7
) is equivalent to the variational problemwhere Q is the orthogonal projection inon the closed subspace.
The weak convergence result in Theorem 1.1 becomes a strong convergence result, for well prepared initial conditions. This result relies on the conservation of the electro-magnetic energy.
Assume that the electric permittivity tensor writeswherefor a.a.andare locally bounded from below and above : for any compact set, there aresuch thatWe suppose that the initial conditionsare well preparedThen we have the convergenceswhereare the variational solutions of (
1
), (
2
) with the electric permittivity, corresponding to the initial conditions, andis the variational solution of (
3
), (
4
), corresponding to the initial condition.
It is interesting to estimate the propagation speed of the solutions. While the solutions of the Maxwell equations (1), (2) with the electric permittivity propagate with the speed , we prove that the solutions of the limit model, when , propagate with the speed . Nevertheless, the energy of the solutions outside the propagation cone of the limit model, that is , becomes negligible, when .
Assume that the hypotheses of Theorem
1.3
hold true, with. Let us denote bythe unique variational solutions of the problems (
1
), (
2
) with the electric permittivity, initial conditionsand (
3
), (
4
) with the initial conditions. We assume that there issuch thatand we denote bythe speed. For anywe have
Our paper is organized as follows. In Section 2 we discuss the case of uniform electric permittivity tensor and perform the asymptotic analysis for uniaxial and biaxial media. In Section 3 we recall the variational framework of the Maxwell system. In Section 4 we establish the weak convergence result. In Section 5 we investigate the strong convergence. The propagation speed of the solutions is analyzed in Section 6.
Uniform electric permittivity
The study of the electro-magnetic waves depends on the propagation medium. We distinguish between biaxial media, i.e., indexes all different, and uniaxial media i.e., two equal indexes, but different with respect to the third one. The main issue of this work is to understand the propagation of the electro-magnetic waves when one of the indexes is negligible with respect to the other indexes. We investigate the media characterized by the indexes when (biaxial media) and when (uniaxial media). When the electric permittivity tensor is uniform, the analysis is standard : we are looking for plane waves described by vector fields of the form , . This approach leads to the dispersion relation (Fresnel equation) relating and the medium indexes. The asymptotic behavior follows easily, by direct computations, in that case (uniform electric permittivity tensor). We indicate the limit Fresnel equation and the limit electro-magnetic field, when . The general case (non uniform electric permittivity tensor) is more difficult and cannot be reduced to plane waves. It will be discussed in the next sections, by appealing to variational formulations. We present the limit problem satisfied by the electro-magnetic field when one medium index is negligible with respect to the other indexes. In particular we estimate the propagation speed with respect to the medium indexes, providing a formula which is compatible with the Fresnel equation.
Let us concentrate first on the Maxwell equations with uniform electric permittivity tensor
where is a fixed direct orthonormal basis of and are constant medium indexes. As usual, for any , we are looking for such that there is a non trivial solution for the Maxwell equations of the form
with . In that case, the Maxwell system (1), (2) reduces to
We are not in the framework of solutions with finite total electro-magnetic energy, as considered in Theorems 1.1, 1.3. But we can work in the setting of periodic solutions, with finite electro-magnetic energy over one period domain.
By straightforward manipulations one gets
Using the notations , we obtain the Fresnel equation.
There issuch thatiff
For the sake of completeness, we give here some proof details. Assume that (11) holds true and let us deduce (12). Taking the scalar product with , the linear system (11) is equivalent to
We have
If , we obtain (12). If , we have , , . As , we can assume that , implying that . We are done provided that . Indeed, if , then and implies , because .
Conversely, assume now that (12) holds true, and let us determine satisfying (11), or equivalently (13). If we take . Thanks to (12), we have and therefore satisfies (11). Assume now that . By (12), we deduce that and we can take . In the case we can take such that and . In the case , take any such that . □
In the isotropic case, , , we have . In that case, the Fresnel equation becomes whose unique solution in is , leading to the well known formula .
Consider now the strongly anisotropic permittivity tensor
where is a fixed direct orthonormal basis of and . Thanks to Proposition 2.1, the formula for comes by
where
We investigate the limit of , for , when the electro-magnetic energy is bounded with respect to , see the hypotheses of Theorem 1.1, and non vanishing when . By (11) we know that
implying that . Decomposing with respect to the basis
we obtain
By the boundedness of the electro-magnetic energy
we deduce
implying that and thus
By (13) and (16) we obtain
Multiplying both sides by and passing to the limit when yield, thanks to (18)
We obtain and similarly . We assume also that are well-prepared, see the hypotheses of Theorem 1.3
We deduce that , since otherwise, the limit electro-magnetic energy vanishes
We obtain that . We have to solve (15) in order to determine . With the notations , we obtain
The above equation also writes
with
The non trivial solutions are given by
Recall that we are searching for solutions satisfying , or equivalently . Therefore the sign in front of the square root of the discriminant should be minus
Letting implies
saying that converges when and is given by
It is easily seen that the wave propagation speed is bounded by
Introducing the formula of cf. (19) in the expressions for
one gets
The limit uniaxial model.
First of all (19) becomes . As , we have by (18) . Coming back to (13), we know that
where , thanks to (21) with , and . Letting we obtain, by using
Finally, since , we have . For the electric and magnetic inductions we write
It is easily seen that the vector fields with solve the limit model in Theorem 1.2 (notice that the tangent vector field is divergence free, because , and thus ).
The limit biaxial model.
As before we have , implying
Passing to the limit when , one gets, thanks to (17)
Letting in (13) we obtain
where are given in (21). The electric induction writes
and the magnetic induction is
We claim that the vector fields , with ω satisfying (19), solve the limit model in Theorem 1.2. Clearly we have and
Notice that
and therefore both constraints of the limit model are satisfied. The Ampère law in (8) comes easily. In order to check the Faraday law in (9), we need to compute the orthogonal projection of on the subspace of tangent, that is orthogonal to e, free divergence vector fields. We introduce the tangent vector field ξ, given by
A direct computation shows that ξ is free divergence, implying that
We are done provided that
As we have to check that is parallel to k. Indeed, observe that
where we have used the equality
coming from the formula, see (21)
Actually we have
The Maxwell equations
We recall briefly the well posedness of the Maxwell system. We appeal to variational formulations cf. [7,8,13]. We assume that ϵ is a measurable field of symmetric definite positive matrices, locally bounded from below and above : for any compact set there are such that
We consider the Hilbert spaces
endowed with the scalar products
Notice that for any compact we have
and
saying that . Therefore the following variational formulation makes sense.
We say that is a variational solution of (1), (2) if for any we have
Notice that is locally integrable, since
or by observing that is locally bounded and D is locally integrable. Thus the above definition makes sense.
The uniqueness of the variational solution comes by the following standard result.
Letbe a function in. Then any variational solution of (
1
), (
2
) satisfies inIn particular we have the energy conservationFor any, there is at most one variational solutionsatisfying.
For the existence of variational solution we appeal to the following well known result [7,13].
Let us consider two separable Hilbert spacesanda bounded linear injective application, whose imageis dense in H. Consider also a bounded bilinear symmetric application, which is coercive on V with respect to H, that is, there aresuch that for anyand a bounded linear application. Then for anythere is a unique functionwithsuch that for anyand. Moreover we have the conservation
The notation stands for the time derivation of i.e.,
As a direct consequence of Theorem 3.1, we obtain the existence of variational solution for (1), (2).
For anythere is a unique variational solutionfor (
1
), (
2
). This solution satisfies the energy conservationIfare divergence free, so arefor any.
We apply Theorem 3.1 with the separable Hilbert spaces
endowed with the scalar products
We consider the imbedding , the bilinear form
and the linear form
The fact that is locally bounded from above allows us to establish that V is a Hilbert space. As is also locally bounded from above, we deduce that and , implying that is dense in H. Obviously is a bounded bilinear symmetric application. It is also coercive on V with respect to H
Observe that is a bounded linear application
Therefore, by Theorem 3.1, there is a unique function , with verifying for any
in and . We claim that is a variational solution for (1), (2). Indeed, for any we have in
For any we obtain in
We know that
implying that
We deduce the energy conservation
Using the Ampère equation (1) with yields
and thus . Similarly, thanks to the Faraday equation (1) one gets . If are divergence free, so are for any . The uniqueness of the solution follows by Proposition 3.1 or thanks to the uniqueness part in Theorem 3.1. □
Weak convergence result
We analyze the behavior of the variational solutions of (1), (2) when the medium indexes, appearing in the electric permittivity tensor take disparate values
We assume that the unitary vector field e writes
for some function , . We prove now the weak convergence result for the variational solutions of (1), (2) when . We expect that the limit, when , of the solutions , satisfies another variational problem, see Theorem 1.1.
Notice that for any we have
implying that
The boundedness of the family in allows us to extract a sequence , converging toward 0 such that
We also have
and therefore, for any we obtain
saying that . By the energy conservation we have
After a new extraction, there is a sequence, still denoted by such that
when . By (23) we have
and therefore we obtain
As , we also have , and thus
For any and we have
After passing to the limit when one gets
saying that
In order to pass to the limit in the Faraday equation (1) we consider such that , . The variational formulation of (2) writes
By the formula , we deduce that . Therefore we can write and (26) becomes
Passing to the limit when , we obtain
for any such that , . Actually the previous formula holds true for any such that and . We claim that . Coming back to the Ampère equation (25), we obtain for any
But we know that , implying that
and therefore . By standard arguments we check that have traces in . We concentrate now on the initial conditions. For any we have by (24)
Letting yields
implying that
We deduce that . Similarly, by (27), we write for any ,
Letting gives
Recall that P stands for the orthogonal projection in on and therefore we obtain
As we know that , it follows that . □
The well posedness of the model (3), (4) follows by Theorem 3.1 when considering the separable Hilbert spaces
endowed with the scalar products
We consider the imbedding , , the bilinear form
and the linear form
It is easily seen that is a bounded bilinear symmetric application, coercive on with respect to
and is a bounded linear application on . Appealing to Theorem 3.1 there is a unique function with verifying for any
and . As before we check that and give a variational solution for (3), (4). The conservation
leads to the energy conservation
The uniqueness of the solution of (3), (4) comes by the uniqueness part in Theorem 3.1. It is easily seen that the constraint is propagated in time. For any one gets, thanks to the constraint
saying that . The divergence constraints are preserved as well .
Solving for the variational formulation (3), (4) while testing against vector fields Ψ satisfying the constraint is a difficult task. Instead, we investigate equivalent formulations, by getting rid of this constraint, cf. Theorem 1.2. We prove now Theorem 1.2, assuming that , for some unitary vector . We establish several preliminary lemmas.
Letbe a unitary vector. We consider the vector fieldssatisfyingThen we have.
We fix a direct orthonormal basis of . For any vector field η on , we denote the vector field given by
Obviously we have
implying that for almost all . We claim that is a divergence free vector field in . Let us consider and we introduce , . Obviously we have and therefore
saying that . Similarly we have
and thus . Combining , we deduce that
and by noticing that , we obtain
□
Let us consider the set, whereis a unitary vector. The orthogonal ofinis given by
By Lemma 4.1 we know that
Consider now . For any function , we have
saying that . Therefore , that is . For any we have
saying that . We deduce that and thus . We obtain
Our conclusion follows by (29), (30). □
We denote by P the orthogonal projection in over the closed subspace . For further developments we need the following regularity result.
Let ψ be a vector field inandsuch that. If, thenand we have
We consider and . Let us introduce the vector fields
We have
Notice that
saying that . The notation stands for the Jacobian matrix of the vector field . Observing that
we obtain
saying that . We deduce that and therefore
As converges toward in , we deduce that are Cauchy sequences, and thus convergent sequences in . Therefore we obtain
and
□
In the next lemma we observe that the rot operator maps to and to .
For any vector fieldsuch that, we have.
For any vector fieldsuch that, we have.
1. If such that , then we have , saying that .
2. Consider a vector field such that . For any compactly supported smooth function we have
since and . Therefore we obtain , saying that . □
We show the equivalence between (6) and (9). The operator is the orthogonal projection on cf. Lemma 4.2. Therefore we have , where P is the orthogonal projection on . Assume that (9) holds true. For any such that
we have
saying that . We deduce that . Noticing that belongs to , we obtain in
Thus (6) holds true. Conversely, assume now that (6) holds true and let us check that (9) holds also true. Consider such that . By Lemma 4.3, we have
We are done if we establish (9) when using the test vector fields Ψ and ξ. Concerning the vector field Ψ we have in , thanks to (6), and by noticing that belongs to
When considering the vector field ξ, observe that the constraint implies, by Lemma 4.1
By the second statement in Lemma 4.4 we know that belongs to . By the orthogonality of the elements in , we deduce that
and combining (32), (33) yields
□
If the initial conditions satisfy the constraints in (10), then these constraints propagate in time. Indeed, let us consider a vector field such that . By the second statement in Lemma 4.4 we know that . Therefore we have and thanks to Faraday equation in (9), one gets
We deduce that for any such that . Actually the previous equality holds true for any , implying that . Therefore we have
Using now Ampère equation in (8) with the vector field yields
We deduce that .
Strong convergence result
As usual, when the initial conditions are well prepared, strong convergences occur. The key point is to combine weak convergences with the energy conservation. The following standard results will be used.
Letbe two families of real numbers andsuch thatThen we have
We have the inequalities
saying that
Therefore converges toward A as . Similarly, converges toward B as . □
The next proposition is well known. It allows us to deduce strong convergence when the sequence of the norms is bounded by the norm of the weak limit. Its proof is left to the reader.
Assume thatis a measurable field of symmetric non negative matrices and thatconverges weakly intoward, when, whereandare measurable vector fields.
Then we have
Ifthen the familyconverges strongly intoward, when.
We already know by Theorem 1.1 that
where is the unique variational solution of the problem (3), (4), satisfying the initial condition
By the energy conservation we obtain for any
and
We have the uniform convergences with respect to
We deduce for any
By weak convergence we also have
and by Lemma 5.1 we deduce
Thanks to Proposition 5.1 we obtain the strong convergences, when
Coming back to (34), we deduce as well the convergence
□
Propagation speed
It is well known that the solutions of the Maxwell equations (1), (2) propagate with finite speed . When the electric permittivity possesses disparate eigenvalues
we obtain when . Nevertheless, the solutions of the limit model (5), (6) propagate with finite speed, not depending on . We prove that this speed is given by
Moreover we establish that the energy of the solutions , outside the propagation cone associated to the limit model, is negligible when , that is, almost all energy of concentrates inside the propagation cone of speed . For simplifying our computations, we consider .
Assume that the electric permittivity tensor writesandare locally bounded from below and above : for any compact set, there aresuch thatLet us considerthe unique variational solution of the problemsuch that, with the initial conditionsAssume that for some, the initial conditions satisfyThen we havewhere.
Pick a non decreasing function such that if , if . Using (35) with and (36) with , we obtain in , after standard manipulations (including regularization)
Notice that is allowed as test vector field in (36) since
It is easily seen that
Therefore we obtain
implying that
and thus, for any we have .
As , we have . Similarly, for any such that , we have
Therefore solves (35), (36) with replaced by , for any . By the previous arguments, we obtain
implying that
where
□
We investigate now how much energy of the solutions concentrates inside the propagation cone of the limit model. Although, when , the propagation cone is much larger than , we will see that almost all the energy of the solution lies inside the propagation cone of the limit model.
By Theorem 1.3 we have
As we know, by Proposition 6.1, that for , we obtain
□
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