This note addresses the question of convergence of critical points of the Ambrosio–Tortorelli functional in the one-dimensional case under pure Dirichlet boundary conditions. An asymptotic analysis argument shows the convergence to two possible limits points: either a globally affine function or a step function with a single jump at the middle point of the space interval, which are both critical points of the one-dimensional Mumford–Shah functional under a Dirichlet boundary condition. As a byproduct, non minimizing critical points of the Ambrosio–Tortorelli functional satisfying the energy convergence assumption as in (Babadjian, Millot and Rodiac (2022)) are proved to exist.
This note can be seen as a companion to our paper [2] in which we address the convergence of critical points of the Ambrosio–Tortorelli functional. We refer to [2] and references therein for motivation on this topic related to image segmentation [6] or fracture mechanics [3]. We focus here on the one-dimensional case where the Ambrosio–Tortorelli functional is defined by
where and , are infinitesimal parameters satisfying . This functional, originally introduced in [1] can be interpreted as a phase-field regularization of the Mumford–Shah functional (see [6])
More precisely, it has been proved in [1] that Γ-converges in the -topology as to the Mumford–Shah functional. As a consequence, the fundamental theorem of Γ-convergence ensures the convergence of global minimizers of (under suitable boundary conditions) to as where is a global minimizer of MS.
In the present work we address the asymptotic analysis of critical points of the Ambrosio–Tortorelli functional, i.e. is a solution of the ordinary differential equation
If global minimizers always define critical points, the converse might fail due to the non convexity of . Note also that, in contrast with [4,5], we consider a pure Dirichlet problem. As in [4] there is a selection phenomenon of possible accumulation points of .
According to [2, Remark 1.1], in this setting, a function is a critical point of the Mumford–Shah functional in if and only if either for or u is piecewise constant with a finite number of jumps with for all . In the first case the energy of u is
while in the second case
Thus, if then is the global minimizer whereas if then a constant function with exactly one jump anywhere in the closed interval is a global minimizer (if then all previous functions are global minimizers). In particular, we have
We now consider a family of critical points of , i.e., a family in satisfying (1.3) together with the uniform energy bound
The following result extends [4, Theorem 2.2] to the case of Dirichlet boundary conditions for the phase-field variable v. It states that only two critical points of the Mumford–Shah functional are attainable through this asymptotic analysis procedure: either the affine solution (with no jumps) or the step function with a single jump at the middle point of the interval . It also improves [2, Theorem 1.2] in the one-dimensional case since the energy convergence assumption is no longer required.
Letbe a family satisfying (
1.3
) and (
1.5
). Then, up to a subsequence,
inwherewith
weakly* in,
strongly in,
weakly* in, withor. Moreover, if, then.
We emphasize that we must have for . However, does not necessarily implies that . Indeed provided has a v-jump at in the terminology of [4], i.e., as soon as for some constant . However it could happen that this v-jump disappears in the limit and does not create a discontinuity for .
As in [4] we are in presence of a selection phenomenon since critical points of cannot approximate any critical points of MS but only specific ones. Here the selection phenomenon is much stronger than in [4] in the sense that only two critical points and of MS can be reached as limits of critical points of .
We also show the existence of a family of critical points of approximating .
There exists a familysatisfying (
1.3
) and (
1.5
) such that
According to Theorem 1.1, we obtain that the family in Theorem 1.2 satisfies the energy convergence . Furthermore, if , then (1.4) ensures that is not a global minimizer of MS. This shows the existence of non minimizing critical points of satisfying the assumption of convergence of energy in [2, Theorem 1.2].
Preliminary estimates
We start by using the first equation in (1.3) to find a constant such that
which implies that has a constant sign. Since we assume and , we deduce that and . Then the second equation in (1.3) can be rewritten as
We observe that, thanks to the energy bound (1.5),
hence is bounded and, up to a subsequence, we can assume that
As in [4, Lemma 3.2] (and using [2, Proposition 4.1]), we have the following result.
Letsatisfying (
1.3
) and (
1.5
). Then, up to a subsequence,strongly inwith. Furthermore,a.e. in,and.
In the one-dimensional setting, the Noether type conservation law of [2, Proposition 4.2] reads as
and it implies the existence of a constant , sometimes called discrepancy, such that
Thanks to the energy bound (1.5), it is easy to see that is a bounded sequence, and thus (up to a further subsequence)
It also ensures the following uniform bounds (see [4, Lemma 3.4]).
Forsmall enough,Moreover, if, then the following refined estimates hold
We next show the following strong maximum principle.
Let be a minimum point of in . If , using that , we deduce that in . Inserting into the second equation of (1.3), we find that is a constant function in which is in contradiction with and . As a consequence of the Dirichlet boundary condition for , we have and thus . If , using again the second equation in (1.3) we find that which is a contradiction. Therefore, in .
Likewise, let be a maximum point of in . If and , then we use that together with (2.2) to obtain that . This implies by (2.1) that which is a contradiction since and . It shows again that in . □
The selection phenomenon already observed in [4] is due to the following symmetry property which is similar to [4, Lemma 4.1].
Letbe a family insatisfying (
1.3
) and (
1.5
). Thenpossesses a unique critical point inlocated at, which is a minimum ofon. Moreover,is decreasing in, increasing inand the graph ofis symmetric with respect to the vertical line.
From Lemma 2.3, cannot be identically constant equal to 1. Thus by Rolle’s theorem, admits critical points in .
Let be an arbitrary critical point of in . If then the function
is a solution of (2.2) in the interval . In particular, and are two solutions of an ODE of the form in for some function of class with and . Cauchy–Lipschitz theorem yields in turn that in . In particular, which contradicts Lemma 2.3 since . Thus and a symmetric argument shows that . Finally, the only possibility left is .
In particular, admits a unique critical point in at the point , which must be a minimum of on . Moreover, the graph of is symmetric with respect to the vertical line . Since is a smooth function satisfying , and in , we deduce that is decreasing in . By symmetry is increasing in . □
A crucial step in the proof of Theorem 1.1 is the following characterization of possible limiting slopes in (2.3), which strongly rests on the symmetry property of . We refer to [4, Lemma 4.4] for the proof.
The limiting slopein (
2.3
) satisfies that eitheror.
Using that in (2.4), we find that
Thus, since and and are bounded, we obtain that, for some constant independent of ε,
This implies, thanks to the study of the function on , that
In the latter case, corresponds to a so-called v-jump according to the terminology of [4]. The previous dichotomy implies that either converges uniformly to 1 or there exists exactly one v-jump which is a minimum of located at .
We are now ready to prove items (i) and (ii) of Theorem 1.1, i.e., the selection principle for limit of critical points of and the convergence of the bulk energy.
Step 1. Assume first that . Then we have that uniformly in . For ε small enough we also have that so that the energy bound (1.5) yields
Since is bounded in up to a subsequence we have that weakly in with . We can pass to the limit in the first equation of (2.1) using (2.3) to obtain that in . Since and we find that and . Moreover, thanks to the uniform convergence of ,
It yields strongly in and, in particular strongly in , hence also weakly* in .
Step 2. Assume now that . We first notice that . Indeed, thanks to the symmetry property of and a change of variables, we find that
We next claim that for each , the function uniformly on . To this purpose, define . By the monotonicity properties of , the set is a closed interval centered in . Thanks to the energy bound (1.5),
which implies that
for ε small enough. Hence for ε small. In particular uniformly on , and then uniformly on . We deduce that
Thus for a.e. , and we prove in the same way that for a.e. . Since or by Lemma 2.4, then we find that either or (see (1.6)). Observe that the case only occurs in the case .
We finally show the convergence of the bulk energy. From the first equation in (1.3) we can write that . Thus, for all ,
If , then and . We thus get in that case,
If , then and thus
In any case, we obtain
which proves the announced items (i) and (ii). □
From now on, the function u stands for either or . The argument in the previous proof actually shows that if , while if .
At this stage, it remains to show the equipartition of energy and the convergence of the diffuse surface energy (points (iii) and (iv) in Theorem 1.1). The key argument is the following result stating that there is very few diffuse surface energy far way from , the only possible limit jump point. The proof is an adaptation of [4, Lemma 6.1].
For every compact set, there exists a constantsuch that
We already know that the set is a closed interval centred at with . Let . If is small enough then , hence . Since , it suffices to show that
We multiply the second equation in (1.3) by and we integrate by parts to obtain
By definition of and , we have on . Using further the gradient bound for in Lemma 2.2, we find that
which completes the proof of the lemma. □
Arguing as in [4, Lemma 6.3], we also have the following result which relates the limit slope to the limit (respectively defined in (2.3) and (2.5)).
The real numbersandsatisfy.
We are now in position to complete the proof of Theorem 1.1.
Step 1. Let us consider the function
If , then
hence . It shows that and thus owing to Lemma 3.2. We thus infer that
Assume next that . In that case, we have
and the same argument as before shows that . Then by Lemma 3.2. In particular for small enough. The function reaches its maximum when is minimal, i.e., at the point . Since is a critical point of , we have
Similarly, reaches its minimum when attains its maximum. Since is maximal on the boundary with we find that
As a consequence, there exists such that . From Lemma 3.2, it follows that
Up to a subsequence, there exists such that . By monotonicity of , we get that for a.e. . Hence using again Lemma 3.2,
Using the symmetry of , (3.1) and (3.2), we compute
It completes the proof of the equipartition of energy.
Step 2. We finally show the convergence of the diffuse surface energy. According to Lemma 3.1, we have
for some nonnegative measure supported on , and thus of the form with . On the one hand, since μ is concentrated at , we have
On the other hand, the equipartition of energy ensures that
Since on and on , by symmetry of with respect to the vertical axis , we have
If , then and , while if , then and . Using again the equipartition of energy, we infer that
so that the desired convergence holds with . If , then we must have , and it follows that in that case. □
This section is devoted to prove Theorem 1.2, following again arguments similar to those of [4, Section 5]. By the symmetry properties of Theorem 1.1 it suffices to construct a critical point of in such that , , and .
To this aim, let independent of ε, and set
For and , we define the localized bulk and diffuse surface energies by
and the Ambrosio–Tortorelli energy localized on by
The following result has been established in [4, Section 5].
For all,andwe havewith.
Using the monotone increasing character of Φ on and choosing and , we get for all
Moreover, arguing as in [4, Section 5], we can show the existence of a minimizer over of such that
We will show that, for a convenient choice of , such a minimizer is a critical point of with the desired boundary conditions. The proof of the following result is similar to that of [4, Lemma 5.1 & Proposition 5.2].
There existsindependent ofsuch that ifis a minimizer overof, then it is a critical point ofwithfor ε small enough.
It is sufficient to show the existence of , independent of ε, such that if is a minimizer over of , then . Indeed, in that case the minimizer belongs to the interior of and variations of the form with and are allowed. Let small enough so that
Assume by contradiction that there exists such that for all . Then consider the sequence
Applying Lemma 4.1 with , and where leads to
We claim that for all ,
Provided the claim is proved, we infer from (4.2) that
which is a contradiction since . We are now reduced to show (4.4).
Proof of the Claim. Let be such that and assume by contradiction that for all . Using variations with compact support in , we get that solves
From the first equation we obtain that a.e. in , for some constant . The upper bound (4.2) shows that in and
It implies that is bounded so that, up to a subsequence, for some . Since , we deduce that is bounded in . Then Lebesgue’s dominated convergence yields
so that . Now,
and thus, by (4.1) and (4.2),
which is in contradiction with (4.3).
We have thus proved by contradiction that . Since we assumed that , we infer that (4.4) is satisfied. □
Let and given by Lemma 4.2 (see (4.3)) so that satisfies
By the first equation, there exists such that . Extending to by symmetry with respect to the vertical axis , we obtain a function (still denoted by ) which belongs to with (this reflexion argument is possible since ). Note that the boundary conditions satisfied by implies
where the last equality holds because is symmetric with respect to the vertical axis . The function is extended to (into a function still denoted by ) by setting
By construction, solves
Moreover, the symmetry properties of and together with a change of variable yield
By Theorem 1.1, up to a subsequence, in where . Assume by contraction that . According to [2, Proposition 4.1], we have
By (4.1) together with a change of variable and the symmetry property of , we obtain
Combining (4.5), (4.6) and (4.7) leads to , which is in contradiction with our choice of α in (4.3). Therefore , and the proof is complete. □
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