Abstract
BACKGROUND:
Explaining pain to patients through pain neuroscience education (PNE) is currently a widespread treatment studied in the musculoskeletal context. Presently, there is sufficient evidence supporting the effectiveness of PNE in patients with chronic musculoskeletal disorders. However, clinicians must pay attention to the actual possibility to transfer research findings in their specific clinical context.
OBJECTIVE:
We analysed the applicability of results of studies focused on PNE, which has not been done previously.
METHODS:
A detailed discussion on PNE applicability is provided, starting from published randomized controlled trials that investigated the effectiveness of PNE.
RESULTS:
This paper markedly points out the awareness of clinicians on the need for an accurate contextualization when choosing PNE as an intervention in clinical practice.
Abbreviations
Introduction
Pain neuroscience education (PNE) is winning success and growing interest in scientific literature due to the pain neuroscience evolution over the last two decades in the musculoskeletal (MSK) context [1, 2, 3, 4, 5, 6, 7] and, recently, in paediatrics [8]. The awareness that chronic MSK pain should not only be considered as a temporal extension of acute pain but rather as a self-perpetuating maladaptive response of the nervous system [9, 10, 11, 12, 13, 14, 15, 16, 17], has laid the foundation for this educational model in a purely biopsychosocial vision [7, 18, 19, 20, 21, 22, 23]. Albeit it may be asserted that PNE does not properly belong to the ordinary physiotherapy background, this approach has been introduced in the last two decades as an alternative to the outdate and ineffective educative biomedical models of care [18, 24].
PNE has already been studied in both randomized controlled trials (RCTs) [25, 26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41] and other research designs [42, 43, 44, 45, 46]. Currently, the highest evidence supporting the effectiveness of PNE is based on five systematic reviews (SRs) [3, 47, 48, 49, 50]. Overall, the consensus is that PNE may be a powerful integration in physiotherapy practice, most notably if combined with manual therapy and exercise, whereas PNE as a stand-alone intervention may not be effective enough in treating adults with chronic MSK pain [51, 52, 53, 54].
Despite results are highly promising, it is necessary to clarify its clinical applicability. Applicability, also called external validity or generalizability, is defined as “the conceptual as well as the effective link between knowledge generation and knowledge utilization” [55], or, according to Cook and Campbell, “the inference of the causal relationships that can be generalized to different measures, persons, settings, and times” [56, 57]. The scientific literature has already insisted on the importance of applicability agreeing that it is extremely important to pay attention to some features that may limit the transferability of findings to clinical realities of each healthcare professionals [58, 59, 60].
Evidence of the neglect of consideration of the external validity of RCTs, SRs and guidelines has already been published by Peter M. Rothwell who also sustains that “lack of consideration of external validity is the most frequent criticism by clinicians of RCTs, systematic reviews, and guidelines” [58]. According to Rothwell [57], the main issues that potentially affect external validity are:
Setting of the trial; Selection of patients; Characteristics of randomised patients; Difference between trial protocol and routine practice; Outcome measures and follow-up; Adverse effects of treatment.
Up to date, no study has yet investigated the applicability of results in the PNE context, therefore a detailed discussion of the most relevant aspects of the aforementioned issues is provided starting from the RCTs focused on the effectiveness of this intervention.
Setting of the trial
Conceivably, setting of the trials is the most complicated and relevant issue to analyse. RCTs included in the SRs addressing the effectiveness of PNE [3, 47, 48, 49] have been conducted in different countries all over the world and participants have been recruited from different health facilities. Countries and structures of recruitment are itemised in Table 1.
Structure of recruitment in each study
Structure of recruitment in each study
Of interest, it must be considered that hospitals, private clinics, university clinical centres and specialized centres offer different structural, organizational and contextual resources and not all healthcare professionals have the same privileged positions and situations. A private clinician can certainly choose to incorporate PNE as a part of the rehabilitation process but, in some cases such as public health structures, the introduction of an educational intervention as proposed in clinical trials may not be contemplated at all. Moreover, RCTs took place in different healthcare systems. Being healthcare systems substantially different from each other as well as funded in various modes in European Union [61], clinicians should be aware that the application of PNE within different countries cannot certainly be identical. Besides, in most cases clinicians charged to offer PNE sessions were experts adequately trained on that skill. Inexperienced healthcare professionals should ask themselves if the patient would have the same clinical positive outcomes after PNE-sessions compared to the education provided by experts. Therefore, healthcare professionals must accurately choose to implement PNE depending on their own clinical skills and political, financial, and organizational constraints.
In some RCTs the selection of patients was extremely strict. In particular, some studies have excluded any individuals who took drugs or had received conservative treatments such as physiotherapy within 3 [29, 35, 36] or 6 [37] months and participated in a back school or multidisciplinary cognitive-behavioural pain management [33] before the inclusion. However, care-seeking is a common denominator of individuals with chronic pain [62, 63, 64] and so it may be unconvincing that all participants did not seek any cure before the inclusion. Hence, it is likely to suppose that those studies may have left out some potentially eligible participants and this issue may limit the applicability of findings to a narrowed group of individuals in clinical practice. On the other hand, inclusion criteria were overall similar within the RCTs. Indeed, patients suffering of chronic MSK pain aged between 18 and 75 were eligible in all the PNE-studies making samples enough homogeneous in these terms. Lastly, there were some statistically significant differences in baseline clinical characteristics between groups in some studies. Details are reported in Table 2.
Baseline clinical characteristics
Baseline clinical characteristics
MD: mean difference; EG: experimental group; CG: control group.
However, readers must be aware that not only statistically significant differences should be considered relevant in RCTs. Indeed, according to de Boer et al., “a relatively small and non-statistically significant difference in a very strong prognostic factor could cause meaningful confounding and vice versa that a large difference in a characteristic unrelated to outcome would cause no confounding at all” [65]. Although randomisation procedures should ensure a fair distribution of baseline characteristics [66, 67], clinicians may critically consider all factors that potentially could underrate or overestimate outcome results and influence the prognosis.
All recruited participants were representative of the clinical reality of each MSK disorder by gender (majority of women) [68], age (almost 50-years-old) [67] and criteria for taking part in PNE sessions (according to Jo Nijs and colleagues [69, 70]). Therefore, with respect to those characteristics, clinicians may expect that patients with chronic MSK pain presenting to their facilities are similar to those enrolled in research studies.
However, RCTs included in the recent reviews [3, 47, 48, 49] recruited patients with different pain durations and MSK disorders: chronic low back pain (CLBP), chronic neck pain (CNP), chronic fatigue syndrome (CFS), fibromyalgia (FM), chronic pain (CP) or chronic spinal pain (CSP).
Firstly, there is no absolute consensus about the period beyond which pain must be considered as “chronic”. Some authors established that threshold at 3 months [71], 3–6 months [9] or 6 months [72]. Besides, in 13 RCTs of 16 (81%) patients with pain lasting for more than 3 months have been enrolled. For what concern studies with CLBP patients, in six of the patients who had pain lasting for more than 3 months have been included, in two RCTs with pain for more than 6 months and in the last one for more than 2 months. The latter issues related to the heterogeneity of pain duration must be considered when clinicians decide to transfer results of clinical trials to other individuals. In this respect, PNE is recommended in case of central sensitization and psychosocial factors that may affect the condition [68, 69]. Nevertheless, not all patients with chronic MSK pain show signs or symptoms of central sensitization and therefore PNE maybe be not recommended [73]. Chronic pain does not mean central sensitization and, according to Nijs and colleagues discussing CLBP, evidence shows that central sensitization may be present in a subgroup of the CLBP population but it does not necessarily constitute a common characteristic of these patients [73].
The SR by Tegner et al. [47] included only RCTs recruiting patients with CLBP, but such uniformity of underlying MSK affection, as mentioned above, was weak in the other SR by Louw et al. [3]. Indeed, all the patients enrolled in the included studies by Louw et al. [3] have been labeled as suffering of chronic MSK disorders, but is it correct to superimpose patients with FM and patients with CLBP or CNP? In 2016 the same authors concluded that perhaps there is a need of a subgroup testing such as CLBP, as Tegner et al. and Barbari et al. performed in 2018–2019 [47, 48, 49], and this understandable because many issues may make these patients systematically different from each-others, such as for clinical characteristics and pain mechanism [74, 75, 76, 77], psychosocial factors or personal attitudes [78].
Besides, Gallagher and colleagues [36] enrolled patients with chronic pain “that had been sufficient to disrupt their activities of daily living for more than the previous 3 months”. However, no diagnostic criteria have been satisfied and therefore it may be not possible to overlap findings of that RCT with the others, or to transfer them into clinical practice. Furthermore, Malfiet et al. [33, 34] recruited patients with chronic spinal pain (CLBP, CNP, failed back surgery syndrome, chronic whiplash associated disorders). Findings of the latter RCT are promising and consistent with the current evidence, but it must be considered in line with the heterogeneity of MSK disorders of participants (e.g.: whiplash and low back pain). Finally, these discrepancies upon the differences between participants’ characteristics should be adequately considered in order to select which individual is the one to whom evidence of PNE should be applied.
Transversely, an important link between setting of the trial and characteristics of randomised patients is the cultural background. It may seem trivial but it must be well-thought-out that PNE is a kind of education and robust literature has identified that patients’ cultural aspects are essential issues in patient education [79, 80, 81]. According to the International Classification of Functioning Disability and Health (ICF) classification system, the cultural background must be considered as a part of contextual factors and literature has already argued they are directly involved in chronic pain states [82], underlying their importance during the clinical assessment [83]. Besides, since the main format of PNE is the oral individual education [69], patients’ and clinicians’ cultural backgrounds exponentially increase the influence on outcome results, even because clinicians are able to influence patients’ attitudes [84]. In this respect, literature reported that communication is “highly effective” in patient education [85], but at the same time it is suggested that every single healthcare provider “must continually refine this capacity during his/her professional career” [86].
Therefore, communication skills are certainly an indispensable requirement and should be adapted in each clinical situation, even according to cultural backgrounds. Once again, the ability of clinicians is to establish with common sense the appropriateness of the intervention based on all factors of the ICF.
Difference between trial protocol and routine practice
The study design was not always uniform across the studies although they were all RCTs. Some authors offered PNE as a single intervention, but other trials included PNE in a multimodal program making challenging the comprehension of its real contribution. Nevertheless, some authors offered PNE to experimental groups combined with the same intervention offered to control groups, but, for example in the one by Pires et al. [35], PNE has been concurrently delivered to both groups and actually the real discriminating was the exercise program. Findings of the studies are clearly complementary, but they reveal different results through different combinations of interventions.
With respect to the appropriateness of choices of control groups, it may be asserted that in most of the studies PNE has been compared to robust and consistent treatments, such as manual therapy and exercise. In fact, these treatments are generally recommended in treating most of chronic MSK disorders such as CNP [87], CLBP [88], FM [89, 90] and CFS [91]. However, in the study by Téllez-Garcìa et al. [37], authors have honestly acknowledged that actually the combination of PNE and dry needling may not faithfully reflect the current clinical practice for patients with CLBP because, as it has just been mentioned, the literature recommends treatments such as manual therapy and, mostly, therapeutic exercise. On the other hand, the study by Moseley et al. [34] compared physiotherapy and PNE to the usual medical management and therefore it might have led to an initial disadvantage for the control group which is not a recommended treatment by practice guidelines.
With respect to PNE modalities, it must be primarily recognized that the education can be offered in three formats: oral individual sessions, group sessions or through delivering booklets and written materials [3, 4, 47, 49, 70, 92], but not all studies employed the same one. Clinicians must be aware of the modalities of treatments used in clinical trials and consequently weight findings according to their own available resources in clinical practice; also considering that the one-to-one session in oral format is considered the optimal format of PNE [15, 70] which may allow, with compassion and empathy, the establishment of an effective therapeutic alliance with the patient [51, 52, 53, 54].
Outcome measures and follow-up
Outcome measures
All the RCTs have chosen valid and reliable outcome measures, reporting exhaustively the relative references. Overall, they were cheap, easy to give and used by clinicians without specific training. In fact, in most cases they were questionnaires evaluating self-reported outcomes such as pain, disability and psychosocial factors.
A few studies employed objective outcome measures related to physical performance:
Finger-to-floor distance test [93]; Sit-to-stand test, 50-foot walk test, 5 minutes-walk test, step count [36]; Degrees of straight leg raise, forward bending, motor control with abdominal drawing-in task [33]; Neck flexor muscle endurance test [29]; Lumbar range of motion [40]; Motor control impairment and two-points-discri- mination tests [41]; Endogenous pain inhibition [37].
The latter outcomes measures are considered valid and reliable in literature and they are potentially repeatable by clinicians in clinical practice in virtue of no need of particular technical competence or economic resources.
RCTs investigating the effectiveness of PNE assessed patients at different follow-ups. All details are reported in Table 3.
Follow-ups in each study
Follow-ups in each study
Since the primary objective of rehabilitation is to make clinical improvements to be maintained over time, all healthcare professionals should analyse the follow-up periods in this respect. For example, the studies by Moseley [33], Meeus [31] and Malfliet [27, 28] assessed patients 15 days post-treatment, immediately post-intervention and post-education, respectively. Although the results were clearly positive, it may be argued that the shortness of post-treatment assessments has no granted the long-term assumption of PNE concepts, a key point of educational sessions, limiting the benefits only in the short-term.
Only 2 studies [35, 40] out of 16 (13%) have explicitly reported the absence of adverse events and therefore it may be assumed there is a degree of uncertainty about the safety of PNE. However, it is likely to suppose that such security is much more related to the treatments to which PNE is combined with rather than PNE on its own. In this respect, robust literature has confirmed that an educational program focused on the old biomedical model may be counterproductive, dangerous and may affect outcomes of patients with chronic MSK disorders [47, 92, 94, 95]. On the contrary, Louw et al. [3] reported in their SR that “no PNE study showed any outcome to be worse than the control groups”, highlighting the overall safety of PNE.
Costs
It is quite difficult to exactly estimate the costs of PNE sessions being these costs depend on the health system of the country where the therapy is delivered. Nevertheless, according to practice guidelines [70] that recommend only 2 individual sessions prior to starting active functional treatments, costs do not seem to be a relevant problem if compared with other treatments routinely offered in physiotherapy practice. Moreover, clinicians should consider their PNE-related professional training costs that probably impact on the final costs of PNE.
Translating PNE from research to clinical practice
PNE was firstly proposed as an intervention in 2002 by Lorimer Moseley [40] and it is currently offered in clinical trials as an educative approach for patients with chronic pain with a dominance of central pain mechanism as well as with aggravating psychosocial factors [69, 70, 96]. However, the methodology of administration as well as settings and healthcare professionals’ experience in RCTs risk to be not faithfully reproduced in real clinical circumstances. The high-quality clinical trials (i.e. explanatory trials) are optimal to demonstrate the efficacy of interventions in ideal populations and conditions, but often at the expense of their applicability [97]. This seems to be the case of the good quality of RCTs investigating the efficacy of PNE [3, 4, 47, 48, 49]. Surely, such trials have a critical role, but it is also clear that pragmatic clinical trials, when compared to explanatory clinical trials, may highlight results more generalizable to clinical realities and that testify the real-world benefit of interventions, also called effectiveness [98]. According to Merali and colleagues, “It is thus important for health care practitioners to be able to distinguish between explanatory and pragmatic features in new clinical trials before incorporating new interventions into their own clinical practice” [97].
Furthermore, PNE has been proposed throughout precise modalities [68, 69, 95]. However, the replication of rigorous formats of administration seems to be challenging for clinicians in healthcare settings and, at the same time, it must be kept in mind that the primary aim of PNE is to reconceptualize pain according to the advances in pain neuroscience [6, 99]. Therefore, PNE could be incorporated in all clinical realities dealing with pain disorders as a new communicative register by which all characteristics of rehabilitation (therapeutic alliance, reassurance, positive expectations, maladaptive behavior modifications, explanation of chronic pain or the role of manual therapy and exercise) are all given and built throughout a new neuroscientific perspective both in line with pain sciences and with the variability of clinical features of patients which cannot be standard and, as a consequence, the treatment as well.
Conclusions
Findings related to the efficacy of PNE rising from clinical trials are affected by several limits of applicability and it is unlikely to generalize findings to entire population in each clinical setting. This paper markedly points out the awareness of clinicians on the need for an accurate contextualization when choosing PNE as an intervention in clinical practice. Not all patients may benefit from PNE, not all patients can understand PNE concepts in the same way, not all patients belief that an educational session may help the pain state, not all patients are equal despite they are labelled as suffering of chronic MSK pain and, lastly but equally relevant, clinicians have no the same features, attitudes, expertise, training and resources. PNE is surely a powerful weapon available to clinicians, however, the key of its success lies in the individual ability to adapt the intervention in a rehabilitative context [99] resulting from the integration of patients’ expectations and pathology, clinical expertise, patients’ and healthcare professionals’ culture, psychosocial factors and available resources.
Authors’ contributions
Analyzed the data: VB, LS, FM. Contributed materials/analysis tools: FM, LS, VB. Wrote the paper: LS, VB, FM, MT. Substantial contributions to conception and design, acquisition of data: VB, LS, FM, MT. Analysis and interpretation of data: VB, FM, LS, MT. Drafting the paper or revising it critically for important intellectual content: FM, MT. Final approval of the version to be published: VB, FM, LS, MT. All authors have read and approved the final manuscript.
Funding
This research received no external funding.
Footnotes
Acknowledgments
This work was developed within the framework of the DINOGMI Department of Excellence of MIUR 2018–2022 (legge 232 del 2016).
Conflict of interest
The authors declare that they have no competing interests.
