Abstract
BACKGROUND:
Facet joint syndrome (FJS) pain is a significant contributor to back pain and has a high rate of opioid prescription. Unfortunately, there are a limited number of therapeutic options for these patients.
OBJECTIVE:
To evaluate the safety and effectiveness of amniotic membrane/umbilical cord particulate (AM/UC) in managing FJS pain.
METHODS:
A single-center, investigator-initiated, retrospective study was performed on consecutive patients with FJS pain who received intra- or peri-articular injection of AM/UC between July 1, 2018 and July 26, 2019. Primary outcome was change in Patient Global Impression of Change (PGIC) at 6 weeks, 3 months, 6 months, and 12 months to assess the self-reported percent improvement relative to baseline. Safety was assessed by AM/UC- and procedure-related complications. Paired
RESULTS:
There were a total of 54 patients (69.7
CONCLUSION:
This study supports the safety and effectiveness of AM/UC particulate injection in managing FJS pain.
Introduction
Chronic low back pain (LBP) is a significant contributor to human morbidity, affecting an estimated 40% of people globally at some point in their lives with an increased risk among the aging population [1]. In 2012, approximately 52.3 million patients visited healthcare providers with a complaint of back pain in the United States, a significant increase from 44.6 million visits in 2004 [2]. Among various different causes of LBP, facet joint syndrome (FJS) accounts for an estimated 15–45% of all LBP cases [3] and manifests as a result of natural weathering and abnormal body mechanics [4, 5, 6]. FJS is a condition in which the joints are a source of pain and the pain is often felt during initial movement after rest and exacerbated by twisting motions. As such, FJS itself is a significant contributor to pain and impairs physical function, especially among the aging population with LBP.
There are currently few effective conservative treatment modalities for FJS and are generally palliative. Physical therapy, activity modification, and analgesics such as nonsteroidal anti-inflammatory drugs (NSAIDs), acetaminophen, and opioids are commonly employed but tend to provide only temporary pain relief [7, 8, 9]. After approximately three months of conservative treatment without response [10], patients usually undergo minimally invasive procedures such intraarticular, periarticular, or nerve branch blocks with local anesthetics and/or corticosteroids. Articular FJ injections are not widely supported by National guidelines [11] whereas therapeutic nerve blocks generally provide relief for 15–19 weeks with one injection [7, 12]. Once improvements are no longer attained with branch blocks, radiofrequency ablation (RFA) is commonly performed in select patients to burn or ablate the nerves and quiet the pain response [7, 13, 14]. However, this pain relief is temporary as 76% of patients undergoing RFA report
Recently, the use of biological therapies to treat chronic, painful conditions has become increasingly popular. In particular, placenta-derived products, including amniotic membrane and umbilical cord (AM/UC) tissues, are currently being investigated given their commercial availability, long history of safe use, and their known anti-inflammatory, anti-scarring, and pro-regenerative properties [15, 16, 17, 18]. In a retrospective review, Bennett et al. [19] showed that intra-articular injection of AM/UC particulate into facet joints of 9 patients reduced pain from 8.2 at baseline to 0.4 by 6-months post-treatment. Additionally, all patients had ceased use of prescription pain medications, including opioids in 4 patients, after receiving AM/UC [19]. Furthermore, we have shown AM/UC particulate provided significant pain reduction and improved physical function in a prospective study of 20 patients with knee osteoarthritis, conceptually resembling FJS with imbalanced repair of degenerative joint tissues [20, 21]. Given these encouraging findings, we performed a retrospective chart review on a large patient cohort to determine whether injection of AM/UC particulate provides significant and long-lasting pain relief in FJS patients.
Methods
Following IRB review exemption and waiver of authorization by Sterling IRB, a retrospective review was performed on consecutive patients receiving articular injection of AM/UC particulate for FJS pain by a single physician (pain management specialist with 34 years of experience) between July 1, 2018 and July 26, 2019 at the primary author’s practice. In accordance with the Declaration of Helsinki and HIPPA, only minimum necessary data were extracted from electronic medical records, which included age, gender, body mass index (BMI), comorbidities, duration of symptoms, prior surgeries, medication use, and outcome measures.
Patients
Patients were eligible for inclusion if they received articular injection of particulate AM/UC for FJS pain within the time-period established above. Patients were excluded from this study if they received concomitant treatment for other spinal pathology, had dementia, or had no follow-up records. Diagnosis of FJS pain was confirmed by MRI or radiographs read by a radiology sub-specialist at an independent diagnostic testing facility and positive diagnostic anesthetic block testing [22, 23, 24].
Treatment with AM/UC
The AM/UC particulate (CLARIX
All facet injections were performed under fluoroscopic guidance and under light conscious sedation (Midazolam and Fentanyl) following the current guidelines with non-invasive monitoring [25]. Before injection, patients received local anesthetic (1% lidocaine) by raising a skin wheal and going down to the hub of a 27-guage 1.25 in needle at each spinal level. A 22-guage 3.5-inch Quincke needle was then introduced into each facet joint if possible (periarticular otherwise). Following negative aspiration to make sure there was no intravascular placement, Omniplaque 240 (GE Healthcare, Chicago, IL, USA) was injected to confirm designated injection space and no vascular runoff. Particulate AM/UC was then injected slowly at the affected levels. The entire procedure generally took roughly 15 minutes.
Post-injection care
Patient was discharged from conscious sedation to the care of their caretaker when they felt normal without drowsiness or pain (usually 10–15 minutes). Patient was told not to drive for the next 12 hours after the procedure due to sedation. If the patient suffered any post-procedure pain, they were instructed to take ibuprofen (Advil liquid gel) q6 hours or acetaminophen (APAP) 325 mg q6 hrs in case of allergy to NSAIDs. Patients were instructed to rest the day of the procedure and resume activities of daily living the next day however avoiding strenuous sport and recreational activities for 10 days or avoid returning to work if their pain was above 4 out of 10.
Outcome measures
Numerical Pain Rating Scale (NPRS) score was used to document patient’s pain at baseline, in which patients reported the average severity of their pain on a 11-point scale, ranging from “no pain” at 0 to “worst imaginable pain” at 10. At follow-up visits, patients provided self-reported Patient Global Impression of Change (PGIC), which is expressed as percent improvement following treatment relative to baseline, and is used to quantify the degree of symptomatic change in pain and function at follow-up as reported [26]. Additionally, patients were classified as responders to treatment if they achieved at least 30% improvement at their first follow-up visit and non-responders if they achieved less than 30% as a 30% improvement in pain is considered clinically significant [27, 28, 29]. Pain improvement of at least 50% was similarly assessed as it is considered the pain improvement threshold for RFA [13, 14, 28]. Outcomes were reported at 6-weeks, 3-months, 6-months, and 12-months post-injection. We defined responders as patients who reported pain relief of at least 30% and 50% (responders
Statistical analysis
All statistical analyses were performed in R version 3.6.2 and R-Studio version 1.2.5033. Categorical variables were described with percentages and frequencies, while continuous variables were described with mean
Results
A total of 54 patients met the eligibility criteria and were included in the final analysis. Twenty-one patients were excluded because they received concomitant ozone treatment for discogenic pain (
The AM/UC injection was performed uneventfully in all cases at lumbar (70%), cervical (17%), cervical-thoracic (11%), and sacral (2%) injection sites. Patients received one (6%), three (72%) or four (22%) levels of injection. This corresponded to majority of patients receiving 16.7 mg and 12.5 mg of AM/UC per joint.
After AM/UC injection, the average PGIC was 48.0% at 6 weeks, 53.5% at 3 months, 58.9% at 6 months, and 56.7% at 12 months. There were 38 (70.8%) responders
Association between demographics and response to treatment
Association between demographics and response to treatment
Association between comorbidities and response to treatment
FJS pain is a significant contributor to back pain and has a high rate of opioid prescription [30]. Unfortunately, there are a limited number of therapeutic options for these patients. FJS is characterized by chronic inflammation due to age-related degenerative process [7]. Several inflammatory cytokines are involved including IL-6, IL-7, IL-13, TNF-
The clinical application of AM/UC and specifically CLARIX FLO has been demonstrated in a range of indications to promote wound healing in chronic wounds [33], preventing scarring following excision of keloid and hypertrophic scar [34] and release of bladder neck contractures [35] and reducing pain in plantar fasciitis [36], partial rotator cuff tear [37], knee osteoarthritis [20], and peripheral neuropathy [38]. Despite the perceived wide array of uses, these conditions have common underlying etiologies including chronic inflammation and deficient wound healing. Although AM and UC are known to contain multiple ECM components and growth factors/cytokines, research efforts supported by National Institutes of Health (NIH) over the last decade have led to the characterization of HC-HA/PTX3 as the major active tissue component uniquely present in this birth tissue and responsible for their anti-inflammatory, anti-scarring and anti-angiogenic properties [39, 40, 41, 42, 43]. Unlike steroids, HC-HA/PTX3 orchestrates multiple biological actions in several cell types [39, 44]. Its anti-inflammatory action is broader than steroid as it acts on neutrophils, macrophages, and lymphocytes spanning from innate to adaptive immune responses [45, 46]. Furthermore, HC-HA/PTX3 also exerts anti-scarring action to prevent myofibroblast differentiation and reverts human corneal fibroblasts and myofibroblasts to keratocytes through suppression of canonical Smad-mediated TGF-
Although this study provides preliminary findings to support the safety and effectiveness of AM/UC particulate injection in managing FJS pain, there are limitations to note. First, this was a retrospective design and was reliant on patients returning to the office and providing their subjective change in improvement. Furthermore, the sample size for patients with a longer follow up was small. Future randomized studies are warranted to further assess safety and efficacy of AM/UC injection in improving function and relieving FJS pain especially to see if such benefits may last longer than RFA [13].
Conclusion
This study supports the safety and effectiveness of AM/UC particulate injection in managing FJS pain. A prospective randomized control trial is warranted.
Footnotes
Conflict of interest
None to report.
