Abstract
BACKGROUND:
Exercise programs in the treatment of chronic lumbar pain are quite diverse, but it has been proven that stabilization exercises are the most effective.
OBJECTIVE:
We compared the lumbar stabilization exercise program in a closed and open kinetic chain (LSCO) and lumbar stabilization exercises and thoracic mobilization program in a closed kinetic chain (LSTMC), and evaluated the clinical effectiveness of each program.
METHODS:
Prospective, randomized, controlled trial in 80 chronic low back pain (CLBP) patients with lumbar radiculopathy of both sexes (35 male, 45 female), average age (48.45
RESULTS:
Statistically significant (
CONCLUSION:
Patients who performed the lumbar stabilization and thoracic mobilization exercise program in a closed kinetic chain had the most effective reduction of pain intensity and functional disability.
Introduction
Chronic low back pain (CLBP) is a heterogeneous group of disorders. According to the new classification of the International Association for Pain Research (IASP), it is recognized as an independent entity that belongs to the mixed pain type caused by central sensitization, and which is present for more than 12 weeks [1, 2]. CLBP is the most common cause of disability in people under the age of 45 [3]. After six months of sick leave, the return to work for people with chronic lumbar pain is below 50%, and after 24 months, it is almost non-existent [4]. It affects more than 50% of the world’s population [5].
Lumbar stabilization and thoracic mobilization exercises (LSTMC group).
The well-known Panjabi’s stabilization system theory is confirmed by the motor control disorders of the lumbo-sacral spine stabilizers, at both the peripheral and central level in subjects with CLBP. Studies that investigated the central activity of the m. erector spinae at maximum voluntary contraction showed a shifted expression for m. transversus abdominis in the motor cortex [6] that is restored after exercise programs for activation of these muscles [6, 7, 8]. This means that it is important to include the muscles of the thoracic spine when activating the lumbar spine muscles for the reduction of pain. Motor control disorders are related to the central regulatory mechanisms. Tsao et al. showed that the representation of m. transversus abdominis in the motor cortex is moved posteriorly and laterally in subjects with CLBP compared to the position of this muscle in healthy subjects [6], which is restituted after targeted exercise activating this muscle. This restoration of the cortical representation of m. transversus abdominis after exercise to strengthen the stabilizer of the lumbar segment of the spinal column coincides with the normalization of the anticipatory sequence of their activation [7, 8]. This type of activity and motor learning leads to a decrease in pain and disability in subjects with CLBP [9].
Lumbar stabilization exercises are used in the treatment of patients with segmental instability and lumbar pain. The patient maintains a neutral position of the trunk while performing these exercises. In the past fifteen years, a large number of studies have highlighted the importance of activating the thoracic spine muscles in stabilization exercises to achieve full functional recovery [10, 11]. The most flexible parts of the human spine form the largest angle of motion. Excessive movements of the lumbar spine are caused by motion reduction of the thoracic segments through compensatory mechanisms. The instability that develops in the facet joints is caused by abnormal movements of the lumbar spine, which eventually causes pain in the lower back [12]. With increased mobilization of the joints close to an unstable segment, through stabilization, and decreasing the hypermobility of the hypermobile segment, can promote pain intensity reduction. Thoracic mobilization may effectively help in stabilizing lumbar spine [10]. The basis of our lumbar stabilization and thoracic mobilization in closed kinetic chain (LSTMC) group exercises (Fig. 1) is the “cat-camel” (arching swaying) exercise. The effectiveness of this exercise in lumbar pain reduction has been demonstrated in various studies [13, 14]. Several studies have emphasized the importance of stabilization exercises and maintaining a neutral position in activities of daily living, in order to prevent further reduction of intradiscal pressure and surrounding structures [15, 16]. That is the reason why we believe that patients with radicular pain should be included in the exercise programs.
An important part of lumbar pain treatment is the principle of open and closed kinetic chains. An open kinetic chain occurs in the case of a body part system that is fixed only at one end, while the other end is free. A closed kinetic chain occurs in the case of a body part system that is fixed at both ends, and the aim is to perform a specific movement of the system in between the closed ends of the kinetic chain by a specific action [17, 18]. Exercises in a closed kinetic chain could have an advantage in rehabilitation over exercises in the open kinetic chain because they better mimic functional movements of daily life and lead to joint contraction of several muscle groups.
The aim of the study was to compare the program of lumbar stabilization exercises in the open and closed kinetic chain to the lumbar stabilization exercises and thoracic mobilization program in a closed kinetic chain in order to evaluate the impact on pain intensity and functional disability of each exercise program.
Design, setting, methods and population
The study was designed as a prospective, cohort, randomized and controlled trial involving 88 enrolled chronic low back pain (CLBP) patients with lumbar radiculopathy of both sexes (40 male, 48 female). The average patient age was 48.45
The research was approved by the Commission for Ethics of Clinical Trials (No: 01-39/122/1) at the Faculty of Medicine, University of Novi Sad, as well as the Ethical Committee of the Rehabilitation Clinic “Dr. Miroslav Zotović” (No: 03-183/1). The study was registered under trial registration no. NCT03862898.
The inclusion criteria were: CLBP patients (both sexes) aged from 25 to 64 years, with lumbar radiculopathy with unilateral radiation of the lower limb (pain present
The exclusion criteria were: cauda equina syndrome, ankylosing spondylitis, thoracic deformities (pectus carinatum, excavatum), spina bifida, fractures, post-operative spinal conditions, diabetes, inflammatory processes, tumors, pregnancy.
The collected data consisted of socio-demographic and anthropometric parameters (sex, age and BMI), and questionnaires for assessing pain intensity and characteristics: intensity according to the visual analogue scale (VAS) scales in the back and legs, functional disability (Oswestry Disability Index, ODI), sagittal spinal mobility (Schober Test), Douleur Neuropathique en 4 Questions (DN4) test for the assessment of the neuropathic pain component, and the Prone Instability Test.
Lumbar stabilization exercises (LSCO group).
Flowchart of the study.
The pain intensity assessment was done with a VAS. On a 10-cm-long scale drawn on paper, with marks beginning with 0 and ending with 10, patients marked the place that most closely describes their experience of pain intensity. These scales were completed for the lumbar spine and lower extremity (VAS) [19, 20]. Functional disability was assessed using the ODI. The ODI questionnaire contains ten topics on pain intensity, lifting ability, ability to care for oneself, sit, walk and stand, sexual function, quality of social life, sleep and travel, sleep quality. Each topic category has six statements. The patient checks the statement which most closely resembles his or her situation. Each question is scored on a scale of 0–5 with the first statement being zero and indicating the least amount of disability, and the last statement is scored 5 indicating the most severe disability. The scores for all questions answered are summed, and multiplied by two to obtain the index (range 0 to 100). Zero is equated with no disability and 100 is the maximum disability possible [19, 21]. In the sagittal mobility of the spine (Schober Test), the patient is in a standing position. The examiner makes a mark at the level of L5 spinosus process. Two points are marked: 5 cm below and 10 cm above this point (for a total of 15 cm distance). The patient is asked to touch her/his toes while keeping the knees straight. If the distance of the two points does not increase by at least 5 cm (with the total distance greater than 20 cm), it is a sign of restricted sagittal mobility. Douleur Neuropathique en 4 Questions (DN4) questionnaire for assessment of the neuropathic component of the pain was performed, where a score of four or more is considered positive [22]. To test instability, the Prone Instability Test was performed. The patient lies prone with the body on the examining table, legs over the edge, and feet resting on the floor. The examiner applies pressure to a sensitive spinosus process of the lumbar spine. The patient reports any provocation of pain. She/he lifts legs off the floor (while holding onto the table), and the examiner applies pressure to the lumbar spine again. The test is considered positive if pain is present in the resting position but subsides in the second position, suggesting lumbo-pelvic instability [23].
Both participant groups had two weeks of physical agents therapy: transcutaneous electro-nerve stimulation (TENS) for 20 minutes by stimulation with biphasic, rectangular pulses of 100 microseconds and a frequency of 110 Hz, with a maximum output amplitude of 100 mA; and a low power laser was then applied with a stable method, paravertebral, lumbar, total daily doses of 18 J. TENS and laser therapy were administered for two weeks. Both TENS and the laser therapy were applied for two weeks, once a day (ten therapies, five/week).
An individual kinesiotherapy program was created for the participants, which was implemented at the rehabilitation clinic “Dr. Miroslav Zotovic” in Belgrade, in relation to pain intensity, muscle strength and comorbidity. The program was performed from the lowest to the highest painless range of motion and accordingly divided into three phases. The first phase lasted for two weeks, the second lasted for three weeks, and the third phase lasted for another three weeks, for a total of eight weeks. Retesting was done after four weeks. After two full months, the final testing was performed where the same questionnaires and tests were done: the intensity of pain according to the VAS scales in the back and legs, functional disability (ODI), Schober Test, DN4, and the Prone Instability Test. The control of the patient’s exercise regularity was carried out by telephone by the physical therapist once a week. The PRM specialist and physical therapist who ran the tests, completed the questionnaires and showed the exercises, and did not participate in other parts of this research. This was done to avoid the possibility of selective or outcome reporting bias. When the participant reported that she/he had forgotten to do the exercises, or was not sure whether she/he was doing them correctly, the physical therapist called the patient to the clinic, or, if necessary, went to the patient’s home.
The patients were ergonomically educated about protective positions and movements [24]. Participants were individually explained not to do other exercises. In both groups, respondents who were thought not to pay enough attention to protective positions were reminded more often, in order to have an as uniform treatment as possible. This was done to prevent potential results from being diminished by a lack of awareness of protective positions.
Basic characteristics of the LSTMC and LSCO groups
Basic characteristics of the LSTMC and LSCO groups
In this study, 83 patients were divided into two groups by simple randomization. We had a numbered series of pre-filled envelopes specifying the group which the patients drew from after they were registered, most often at the end of the week during their scheduled appointment (Fig. 3).
Blinding
The outpatients were not given any information about the group they would participate in. The patients exercised individually, and, together with other treatment procedures, were scheduled at the clinic at different times than other patients in the study. We could not blind the physical therapists because they needed to know which group each patient belonged to for the learning exercises.
Statistical methods
For the statistical analysis of data, RStudio software (0.98.976) and SPSS 17.0 (Chicago, IL, USA) were used. The analysis of the results obtained in this study was done using the following statistical methods: repeated measures ANOVA and post-hoc analyses, Friedman’s test for categorical variables, Kohran’s test,
Results
The participants of the lumbar stabilization exercises and thoracic mobilization program in a closed kinetic chain (LSTMC) and lumbar stabilization exercise program in a closed and open kinetic chain (LSCO) groups, according to the parameters of sex, age and BMI, statistically did not differ significantly (Sex:
A significant decrease of visual analogue scale (VAS) scores (
Mean and SD of LSTMC and LSCO groups at all measured intervals
Mean and SD of LSTMC and LSCO groups at all measured intervals
Descriptive statistics of the differences in measurements between the clinical parameters of the LSTMC and LSCO groups
The clinical parameters of the participants in both groups are shown in Table 3, as well as the results of the comparison of the differences between groups in the parameters. There was a significant reduction in pain intensity (VAS ls and for the leg) at all intervals and in the functional disability (ODI) after eight weeks. The DN4 values of the neuropathic pain component assessment were also improved at all measurement intervals in the LSTMC group compared to the LSCO group. All chronic patients in our study had a moderate and approximate intensity of pain (VAS) and functional disability (ODI), so there were no differences and any additional divisions would be irrelevant.
Our study shows that the lumbar stabilization exercises with thoracic mobilization through enhanced and targeted activation of the deep stabilizers of the lumbo-sacral spine contribute to the reduction of pain intensity and functional disability. We suggested participants to carry out the “cat-camel” exercise while standing, following the high-kneeling position with a stepping stone, and, finally, a half-squat with the back to the wall. Our goal was to ensure a more efficient and easier engagement of the musculature in these positions. We respected all the principles of the “cat-camel” exercise, and also ensured that the exercises were carried out in the greatest, painless range of the motion amplitude in a closed kinetic chain, with the abdominal draw-in maneuver (ADIM) and pre-established breathing rules. The focus of our research was on a good selection of exercises, and that each lumbar stabilization exercises and thoracic mobilization program in a closed kinetic chain (LSTMC) group participant activates and strengthens, above all, the m. transversus abdominis through the ADIM. After a variety of exercise programs for strengthening the deep stabilizers, there are studies [25, 26] that indicate that the activation of abdominal muscles using the ADIM maneuver does not contribute to the reduction of pain intensity and functional disability. These results are not directly comparable to our study because the authors of these studies announced the reliability of measurement, excluding from their program of exercises the activation of the thoracic spine through the closed kinetic chain.
In addition, chronic low back pain (CLBP) persistence and repair can be significantly influenced by biological and demographic factors, such as age, gender, and physical characteristics. Previous studies [27, 28] showed that CLBP is more common among females, and that its magnitude increases with age [27]. Our results are in accordance with these findings.
When we look at the differences between men and women in our study, in total and by group, we can conclude that there is no statistical significance. Analyzing the values of the average age parameter, there were also no significant differences observed (44.12
Increased BMI values may affect the intensity of lumbar pain, as has been shown by numerous studies [31, 32]. This is in line with the results of our research, but it was further established that in both groups of our study, higher values of BMI at the beginning of the study adversely affected the final outcome of pain intensity and disability levels.
Exercises of our LSCO group are quite similar to the exercises of most studies, but in the literature we did not find comparative exercises with our LSTMC group, except for the “cat-camel” exercise in a low-kneeling position. Reduction in pain intensity visual analogue scale (VAS) ls [33, 34] and functional disability (Oswestry Disability Index, ODI) [35, 36] was demonstrated in studies where patients performed stabilization exercises, and these results are similar to ours. The results of our study indicate a statistically significant and constant decrease in pain intensity (VAS ls and VAS leg), and functional disability (ODI), in the LSTMC group, after four weeks and after eight weeks of treatment compared to the initial values. The Prone Instability Test and the value of the neuropathic pain component Douleur Neuropathique en 4 Questions (DN4) also achieved statistical significance in improving the score at the end of the study compared to the initial values. The patients with a positive neuropathic pain component had a poorer outcome of the CLBP treatment with lumbar stabilization and thoracic mobilization exercises. In the LSCO group, statistical significance was also achieved in decreasing pain intensity (VAS ls and VAS leg) and functional disability (ODI). With Cohen’s d effect size, we wanted to point to a standardized difference between two means. This effect was found to be large in all testing variables.
To the best of authors’ knowledge, there are no studies which divided stabilization exercises without equipment in a closed and open kinetic chain in order to repair CLBP. However, there are several which dealt with this problem, who studied the use of additional equipment [37, 38].
Recently, researchers have begun focusing on lumbar stabilization with thoracic mobilization exercises, and their studies have shown good results in reducing pain and functional disability in patients with CLBP, similar to our research results [10, 11, 39]. We believe that a better outcome in patients with LSTMC was achieved by increased mobility of the thoracic spine, which increased the stability of the lumbar spine, by decreasing the abnormal excessive motion of the unstable lumbar segments, and improved the physical disability by reducing pain intensity.
Our study has a few limitations. The first is the short duration of the study. A longer exercise interval should be included. It would be best if the exercises were performed for the entire duration of the lumbar disc absorption. The second is the small number of repetitions in exercises. More repetitions of each exercise need to be prescribed in order to activate the deep stabilizer muscles faster and more efficiently. The final limitation is related to setting the inclusion criteria for the study. Several different instability tests should be performed, where only those participants who are labeled as positive should participate in future research.
Conclusion
A statistically significant decrease in the pain intensity values (visual analogue scale, VAS ls and leg) and the degree of functional disability (Oswestry Disability Index, ODI) versus initial values was found in subjects with chronic low back pain (CLBP) with radiculopathy who performed both the lumbar stabilization and thoracic mobilization exercise programs in a closed and open kinetic chain at all times of measurement (after four and eight weeks). The patients who completed the lumbar stabilization and thoracic mobilization exercise program in a closed kinetic chain had better functional recovery and a significantly greater reduction in pain intensity compared to the respondents who performed a lumbar stabilization program in a closed and open kinetic chain. Larger initial and final values of pain intensity (VAS ls and leg) and functional disability (ODI) parameters were found in patients with a positive neuropathic pain component (Douleur Neuropathique en 4 Questions, DN4) compared to patients without the neuropathic pain component in both examined groups. Lumbar stabilization could be improved by thoracic mobilization exercise program and contribute to a more effective reduction of pain intensity and functional disability.
Footnotes
Acknowledgments
The authors would like to thank the Clinic for Rehabilitation “Dr Miroslav Zotović” in Belgrade for using their patients and material.
Conflict of interest
The authors certify that there is no conflict of interest with any financial organization regarding the material discussed in the manuscript.
Appendix: Exercise description
The LSTMC group performed the lumbar stabilization exercises with thoracic mobilization in a closed kinetic chain (Fig. 1).
The LSCO group performed the lumbar stabilization exercises in a closed and open kinetic chain (Fig. 2).
break in between. The exercise is initially performed by putting a large 70-cm-diameter ball under the lower leg. After a few weeks, when adequate progress is made, the ball is no longer used, and the exercise is performed in the same position with the legs in the air.
