Abstract
BACKGROUND:
Trunk rotation is important in many sporting activities The thoracic spine has reciprocal relationships with the lumbar and pelvic spines, such that reduced flexibility in the lumbar or thoracic spine can lead to abnormal patterns of trunk movement and pain. However, few studies have investigated the relative trunk rotation mobilities of the thorax, lumbar, and pelvis.
OBJECTIVE:
To compare thoracic, lumbar, and pelvic rotation angles during the lumbar-locked rotation test between hyper and normal thoracic rotation groups.
METHODS:
Thirty-two young, active participants were enrolled in this study. After the attachment of inertial measurement units at the T1, T7, T12, L3, and S2 levels, the participants were required to stand in a comfortable upright posture for 5 s to allow postural measurements before performing the lumbar-locked rotation test. The participants were then divided into hyper thoracic rotation and normal thoracic rotation groups based on T1 angle measurements obtained during the lumbar-locked rotation test.
RESULTS:
The hyper thoracic rotation group had significantly higher thoracic rotation angles on both the right (
CONCLUSION:
Our data suggest that evaluations of thoracic mobility should consider relative thoracic, lumbar, and pelvic motions, rather than the T1 angle alone. This study provides a basis for health professionals to evaluate movement dysfunctions associated with thoracic hypermobility.
Introduction
Trunk rotation is important in many sporting activities (e.g., swimming, tennis, baseball, and golf) and functional daily activities such as reaching, walking, and running [1, 2, 3]. Approximately 80% of axial rotation originates from the thoracic spine, with decreased range of motion in lower segments of the thoracic and lumbar spine because of the directions of facet joints [4, 5]. However, the thoracic spine has reciprocal relationships with the lumbar, pelvic, and cervical spines, such that reduced flexibility in the lumbar or thoracic spine can lead to abnormal patterns of trunk movement, pain, or injury [6, 7, 8]. Thus, continuous evaluation of relative trunk flexibility is necessary to prevent injuries and develop rehabilitation programs for athletes who must perform repetitive and extreme trunk rotational movements.
Many studies have evaluated trunk rotation flexibility in healthy people or athletes adopting various postures, including a half-kneeling, seated position, as well as forearm and kneeling postures, when using the lumbar-locked rotation test [9, 10, 11]. Additionally, the intra- and interrater reliabilities of thoracic spine rotation measurements have been quantified in competitive athletes and the general population [3, 12, 13]. Johnson et al. [9] reported good intra- and interrater reliabilities for thoracic spine rotation measurements obtained in sitting and lumbar-locked positions. Furthermore, some studies compared thoracic rotation angles between athletes and healthy controls. Furness et al. [12] assessed rotation measurements during the lumbar-locked rotation test in a group of elite male surfers; they found that the mean thoracic rotation angle was significantly higher (by
On the one hand, Harris-Hayes et al. [14] posited that suboptimal function in one part of the spine affects the mechanics of adjacent regions. Moreover, small loads in adjacent regions may contribute to tissue stress that, results in tissue injury over time. Many studies have established that reduced thoracic mobility can impair the functioning of anatomically related regions (such as the lumbar and cervical spine and shoulder) and is a predisposing factor for pain and injury [15, 16, 17]. Given the results of previous studies, one could presume that relative stiffness of the lumbar spine can lead to compensatory movements of joints in adjacent regions (i.e., thoracic or pelvic regions). In other words, if there is a relative increase in thoracic rotation movement, it implies that there may be a corresponding decrease in posture or movement in adjacent regions. Additionally, it suggests that there is a higher likelihood of experiencing pain in the areas where movement has relatively increased. Therefore, static posture assessment and evaluating the movement of the upper and lower thoracic spine, lumbar spine, and pelvis between the group with increased rotation and the normal group during the lumbar-locked test is an essential aspect of the assessment for thoracic function. However, few studies have analyzed the effects of increased thoracic rotation mobility on such movements. Furthermore, although many studies have investigated the reliabilities of thoracic rotation measurements, those studies mostly focused on the T1 level [11, 12, 13]; few studies have investigated relative trunk rotation mobilities of the thorax, lumbar, and pelvis.
Among the various non-invasive methods for quantifying trunk axial rotation, the goniometer [9, 11] or inclinometer [3, 12] are preferred by many movement experts. Both instruments are easy to use, cost-effective, reliable, and appropriate for non-clinical settings [9, 11, 12]. However, these instruments have limited utility for evaluations of the entire trunk and tend to be used to assess a single spinal region. Thus, three-dimensional motion analysis is required to accurately measure trunk rotation [18]. Three-dimensional motion analysis systems using reflective markers allow for highly accurate static and dynamic movement analysis, but they are expensive and require large amounts of space [18]. Inertial measurement units (IMUs) are considered reliable for evaluations of posture, trunk motions, movement dysfunction, and gait. These small, portable sensors are accurate, easy to use, and can monitor movements in various spinal segments [19, 20, 21]. Therefore, the purpose of this study was to compare thoracic, lumbar, and pelvic rotation angles in hyper and normal thoracic rotation groups during the lumbar-locked rotation test. We hypothesized that during the lumbar locked test, the hyper rotation angle group would tend to have greater thoracic rotation angles and smaller lumbar lordosis in the standing posture.
Materials and methods
Participants
General characteristics and standing angles of the participants. (
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General characteristics and standing angles of the participants. (
All values are mean
We recruited 32 young asymptomatic adults (11 men and 21 women) for this cross-sectional study through advertisements placed around university campuses, in the Republic of Korea. None of the participants had experienced surgery, traumatic injury, or musculoskeletal disease during the 6 months prior to study enrollment; they were also free from functional restrictions, respiratory and neurologic disorders, and pain in the spine and lower limbs. Table 1 summarizes the participant characteristics. Ethical approval for this study was obtained from the University Ethics Committee for Human Investigations (Approval number 2020-07-016-001), and written informed consent was obtained from all participants.
We used five wireless inertial measurement units (IMUs) to measure trunk axial rotation during the lumbar-locked rotation test. Each IMU device comprises transmitters (EBIMU24G; E2BOX, Seoul, South Korea), a receiver (EBRF24G3CH; E2BOX), three gyroscopes, three accelerometers, three magnetometers, and Kalman filters. The transmitters measured 32
The Eulerian coordinate system (i.e., roll–pitch–yaw) [21] was used to measure sagittal angles at the T1, T7, T12, L3, and S2 vertebral levels during standing. Each angle is reported as the mean of three 5-s measurements obtained during standing. The global thoracic kyphosis, upper thoracic, and lower thoracic angles were measured between T1 and T12, T1 and T7, and T7 and T12, respectively; the global lumbar lordosis (GLL), upper lumbar (UL
GLL is the angle between two intersecting lines, one indicating the inclination of the sensor at T12 and the other indicating the inclination of the sensor at S2. A positive lumbar angle indicates lumbar lordosis. The ULX is the angle between two intersecting lines, one indicating the inclination of the sensor at T12 and the other indicating the inclination of the sensor at L3. The LLX is the angle between two intersecting lines, one indicating the inclination of the sensor at L3 and the other indicating the inclination of the sensor at S2. Additionally, based on previous research and IMU system measurements, participants with a GLL angle less than 20∘ were assumed to have reduced lumbar lordosis [21].
The Eulerian coordinate system was also used to measure rotation angles at the T1, T7, T12, L3, and S2 vertebral levels during the lumbar-locked rotation test. The participants were categorized into hyper rotation (T1 rotation angle
The intra-class correlation coefficient for IMU data during standing and trunk rotations during lumbar locked rotation test. (
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The intra-class correlation coefficient for IMU data during standing and trunk rotations during lumbar locked rotation test. (
Participants performed the lumbar-locked thoracic rotation test for 13 s on each side (start position 3 s; maximal thoracic rotation, 5 s; hold, 5 s). The Eulerian angles were measured in the starting and maximal trunk axial rotation positions. Reliability indices for the wireless IMU system included intraclass correlation coefficients (ICCs) and 95% confidence intervals (CIs) (Table 2).
A digital handheld dynamometer (Power Track II; JTech Medical, Salt Lake City, UT, USA) was used to measure the maximum voluntary upper thoracic strength [22]. The erector spinae muscles act as rotators of the thoracic spine [23]. We measured trunk extensor muscle strength to ensure that differences between the two groups in trunk rotation angle were not attributable to variation in this parameter. The participants were instructed to lie prone, with the hips and knees extended and the arms at the side of the body. A padded transducer head was placed between the scapulae across the midline. Isometric strength was measured in one warm-up trial, followed by three successive 5-s maximum-effort trials [24]. The mean peak value of the three trials was calculated.
Hamstring length
An active knee extension test was conducted to evaluate the lengths of both hamstring muscles using a digital dual inclinometer (Acumar; Lafayette Instrument Co., Lafayette, IN, USA). A pressure biofeedback unit was used to prevent compensatory movements in the lumbopelvic region. Each participant was placed in the supine position, and the pressure biofeedback unit was placed between the examination bed and the lumbopelvic region. The measured leg was then flexed at 90∘ at the hip and knee on an adjustable support table; the contralateral leg was fixed to the bed with a strap placed across the thigh. In this position, the plastic bag of the biofeedback unit was inflated to a pressure of 40 mmHg [25]. An inclinometer was positioned at the anterior tibial border, halfway between the inferior pole of the patella and a line connecting the two malleoli. A second inclinometer was placed on the anterior side of the thigh, 10 cm proximal to the superior pole of the patella. The lower leg was then extended while the participant relaxed the ankle. Active knee extension was performed until the participant felt resistance in the stretched hamstring muscle; at this point, measurements were recorded using the inclinometer. The active knee extension angle was defined as the angle of knee extension [26].
Procedures
Lumbar-locked rotation test A) start position, B) end position.
We adapted the protocol for the lumbar-locked rotation test to measure participants’ thoracic rotation mobility, as in previous studies [3, 10]. The participants were asked to stand in a comfortable position while looking straight ahead, with their feet shoulder-width apart. The examiner marked the T1, T7, T12, L3, and S2 spinous processes of each participant, and the five transmitters were mounted on a plastic frame. The mounted transmitters were then attached to the T1, T7, T12, L3, and S2 spinous processes using medical tape (Transpore; 3M Korea Ltd., Seoul, South Korea), and data were acquired [10]. Then, the participants were asked to assume the four-point kneeling position; they were asked to maintain upper extremity support by placing the elbows and forearms in contact with their knees and aligning the most prominent point on the lateral side of their knee with the lateral line of their elbow while keeping the forearms straight. Subsequently, each participant was instructed to grasp their neck and slowly rotate the thoracic spine, without extending the lumbar spine or allowing the buttocks to come off the feet. While grasping their neck, each participant was instructed to keep the head aligned with the rotation of the thoracic spine. The participants remained in the starting position for 3 s (Fig. 1A), performed maximal trunk axial rotation for 5 s, and then held that position for an additional 5 s (Fig. 1B); a metronome was used during this sequence, which was repeated three times on each side after two practice trials. The Eulerian angles were measured at the T1, T7, T12, L3, L5, and S2 levels in the starting and maximal trunk axial rotation positions. Trials were regarded as failures if any of the following characteristics were observed: inability to assume the four-point kneeling position because of insufficient pelvic, hip, or knee flexion; loss of lumbar spine alignment; scapular retraction; or loss of upper extremity alignment, either unilaterally (because of an insufficient elbow angle or inability to keep the hand on the back of the neck) or bilaterally (because of an inability to keep the contralateral arm on the table) [9, 10].
Data were analyzed using SPSS for Windows software (version 22.0; IBM Corp., Armonk, NY, USA). The Kolmogorov–Smirnov test was used to assess the normality of the data, and
Results
The Kolmogorov–Smirnov test showed that the data were normally distributed (
Spinal sagittal angles in standing
Flat lumbar lordosis in the GLL (14.8∘
Lumbar-locked rotation test
Comparison of maximal trunk axial rotation angle during lumbar-locked rotation test between groups. (
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Comparison of maximal trunk axial rotation angle during lumbar-locked rotation test between groups. (
All values are mean
Descriptive statistics for T1, T7, T12, L3, and S2 angles during the lumbar-locked rotation test are summarized in Table 3. During the lumbar-locked rotation test, the T1 rotation angles were significantly higher in the hyper thoracic rotation group than in the normal thoracic rotation group (58.9∘
In this study, we compared thoracic, lumbar, and pelvic angles in normal and hyper thoracic rotation angle groups during the lumbar-locked rotation test. All thoracic rotation angles (i.e., TI, T7, and T12) were higher in the hyper thoracic rotation group than in the normal thoracic rotation group. Furthermore, we observed flat lumbar lordosis in the hyper thoracic rotation group compared with the normal thoracic rotation group, particularly in the LLX in standing posture, despite finding no differences between groups in trunk extensor strength or hamstring length.
Optimal spinal posture during daily activities is widely considered important in minimizing stress, deformation, and energy expenditure while maximizing mechanical advantage. Furthermore, the evaluation of posture and spinal mobility is important in clinical practice because posture plays a key role in influencing movement patterns. A previous review reported that the mean thoracic kyphotic angle of individuals in their twenties is 34∘ (ranging from 29∘ to 45∘) when measured from C7 or T1 to T12 in a standing position using non-radiological devices [28]. In this study, we measured the thoracic sagittal angles of participants in standing posture, from T1 to T12, using an IMU. The thoracic kyphotic angles were
The lumbar-locked rotation test is useful for assessing coordinated trunk rotation and flexibility, particularly when monitoring effective rehabilitation [3, 9]. Moreover, this test specifically evaluates thoracic rotation mobility by minimizing the contributions of hip, pelvis, and lumbar spine motion during thoracic rotation. In this study, all thoracic rotation angles (i.e., TI, T7, and T12) were higher in the hyper thoracic rotation group than in the normal thoracic rotation angle group during the lumbar-locked thoracic rotation test using IMU measurement. The T1 angles of the normal rotation group were 40.7∘ and
In the present study, the hyper rotation group exhibited T1 rotation angles of
We observed flat lumbar lordosis in the GLL in the hyper thoracic rotation group compared with the normal thoracic rotation group, particularly in the LLX in standing posture, despite finding no differences between groups in trunk extensor strength or hamstring length. We believe that these results can be attributed to movement caused by the participants’ flat backs. Ideally, kinematic analysis of the spine should consider the whole trunk, rather than the first thoracic spine alone. During sports and daily activities, there is mechanical interaction among the thoracic, lumbar, and pelvic regions. Limited mobility in one region can lead to the accumulation of tissue stress and motion difficulties in adjacent anatomical regions [12, 30]. Previous findings regarding individuals with reduced lumbar lordosis, partially support our findings. Shin and Yoo [31] demonstrated upper trunk acceleration (T7) during gait in young individuals with reduced lumbar lordosis. The authors reported significantly higher upper trunk acceleration in anterior–posterior and vertical directions in the reduced lumbar lordosis group than in the normal lumbar lordosis group. Directional acceleration refers to the rate at which directional motion velocity changes over time. An increase in acceleration indicates that directional velocity undergoes frequent changes during walking [32]. Although the previous study [30] did not directly present the mobility of thoracic rotation, it can be considered that there was increased mobility of T7 during gait in the group with decreased lumbar lordosis compared to the normal lumbar group.
Additionally, repetitive and excessive rotation movement is a predisposing factor for postural instability, pain, and injury. In clinical practice, it is important to consider that the presence of a high range of motion in a mobility test may indicate a higher likelihood of pain in that region, as well as the possibility that restricted movement in adjacent body regions is a contributing factor. In the present study, the hyper rotation mobility of T1 in the hyper rotation group was possibly associated with an increased risk of low back pain and reduced mobility in the shoulder and neck regions. These results suggest a need for further evaluation and highlight the importance of additional research in this area. Heo et al. [33] found that lumbar stabilization exercises combined with thoracic mobilization stabilized the lumbar region, alleviated pain, and improved function through enhanced control of segment motion in chronic low back pain patients. Thus far, no studies have examined the role of relative thoracic hyper rotation movement during the lumbar-locked rotation test in managing impaired movement. Therefore, reverse conditions (i.e., the effect of flat back on thoracic movement) require further investigation.
In the present study, no differences in lumbar and pelvic angles were observed between the normal and hyper thoracic rotation angle groups during the lumbar-locked rotation test. The four-point kneeling position adopted in the lumbar-locked rotation test places the hips and lumbar spine into maximal flexion, which reduces the contributions of the pelvis and lumbar spine to thoracic rotation [9]. The criteria used in our study for a failed test included an inability to assume the quadruped position because of a loss of pelvis, hip, or knee flexion, along with the loss of lumbar spine alignment. Although the majority of previous studies using the lumbar-locked rotation test did not measure the lumbar or pelvic angles, they controlled for compensatory lumbar and pelvic movements to isolate T1 motion. Therefore, we believe that the lack of differences between groups in lumbar and pelvic angles can be attributable to the control of compensatory movement during the lumbar-locked rotation test.
This study had some limitations. First, the participants were all healthy individuals in their twenties without any pain and without spinal mobility limitations. The findings cannot be generalized to athletes or patient populations. The participants were all young, healthy, and asymptomatic. Future studies should examine trunk axial rotation in patients with thoracic or low back pain during the lumbar-locked rotation test. Second, we did not control for participation in sporting and other recreational activities, which could influence movement. Third, when measuring lumbar region kinematics with surface-based measurement systems, some measurement error is to be expected, because of skin and superficial tissue movement. However, in this study, one physical therapist measured the participants and intra-rater reliability was high. Finally, we did not check for shoulder or cervical spine hypomobility, which can lead to a relative hyper thoracic rotation angle. Because the thoracic spine articulates with the cervical spine and shoulders, as well as the attachment points of muscles such as the trapezius, erector spinae, serratus anterior, and other muscles.
Conclusion
Our results suggest that evaluations of thoracic mobility should consider the relative motions of the thoracic, lumbar, and pelvic regions, rather than the T1 angle alone. Individuals with excessive mobility in thoracic spine rotation, even those without pain, may have reduced lordotic curves in the lumbar spine or other adjacent regions. This study provides a basis for health professionals to evaluate movement dysfunctions associated with thoracic hypermobility.
Funding
This work was supported by a grant from Inje University 2023, and a grant from the National Research Foundation of Korea (NRF) grant funded by the Korean government (MSIT) (No. 2022R1C1C2012317).
Author contributions
Concept development: SS; Design: SS; Supervision: WG; Data collection and processing: SS; Analysis and interpretation: SS; Literature search: SS; Writing: SS; Critical review: SS and WG.
Data availability
Not applicable.
Ethical approval
Ethical approval was granted by the Ethics Committee for Human Investigations at Inje University (Approval number: INJE 2020-07-016-001).
Informed consent
All participants read and signed the consent form which contained all information regarding the study. The form was approved by the University Ethics Committee for Human Investigations.
Footnotes
Conflict of interest
The authors declare that they have no conflict of interest.
