Abstract
Excitatory glutamatergic neurotransmission via N-methyl-d-aspartate receptor (NMDAR) is critical for synaptic plasticity and survival of neurons. However, excessive NMDAR activity causes excitotoxicity and promotes cell death, underlying a potential mechanism of neurodegeneration occurred in Alzheimer’s disease (AD). Studies indicate that the distinct outcomes of NMDAR-mediated responses are induced by regionalized receptor activities, followed by different downstream signaling pathways. The activation of synaptic NMDARs initiates plasticity and stimulates cell survival. In contrast, the activation of extrasynaptic NMDARs promotes cell death and thus contributes to the etiology of AD, which can be blocked by an AD drug, memantine, an NMDAR antagonist that selectively blocks the function of extrasynaptic NMDARs.
Keywords
ALZHEIMER’S DISEASE
According to World Health Organization, Alzheimer’s disease (AD) is the major cause of dementia, accounting for 60–70% of cases. The symptom of this chronic neurodegenerative disease deteriorates over time: from early forgetfulness to gradual worsening in language, orientation, and behavior and late severe loss of memory and some bodily function until the ultimate death.
The etiology of AD seems to be complex and multi-factorial. Early onset familial AD is caused by genetic mutation(s) in presenilin (PS1, PS2) and amyloid precursor protein (APP) genes, affecting a common pathogenic pathway in APP synthesis and proteolysis and causing excessive production of amyloid-β (Aβ) [1]. The cause of late onset sporadic AD, however, remains poorly understood. It is believed that the major risk factor is genetics with multiplegenes involved. Other risk factors include aging, apolipoprotein (Apo) E4 genotype, head trauma, and vascular conditions [2]. The major genes involved in AD are listed in Table 1.
Genes involved in Alzheimer’s disease
The pathophysiology of AD includes both structural and functional abnormalities. As AD progresses, multiple anatomical lesions occur in the brain, including the appearance of senile plaques consisting of Aβ and neurofibrillary tangles containing phosphorylated tau, the substantial loss of synaptic profiles [3]. In AD, there are significant oxidative stress and mitochondrial abnormalities. Also, severe synaptic damage and neuronal death can be observed. The association of AD with these pathological changes is illustrated in Fig. 1.

The association of Alzheimer’s disease with Aβ, phosphorylated tau, mitochondria dysfunction, and neuronal degeneration. Amyloid plaques and neurofibrillary tangles are commonly seen pathological changes in AD, which are formed from Aβ and phosphorylated tau, respectively. Aβ and amyloid plaques trigger oxidative stress and mitochondrial dysfunction, which damage synapses and promote neuron degeneration. Neurofibrillary tangles aggravate these processes. The significant synaptic loss and neuronal death manifests the symptoms of Alzheimer’s disease.
There is currently no cure for AD; however, a few treatment options exist. According to the Alzheimer’s disease Medications Fact Sheet published by National Institute on Aging, current FDA-approved prescription drugs for the treatment of AD patients contain two categories. One is cholinesterase inhibitors for mild to moderate AD. The other is used for treatment of moderate to severe AD and includes memantine, an antagonist against N-methyl-D-aspartate receptor (NMDAR), a receptor gated by the neurotransmitter glutamate.
The purpose of this review is to discuss the involvement of glutamatergic neurotransmission in AD. In particular, we will focus on the contribution of NMDAR signaling to AD.
GLUTAMATE AND GLUTAMATERGIC SIGNALING
Glutamate is the most abundant excitatory neurotransmitter in the mammalian central nervous system (CNS). It is extensively distributed in the CNS whereas it is almost exclusively located intracellularly. Glutamate can be synthesized through a number of metabolic pathways [4]. In wet tissue, glutamate is measured at concentrations of 5–15 μmol/g[5, 6]. Its concentration in the synaptic cleft at resting conditions is about 0.6 μM [7]. During synaptic transmission, glutamate concentration can go above 10 μM at spatially localized extracellular regions [8]. The residual glutamate is removed by glutamate uptake/transporter system [9]. The amount of available extracellular glutamate is subject to strict regulation to allow appropriate level of signaling.
The vast majority of the excitatory neurotransmission in the mammalian CNS is mediated by glutamate and its receptors, mainly ligand-gated ionotropic glutamate receptors (iGluRs). These receptors also play fundamental roles in synaptic plasticity, the underlying molecular mechanism of learning and memory [10]. Owing to their pivotal roles in excitatory neurotransmission, the disruption of the normal signaling via iGluRs is implicated in a wide range of neuropathological disorders and diseases, such as epilepsy and brain damage, AD, Parkinson’s disease, Huntington’s disease, and multiple sclerosis, thereby making iGluRs important drug targets for therapeutic purposes [11].
NMDAR-mediated glutamatergic signaling in synaptic plasticity and neuronal survival
One subgroup of iGluRs is selectively gated by specific agonists N-methyl-d-aspartate (NMDA), thus named as NMDA receptor (NMDAR) [12]. NMDAR is distinct than other iGluRs in its voltage-dependent activation via removal of Mg2+ blockade, its high Ca2+ permeability, and relatively slow ligand-gated kinetics. These unique features render NMDAR unique and essential for its crucial role in synaptic function and plasticity [13, 14]. Basically, at a resting membrane potential of about –70 mV, the Ca2+ channel of NMDAR is blocked by Mg2+. During the induction of long-term potentiation, however, the strong and prolonged release of glutamate from the presynaptic terminal activates AMPARs and the subsequent depolarization removes the Mg2+ blockade of the NMDAR channel and allows the influx of Ca2+ ion. This strong activation of NMDARstriggers a Ca2+/calmodulin-dependent protein kinase II (CaMKII)-mediated signaling cascade that eventually leads to an enhanced synaptic strength. On the contrary, a modest activation of NMDARs causes a modest increase in postsynaptic Ca2+ and triggers phosphatase-mediated long-term depression [15].
In addition to their crucial roles in synaptic transmission and plasticity, NMDARs seem to be critical for the survival of neurons by activating neuronal survival pathway [16, 17]. To support this, studies indicate that the blockade of NMDAR function leads to neuronal apoptosis and degeneration [18, 19]. This NMDAR-dependent neuroprotective function mainly involves the activation of pro-survival transcription factors and the inhibition of apoptosis [20, 21]. The activation of synaptic NMDAR promotes survival gene expression by activating Ca2+-dependent transcription factors such as cyclic-AMP response element binding protein (CREB) and suppresses caspases and apoptotic pathway such as Puma (pro-apoptotic Bcl2 homology domain 3 (BH3)-only member gene)-activated signaling cascade and transcription factor FOXO (forkhead box protein O)-induced pro-death gene expression [20, 21]. The NMDAR-dependent synaptic plasticity and activation of cell survival signaling is illustrated in Fig. 2.

Activation of synaptic NMDAR mediates survival pathway and induces long-term potentiation (LTP) and long-term depression (LTD). In classical synaptic plasticity model, synaptic NMDAR activity activates CaMKII and phosphatases, which triggers LTP and LTD, respectively. Moreover, the activation of synaptic NMDARs suppresses the pro-apoptotic signaling molecules and pathways such as caspases, APAF1 and Puma in cytoplasm; and it also promotes the expression of the pro-survival transcriptional factors such as CREB and suppresses the expression of pro-apoptotic transcription factors such as FOXO and p53, which, in turn, inhibits apoptosis and promotes cell survival.
Glutamate excitotoxicity and abnormal NMDAR activity in Alzheimer’s disease
Insufficient synaptic NMDAR signaling compromises neuronal cell survival. Excessive stimulation of glutamatergic signaling, however, results inexcitotoxicity, in which nerve cells are damaged or killed, or neurological trauma such as stroke [22]. Besides acute effects, many studies indicate a role for glutamate excitotoxicity in delayed slowly-evolving neurodegeneration [23, 24]. Accumulating evidence demonstrates that the toxicity is principally mediated by excessive Ca2+ entry, primarily through NMDARs [25–28], since NMDARs have a much higher permeability for calcium ions compared to other iGluRs [29]. In this regard, the modest depolarization of the postsynaptic membrane and other factors that relieve the Mg2+ blockade can activate NMDARs in a mild and chronic way, which causes the prolonged Ca2+ influx into the postsynaptic neuron. The pathological level of Ca2+ signaling leads to gradual loss of synaptic function and ultimate neuronal cell death, which correlates clinically with the progressive decline in cognition/memory and the development of pathological neural anatomy seen in AD patients, and this, in turn, rationalizes the clinical trial of memantine, an NMDAR antagonist, as a symptomatological and neuroprotective treatment for AD [30–32]. Thus, given the fact that NMDARs are also important for cell survival, the level of NMDAR signaling must be maintained at a proper level so that it is enough to promote neuronal survival but not harmful to cause neurodegeneration as occurred in AD. The major factors that affect NMDAR signaling in AD include glutamate availability and the modulation of NMDAR channel functions.
Glutamate uptake and recycling system is an important factor that determines the availability of glutamate for signaling processes. Unfortunately, in AD, this system can be severely weakened. In AD patients, a decrease in the glutamate transporter capacity and protein expression and a selective loss of vesicular glutamate transporter (VGluT) were seen [33–35]. Moreover, excitatory amino acid transporter 2 (EAAT2), which is primarily located in perisynaptic astrocytes, was reported to have impaired function in AD [36]. Studies using various species of Aβ peptides in neuronal cell culture seem to support the same idea that toxic Aβ may allow more glutamate availability by impairing glutamate uptake/recycling mechanisms [37–39]. This enhanced glutamate supply is likely to contribute to AD-associated excitotoxicity and neurodegeneration.
The integrity of the presynaptic neurotransmitter release machinery may also contribute to glutamate availability. It was reported that Aβ can significantly reduce the expression of presynaptic protein such as synaptophysin, syntaxin, and synaptotagmin, many of which are active components of the neurotransmitter release machinery [40]. Other research pointed out that endogenous Aβ played a key part in the regulation of activity-dependent synaptic vesicle release [41]. The deficits in the presynaptic vesicle release machinery supposedly compromises glutamate availability, making it less possible to initiate an excitotoxicity effect. However, it is consistent with the pathological synaptic loss observed in AD and it is likely to be a relatively later effect occurring in ongoing degenerating neurons.
In addition to the elevated level of glutamate, AD may enhance NMDAR signaling through the modulation of the receptor itself.
Numerous studies have demonstrated that Aβ directly modulates the electrophysiological function of NMDARs. In general, species of Aβ causes elevated NMDAR-mediated synaptic currents and collateral toxicity, which can be attenuated or blocked by NMDAR antagonists, such as MK-801 [42–44], D-APV, or memantine [45–48]. The structural effects of Aβ, such as synaptic loss, can also be prevented by NMDAR antagonists [49, 50]. Aβ may even physically interact with NMDARs, either directly or via synaptic proteins such as PSD95 [51–53].
AD may also affect the level of NMDAR coagonists. The complete activation of NMDARs by glutamate requires the continuous binding of coagonist D-serine or glycine, and therefore these coagonists play important modulatory role in NMDAR function. In AD hippocampus or Aβ-treated cultured microglia, both D-serine and the expression of serine racemase, which generates D-serine, are reported to beincreased [54]. Furthermore, the knockout of serine racemase, which significantly reduce the forebrain D-serine content, ameliorated the NMDA or Aβ caused neurotoxicity [55].
Taken together, it is widely accepted that Aβ-induced changes in the availability of glutamate and the function of NMDAR channels correlate with the neurotoxicity and degeneration observed in AD.
Regionalized NMDAR signaling and Alzheimer’s disease
It seems that Ca2+ level via NMDAR signaling is critical in determining cell fate; insufficient signaling leads to failure in cell survival, while too much signaling causes excitotoxicity and neurodegeneration. However, emerging evidence indicates that this is only part of the story. The membranous location and regionalized signaling of NMDARs may be key to AD-associated pathophysiology.
The NMDARs on membrane can be roughly divided into two population groups: synaptic and extrasynaptic. Compared to numerous studies conducted with synaptic NMDARs, few were done to extrasynaptic NMDARs and their function remains largely unknown until recently. A few recent studies contend that extrasynaptic NMDARs may be involved in or responsible for glutamate excitotoxicity and cell death [56–59]. Although there are still opposing reports, a widely accepted model is that synaptic NMDAR activation promotes cell survival whereas extrasynaptic activation triggers cell death and the tilted balance between synaptic and extrasynaptic NMDAR activity contributes to neuronal dysfunction such as acute cell trauma and chronic neurodegenerative diseases [21]. Moreover, synaptic and extrasynaptic NMDARs were found to be activated by different endogenous coagonists, D-serine, and glycine, respectively [60]. Interestingly, memantine, an NMDAR antagonist, was reported to target preferentially against extrasynaptic NMDAR [58].
Extrasynaptic NMDAR-induced responses seem to be tightly related to the physiological changes occurred in AD. A recent study demonstrated that Aβ specifically activated extrasynaptic NMDARs, which caused synaptic loss, and memantine antagonized Aβ induced negative effects [61]. This regionalized NMDAR signaling model can also be used to address Aβ-caused decrease in NMDAR expression [62–64]. The decreased number of NMDARs may simply disrupt the balance between synaptic and extrasynaptic NMDARs.
What occurs to the synaptic portion of NMDARs in AD appears to be well established. Numerous studies have shown that soluble Aβ causes the reduction of synaptic glutamatergic transmission and the inhibition of synaptic plasticity. For example, one study demonstrated that application of Aβ1–42 in cultured cortical neurons leads to the internalization of synaptic NMDARs and the depression of NMDAR-mediated currents [65]. Generally speaking, AD-associated synaptic damage or weakening of synaptic function is one of the universal themes of AD pathophysiology.
In AD, extrasynaptic NMDAR-mediated signaling pathway antagonizes the cell survival pathway mediated through synaptic NMDARs by inactivating CREB and activating FOXO transcription factors and promoting the related pro-death and oxidative stress signaling [20, 21]. Moreover, multiple mechanisms may further undermine the function of synaptic NMDAR function. As a result, the balance of the regionalized NMDAR signaling between synaptic and extrasynaptic regions is tilted towards the downstream signaling pathways that eventually lead to the death of neurons in AD, as illustrated in Fig. 3.

Regionalized NMDAR activity determines cell fate. In principle, extrasynaptic NMDAR-mediated apoptosis antagonizes synaptic NMDAR-mediated survival. In Alzheimer’s disease, Aβ-induced glutamate release from astrocytes activates extrasynaptic NMDARs and triggers pro-apoptotic signaling (red), which overcomes synaptic NMDAR-mediated survival signaling (green) that is undermined by other mechanisms such as the endocytosis of NMDARs, leading to further synaptic damage and eventualneuronal death.
CONCLUSIONS AND FUTURE DIRECTIONS
The involvement of neurotransmitter glutamate and its receptors in the function of synaptic plasticity and the etiology of neurodegenerative diseases such as AD has been under investigation for many years. Recent studies reveal that glutamatergic neurotransmission through NMDARs leads to dichotomous results. Synaptic NMDAR signaling is required for the survival of neurons. However, extrasynaptic NMDAR signaling activated by the spillover of astrocyte- or presynaptic terminal-released glutamate plays a key role in antagonizing the synaptic pro-survival signaling pathway and tilting the balance toward excitotoxicity and ultimate neurodegeneration. This is supported by the beneficial clinical effects seen in moderate to severe AD cases by memantine, an FDA-approved NMDAR antagonist, which functions possibly through suppressing the extrasynaptic NMDAR signaling. Further studies on memantine and its derivatives will help elucidate the molecular mechanisms of how glutamate and NMDAR function in the etiology of AD.
DISCLOSURE STATEMENT
Authors’ disclosures available online (http://j-alz.com/manuscript-disclosures/16-0763).
