Abstract
Background:
Alzheimer’s disease (AD) is the most common type of dementia, affecting millions of older people worldwide. However, pharmacological therapies have not achieved desirable clinical efficacy in the past decades. Non-pharmacological therapies have been receiving increased attention to treat dementia in recent years.
Objective:
This study explores the effects of music therapy on cognitive function and mental wellbeing of patients with AD.
Methods:
A total number of 298 AD patients with mild, moderate, or severe dementia participated in the study. The participants with each grade of severity were randomly divided into three groups, which were a singing group, a lyric reading group, and a control group. These three groups received different interventions for three months. All participants underwent a series of tests on cognitive functions, neuropsychological symptoms, and activities of daily living at baseline, three months, and six months.
Results:
The analysis shows that music therapy is more effective for improving verbal fluency and for alleviating the psychiatric symptoms and caregiver distress than lyrics reading in patients with AD. Stratified analysis shows that music therapy is effective for enhancing memory and language ability in patients with mild AD and reducing the psychiatric symptoms and caregiver distress in patients with moderate or severe AD. However, no significant effect was found for activities of daily living in patients with mild, moderate, or severe AD.
Conclusion:
This study suggests that music therapy is effective in enhancing cognitive function and mental wellbeing and can be recommended as an alternative approach to manage AD associated symptoms.
INTRODUCTION
Alzheimer’s disease (AD) is a progressive and fatal brain degenerative disease [1]. AD is the most common type of dementia in older people, accounting for 60% of the dementia [2, 3]. This cerebral manifestation causes gradual memory loss and decline in cognitive function, which progressively affects the activities of daily living (ADL). Patients with AD commonly experience neuropsychiatric and behavioral symptoms, which causes substantial distress for AD patients and their caregivers [4]. Dementia brings a considerable burden to families and is becoming a major challenge for many countries [5]. However, pharmacological therapies have not resulted in desirable clinical efficacy, and non-pharmacological therapies have been receiving increased attention as an alternative first-line approach for people with dementia. A broad array of such interventions has been developed over the past two decades, such as cognitive training [6], sensory stimulation [7], music therapy [8], and motor stimulation [9].
Music therapy is the application of music and/or its elements (melody, rhythm, harmony, and sound) by qualified musical therapists. Participants can passively listen to music or actively participate in singing and playing an instrument. Music has been used in the management of dementia associated symptoms for many years [10, 11]. Parbery-Clark reported that elderly musicians showed greater auditory working memory compared to non-musicians, and suggested that musical training might have helped mitigate the impact of age-related cognition declines [12]. By listening to music, patients with AD showed improvement in categorical word fluency [13], autobiographical memory [14], and the memory of the lyrics [15]. Furthermore, music has been found to facilitate performance during various kinds of cognitive (including non-linguistic) tasks [16]. Results from these studies suggested that music therapy could be effective for maintaining cognitive function in the elderly with or without dementia. Musical interventions have also been used to improve social skills, emotional and neuromotor functions [17] and to manage behavioral and psychological symptoms of dementia (BPSD) [11, 18].
Although the mechanism of music therapy for AD is not fully known, there are some evidence and theories to explain its effects. Some studies show that various parts of the brain are involved in the music therapy, including subcortical structures such as basal ganglia, nucleus accumbens, ventral tegmental area, hypothalamus, and cerebellum [19–21] and cortical structures such as medial prefrontal cortex [22] and orbitofrontal cortex [23]. As these areas are less affected than medial temporal lobe in AD, music therapy could enhance memory function more effectively than speech therapy. Besides, dual coding of lyrics and melody may lead to a stronger memory trace, which enhances long-term retention. Satoh et al. conducted a study of singing therapy on patients with AD using the functional magnetic resonance imaging (fMRI) scans. The study suggested that singing possibly improves cognitive function through organizing a new cognitive strategy [24]. The fMRI analysis shows signs of new cognitive activities in the right angular gyrus of the anterolateral region and the left lingual gyrus of the occipital lobe during the study period, which suggests that singing stimulates the language center and the logic processing area of the brain [24]. Moreover, another study found that singing songs is more effective than reading lyrics, which suggests that the brain region for processing music could be redundant in patients with AD but singing might stimulate this redundant area allowing reconnection and improving memory function [25]. The strong connection between singing and speaking suggests that the singing component of music therapy enhances linguistic ability and memorization [26].
However, some scholars argue regarding the effectiveness of music therapy on dementia. A recent review reported that music-based therapeutic interventions may have little or no effect on the emotional well-being or quality of life, overall behavioral problems and cognition [27]. Further research with larger sample size needs to be carried out and the relation between the benefits and duration of music therapy should be researched. This randomized controlled trial was conducted to explore the effects of music therapy on cognition, BPSD, and ADL of AD patients and their caregiver distress. In order to provide robust evidence of music therapy, we followed the participants up for three months to observe how its effects would last after completion of the music intervention. In order to further examine if the severity of dementia influence the efficacy in different ways, we enrolled AD patients with mild, moderate, or severe dementia and the participants with each grade of severity were divided into three groups (the singing group, the lyric reading group, and the blank control group) randomly.
MATERIALS AND METHODS
Participants and procedure
This study was conducted from August 2014 to December 2016 in the Center for Cognitive Disorders of Beijing Geriatric Hospital, China (Trial registration number: ChiCTR-TRC-14005031, http://www.chictr.org.cn). The inclusion criteria were as follows: 1) 65 years old and older and 2) with diagnosis of probable AD based on the National Institute of Neurological and Communicative Disorders and Stroke and the Alzheimer’s Disease and Related Disorders Association (NINCDS-ADRDA) criteria. Participants were excluded if they were experiencing any of the following conditions: 1) hearing difficulty even with wearing hearing aids, 2) obvious difficulty in communication, and 3) any other conditions which may disturb assessments or interventions. Two hundred and ninety eight participants were recruited and were assessed with the Clinical Dementia Rating scale (CDR) [28], which is a rating scale for the clinician to characterize the degree of severity of dementia (0 = no dementia, 0.5 or 1 = mild dementia, 2 = moderate dementia, 3 = severe dementia). Ninety-six of the AD participants were with mild dementia (mild AD), 100 with moderate dementia (moderate AD) and 95 with severe dementia (severe AD). The participants with each grade of severity were then allocated into three groups randomly (Fig. 1).

Overview of participant flow. AD, Alzheimer’s disease; MMSE, Mini Mental State Examination; WHO-UCLA AVLT, World Health Organization University of California-Los Angeles, Auditory Verbal Learning Test; NPI, Neuropsychiatric Inventory; ADL, activities of daily living.
Enrollment randomization and allocation
Participants were enrolled by dementia specialists in the research team. A non-medical research assistant (RA) carried out the randomization, but was not involved in the enrollment, assessment, or intervention of the participants. The RA generated a random number sequence using SAS software for the participants with different severity levels of dementia respectively. Then the RA produced sealed envelopes with the serial number outside and group number inside and kept the envelopes in a locked drawer which was inaccessible to all the researchers. The envelopes were opened sequentially by the RA after baseline assessments. The RA then assigned participants with different severity levels of dementia to the three groups equally according to the group number printed inside the envelopes. Outcome evaluators and data analysts were blinded to the group assignment.
Table 1 illustrates that the Group A is the singing group (defined as music therapy group) (total n = 100, mild AD n = 33, moderate AD n = 34, severe AD n = 33), Group B is the lyric reading group (total n = 99, mild AD n = 31, moderate AD n = 34, severe AD n = 34), and Group C is the blank control group (total n = 99, mild AD n = 32, moderate AD n = 35, severe AD n = 32). None of the participants had professional experience related to music before.
Composition of the groups
Group A, Music therapy group; Group B, Lyrics reading group; Group C, Blank control group; AD, Alzheimer’s disease. *dropped out.
The study was approved by the scientific and ethical committees of the Beijing Geriatric Hospital, Beijing, China. Informed consents were obtained from all participants or their guardians.
Interventions
Group A received music therapy by singing their familiar and favorite songs which they especially loved in their twenties and thirties. The participants were encouraged to sing but when they failed to sing they were allowed to listen to music. The songs were specially picked up by musicians and most of them are classic and soothing. Group B read the lyrics without the melody of their familiar and favorite songs, and they also loved these songs in their twenties and thirties. Both the music therapy and the lyric reading therapeutic exercise were practiced in groups with one therapist to five to six participants and were carried out twice daily, with one session in the morning and one session in the afternoon for 3 months, which lasted 30– 40 min per session. A follow up assessment was carried out three months after the completion of the intervention. Group C as a control group received no special interventions. All three groups received routine medical treatment during the study period. This medical treatment included taking conventional medicines combining with other daily care and support.
Assessments
All participants were assessed with the following measurements three times at three months intervals. The first assessment referred as t0 took place prior to the commencement of the different group intervention, the second assessment as t1 (at 3 months after the commencement of different group intervention), and the third assessment as t2 (at 6 months after the commencement of different group intervention). The timeline of assessments and measures is described in Fig. 1.
Cognitive function assessment
The Cognitive Function Assessment contains the Mini-Mental State Examination (MMSE), the World Health Organization University of California-Los Angeles, Auditory Verbal Learning Test (WHO-UCLA AVLT) and the semantic verbal fluency test.
The MMSE [29] was used to assess the participants’ overall cognitive function. It includes multiple domains of cognitive function, comprising of orientation, registration, attention and calculation, recall, language and praxis. The maximum achievable score is 30.
The WHO-UCLA AVLT [30] was used to evaluate the participants’ short-term and long-term memory by scoring their performance on immediate recall and delayed recall respectively. After learning 15 verbal words, the subjects were required to repeat the words immediately and 30 min later.
Language function was assessed with semantic verbal fluency test. It required the participants to speak out as many animal names as possible within 60 s.
Neuropsychiatric and behavioral symptom assessment
The Neuropsychiatric Inventory (NPI) [31] were used to assess neuropsychiatric symptoms in AD patients and related caregiver distress. It examines 10 factors of behavioral problems. These factors comprise delusions, hallucinations, agitation/aggression, dysphoria, anxiety, euphoria, apathy, disinhibition, irritability/lability, and aberrant motor activity. Each factor is evaluated in terms of severity (0– 3 points) and symptom frequency (0– 4 points). The scoring index includes factor scores (frequency×severity) and a total score (0– 120 points). Higher scores represent more severe psychiatric symptoms. The degree of distress on caregivers caused by each factor was also assessed and then the sum score was compiled.
ADL assessment
The Barthel Index [32] is an ordinal scale that measures performance on ADL. It uses ten variables describing ADL and mobility, including fecal incontinence, urinary incontinence, help needed with grooming, toileting, feeding, transferring, walking, dressing, climbing stairs and bathing. Each item is rated with a given number of points assigned to each level or rank. Higher scores on the Barthel Index indicate greater independence (total score ranges from 0 to 100).
All data for this study were collected by a specially trained medical team of doctors, nurses and medical students. A test was performed to all investigators after the training and the internal consistency coefficient on the evaluation and data collection was above 0.90.
Primary and secondary outcomes
The psychometric tools used in this study were analyzed to assess the efficacy of the music therapy. The aim of this study was to evaluate the extent of the effect that music therapy impact on the language function of AD patients, therefore the verbal fluency test score was selected as the primary outcome. We also aimed to evaluate changes in BPSD as the secondary outcome, which is measured by the NPI scores. The results of other assessments were also analyzed.
Statistical analyses
One-way ANOVA is used to test the difference in the mean values of continuous data between three groups. If the test result of ANOVA was significant, a multiple comparison was conducted using Fisher’s Least-Significant Difference (LSD) to test the exact group difference. The mean difference of two groups is denoted by Δ. The Pearson Chi-square test was used to analyze all the categorical data of group characteristics. Data were analyzed using IBM SPSS Statistics 20.0. A value of p < 0.05 was considered statistically significant.
RESULTS
During the study period, 10 out of the 298 participants withdrew from the study, in which three participants left the study due to changing residence and seven left due to the occurrence of new medical problems (including 4 patients with pneumonia, 3 patients with bone fracture). They are three participants from Group A (1 with mild AD, 2 with severe AD), three from Group B (1 with mild AD, 2 with severe AD), and four from Group C (1 with mild AD, 3 with severe AD). This resulted in a remaining sample of 97 participants in Group A, 96 participants in Group B, and 95 participants in Group C, which maintained relatively balanced sample sizes for comparison groups that were set originally for this study (Table 1). Among the 97 participants in Group A, 89 participants were able to sing the songs during the whole of the study period and 8 participants with severe dementia were unable to follow the pace of the therapy at some times. The data analysis includes a sample of 288 AD patients. First we analyzed the results of all participants and then stratified analysis was conducted according to the severity of dementia.
Analyzing test scores of all participants
We analyzed test scores of 288 patients with AD who completed this study (Group A, n = 97; Group B, n = 96; Group C, n = 95). The first part of Table 2 presents the descriptive statistics of demographic characteristics and medical treatment. There is no significant difference in age, gender, education level and the type of medical treatment received during the study period between three groups (p > 0.05).
Comparison of demographic characteristics, main medicines received, and assessments among groups of participants with Alzheimer’s disease (mean±SD)
Group A, Music therapy group; Group B, Lyrics reading group; Group C, Blank control group; t0, baseline; t1, 3 months; t2, 6 months. *compared with either of the other two groups using one-way ANOVA and LSD or the Pearson Chi-square test, p < 0.05. MMSE, Mini-Mental State Examination; WHO-UCLA AVLT, World Health Organization University of California-Los Angeles, Auditory Verbal Learning Test; NPI, Neuropsychiatric Inventory.
The second part of Table 2 shows the results of outcome variables measured by the MMSE, WHO-UCLA AVLT (including immediate recall and delayed recall), verbal fluency test, NPI, and Barthel Index at t0, t1 and t2.
The results of MMSE, WHO-UCLA AVLT, Barthel Index show there is no significant difference in all three assessments of the three groups.
Verbal fluency test
In the verbal fluency test, there were significant differences among three groups at t1 (5.85±1.04, 5.92±1.54, 5.48±1.86, F = 16.35, p < 0.05) and t2 (5.78±1.09, 5.68±1.37, 5.41±1.51, F = 14.81, p < 0.05). Both Group A (Δ= 0.37, p < 0.05) and Group B (Δ= 0.44, p < 0.05) scored higher than Group C, and there was no statistically significant difference between Group A and Group B at t1. Only Group A scored higher than Group C (Δ= 0.37, p < 0.05), but there was no significant difference between Group B and Group C at t2.
NPI
In NPI, there were significant differences among three groups at t1 (20.00±12.63, 21.85±11.34, 24.99±12.35, F = 15.66, p < 0.05) and t2 (19.36± 12.24, 22.08±12.01, 25.22±11.38, F = 13.94, p < 0.05). Both Group A (Δ= – 4.99, p < 0.05) and Group B (Δ= – 3.14, p < 0.05) scored lower than Group C, and there was no statistically significant difference between Group A and Group B at t1. Group A scored lower than both Group B (Δ= – 2.72, p < 0.05) and Group C (Δ= – 5.86, p < 0.05), but there was no statistically significant difference between Group B and Group C at t2.
Analyzing test scores of participants with mild AD
We analyzed test scores of 93 patients with mild AD who completed this study (Group A, n = 32; Group B, n = 31; Group C, n = 30). Table 3 shows the results of outcome variables as mentioned above.
Comparison of neuropsychological assessments and activities of daily living among groups of participants with mild Alzheimer’s disease (mean±SD)
t0, baseline; t1, 3 months; t2, 6 months. *compared with either of the other two groups using one-way ANOVA and LSD or the Pearson Chi-square test, p < 0.05. MMSE, Mini-Mental State Examination; WHO-UCLA AVLT, World Health Organization University of California-Los Angeles, Auditory Verbal Learning Test; NPI, Neuropsychiatric Inventory.
The results of MMSE, NPI, and Barthel Index showed there was no significant difference in all three assessments of the three groups.
WHO-UCLA AVLT
There were significant differences among three groups in the WHO-UCLA AVLT immediate recall (7.38±1.45, 6.93±1.34, 6.63±1.26, F = 17.42, p < 0.05) and delayed recall (6.51±1.52, 5.88±1.26, 5.57±1.10, F = 20.49, p < 0.05) at t1. Group A scored higher than Group B and Group C in both immediate recall (Δ= 0.45, p < 0.05; Δ= 0.75, p < 0.05) and delayed recall (Δ= 0.63, p < 0.05; Δ= 0.94, p < 0.05) at t1. There was no significant statistical difference between Group B and Group C in both immediate recall test and delayed recall test at t1. There was no significant difference among three groups in the WHO-UCLA AVLT immediate recall or delayed recall at t2.
Verbal fluency test
There were significant differences among three groups in the verbal fluency test scores at t1 (8.63±1.94, 8.58±1.75, 7.54±2.03, F = 17.56, p < 0.05) and t2 (8.45±1.69, 7.89±1.74, 7.43±1.52, F = 14.37, p < 0.05). Both Group A (Δ= 1.09, p < 0.05) and Group B (Δ= 1.04, p < 0.05) scored higher than Group C and there was no significant statistical difference between Group A and Group B at t1; Group A scored higher than Group B (Δ= 0.56, p < 0.05) and Group C (Δ= 1.02, p < 0.05) and there were no significant statistical difference between Group B and Group C at t2.
Analyzing test scores of participants with moderate AD
One hundred participants with moderate AD completed this study (Group A, n = 34; Group B, n = 33; Group C, n = 33). Table 4 shows the results of outcome variables as mentioned above.
Comparison of neuropsychological assessments and activities of daily living among groups of participants with moderate Alzheimer’s disease (mean±SD)
Group A, Music therapy group; Group B, Lyrics reading group; Group C, Blank control group; t0, baseline; t1, 3 months; t2, 6 months. *compared with either of the other two groups using one-way ANOVA and LSD or the Pearson Chi-square test, p < 0.05. MMSE, Mini-Mental State Examination; WHO-UCLA AVLT, World Health Organization University of California-Los Angeles, Auditory Verbal Learning Test; NPI, Neuropsychiatric Inventory.
The results of MMSE, WHO-UCLA AVLT, verbal fluency test, Barthel Index showed there was no significant difference in all three assessments of the three groups.
NPI
Though there was a trend that Group A scored lower than Group B and Group C at t1 and t2, the difference was not statistically significant in NPI score. However, in NPI caregiver distress scale, there were significant differences among three groups at t1 (20.73±10.16, 28.90± 12.90, 30.55±19.13, F = 18.31, p < 0.05) and t2 (21.00±13.63, 29.54±14.86, 31.10±13.14, F = 19.88, p < 0.05). Group A scored lower than Group B (Δ= – 8.17, p < 0.05; Δ= – 8.54, p < 0.05) and Group C (Δ= – 9.82, p < 0.05; Δ= – 10.1, p < 0.05) at t1 and t2.
Analyzing test scores of participants with severe AD
Ninety-five participants with severe AD completed this study (Group A, n = 31; Group B, n = 32; Group C, n = 32). Table 5 shows the results of outcome variables.
Comparison of neuropsychological assessments and activities of daily living among groups of participants with severe Alzheimer’s disease (mean±SD)
Group A, Music therapy group; Group B, Lyrics reading group; Group C, Blank control group; t0, baseline; t1, 3 months; t2, 6 months. *compared with either of the other two groups using one-way ANOVA and LSD or the Pearson Chi-square test, p < 0.05. MMSE, Mini-Mental State Examination; WHO-UCLA AVLT, World Health Organization University of California-Los Angeles, Auditory Verbal Learning Test; NPI, Neuropsychiatric Inventory.
The results of MMSE, WHO-UCLA AVLT, Verbal Fluency Test, Barthel Index showed there was no significant difference in all three assessments of the three groups.
NPI
In NPI, there were statistically significant differences among three groups at t1 (26.57±10.35, 31.27±15.36, 35.35±16.45, F = 16.51, p < 0.05) and t2. (25.96±14.23, 32.43±15.31, 35.43±14.36, F = 16.23, p < 0.05). Group A scored lower than Group B (Δ= – 4.7, p < 0.05; Δ= – 6.47, p < 0.05;) and Group C (Δ= – 8.78, p < 0.05; Δ= – 9.47, p < 0.05) at both t1 and t2. Moreover, in caregiver distress scale, there were statistically significant differences among three groups at t1 (25.12±13.30, 35.64±17.04, 39.57±16.34, F = 17.29, p < 0.05) and t2 (25.02±13.47, 36.78±13.47, 40.38±17.31, F = 18.13, p < 0.05). Group A scored lower than Group B (Δ= – 10.52, p < 0.05; Δ= – 11.76, p < 0.05) and Group C (Δ= – 14.45, p < 0.05; Δ= – 15.36, p < 0.05) at both t1 and t2.
DISCUSSION
AD is a neurodegenerative disease characterized by cognitive decline, which progressively affects the ability of self-maintaining ADL. Impairment in memory is the most common and predominant cognitive deficit in AD, but deficits in other cognitive domains (language, executive function, and visuospatial skills) are also present. People with AD often experience some behavioral disturbances. Up until now there is no effective pharmacological treatment that can control the progress of AD disease. Music therapy stimulates various aspects of cognitive function and supports emotional, social and physical needs of people with dementia, such as enhancing expression of one’s feelings, communication, learning and building new relationships. Singing, combines language, music and instinctive human behaviors that can enhance neurological stimulation [8]. These links produce a positive effect on all of those involved in the care or management of dementia and people with dementia [33].
This study shows that music therapy has positive effect on the ability of immediate and delayed word recall in mild AD patients. This result can be explained by the hypothesis that singing arouses the regions of the brain that are responsible for processing music to improve memory function and concentration ability. These regions may be less utilized in patients with AD [34]. However, this effect did not sustain longer than 3 months after the intervention completed. This result indicates that continuous music therapy could be beneficial to people with AD in a long run or in a longer term.
In a clinical setting, short (i.e., music played as a background in a memory task) and long-lasting (i.e., in a music-therapy program) auditory stimulations with music were shown to improve both category fluency in a verbal fluency task in older people with or without AD [13], and speech content as well as fluency in patients with dementia [35]. In this study, the verbal fluency test score of patients with mild AD were higher in the music therapy group than the other two groups after 3 months of intervention and this effect sustained till 3 months after the intervention completed. This result shows evidence that music therapy may activate a wider range of neural networks with the stimulation of musical melodies, thus enabling language functions to be largely maintained and brought into play. Therefore, music therapy could be used as speech and language training for people with AD. In this study the music therapy was found to be effective on controlling psychiatric and behavioral symptoms in patients with severe AD. Its results show that music therapy reduced the psychiatric symptoms as well as the caregiver distress for patients with advanced dementia, This result is consistent with previous studies; Guetins’s study has confirmed that music has a therapeutic effect on anxiety and depression in patients with mild to moderate dementia [36], and a Japanese study found that music therapy effectively improved emotional and psychiatric symptoms in severe AD patients [37]. Group music interventions may help improve social interaction between people with dementia, promote relaxation and reduce levels of agitation [38].
In conclusion, this randomly controlled trial with 288 participants of AD patients explored the effects of music on memory, language and psychiatric conditions and activities of daily living in patients with different severities of AD. Music therapy enhanced memory and language ability in patients with mild AD and reduced the psychiatric symptoms of the patients with advanced AD as well as the level of the distress encountered by their caregivers. The training sessions of singing songs are more effective than reading lyrics of the songs, which adds further evidence to the effectiveness of music therapy for treating patients with AD.
There are some limitations of this study. We did not take the participants’ familiarity with music into consideration in study design, and their ability to sing was not assessed for this research. However, none of the participants has received professional training in music or singing in the past, but they were able to all cooperate with singing, listening or reading during the study, thus the bias is minimized.
Footnotes
ACKNOWLEDGMENTS
The authors thank all participants and their families for their involvement and cooperation. This study was funded in China by the Beijing Municipal Science & Technology commission (Z151100004015023) and Major Clinical Medicine Development Plan of Beijing Municipal Administration of Hospitals (Project number ZYXL201834).
