Abstract
Background:
There remains a lack of information and understanding of the prevalence and incidence of Alzheimer’s disease and related dementia in Indigenous populations. Little evidence available suggests that Indigenous peoples may have disproportionately high rates of Alzheimer’s disease and related dementia (ADRD).
Objective:
Given this information, this study systematically explores what risk factors may be associated with ADRD in Indigenous populations.
Methods:
A search of all published literature was conducted in October 2016, March 2018, and July 2019 using Medline, Embase, and PsychINFO. Subject headings explored were inclusive of all terms related to Indigenous persons, dementia, and risk. All relevant words, phrases, and combinations were used. To be included in this systematic review, articles had to display an association of a risk factor and ADRD. Only studies that reported a quantifiable measure of risk, involved human subjects, and were published in English were included.
Results:
Of 237 articles originally identified through database searches, 45 were duplicates and 179 did not meet a priori inclusion criteria, resulting in 13 studies eligible for inclusion in this systematic review.
Conclusion:
The large number of potentially modifiable risk factors reported relative to non-modifiable risk factors illustrates the importance of socioeconomic context in the pathogenesis of ADRD in Indigenous populations. The tendency to prioritize genetic over social explanations when encountering disproportionately high disease rates in Indigenous populations can distract from modifiable proximal, intermediate, and distal determinants of health.
Keywords
INTRODUCTION
Dementia is characterized by multiple cognitive deficits, including impairment in memory [1]. Current estimates suggest that 46.8 million people worldwide are living with Alzheimer’s disease and related dementia (ADRD) [2]. In Canada specifically, the number of people with ADRD is projected to more than double over the next 25 years [3]. Based on data from the Framingham study, the lifetime risk of dementia at age 65 is 22% for women and 14% for men [4].
Little is currently known about the prevalence and incidence of ADRD among First Nations and Inuit populations, yet ADRD is expected to be an increasing challenge for home care services in First Nations and Inuit communities [5]. ADRD rates appear to be rising more rapidly in Indigenous than non-Indigenous populations [5]. Indigenous populations may already be experiencing disproportionately high ADRD rates [6, 7], as well as ADRD onset at younger ages [5, 6]. The current paucity of epidemiological information makes it difficult for communi-ties and service-providers to plan for, and respond to, this emerging issue. In particular, it is difficult to develop health promotion programs and policies without a fulsome understanding of the risk factors associated with ADRD in Indigenous populations [6].
There is no single cause of ADRD [8]. While genetic factors play an important role, less than 5% of Alzheimer’s disease patients have a clear diagnosis of familial Alzheimer’s disease [8]. In rare situations, there are some First Nations in Canada that exhibit specific familial Alzheimer’s disease [9]; however, ADRD more commonly arises from a combination of genetic and environmental risk factors. While increasing age is the most predictive factor in assessing risk for ADRD, research into other risk and protective factors for ADRD has helped to shape an understanding of overall ADRD risk [10]. Non-modifiable, or biological, factors associated with dementia include old age and female sex [11]. Potentially modifiable, or social, factors that may contribute to risk include low education and low socioeconomic status [11–13]. Other potentially modifiable factors include alcohol abuse, smoking, and reduced physical activity [11, 15]. Medical risk factors, such as high blood pressure, high cholesterol, being overweight, diabetes, and cardiovascular diseases, may also be contributing factors [16]. It is estimated that one-third of all Alzheimer’s disease cases globally can be attributed to potentially modifiable risk factors [11, 17].
Despite the paucity of research in Indigenous specific risk and protective factors for ADRD, there has been a surge in information on risk factors for the general population, including the identification of childhood education, exercise, maintaining social engagement, reducing smoking, and management of hearing loss, depression, diabetes, and obesity as potential factors to delay or even prevent certain dementia cases [18].
A life-course approach is helpful in understanding disease risk factors in Indigenous populations from a holistic perspective [19, 20]. In relation to dementia, this approach can account for the impact of life events on neuro-cognitive growth and decline [21]. By assessing potentially modifiable risk factors from different phases of the lifespan, we may better decrease the future incidence in addition to successful elimination of the most potent factors [18]. Our analysis sought to delineate the factors associated with ADRD risk into those that occur in early, mid and later life in order to highlight potential targets for interventions.
Despite great diversity of Indigenous peoples, many similarities remain with regards to the determinants of their health and illnesses [22]. Consequently, the results from this study will be framed using an Indigenous perspective of the social determinants of health [23]. This includes moving beyond a deficit-focused perspective and identifying potential factors that may help protect against ADRD [24], as well as by adopting a holistic life-course approach [20], to the extent allowed by available literature. Given the growing evidence that Indigenous peoples have disproportionately high rates of ADRD [6, 7], this study systematically explores what risk factors may be associated with ADRD in Indigenous populations.
METHODS
Throughout this manuscript, we followed the PRISMA (Preferred Reporting Items for Systematic Reviews and Meta-Analyses) statement to report this systematic review.
Inclusion criteria
To be included in this systematic review, articles had to display an association of a risk factor and ADRD. Only studies that reported a quantifiable measure of risk, involved human subjects, and were published in English were included. Conference proceedings, books, editorial publications, letters, and commentaries were not included. Articles were not excluded based on study design.
Search strategy
A search of all published literature was conducted in October 2016, March 2018, and July 2019 using Medline, Embase, and PsychINFO. Subject headings explored were inclusive of all terms related to Indigenous persons, dementia, and risk. All relevant words, phrases, and combinations were used. All possible synonyms, alternate terminologies, variant word endings were also adopted. Boolean logic was used to combine concepts and drop irrelevant articles. The complete search was as follows: (risk OR “risk factors”) AND (Alzheimer* OR Dementia OR memory) AND (Aboriginal OR “First Nation*” OR Indigenous OR Inuit OR Metis).
Study selection
We undertook a systematic, critical review. Articles were stored in Endnote X8 [25] and duplicates were removed. After all duplicates were removed, abstracts of remaining records were screened according to the eligibility criteria. Titles, abstracts, and papers were independently assessed by two reviewers (GS and KL). Differences of opinions were resolved by consensus.
Data extraction
We extracted the characteristics of each included study, including: author, study design, risk factors, measure of association, study groups, and main results. If articles did not provide enough information to extract relevant data, authors were contacted in an attempt to acquire additional information. A second reviewer checked all abstracted data for completeness and accuracy.
Quality assessment
The methodological quality of this systematic re-view was assessed using the Assessing the Meth-odologic Quality of Systematic Reviews tool (AMSTAR) [26]. Individual studies were assessed based on a predetermined set of criteria. There were two distinct quality assessment checklists developed for observational studies and review studies (see the Supplementary Material). The two quality assessment checklists were developed and adapted from the National Institute of Health (NIH) Study Quality Assessment Tool for Observational Cohort and Cross-Sectional Studies and the NIH Study Quality Assessment Tool for Systematic Reviews and Meta-Analyses [27]. The original checklists were modified through a consensus building process among reviewers, namely, modifications to include strength-based indicators, First Nations community engagement, and culturally sensitive methods and reporting. Strengths-based indicators have commonly been used in fields such as social work, psychology, and international development, and their constructive, holistic, and community-based focus makes them useful tools in Indigenous health research [28, 29]. According to the consolidated criteria for strengthening reporting of health research involving Indigenous peoples (the CONSIDER statement), the inclusion of strengths-based indicators helps reduce harmful stereotyping [28]. The CONSIDER statement also recommends conducting Indigenous health research in collaboration with the relevant communities and, in this vein, we chose to include community engagement as an item in our quality assessment checklist [28].
RESULTS
Of 237 articles originally identified through data-base searches, 45 were duplicates and 179 did not meet a priori inclusion criteria, resulting in 13 studies eligible for inclusion in this systematic review (Fig. 1).
Of the studies meeting inclusion criteria, ten are observational studies and three are review articles. Of the ten observational studies included, six were cross-sectional studies and four were cohort studies; of the cohort studies, two were prospective and one was longitudinal. Odds ratios were the most frequent means of assessing the relationship between ADRD and potential risk factors (7/10 studies). Half of the observational studies (5/10) examined ADRD risk factors in Aboriginal Australian populations. Indigenous populations in Canada and the Chamorros of Guam were each the subject of two observational studies, and one study was about the Melanau people of East Malaysia (Table 1).
Risk factors explored/identified for ADRD in Indigenous populations (both significant and non-significant)
Of the three review articles included, two are systematic reviews that explore global prevalence of ADRD in Indigenous populations as well as potential risk factors. The third article is a literature review that explores the particular context of ADRD among Indigenous peoples in the southwestern United States (Table 2).
Review articles reporting risk factors for ADRD in Indigenous populations
Quality assessment
Of the ten observational studies included, all but one (9/10) had a clearly defined research question. All studies outlined and defined a study population to include an Indigenous cohort and defined valid and reliable outcome measures. Most reported age-/sex-adjusted results (6/10) and identified confounding variables (7/10). However, only three of the studies modelled positive outcomes and strength-based factors. Half (5/10) described any type of community engagement (Table 3).
Quality Assessment Checklist Results: Observational Studies
Three review articles were included in this systematic review. Two of the studies had clearly focused research questions, used appropriate inclusion criteria, and assessed the level of evidence of the primary articles, whereas the third review article did not meet any of these criteria. All three articles had data to support their interpretations (Table 4).
Quality Assessment Checklist: Review Articles
A quality assessment of our entire review was undertaken. The methodological quality of this systematic review was assessed using the Assessing the Methodologic Quality of Systematic Reviews tool (AMSTAR) [26]. Using this previously validated framework, our systematic review received a ‘moderate’ quality score. A moderate ranking reveals the systematic review has more than one weakness but no critical flaws; it may provide an accurate summary of the results of the available studies that were included in the review [30]. The AMSTAR tool was not specifically developed as a quality assessment for Indigenous health studies. Some of the nuances in the checklist may not be suitable for this specific review and may have artificially deflated the quality score.
Risk factors
Extracted risk factors for ADRD were sorted by reviewers into potentially modifiable and non-modifiable factors. In total, 14 potentially modifiable risk factors were identified; of those, cardiovascular disease and low educational attainment were the most commonly reported, with seven referencing articles apiece. Head injury was identified as risk factor in four of the studies included, while hypertension and poor mobility were reported in three, and childhood trauma, smoking, low body mass index, and alcohol use were referenced by two articles apiece. All remaining potentially modifiable risk factors were reported in only one article (Tables 1 and 5).
Potentially modifiable and non-modifiable risk factors for ADRD in Indigenous populations (only those with statistical significance)
Fewer non-modifiable risk factors were identified. Increasing age was the most commonly reported; it was referenced in eight of the 13 articles reviewed. Male gender was reported as a risk factor in three studies, epilepsy was reported in two, and genetic polymorphisms were reported in one (Tables 1 and 5). It is important to acknowledge that the above listed risk factor counts are inclusive of all 13 articles in this review. With three review articles included, there is some overlap in primary sources. A complete list of statistically significant potentially modifiable and non-modifiable risk factors and their sources can be found in Table 5.
Potential protective factors
Four observational studies, in addition to reporting risk factors, also suggested factors that may protect against ADRD in Indigenous populations. Radford and colleagues [31, 32] observed that older Aboriginal Australians who reported being connected to their culture had a non-statistically significant reduction in ADRD risk, and hypothesize that cultural continuity may support healthy aging in this population. Radford and colleagues [31] also observed an inverse relationship between family size and childhood adversity score, and posit that support from extended family may help mitigate experiences of childhood trauma. Similarly, Pu’un, Othman, and Drahman [33] found no association between employment, gender, or marital status with dementia; in their opinion, this suggests that supportive environmental factors, such as close-knit familial and social connections, may be protective against ADRD. Jacklin, Walker, and Shawande [6] observe that health promotion programs tailored to community needs may be an effective way to mitigate some of the risk factors associated with ADRD.
Negative findings
Beyond the non-significant potentially-protective findings identified above, several other risk factors were explored and found to have no association/significance with ADRD (Table 1). When comparing the observational studies included in this review, there were conflicting findings on several potentially modifiable and non-modifiable risk factors, such that certain studies found significance while other studies did not. Male sex, smoking, hypertension, cardiovascular disease, alcohol consumption, head injury, educational attainment, and diabetes were found to be statistically significant risk factors in certain articles (Table 5) and non-significant risk factors in others (Table 1). Furthermore, place of residence, childhood health, childhood enrichment, death of parents, police custody, depression, anxiety/PTSD, hypercholesterolemia, hearing loss, chewing tobacco use, poor vision, poor hearing, chronic pain, fell in last year, and kidney problems were explored and found to be non-significant risk factors (Table 1).
DISCUSSION
Potentially modifiable risk factors for ADRD in Indigenous populations are distributed throughout the life cycle (Fig. 2). The two most frequently reported potentially modifiable risk factors, low educational attainment and cardiovascular disease, are especially relevant during childhood/young adulthood and adulthood/older age, respectively [7, 33–38]. A number of ADRD risk factors that manifest mid-life, such as obesity, hypertension, and diabetes mellitus, may themselves be related to conditions much earlier in life. For example, certain intrauterine factors, like maternal obesity or gestational diabetes, may predispose children to developing metabolic syndrome [39–41]. Both indirect and direct risk factors for ADRD can occur early in life, illustrating the importance of using a life-course approach to better understand ADRD in Indigenous populations.

Potentially modifiable risk factors for Alzheimer’s disease and related dementia in Indigenous populations span the lifespan.
The large number of potentially modifiable risk factors reported relative to non-modifiable risk factors illustrates the importance of socioeconomic context in the pathogenesis of ADRD in Indigenous populations. There can be a tendency to prioritize genetic over social explanations when encountering disproportionately high disease rates in Indigenous populations [42]. Unfortunately, this can distract from modifiable proximal, intermediate, and distal determinants of health [19, 42]. One study from Canada estimates that 79.0% of ADRD cases among First Nations people living on-reserve can be attributed to educational and cardiovascular risk factors, compared to 61.7% of cases in the general Canadian population, a statistically significant difference [37]. Cases of ADRD in Indigenous populations in Canada are disproportionately caused by potentially modifiable factors.
There appear to be other ADRD risk factor differences between Indigenous and non-Indigenous populations, and some of these differences may be explained by how various risk factors are distributed in Indigenous relative to non-Indigenous populations. For example, Indigenous populations in Canada and Australia are understood to have disproportionately high rates of cardiovascular disease [22, 44], and this may explain why cardiovascular disease was identified as a key risk factor for ADRD in Indigenous populations alongside low educational attainment [7, 32–38]. By contrast, in non-Indigenous populations, low educational attainment stands out as the predominant potentially modifiable ADRD risk factor [11].
Another difference in ADRD risk factors for Indigenous relative to non-Indigenous populations relates to sex. In non-Indigenous populations, female sex is associated with increased risk of ADRD [11]. By contrast, several studies reviewed for this systematic review suggest an association between male sex and ADRD risk in Indigenous populations [5, 45]. The reasons for this are not yet understood [5].
In addition to risk factors, our investigation also explored factors that may protect against ADRD. Of the ten observational studies included in this systematic review, only four discussed potential protective factors. Given what appears to be a disproportionately high burden of potentially modifiable risk ADRD risk factors in Indigenous populations, more attention should be directed towards ameliorative factors, programs, policies, and initiatives, and how they can be promoted within Indigenous communities.
Due to the heterogeneity of measurements and study designs, a meta-analysis of risk factors was not possible. The studies meeting inclusion criteria for this review provide incomplete coverage of global Indigenous populations. Half of the included observational articles described risk factors in Indigenous populations in Australia [31, 46] and the remaining five focused on populations in Canada [5, 37], Guam [38, 47], and East Malaysia [33]. No observational studies describing ADRD risk factors in Indigenous populations in the United States were found. Although Indigenous populations around the world tend to face similar health-related challenges [22], there is also considerable diversity with regards to Indigenous cultures and experiences of colonialism [48], raising some concerns about the external validity of the patterns described in this systematic review.
As a result of the paucity of data on this subject, there was some overlap in the primary data reported. That is, the two review articles included data reported in some of the other articles included in this systematic review. Even amongst the non-review articles, there was some duplicity in data reported. Despite this, the decision was made to include all articles that met our inclusion criteria with the mindset that each provided valuable and distinct perspectives and information.
Several factors—namely, urinary incontinence [34], analgesic use [35, 46], and falls [34]—were occasionally reported as factors associated with ADRD risk. All three of these conditions can be caused, and are exacerbated, by ADRD [49–53]. They are most likely co-morbid conditions instead of risk factors, and so they were excluded from the list of risk factors identified in this systematic review. A more nuanced differentiation between ADRD risk factors and co-morbidities in Indigenous populations is a potential topic for further research.
The results of this study, namely the lack of arti-cles included in this review echoes the need for further research on the risk factors associated with ADRD in culturally, ethnically, and socioeconomically diverse populations including Indigenous populations as identified by Radford and colleagues [32]. Future research is urgently needed to distinguish the genetic and social risk factors associated ADRD in Indigenous populations as it continues to grow in incidence. A continued focus on the life-course social determinants of health would appear to be a crucial factor in addressing the burden of this disease in Indigenous communities.
