Abstract
Background:
The kynurenine pathway (KP) comprises a family of tryptophan-derived metabolites that some studies have reported are associated with poorer cognitive performance and an increased risk of Alzheimer’s disease and related dementias (ADRD).
Objective:
The objective of this study was to determine the associations of plasma KP metabolites (kynurenine [KYN], kynurenic acid [KA], and tryptophan [TRP]) with a panel of plasma ADRD biomarkers (Aβ42/ β40 ratio, pTau-181, glial fibrillary acidic protein [GFAP], and neurofilament light [NfL]) and cognitive performance in a subset of older adults drawn from the Duke Physical Performance Across the LifeSpan (PALS) study.
Methods:
The Montreal Cognitive Assessment (MoCA) was used to assess cognitive performance. We used multivariate multiple regression to evaluate associations of the KYN/TRP and KA/KYN ratios with MoCA score and plasma ADRD biomarkers at baseline and over two years (n = 301; Age = 74.8±8.7).
Results:
Over two years, an increasing KYN/TRP ratio was associated with increasing plasma concentrations of plasma p-Tau181 (β= 6.151; 95% CI [0.29, 12.01]; p = 0.040), GFAP (β= 11.12; 95% CI [1.73, 20.51]; p = 0.020), and NfL (β= 11.13; 95% CI [2.745, 19.52]; p = 0.009), but not MoCA score or the Aβ42/Aβ40 ratio. There were no significant associations of KA/KYN with MoCA score or plasma ADRD biomarkers.
Conclusion:
Our findings provide evidence that greater concentrations of KP metabolites are associated longitudinally over two years with greater biomarker evidence of neurofibrillary tau pathology (pTau-181), neuroinflammation (GFAP), and neurodegeneration (NfL), suggesting that dysregulated KP metabolism may play a role in ADRD pathogenesis.
INTRODUCTION
The kynurenine pathway (KP) comprises a family of tryptophan-derived metabolites that regulate innate and adaptive immune responses, while also serving as the major biosynthetic pathway for nicotinamide adenine dinucleotide (NAD+) [1]. KP metabolites are produced primarily by the liver and immune cells, including brain microglia [2]. Dysregulated KP metabolism is seen with aging and chronic inflammation and has been implicated in the pathogenesis of neuroinflammatory conditions, including Alzheimer’s disease and related dementias (ADRD). Dysregulated KP signaling is hypothesized to contribute to ADRD by the direct, neurotoxic effects of KP intermediates and/or by enhancing the neuroinflammatory response to ADRD pathology.
The first step in the KP is the oxidation of tryptophan (TRP) to kynurenine (KYN) by tryptophan 2,3-dioxygenase (TDO) or indolamine 2,3 dioxygenase 1 (IDO-1). KYN generated in the periphery is readily transported across the blood-brain barrier (BBB), where it is further metabolized to 3-OH-kynurenine and quinolinic acid, both of which have neurotoxic effects [2]. Peripheral KYN can be also be metabolized by kynurenine amino transferases (KATs) to KA, which is unable to cross the BBB. Analyses of the KP therefore use the KYN/TRP ratio as an indirect measure of TDO/IDO-1 activity and the KA/KYN ratio as an indirect measure of KAT activity.
Available human studies evaluating associations of KP metabolites with amyloid pathology and cognitive performance have reported discrepant findings [3–6]. A recent systematic review and meta-analysis by Almulla et al. found that differences in KYN/TRP between AD and controls were driven by differences in TRP concentrations as opposed to KYN [7]. To our knowledge, no studies have evaluated associations of KP metabolites with plasma biomarkers of neurofibrillary tau pathology (pTau-181) or neuroinflammation (glial fibrillary acidic protein, GFAP) and few studies have evaluated longitudinal associations of KP metabolites with cognitive performance and plasma ADRD biomarkers.
The objective of this analysis was to determine, in a cohort of community-dwelling older adults, the cross-sectional and longitudinal associations of KP metabolites with performance on the Montreal Cognitive Assessment (MoCA) and plasma ADRD biomarkers, including measures of amyloid pathology (the ratio of Aβ42/Aβ40), neurofibrillary tau pathology (pTau-181), neurodegeneration (neurofilament light, NfL) and neuroinflammation (GFAP).
METHODS
Study design
The Duke Physical Performance Across the Lifespan (PALS) study is a longitudinal cohort study designed by the Duke (Pepper) Older Americans Independence Center to examine patterns of age- and sex-related differences in biological markers and physical function across the adult lifespan [8, 9]. Enrolled participants (n = 975) were stratified in equal numbers by sex and by decade of life with a target of 100 participants per decade from age 30 to 59; 200 per decade from ages 60 to 79; and all interested participants over age 80. Assessments were repeated after two years. PALS study participants were drawn from the Measurement to Understand the Reclassification of Disease of Cabarrus/Kannapolis (MURDOCK) Community Registry and Biorepository and were recruited between 2013 and 2016 [10, 11].
We quantified plasma concentrations of KP metabolites (KYN, KA, and TRP) and ADRD biomarkers (Aβ40, Aβ42, pTau-181, GFAP, NfL) in the subset of PALS participants aged ≥55 with available data and plasma at the baseline and two-year assessments (n = 301). The MoCA was used to assess cognitive performance. MoCA scores were adjusted for self-reported educational attainment by adding one point to the total score for participants who did not obtain additional education beyond a high school degree. Given previously published findings that KP metabolites are associated with depression and presence of type 2 diabetes [6, 12], we included history of major depression or another psychiatric diagnosis and history of diabetes in our analysis. History of depression or other psychiatric diagnoses and diabetes were obtained by self-report; assessment of diabetes status did not differentiate type 1 from type 2 diabetes. PALS was approved by the Institutional Review Boards of Duke University Medical Center and the Carolinas Healthcare System and participants provided written informed consent.
Biomarker quantification
Plasma concentrations of KYN, KA, and TRP were quantified from non-fasted EDTA plasma samples by mass spectrometry according to previously-published methods [13]. 50μl of plasma spiked with the heavy isotope-labeled internal standards KYN-d6 (Cambridge Isotope Laboratories), KA-d5 (CDN Isotopes), and TRP-d5 (Cambridge Isotope Laboratories) was deproteinated with methanol, dried under nitrogen, and reconstituted in water. Metabolites were analyzed on a Waters Acquity UPLC system coupled to a Waters Xevo TQ-S triple quadrupole mass spectrometer (Milford, MA). The analytical column (Waters Acquity UPLC HSS T3 Column, 1.8μm, 2.1×100 mm) equipped with a guard column (Agilent Rapid Resolution cartridge, ZORBAX SB-C8, 3.5 m, 2.1 30 mm) was maintained at 30°C and the flow rate was set at 0.3 ml/min. The gradient began with 100% eluent A (0.1% formic acid in water) and was then programmed as follows: 0–2 min 0% eluent B (95:5 acetonitrile-water, 0.1% formic acid); 2–10 min gradient to 40% eluent B; 10–11 min gradient to 100% eluent B followed by a 2 min wash and 2 min equilibration. Mass transitions of m/z 209 > 146 for KYN, m/z 215 > 151 for KYN-d6, m/z 190 > 116 for KA, 195 > 121 for KA-d5, m/z 205 > 146 for TRP, and 210 > 150 for TRP-d5 were monitored in a positive ion electrospray ionization mode. Metabolite concentrations were computed using Waters TargetLynx Quantitative Analysis and an external calibration constructed from a serial dilution of the KYN, KA, and TRP standards (Sigma, St. Louis, MO) in dialyzed FBS.
Plasma Aβ40, Aβ42, pTau-181, GFAP, and NfL were quantified in singlicate from non-fasted EDTA plasma samples using the ultrasensitive Quanterix Simoa assay on a Simoa HD-X instrument (Quanterix, Billerica, MA, USA). For quantification of pTau-181, the Simoa pTau-181 Advantage V2 kit was used. For quantification of Aβ40, Aβ42, GFAP, and NfL, the Simoa Neuro 4-Plex E kit was used. A high and low concentration quality control sample and a pooled human plasma control sample were included in duplicate on each plate. Intra-assay coefficients of variation (CoV) for the high and low concentration quality controls and pooled human plasma control samples were below 15% for GFAP, Aβ40, and Aβ42. For pTau-181, one batch of plates had a CoV for the low concentration control of 17.9%, while the CoVs for the high concentration and pooled human plasma controls were <10%. For NfL, one batch of plates had a CoV for the high concentration control of 16.4%, while the CoVs for the low concentration and pooled human plasma controls were <10%. Normality of plasma biomarker distribution were evaluated by visual inspection; non-normally distributed biomarkers were log transformed.
Statistical analysis
All analyses were conducted in R Version 4.1. We used the KYN/TRP and KA/KYN ratios for all analyses. Plasma KYN, KA, pTau-181, GFAP, and NfL were not normally-distributed and therefore were log-transformed. We calculated Pearson correlation coefficients for the association of KP metabolite ratios and plasma ADRD biomarkers with age using data from the baseline assessment. We used a paired Student’s t-test to evaluate change in KP metabolites and plasma ADRD biomarkers over the two-year study period.
To determine the association of the KP metabolites with MoCA score and plasma ADRD biomarkers at baseline and over two years of follow up, we used multivariate multiple linear regression. To minimize multiple testing, we used Wilk’s ∧ as an omnibus test to determine whether each predictor was significantly associated with the outcomes. We next fitted univariate models for each outcome of interest, retaining variables with a Wilk’s ∧ <0.05. For analyses evaluating change in the KP metabolite with change in the outcome, we retained variables that were significantly associated with the outcome of interest at the baseline assessment. For models evaluating change, outcome variables and predictors were residualized for their baseline values.
Given previously published findings suggesting that plasma concentrations of KP metabolites were associated with presence of type 2 diabetes and major depressive and other psychiatric disorders, we conducted additional sensitivity analyses adjusting for self-reported diagnosis of diabetes and major depressive disorder or other psychiatric diagnosis in addition to age and sex. We also conducted sensitivity analyses to determine whether these associations differed by sex, baseline age, and baseline MoCA score by including an interaction term for the KP metabolite and sex, baseline age, or baseline MoCA score.
A recent meta-analysis reported that differences in KYN/TRP between AD and controls were driven by differences in TRP as opposed to KYN [7]. To determine whether our findings were driven by differences in TRP concentrations, we conducted additional sensitivity analyses with individual KP metabolites (not ratios) as the predictors, following the same methods described above.
RESULTS
Sample characteristics
Descriptive statistics for PALS participants in this cohort are shown in Table 1. The mean baseline MoCA score for the sample was 25, below the published cut-off of ≥26 for mild cognitive impairment, but consistent with population means in a large United States-based sample [14]. One participant self-reported a diagnosis of Alzheimer’s disease. There were two participants with missing diabetes assessment data and five with missing psychiatric diagnosis data; these were recoded as not having diabetes or a psychiatric diagnosis. Compared to the participants included in our analysis, participants ≥55 years of age who did not return for the two-year assessment had a lower baseline MoCA Score (23 versus 25; p < 0.001), but there were no significant differences with respect to age or sex.
PALS cohort descriptive statistics
Mean (SD) provided for continuous variables. Count and percentage provided for categorical variables. We used a paired Student’s t-test to evaluate change in KP metabolites and plasma ADRD biomarkers over the two-year study period. Biomarkers for which there was a significant change over the two-year study period are bolded. *p < 0.05; **p < 0.01; ***p < 0.001. HS, high school; BMI, body mass index; MoCA, Montreal Cognitive Assessment; KYN, kynurenine; KA, kynurenic acid; TRP, tryptophan; Aβ, amyloid-β; NfL, neurofilament light; GFAP, glial fibrillary acidic protein.
At the baseline assessment, associations with age included: positive correlations with KYN (r = 0.33; p < 0.001), KA (r = 0.19; p < 001), the KYN/TRP ratio (r = 0.36; p < 0.001), pTau-181 (r = 0.40; p < 0.001), GFAP (r = 0.62; p < 0.001), and NfL (r = 0.62; p < 0.001); and inverse correlations with TRP (r = –0.16; p = 0.006) and the Aβ42/Aβ40 ratio (r = –0.24; p < 0.001); but not the KA/KYN ratio (r = 0.09; p = 0.123). We performed a paired Student’s t-test to determine if there was a significant change in the biomarkers over the two-year study period. Over two years, plasma KYN/TRP, p-Tau181, and NfL increased and TRP decreased (all p≤0.03), while there were no significant changes in KYN, KA/KYN, MoCA score, Aβ42/Aβ40 ratio, or GFAP.
Cross-sectional associations of KP metabolites with MoCA score and plasma ADRD biomarkers
We first evaluated the association of KYN/TRP and KA/KYN with MoCA score and plasma ADRD biomarkers at the baseline PALS assessment. The Wilk’s ∧ p-values for the association of age, sex, and KYN/TRP with MoCA score and the plasma ADRD biomarkers were statistically significant (all Wilk’s ∧ p < 0.001). There was no significant association of KA/KYN with any of the outcomes (Wilk’s ∧ p = 0.610). Evaluating the individual models, greater KYN/TRP was associated with lesser Aβ42/Aβ40 and greater concentrations of p-Tau-181, GFAP, and NfL, but not MoCA Score, adjusting for age and sex (Fig. 1). Adjusting for self-reported psychiatric or diabetes diagnosis did not affect our results (data not shown). There was no evidence that associations of KYN/TRP with the plasma ADRD biomarkers differed by sex, baseline age, or baseline MoCA score (Wilk’s ∧ p-value for all interaction terms ≥0.212).

Baseline associations of plasma KYN/TRP with MoCA score and plasma ADRD biomarkers. Scatter plots showing the association of the KYN/TRP ratio with MoCA score, the Aβ42/Aβ42 ratio, pTau-181, GFAP, and NfL. Plasma kynurenine, kynurenic acid, NfL, pTau-181, and GFAP were not normally-distributed and were log transformed. MoCA score and the plasma ADRD biomarkers are plotted on the x axis and the KYN/TRP ratio is plotted on the y axis. Effect size, 95% confidence intervals, and p-values are shown for the association of the KYN/TRP ratio with each biomarker, adjusting for age and sex.
Longitudinal associations of KP metabolites with plasma ADRD biomarkers
We next evaluated whether change in KYN/TRP over two years associated with change in MoCA score and plasma ADRD biomarkers. The Wilk’s ∧ p-values for the associations of age and change in KYN/TRP with change in plasma ADRD biomarkers were statistically significant (Wilk’s ∧ p-values: age p = 0.0002; KYN/TRP p = 0.031). Evaluating the individual models, increasing KYN/TRP associated with increasing concentrations of pTau-181, NfL, and GFAP, but not MoCA score or the Aβ42/Aβ40 ratio (Table 2).
Association of change in the KYN/TRP ratio with change in plasma ADRD biomarkers over two years
Plasma kynurenine, kynurenic acid, NfL, pTau-181, and GFAP were not normally-distributed and were log transformed. Univariate models showing the association of baseline age and change in the KYN/TRP ratio with change in the plasma ADRD biomarkers. MoCA, Montreal Cognitive Assessment; Aβ Ratio, ratio of Aβ42/Aβ40CI; confidence interval; p, p-value; KYN, kynurenine; TRP, tryptophan; GFAP, glial fibrillary acidic protein; NfL, neurofilament light.
Cross-sectional and longitudinal associations of individual KP metabolites with MoCA score and plasma ADRD biomarkers
A recently-published systematic review and meta-analysis reported that differences in peripheral KYN/TRP between cognitively-unimpaired older adults and those with AD were largely driven by differences in TRP concentrations [7]. To determine whether our findings were driven by differences in TRP, we repeated our analysis substituting KYN, KA, and TRP for the KYN/TRP and KA/KYN ratios. Greater TRP was associated with a greater MoCA score and lesser concentrations of pTau-181, NfL, and GFAP; greater KYN was associated with greater concentrations of pTau-181 and NfL (Supplementary Table 1). Over two years, increasing concentrations of TRP associated with an increasing MoCA score and decreasing concentrations of GFAP, while an increasing concentration of KYN associated with a declining MoCA score and increasing concentrations of NfL and GFAP (Supplementary Table 2).
DISCUSSION
In a cohort of community-dwelling older adults, we found that greater KYN/TRP was cross-sectionally associated with greater biomarker evidence of ADRD pathology (Aβ42/ β40 ratio, pTau-181, GFAP, and NfL). Over two years, increasing KYN/TRP associated with increasing plasma concentrations of pTau-181, GFAP, and NfL. Our findings provide evidence that KP activation, leading to increased KYN/TRP, is associated with increasing biomarker evidence of ADRD pathology over time. More specifically, the pattern of our findings suggests that KP metabolites associate most strongly with ADRD biomarkers reflecting greater tau pathology (pTau-181), neuroinflammation (GFAP), and neurodegeneration (NfL). We also demonstrate that these associations are not exclusively due to alterations in TRP concentrations. To our knowledge, this is the first study to report associations of kynurenine pathway metabolites with plasma pTau-181 and GFAP, which adds to the novelty of our findings.
Dysregulated KP metabolism may contribute to ADRD pathogenesis through its role in regulating neuroinflammation and/or through the direct, neurotoxic effects of its intermediate metabolites. The KP is the major biosynthetic pathway for the generation of NAD+ and recent experimental studies demonstrate that KP-mediated NAD+ production regulates macrophage effector functions [1]. Experimental inhibition of quinolate phophoribosyltransferase (QPRT), the final step in the KP that metabolizes quinolinic acid to NAD+, shifts macrophage polarization towards a pro-inflammatory phenotype [1]. Given shared characteristics between peripheral macrophages and microglia, KP dysregulation leading to decreased NAD+ production may contribute to ADRD-associated neuroinflammation. A recent human study using a novel positron emission tomography (PET) ligand that binds to activated microglia found that microglial activation associated with tau pathology and that the combination of Aβ pathology, tau pathology, and microglial activation better predicted cognitive impairment than Aβ and tau pathology alone [15]. Consistent with this, Aβ42 — the most toxic Aβ oligomer — induces expression of IDO-1 in CNS macrophages and microglia [16] and in postmortem AD brains, IDO-1 and TDO are upregulated in the hippocampus and co-localize with AD pathology [17, 18].
While alterations in KP signaling may reflect a pro-inflammatory immune state, evidence from in vitro and animal studies suggest that KP intermediates directly induce development of ADRD pathology and have neurotoxic effects independent of ADRD pathology [18, 19]. In an in vitro study of primary human neurons, exposure to quinolinic acid induced formation of tau fibrils in a dose-dependent manner [18]. Quinolinic acid can also act as an N-methyl-D-aspartate (NMDA) receptor agonist, increase oxidative stress, and contribute to dysregulated proteostasis [19].
Human studies evaluating the association of KP metabolites with ADRD pathology and cognitive performance have produced discrepant findings. Some studies, including our own, report that plasma KP metabolites are associated with greater biomarker evidence of ADRD pathology [4, 20–22]. However, a large study (N = 1531) using data from the Alzheimer’s Disease Neuroimaging Initiative (ADNI) found that greater peripheral KYN was associated with a lesser amyloid PET burden and better memory performance in a mixed sample of cognitively-impaired and unimpaired participants [5]. A recent systematic review and metanalysis found that while the KYN/TRP was elevated in AD, these differences were driven by lesser concentrations of TRP [7]. With respect to cognitive performance, several studies, including one large population study found that greater plasma KYN was associated with poorer cognitive performance [3, 24] while others have reported no or positive associations [6, 23]. These discrepancies may be due to methodologic differences in quantifying and analyzing KP metabolite data, but more likely reflect incomplete assessment of the KP, particularly with respect to downstream synthesis of NAD+ and its effects on neuroinflammation.
Our findings suggest that dysregulated KP metabolism may be implicated in the pathogenesis of ADRD. Drugs targeting the kynurenine pathway are currently in development for other indications, e.g., cancer and schizophrenia [25]. In addition, diet modification studies in both humans and animal models have also demonstrated favorable changes in KP metabolites [26–29].
Strengths and limitations
Our work has several strengths, including the use of a longitudinal cohort of community-dwelling older adults. In addition, to our knowledge, this is the first study to evaluate associations of KP metabolites with plasma pTau-181 and GFAP. Limitations of our work include the small sample size, limited duration of follow up, and lack of clinically-adjudicated cognitive diagnoses. We also limited our analysis to participants who completed the two-year follow up assessment, which could introduce sampling bias. We would expect that PALS participants with greater cognitive impairment would be more likely to be lost to follow up, potentially making it more difficult to detect associations of interest.
Conclusions
In conclusion, we report — in a longitudinal cohort study of community-dwelling older adults — that greater plasma KYN/TRP is associated cross-sectionally and longitudinally with greater biomarker evidence of ADRD pathology. Our findings add to the existing human literature linking dysregulated KP metabolism with ADRD pathology. Interventions targeting the KP may hold promise for the prevention and treatment of ADRD.
Footnotes
ACKNOWLEDGMENTS
The authors would like to thank Douglas Wixted, Julie Eckstrand, Abha Singh, Leah Bouk, Colette Blach, Andrew Shiloh, Stephanie Arvai, Karen Abramson, Simon Gregory, the MURDOCK Study team, the Duke Molecular Physiology Institute’s Metabolomics Laboratory, and the study participants for their contribution to this research.
FUNDING
The Duke PALS study was funded by a philanthropic gift to Duke University from the David H. Murdock Institute for Business and Culture, and by the Claude D. Pepper Older Americans Independence Center National Institutes of Health/National Institute on Aging Grant (P30AG028716 to H.J.C.); the National Center for Research Resources (NCRR) at the NIH (grant number UL1TR001117); the Duke Clinical and Translational Science Institute supported by the National Centers for Advancing Translational Sciences (UL1TR002553). Trial Registration: Clinicaltrials.gov (NCT01720472;
). This study was supported by a GEMSSTAR R03 award to D.C.P. (5R03-AG067897-02). J.R.B. was supported by the Duke Edward R. Roybal Centers for Translational Research in the Behavioral and Social Sciences of Aging (P30-AG064201). Mass spectrometry analysis was supported by the NIH Diabetes and Endocrine Research Center (DERC) (P30-DK124723).
CONFLICT OF INTEREST
The authors have no conflict of interest to report
DATA AVAILABILITY
The data that support the findings of this study are available from the Duke Claude D. Pepper Older Americans Independence Center (Duke Pepper Center). Restrictions apply to the availability of these data, which were used under license for this study. Data are available via a Data Request Form [
] with the permission of the Duke Pepper Center Internal Operating Committee.
