Abstract
Background:
Young-onset AD (YOAD) typically occurs before the age of 65 and affects less than 6% of all people diagnosed with AD. There is a lack of research on differences between decision-making capacity and awareness according to age at onset of dementia.
Objective:
We investigated the relationship between decision-making capacity and awareness domains in people with young- (YOAD) and late-onset Alzheimer’s disease (LOAD).
Methods:
A cross-sectional study included 169 consecutively selected people with AD and their caregivers (124 people with LOAD and 45 people with YOAD).
Results:
People with YOAD were more cognitively impaired, but more aware of their cognitive deficits and health condition, with moderate effect sizes. All people with AD presented deficits in the domains of decision-making capacity, with more impairment in understanding. There was a relationship between understanding and awareness domains, such that awareness was particularly important for decision-making capacity in the YOAD group.
Conclusions:
Better awareness involved better understanding in the YOAD group. Clinically, our findings shed light on the need to consider the differences in the domains of awareness and their relationship with other clinical aspects such as decision-making capacity according to age at onset of AD. Furthermore, our data can suggest hypotheses for larger and more robust prospective studies.
Keywords
INTRODUCTION
Alzheimer’s disease (AD) is the most common form of dementia, accounting for 50 to 75% of dementia cases. AD is characterized by gradually progressive cognitive and functional deficits and behavioral changes. 1 Age is considered the principal risk factor for AD and is used as a categorical marker. 2
Young-onset AD (YOAD) typically occurs before the age of 65 and affects less than 6% of all people diagnosed with AD. Although the impact of AD is significant at any age, people with YOAD may face unique challenges such as psychological damage involving anxiety and depression, risk of stigmatization, decreased and/or poor judgment, withdrawal from work or social activities, and even withdrawal from family and friends. 3 In addition, people with YOAD may face stigma related to the disease, like feeling denied and ignored and experiencing discrimination in healthcare. 4
People with YOAD differ from the late-onset group in several clinical, neuropsychological, neuroimaging, and neuropathological variables. Various studies have indicated that people with YOAD experience a more aggressive clinical course of the illness. In 25% of YOAD cases, there is a distinct phenotype of non-memory symptoms, particularly apraxia, visual dysfunction, fluent or non-fluent aphasia, executive dysfunction, and/or dyscalculia. 5 Given the specific clinical profile of people with YOAD is important to evaluate their pattern of functioning in other aspects such as decision-making capacity and awareness.
Decision-making capacity is the process of making choices by identifying a decision, gathering information, assessing alternative solutions, and selecting an appropriate action from several possible alternatives. 6 It involves many cognitive processes to determine the proper course of action, including the choice of a motivation to achieve the goal, weighing the likely consequences of different options, and deciding which expected consequences would best fit the objectives. 6
The decision-making process encompasses four major abilities: 6 1) Understanding the relevant information is the gathering, storage, and recall of the meaning of sequences of information. The person must show the capacity to explain such information in his/her own words. 2) Appreciate the implications of contextualized information is the capacity related to personal values about the benefits and risks of a choice. 3) Reasoning about the information is the logical process of comparing the alternative answers, indicating the reason for the choice. It requires rational agreement with the conclusion. 4) Expression of choice is the ability to change a choice and maintain its consistency until the moment of its implementation. 7 Any interference in one of these abilities impairs decision-making capacity.
Decision-making capacity can change with aging. 8 Therefore, the capacity to make decisions is assumed to be vulnerable to the interaction between age and low cognitive ability. 9 If the decision-making process is vulnerable to normal aging, it can be impacted even more seriously in pathological aging, since the cognitive, emotional, and motivational capacities are considerably affected by age-related neurodegenerative disorders such as AD.10 –12 Recent studies have shown that people with AD (PwAD) present deficits in the domains of the decision-making capacity, with more serious impairment of understanding and reasoning.13,14, 13,14 However, no previous study has investigated decision-making capacity in people with YOAD. Thus, it is necessary to better understand the impact of age at onset of AD on decision-making capacity.
Awareness is described as the capacity to recognize changes caused by one’s illness.15,16, 15,16 Awareness is a multidimensional construct with different domains, such as awareness of cognitive deficit, functional impairment, emotional and social difficulties, and behavioral disturbances.15 –17 The construct integrates biological, social, and psychological levels and should not be considered as a symptom of the disease. 16
Recent studies on dementia have emphasized the need to relate awareness to specific domains of functioning. 18 Most people with AD present deficits in awareness, with greater impairment in the domains of awareness of cognitive functioning and health conditions and functional activity.13,19,20 , 13,19,20
In a recent study, 13 we investigated the relationship between decision-making capacity and awareness. People with AD who were aware of their cognitive functioning and health condition were more likely to be judged competent in their decision-making capacity. Other studies have shown that deficits in awareness in people with dementia have been related to significant impairment in the understanding, appreciating, and reasoning domains of decision-making capacity.21,22, 21,22
Interestingly, people with YOAD have been considered to have better awareness, although they experience greater cognitive impairment.3,4,23 , 3,4,23 Their atypical cognitive profile may partially explain the report of preserved awareness in people with YOAD, since they often present more preserved memory at the time of diagnosis, as opposed to people with LOAD. For example, Baptista et al. 4 found that people with YOAD were more aware of the disease and in the domain of cognitive functioning and health condition than people with LOAD, even in the moderate disease stage.
Recent studies have suggested that people with AD who are aware of their overall cognitive function and diagnosis are more likely to be judged competent in decision-making capacity. 13 Therefore, the novelty of our study is that it fills a relative gap in research on the relationship between decision-making capacity and awareness in people with YOAD. In this context, we aim to analyze the relationship between decision-making capacity and awareness in people with YOAD and LOAD. We hypothesize that people with YOAD have significantly higher awareness and more decision-making capacity than people with LOAD.
METHODS
Participants
In this cross-sectional study, we included 169 consecutively selected PwAD and their caregivers (124 people with LOAD and 45 people with YOAD), according to the fifth edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM-5), enrolled at the Center for Alzheimer's Disease and Related Disorders of the Institute of Psychiatry (IPUB), Universidade Federal do Rio de Janeiro (UFRJ), Brazil. A psychiatrist performed the diagnosis using clinical interviews with the PwAD and their caregivers as well as cognitive screening tests, laboratory tests, and imaging.
Only patients with mild to moderate AD according to the Clinical Dementia Rating scale (CDR), 24 with scores between 11 to 26 on the MMSE, 25 were included in the study. We excluded people with history of neurological or psychiatric disorders, aphasia, head trauma, epilepsy, and alcohol or drug abuse.
The primary family caregiver was defined as the person who was most responsible for the care of the PwAD. Caregivers with reported history of psychiatric or cognitive disorders were excluded from the study. All caregivers had been previously informed of the diagnosis by the psychiatrist.
Ethics
The study complied with the ethical guidelines of the revised Declaration of Helsinki. The Institutional Review Board of the Institute of Psychiatry (IPUB), Universidade Federal do Rio de Janeiro (UFRJ), approved the study. All PwAD and their caregivers signed the informed consent term, after a detailed explanation of the study.
Procedures
The assessments were performed by trained psychologists from the research team. The PwAD and their caregivers were interviewed separately. The PwAD had their decision-making capacity, awareness of the disease, and cognitive functioning assessed. Caregivers provided information about the PwAD (demographics, disease severity, functional capacity, mood, neuropsychiatric symptoms). We presented the instruments in the same order for all the participants. We provided the participants with some help to allow their better performance in the interview. For the PWAD interview, the research assistant read the questions with accompanying large-type visual displays of the answer choices. If a PWAD expressed confusion over the question or its answer choices, the research assistant attempted to clarify the source of confusion.
Instruments
Awareness of disease: Assessment Scale of Psychosocial Impact of the Diagnosis of Dementia (ASPIDD), a 30-question scale based on PwAD and caregiver reports. The scale assesses awareness of the disease across the following domains: awareness of cognitive functioning and health condition, functional activity impairments, emotional state, social functioning, and relationships. The awareness score is the degree of discrepancy between the patient’s and the caregiver's responses, with one point being scored for each discrepant response. Total scores of awareness range from preserved (0–4), mildly impaired (5–11), and moderately impaired (12–17) to absent (over 18). The scores for domains are given as: awareness of cognitive functioning and health condition (0–7), emotional state (0–5), social functioning and relationships (0–7), and functional activity impairments (0–11). 17
Decision-making capacity: MacArthur Competence Assessment Tool for Treatment (MacCAT-T) is a semi-structured interview about competence to consent to treatment, focused on the four decision-making abilities. The interview covers information about the individual's symptoms, diagnosis, treatment options, risks and benefits of treatment, and alternative treatments. The section Understanding is subdivided into Understanding of Disease, Treatment, and Risks and Benefits of Treatment. In this section, the participant should be capable of paraphrasing what has just been spoken to them. The Appreciation section assesses whether the individual can apply the information to his or her own context (Appreciation of the Disease) and whether they recognize the possible benefits of the treatment (Appreciation of the Treatment). In the Reasoning section, the person is asked to mention any consequences of the treatment alternatives (Consequential Reasoning), compare the alternatives (Comparative Reasoning) and offer different consequences not previously mentioned by the interviewer (Generating Consequences). This section also assesses the logical consistency of the person’s choice. In the Expression of Choice, the individual is asked to state a preference for one treatment option. The scores for each item are 2 (adequate), 1 (partially adequate), or 0 (inadequate). There is one quantitative score for each ability: 0–6 for understanding, 0–4 for appreciation, 0–8 for reasoning, and 0–2 for expression of a choice. There is no total score for the MacCAT-T or a cutoff score to determine whether the individual is competent to make decisions about their treatment process, because the interviewer’s judgment must consider clinically relevant overall information.14,26, 14,26
Dementia severity: The CDR measures the severity of dementia. The stages range from 0 (no dementia) to 3 (severe dementia) according to the degree of cognitive, behavioral, and activities of daily living impairment. A higher score denotes more severe dementia. 24
Cognition: The MMSE includes tasks involving orientation, registration, short-term memory, language use, comprehension, and basic motor skills. The total score ranges from 0 to 30. Lower scores indicate more impaired cognition. 25
Functionality: Pfeffer Functional Activities Questionnaire (PFEFFER) is a caregiver/reporter inventory that evaluates activities of daily living. The ratings for each item range from normal (0) to dependent (3), with a total of 30 points. Higher scores indicate worse functional status. 28
Depressive symptoms: Cornell Scale for Depression in Dementia (CSDD) assesses mood symptoms, physical symptoms, circadian functions, and behavioral symptoms related to depression. Scores above 13 indicate the presence of depression.29,30, 29,30
Neuropsychiatric symptoms: Neuropsychiatric Inventory (NPI) is a questionnaire that evaluates the presence of delusions, hallucinations, dysphoria, anxiety, agitation/aggression, euphoria, disinhibition, irritability/lability, apathy, aberrant motor activity, night-time behavior disturbances, and appetite and eating abnormalities. Each item is rated for frequency and intensity. The total scores range from 0 to 144 points. Higher scores indicate higher presence of neuropsychiatric symptoms. 31
Quality of life: The questionnaire Quality of Life in Alzheimer's Disease Scale (QoL-AD) was developed specifically to assess QoL in dementia. The QoL-AD includes 13 domains: physical health, energy, mood, living situation, memory, family, marriage, friends, chores, fun, money, self, and life as a whole. The 13 domains are rated as poor (1), fair (2), or good (3), and the total scores range from 13 to 52. Higher scores indicate better self-reported QoL.32,33, 32,33
Social and emotional functioning: The Social and Emotional Questionnaire (SEQ) consists of 30 items distributed across 5 aspects: recognition of emotion, empathy, social conformity, antisocial behavior, and sociability. The ratings are scored on a 5-point Likert scale, from strongly disagree (1) to strongly agree (5). The patient’s and caregiver’s versions are essentially identical. Both patients and informants were asked to answer the questionnaire individually. This ensured anonymity of answers as well as prevention of cross-checking answers between PwAD and informants. People with dementia rated their socioemotional functioning as regards the ability to recognize emotions, their behavior in social situations, and the extent of their empathetic reactions. Caregivers also answered questions about the current emotional and social functioning of the person with dementia. The score is based on the degree of discrepancy between PwAD and their caregivers’ ratings. Discrepancy scores close to 0 indicate good mutual agreement. Positive and negative discrepancy scores are interpreted as indicating lower awareness.34,35, 34,35
Statistical analysis
All the statistical analyses were performed with SPSS for Windows version 22.0. The Kolmogorov-Smirnov and Levene tests were used to verify the data’s normal distribution and homoscedasticity, respectively.
We used the independent t-test, chi-square test, and analysis of variance (ANOVA) to assess the relationship between sociodemographic and clinical variables in both groups. We used Cohen’s d (small (<0.5), moderate (0.5–0.8), or high (>0.8) effects) and Phi (range is from –1 to 1, higher values indicate a stronger correlation between the two variables) or Cramer’s V (0 (reflecting complete independence) and 1.0 (indicating complete dependence or association) for chi-square test to measure effect size in relation to the differences in socio-demographic and clinical characteristics of the caregivers and people with AD.
Multivariate linear regression models controlling age at onset and education level were performed to determine the factors related to the domains of awareness and the decision-making capacity. The best models were selected based on trade-off between the highest variance (R2) and highest cross-validity (adjusted R2). For all the analyses, the level of significance adopted was p≤0.05.
RESULTS
Sociodemographic and clinical characteristics of people with YOAD and LOAD
People with YOAD (N = 45) had a mean age at onset of 57.98 years (4.34), mean age of 63.22 years (5.43), and 5 years mean duration of the disease (3.26). The majority of the YOAD group (N = 25; 55.6%) were in the mild stage of the disease (CDR 2). They had a mean of 9.93 (4.10) years of education, and 55.6% were females (N = 25).
People with LOAD (N = 124) had mean age at onset of 75.36 years (5.78), mean age of 79.92 years (5.60), and 4 years mean duration of the disease (3.14). Most of the LOAD group (N = 84; 67.7%) were in the mild stage of the disease (CDR 1). They had a mean of 7.35 (3.88) years of education, and 69.4% were females (N = 86).
There was a significant difference in age (p = 0.001; d = 3.02) and in age at onset with (p = 0.001; d = 3.22), with a high effects size between groups.
People with YOAD were more cognitively impaired, with moderate effect size, compared to people with LOAD (p = 0.003; d = 0.53).
Table 1 shows the comparison of demographics and clinical data between people with YOAD and LOAD.
Sociodemographic and clinical data on a sample of people with Alzheimer's disease
Sociodemographic and clinical data on a sample of people with Alzheimer's disease
YOAD, young-onset dementia; LOAD, Late-onset dementia; SD, standard deviation; CDR, Clinical Dementia Rating; MMSE, Mini-Mental State Examination; PFEFFER, Pfeffer Functional Activities Questionnaire; NPI, Neuropsychiatric Inventory; SEQ, Social and Emotional Questionnaire; QoL-AD, Quality of life in Alzheimer's disease-patient’s self-report. * p≤0.005; *Phi; ** Cohen d, ***Cramer’s V.
Differences in awareness and decision-making capacity
Regarding awareness and its domains, people with YOAD were more aware of their cognitive deficits and health condition (p = 0.006; d = 0.49), with a moderate effect size between groups. We did not find any other significant differences between the groups in the other domains of awareness.
In addition, there were no significant differences in the domains of decision-making capacity between groups. All PwAD presented deficits in the domains of decision-making capacity with a greater impairment of understanding with a small effect size (YOAD = mean 3.67, SD 1.57; LOAD = mean 3.80, SD 1.22; d = 0.1).
Table 2 summarizes the differences between awareness and the domains of decision-making capacity.
Awareness and Decision-Making Capacity domains
ASPIDD, Assessment Scale of Psychosocial Impact of the Diagnosis of Dementia; MacCAT-T, MacArthur Competence Assessment Tool for Treatment. * p≤0.005.
Multivariate linear regression models controlled by age at onset and education level were built to examine the association between awareness and the domains of MacCAT-T.
Understanding was the domain of MacCAT-T most significantly associated with awareness domains: ASPIDD Total (p < 0.001), awareness of cognitive deficits and health condition (p < 0.001), awareness of emotional state (p < 0.008), awareness of social functioning and relationships (p < 0.001), and awareness of impaired functional activity (p < 0.001). However, age at onset only impacted total ASPIDD (p < 0.013) and awareness of cognitive deficits and health condition (p < 0.001). Therefore, in these domains, people with YOAD showed better understanding when they presented better awareness. The level of education was not statically significant for awareness domains.
Table 3 shows the adjusted R2 values and the regression weights.
Regression models of awareness and decision-making capacity in YOAD and LOAD
B, Linear coefficient; β, Standard beta coefficient; R2, Coefficient of determination; Adj. R2, adjusted R-square; ASPIDD, Assessment Scale of Psychosocial Impact of the Diagnosis of Dementia; MacCAT-T, MacArthur Competence Assessment Tool for Treatment. * p≤0.005.
DISCUSSION
To the best of our knowledge, this was the first study on the relationship between awareness and decision-making capacity according to age at onset of AD. The study thus aimed to investigate whether there was a relationship between decision-making capacity domains and awareness domains in people with YOAD and LOAD.
The dementia process in YOAD is characterized by a more rapid course of the disease. 36 Although most of the group participants presented mild disease, according to the CDR, people with YOAD were more cognitively impaired than those with LOAD. Moreover, the YOAD group, numerically, presented less functional ability and more neuropsychiatric symptoms. A possible explanation for the lack of clinical differences between the groups might be related to the small size of the YOAD group, a bias that might have hindered the expected variances in functionality and neuropsychiatric symptoms between the groups.
We had hypothesized that people with YOAD would have significantly higher awareness and more decision-making capacity compared to people with LOAD.
Regarding the domains of decision-making capacity, when the YOAD and LOAD groups were compared, there were no significant differences between the groups. However, the YOAD group presented a slightly worse level of understanding, reasoning, and expression of choice but a higher appreciation ability when compared to the LOAD group. The lack of significant differences between the groups was probably related to the small size of the YOAD group since there was a moderate effect size in the reasoning domain. Therefore, further studies with more robust samples might better evaluate the differences in decision-making capacity between age at onset groups.
Surprisingly, there were only significant differences between groups, with moderate effect size, in awareness of cognitive deficits and the health condition domain. This finding is consistent with previous studies that also observed that YOAD is related to greater awareness in the cognitive domain, despite the greater cognitive impairment of this group.36 –38 Possibly, people with YOAD are exposed to a more demanding environment than the older population. This may be due to them still being in the workforce, having an active social life, and possibly having dependent children. Despite their cognitive difficulties, they may be more stimulated. 38 Moreover, both the YOAD and LOAD groups presented mildly impaired awareness in the domains of social functioning and relationships and emotional state. These results are consistent and support the heterogeneity of awareness in AD found in other studies.20 –24 The existence of several types of perceptions and judgments involved in the recognition of the various awareness domains might be a reason for these disparities. 20
The YOAD group is better educated, and higher education is often associated with better cognitive reserve, which may provide some level of protection against cognitive decline seen in AD. 39 Education can have a multifaceted impact on decision-making capacity. Educated individuals may have developed more effective cognitive strategies, better problem-solving skills, or heightened awareness of their cognitive abilities. These factors can affect how they adjust to changes in decision-making capacity as AD progresses.38,39, 38,39 Therefore, we controlled the regression models to investigate the impact of education in ASPIDD domains. The findings indicated that the level of education was not statically significant for awareness domains. Thus, it might be possible that awareness can vary widely among individuals regardless of their education level. 26 Further studies with larger samples may be better suited to stratify levels of education and their possible relationship with awareness and decision-making capacity in AD.
We also analyzed the relationship between awareness domains and decision-making, controlled by age at onset. Our major finding was a relationship between the understanding and awareness domains. We found that understanding was the domain of decision-making capacity most significantly associated with awareness domains. Age at onset only impacted the total awareness score and awareness of cognitive deficits and health condition domains. In these domains, the results showed that there are two explanatory elements for awareness variation. First, awareness decreased when there were LOAD cases compared to the results of the YOAD group. This result was only obtained when we controlled for variables in the decision-making domain. Secondly, awareness improved for each increase in the individual’s understanding, when controlled by age at onset. Therefore, awareness was particularly important for decision-making capacity in the YOAD group. Understanding is the ability to comprehend information relevant to the decision. 14 Thus, better awareness implies better understanding in the YOAD group. Our findings highlight the importance of awareness for decision-making capacity. Previous studies have shown a critical role of metacognitive characteristics, such as awareness, in predicting whether an individual will be able to display decision-making competence. 38 For example, Consentino et al. 22 reported decreased decision making-capacity in unaware people with dementia. In addition, in a previous study, 13 we found that people with AD who presented either impaired awareness of the disease or cognitive and functional impairments were unable to appreciate the personal benefits of a proposed health treatment or to understand and accurately judge the personal repercussions of a decision. Therefore, this study can be considered a starting point for future studies. We should proceed to studies with a larger sample to deepen the understanding of the role of awareness in decision-making capacity in people with YOAD.
Clinical implications
Healthcare professionals need to be aware of the individual's cognitive abilities and level of awareness to make informed decisions about their medical life. 39 Understanding the specific challenges people with AD face in decision-making can help healthcare providers tailor treatment plans that align with the individual's abilities and preferences. It may involve more collaboration with family members or caregivers to ensure that people with AD needs and wishes are considered. This knowledge can influence how support systems are designed in case of care agreements. It might lead to more comprehensive and flexible care plans that adapt to the individual’s cognitive function changes. Wilkins, 38 points out that the caregivers usually underestimate the decision-making capacity of the person with AD, as they are impacted by the burden, depression, the person with AD functional ability, and the type of relationship. Currently, there are discussions about using tools, such as advanced directives, which determine the wishes and preferences of the person with dementia based on prior knowledge of values and preferences that can help in decision-making capacity. Considering that people with YOAD have better awareness when evaluating the decision-making capacity of people with YOAD, one should not only take into account cognitive impairment but rather the degree of preservation of awareness so that their decision-making capacity can be better understood and supported. Decision-making capacity is related directly to quality of life. Therefore, a person with AD who has a higher participation in their choices will tend to have a better quality of life, even if the choices are assisted and supported.39,40, 39,40
Limitations
We studied a small sample of people with YOAD cross-sectionally, which may have limited the analysis power and causal explanations. A longitudinal study would allow to observe the variations and the relationship between awareness and decision-making capacity over time. In addition, the sample was collected at an outpatient center for dementia, which hinders generalization of the results to people with dementia that are not receiving such specialized clinical support.
Conclusion
People with YOAD presented more preserved awareness of their cognitive functioning and health status than the LOAD group. In addition, awareness plays an essential role in the understanding domain of decision-making capacity. Clinically, our findings shed light on the need to consider the differences in the domains of awareness and their relationship with other clinical aspects such as decision-making capacity according to age at onset of AD. Furthermore, our data can suggest hypotheses for larger, more robust, prospective studies.
AUTHOR CONTRIBUTIONS
Natalie Souza (Investigation; Methodology; Writing – original draft; Writing – review & editing); Pedro Simões Neto, PhD (Formal analysis); Marcia Cristina Nascimento Dourado (Conceptualization; Project administration; Supervision; Writing – review & editing).
Footnotes
ACKNOWLEDGMENTS
Marcia Cristina Nascimento Dourado receives research funding from The National Council for Scientific and Technological Development (CNPq) and Carlos Chagas Filho Foundation for Research Support of the State of Rio de Janeiro (FAPERJ) grant number E-26/200.932/2021.
FUNDING
The authors have no funding to report.
CONFLICT OF INTEREST
All authors have no conflict of interest to report.
DATA AVAILABILITY
The data supporting the findings of this study are available within the article and/or its supplementary material.
