Abstract
Malcolm Baldrige National Quality Award (MBNQA) is a quality assessment and rewarding system that aims to increase the awareness of quality management. Although the award is launched in the USA in 1989 and only given to the U.S based companies, it is recognized internationally. There are 7 types of categories in the award system (Leadership, Strategic planning, Customer focus, Measurement, analysis, and knowledge management, Workforce focus, Process management, and Results) where the evaluation is made over 1000 points and each category has its own weight. Since almost all the publications in the literature are based on crisp measurements and evaluations of the system performances, we proposed a multi attribute decision making (MADM) method using interval valued Pythagorean fuzzy weighted averaging (IVPFWA) and interval valued Pythagorean fuzzy weighted geometric (IVPFWG) aggregation operators for MBNQA assessment to represent the decision makers’ subjective evaluations better. A comparison of the results with Technique for Order Preference by Similarity to Ideal Solution (TOPSIS) method and an illustrative example are presented in the study.
Keywords
Introduction
Total quality management (TQM) is a well-known approach being applied by organizations to improve their process quality, process efficiency, and customer satisfaction by intending to achieve impeccable outcomes in order to survive in today’s extremely competitive business world. MBNQA, European Foundation for Quality Management (EFQM) Excellence Award, and Deming Prize are the most frequently considered quality award models by the companies as a guide of TQM implementation.
MBNQA was introduced by U.S congress in 1987 and being presented in six categories: manufacturing, service, small business, education, health care, and nonprofit. The assessments depend on seven criteria groups as listed below with their explanations. Leadership: How the organization is led by the upper management and how it leads within the community. Strategy: How the strategic goals are determined and planned to be performed by the organization. Customers: How relationships with customers are constituted and sustained by the organization. Measurement, analysis, and knowledge management: How the knowledge and information are used to support key operations and manage the performance of the organization. Workforce: How the workforce of the organization is authorized and comprised. Operations: How the key operations of the organization are planned, maintained, and developed. Results: How the organization performs and compares to its competitors.
These seven criteria groups are divided into 18 criteria where their total scores are equal to 1,000. In the literature their evaluations mostly depend on crisp values. However, fuzzy representations of their assessments can be more accurate to develop a better evaluation method due to their enhanced ability to represent the vagueness and impreciseness in real-life scenarios.
The most frequently used fuzzy sets are shown in Fig. 1 in a chronological order with their developers.

Most frequently used fuzzy sets.
Fuzzy set theory was introduced to the literature by Zadeh [25]. The first type of fuzzy sets is ordinary fuzzy sets, which are represented by only a membership degree for an x value as given in Equation (1).
Zadeh [26] developed type-2 fuzzy sets since ordinary fuzzy sets were criticized by some researchers. A type-2 fuzzy set
Intuitionistic fuzzy sets (IFSs) are developed as a generalization of Zadeh’s ordinary fuzzy sets by Atanassov [24]. These sets involve the degrees of membership and non-membership together with experts’ hesitancies.
Let U be a universe of discourse. An IFS
Neutrosophic sets are introduced by Smarandache [12] to the literature. Let U be a universe of discourse. Neutrosophic set
Hesitant fuzzy sets are developed by Torra [44] and defined as follows:
Pythagorean fuzzy sets (PFSs) are developed by Yager [36]. Let U be a universe of discourse. A PFS
Kutlu Gündoğdu and Kahraman [11] developed the spherical fuzzy sets. Spherical fuzzy sets
Since PFSs extend the set of possible values that membership and non-membership degrees can take, they provide higher flexibility for dealing with uncertainty. It is geometrically shown in Fig. 2 that PFSs gives a wider coverage for information span than IFSs.

IFSs and PFSs comparison.
Therefore, we presented a MADM method using IVPFWA and IVPFWG aggregation operators for MBNQA assessment. We compared the results with IVPF TOPSIS method.
The rest of this study is organized as follows. Section 2 presents a literature review on MBNQA assessment. Section 3 gives the preliminaries for IVPFSs. Section 4 develops MADM methods using IVPF aggregation operators for MBNQA assessment. Section 5 illustrates the application of the proposed model. Section 6 presents a comparative analysis for the results with TOPSIS method. Section 7 concludes the paper with future directions.
A literature review on MBNQA based on Scopus database gave a list of 341 publications when the MBNQA keyword search is limited into article titles, abstracts, and keywords. Figure 3 shows the distribution of the MBNQA publications with respect to years.

Distribution of the MBNQA publications with respect to years.
After the first study about MBNQA was published in 1989, the highest publication rate was attained in 1994 and 2004 with 19 studies each.
As it is given in Fig. 4, most of the MBNQA studies are in article form which is followed by conference papers and reviews.

Document types distributions of MBNQA publications.
MBNQA assessment has been applied to many subject areas and Fig. 5 shows their frequencies. Business, management and accounting (BMA) and engineering are the most frequently applied subjects respectively.

Document types distributions of MBNQA publications.
Some representative MBNQA studies are given below considering their development over the years.
Amsden and Amsden [37] aimed to search whether the MBNQA can serve as similar national quality prizes for quality improvement by American organizations by analyzing the requirements, scope and purpose of both quality awards. Dooley et al. [18] discussed the goals, criteria, and administration of the MBNQA and compared with the Deming Prize. Reimann and Haines [5] discussed the scoring criteria and the evaluation process of the four elements of MBNQA (leadership, system, quality results, customer satisfaction) which are further divided into seven categories. Wever and Vorhauer [13] described a matrix based on categories adapted from MBNQA process and developed an assessment tool to measure the progress toward environmental management excellence. Yarborough [4] evaluated the value of the MBNQA on occupational health services. Jordan [9] described how the Baldrige criteria can be used to improve an organization’s overall operational performance and competitiveness. Matta et al. [20] presented several propositions that derived from a study of MBNWQA winners regarding the implementation of TQM. Bantham and Bobrowski [16] developed an organizing framework for exploring buyer-supplier partnerships using the MBNQA criteria. Wilson and Collier [7] presented an empirical study to test the impact of the criteria weights implied in the MBNQA on firm performance and customer satisfaction. Wu et al. [15] designed a questionnaire based on the seven categories of the MBNQA criteria to assist organizations in conducting self-evaluations of their TQM programs. Puay et al. [39] compared the nine major national quality awards (three European, two North American, three Asia Pacific and one South American) including MBNQA. Prybutok and Spink [43] developed a survey for the health care industry based on the MBNQA criteria to assess the executives’ perceptions of current Baylor health care system quality practices. Wilson and Collier [6] tested the theory and causal performance linkages implied by the MBNQA. Angell [27] explored whether the best-practice quality firms leverage their quality programs for environmental management by comparing the implementation of successful and unsuccessful quality and environmental initiatives in five manufacturing- and five service-sector MBNQA winners. Khoo and Tan [14] compared the distinctive differences and overlapping concepts between the US and Japanese approach to TQM, regarding the countries’ quality award (MBNQA, Japanese Deming Prize, and the Japan Quality Award) frameworks and criteria. Prybutok and Cutshall [42] used a MBNQA criteria-based survey to assess the quality status of organizations that employ quality professionals. Badri et al. [29] empirically tested the causal relationships in the MBNQA Education Performance Excellence Criteria. Sohn et al. [40] adopted MBNQA criteria to assess the R&D environmental factors of recipient companies. Tai [28] examined the synchronous and lagged relationships between CEOs’ pay and the performance of a group of public companies that had won MBNQA. Kuo et al. [41] utilized a survey instrument tied to MBNQA criteria to examine the effectiveness of ISO 9000 implementations towards TQM practices and operational performance from employees’ perspective. Chen [3] established a total quality improvement framework based on quality function deployment by integrating the MBNQA and a balanced scorecard. Lee and Lee [8] compared six best-known quality awards including MBNQA to identify common quality award criteria. Jones [34] identified the critical factors that predict quality management program success using the MBNQA Criteria for Performance Excellence framework as a measurement proxy. Mellat-Parast [32] investigated the relationships among the MBNQA criteria using a unique data set: the independent reviewers’ scores. Ismail et al. [35] evaluated the interrelationships between the EFQM excellence model and information systems criterion of MBNQA model in the higher education institutions of Malaysia. Sudheer Muhammed et al. [21] utilized MBNQA criteria to measure and evaluate performance in the healthcare system. Miller and Parast [17] examined whether organizations improve their quality performance after applying for the MBNQA. Shokri [1] investigated the gap between the current vision and knowledge of future early career operations leaders and common strategic TQM frameworks such as MBNQA and competing value framework. Parast and Golmohammadi [33] investigated the determinants of customer satisfaction and quality results using the Baldrige data in the healthcare industry. Asif [30] investigated the relationships between participative leadership, administrative quality, medical quality, and patient satisfaction using the MBNQA healthcare criteria.
There is a limited number of publications in the literature that studies MBNQA assessment under fuzziness. Lam et al. [19] proposed a MBNQA-oriented self-assessment quality management system based on the seven criteria group of MBNQA to constitute contractors to benchmark and applied fuzzy analytical hierarchy (AHP) process method to calculate the weights of criteria by conducting a questionnaire survey. They compared the fuzzy method results with the original weights of MBNQA. Zohrabi and Manteghi [2] used fuzzy screening technique based on MBNQA education criteria group for selecting competitive strategies for education-al organizations. Jaeger et al. [31] used fuzzy AHP to calculate the weights and sub-sequent ranking of seven quality criteria group of MBNQA. Aydın and Kahraman [38] developed a new AHP-based fuzzy multi-criteria decision-making approach to measure the performance excellence of firms applying for MBNQA.
This section reviews some basic definitions related to IVPSs on the set X.
The degree of indeterminacy is given by Equation (10):
MADM methods are one of the most studied and applied fields of the decision science. Various methods have been proposed to deal with choosing, ranking, or classifying available alternatives. Since traditional MADM methods mostly fail to represent uncertainty and the vagueness in the parameters, fuzzy MADM techniques have developed. Based on IVPFWA and IVPFWG aggregation operators, we proposed an approach for MADM under the environment of IVPFSs to rank the alternatives and select the best MBNQA candidate as shown below in 4 steps:
Let A ={ A1, A2, …, A
n
} be a set of n alternatives, C ={ C1, C2, …, C
m
} be the set of m criteria, and λ = (λ1, λ2, …, λ
m
)
T
be the weighted vector of the criteria, C
i
(i = 1,2, ... ,m) with λ
i
ɛ [0, 1] and
Step 1. Collect the information from the decision maker to construct the decision matrix.
Step 2. Compute
Step 3. Compute the scores of a j by using the score function given in Equation (17).
Step 4. Rank the scores of the alternatives with respect to each aggregation operator and select the company with the highest value.
IVPF-MBNQA assessment system application
Suppose that 4 car manufacturers A1, A2, A3 and A4 are being evaluated according to MBNQA criteria C
m
(m = 1, ... , 18) for performance excellence. The weight vector of C
m
is λ = (0.07, 0.05, 0.04, 0.045, 0.04, 0.045, 0.045, 0.045, 0.045, 0.04, 0.035, 0.05, 0.1, 0.07, 0.07, 0.07, 0.07, 0.07)T where λ values are normalized point values since
Step 1. The decision-maker gave his/her decision as given in Table 2 by using Table 1.
Criteria for performance excellence [38]
Criteria for performance excellence [38]
IVPF decision matrix
Step 2. We computed a j (j = 1, 2, 3, 4) values with respect to IVPFWA and IVPFWG aggregation operators as given in Table 3.
a j values with respect to aggregation operators
Step 3. We found the scores of a j (j = 1, 2, 3, 4) values as given in Table 4 with respect to IVPFWA and IVPFWG aggregation operators.
a j values with respect to aggregation operators
Step 4. We ranked the MBNQA candidate companies (A1, A2, A3, A4) according to their scores with respect to the aggregation operators as shown in Table 5.
Rankings of the MBNQA candidate companies
The first two companies are determined as A1 and A3 regardless the aggregation operators. On the contrary, rankings for the companies A2 and A4 are affected from the operators.
TOPSIS method bases on the idea that the best alternative should have the shortest distance from the ideal solution and the farthest from the negative-ideal solution. Based on TOPSIS under the environment of IVPFSs, we compared the results of the MADM method using IVPFWA and IVPFWG aggregation operators. Steps of TOPSIS are shown below where:
C i : i th criterion i = 1, 2, …, m
A j : j th alternative j = 1, 2, …, n
w
i
is the weight of the i
th
criterion or attribute and
Step 1. Set the initial IVPF decision matrix
Step 2. Determine the IVPF weighted decision matrix
Step 3. Determine the ideal (A*) and negative ideal (A-) solutions as shown in Equations (21) and (22).
Step 4. Calculate the separation measures using the m-dimensional Euclidean distance. The separation measures of each alternative from the positive ideal solution and the negative ideal solution are given in Equations (23) and (24), respectively.
Step 5. Calculate the relative closeness to the ideal solution. The relative closeness of the alternative A
j
with respect to A* is defined in Equation (25). Finally, rank the preference order.
Application of the given IVPF TOPSIS method on the illustrative example is presented below in steps.
Step 1. Initial IVPF decision matrix
Step 2. IVPF weighted decision matrix
IVPF weighted decision matrix
Step 3. Ideal (A*) and negative ideal (A-) solutions are determined by using Equations (21) and (22) as given in Table 7. In this step, first the scores of the values in the IVPF weighted decision matrix are calculated by using Equation (17) in order to be able to rank the IVPF values.
Ideal (A*) and negative ideal (A-) solutions
Step 4. The separation measures of each alternative from the positive ideal solution
Separation measures of each alternative from positive and negative ideal solutions
Step 5. The relative closeness to the ideal solution is calculated by using Equation (25) as shown in Table 9. Finally, the alternatives are ranked.
Relative closeness to the ideal solution
Since the alternative with the higher relative closeness to the ideal solution has the higher rank and the alternative closest to the ideal solution is the best one, the ranking should be as A1 > A3 > A4 > A2.
Table 10 shows the comparison between three MADM methods’ results we used in this paper.
Rankings of the MBNQA candidate companies regarding the MADM methods
As can be seen in Table 10 that MADM method using IWPFWG aggregation operator and IVPF TOPSIS gave the same rankings. Only for MADM method using IWPFWA aggregation operator, the rankings of alternatives A2 and A4 are opposite according to the two other methods. By the results of the MADM methods we used, it can be concluded that the best MBNQA candidate is A1 among the other companies.
MBNQA is a widely known excellence model that was established by the US congress in 1987 to raise awareness about quality and its importance for organizations. Up to 18 awards are given annually across seven categories ant the assessment is based on a scale of 0–1000 points. However, decision makers tend to use linguistic assessments rather than exact numerical values. Fuzzy set theory has been successfully applied to handle the vagueness and impreciseness in such evaluations since its introduction to the literature. Although, there are various publications on TQM assessments based on MBNQA in the literature, there was a large gap for its applications under fuzziness. In this paper (which is an extension of the conference paper [10]), to describe the fuzziness and ambiguity, the concept of IVPF sets is applied according to the degrees of membership and non-membership that are represented by flexible interval values that reflect the degree of hesitation and MADM methods using IVPFWA and IVPFWG aggregation operators for MBNQA assessment are proposed where the decision matrix is constructed by IVPFSs. A stepwise method is presented with an illustrative example for selecting the best candidate for MBNQA considering eighteen performance excellence criteria. A comparative analysis is performed using IVPF TOPSIS method. The results of the two MADM methods using IWPFWA and IWPFWG aggregation operators and the IVPF TOPSIS gave similar rankings. Only for MADM method using IWPFWA aggregation operator, the rankings of the last two alternatives are reverse of the two other methods.
For further research, we suggest a comparative analysis through q-rung orthopair fuzzy sets (q-ROFSs). A q-ROFS is represented by means of two membership degrees as truth and falsity where the summation of the qth power of truth-membership and the qth power of falsity-membership should be less than or equal to one. Since, q-ROFSs extend the concepts of IFSs and PFSs, it provides a wider range to deal with the uncertain information. Also, the results of the proposed methods can be compared with other IVPF aggregation operators such as IVPF ordered weighted geometric operator or IVPF hybrid geometric operator.
