Abstract
BACKGROUND:
At present, there is no consensus on the required duration of neoadjuvant endocrine therapy (NET), yet there is no consistent conclusion on the factors influencing the efficacy of treatment with breast cancer after prolonged treatment.
OBJECTIVE:
To explore the effect of prolonged NET on the efficacy of patients with breast cancer and analyze the factors influencing the efficacy of treatment with breast cancer after the treatment duration is prolonged.
METHODS:
The case histories of 51 patients who were diagnosed with breast cancer and received NET in our hospital from September 2017 to December 2021 were retrospectively analyzed. All patients received NET for over 12 months. The clinical efficacy and tumor size changes after treatment for six months and 12 months were compared, and the factors influencing the efficacy of treatment with breast cancer after patients’ treatment duration was prolonged were analyzed.
RESULTS:
(1) Among the 51 patients, the objective remission rate (ORR) of NET, at T
CONCLUSIONS:
(1) Prolonging the NET duration for patients with breast cancer can improve their clinical ORR and further reduce the tumor size, but patients’ conditions should be closely monitored during the treatment process to prevent the progression of disease due to drug resistance. (2) The expression state of ER or PR may be used as a factor influencing the efficacy of treatment with breast cancer after prolonged treatment. (3) There was no significant effect on the patients’ axillary lymph node status and the Ki67 expression before treatment on the clinical efficacy after prolonged treatment.
Introduction
According to the latest statistical data, the incidence rate of breast cancer is 11.7% among all types of cancer. It has exceeded the incidence rate of lung cancer and has become the most common cancer around the world [1]. Evidence-based medicine has shown that breast cancer is not a local disease but a systemic disease, so the idea of surgery upon identification has fallen behind. During the comprehensive treatment of breast cancer, the application value of neoadjuvant endocrine therapy (NET) became more prominent. Patients with hormone receptor-positive breast cancer account for about 80% of all breast cancer patients, and NET plays an important role for these patients [2]. The NET was initially applied to the elderly who could not tolerate neoadjuvant chemotherapy. It was found that there was no significant difference in the clinical objective remission rate (ORR) and the breast conservation rate in patients with hormone receptor-positive breast cancer between NET and neoadjuvant chemotherapy, but the incidence rate of adverse reactions after NET declined significantly [3, 4]. The NET can reduce tumor staging, improve the breast conservation rate, and provide information on the endocrine reactivity of tumors to help determine drug efficacy and guide individualized treatment [5]. As the precision medical model developed rapidly, making an individualized NET regimen became especially important. At present, there is no consensus on the required duration of NET, yet there is no consistent conclusion on the factors influencing the efficacy of treatment with breast cancer after prolonged treatment. This study aims to explore the effect of prolonged NET on patients with hormone receptor-positive breast cancer, analyze the factors influencing the efficacy of treatment with breast cancer after prolonged treatment, and provide a diagnosis and treatment basis for clinicians.
NET was first used for elderly patients who cannot underwent surgery or chemotherapy. Its application has significantly expanded its population through time. A 2016 meta-analysis by Laura et al. that included 20 studies about NET showed that NET had similar response rates to neoadjuvant chemotherapy, but the NET showed better performance with significantly reduced toxicity than chemotherapy [6].
More studies showed that the NET simply or combined with other therapy had similar efficiency with chemotherapy for the luminal BC, which showed a better tolerance for the BC patients who had to take NCT [7, 8]. However, there is no evidence in China about the NET in the certain population of BC. NET has the characteristics of low toxicity, low trauma, and low recurrence. However, its efficiency come slower than chemotherapy, requiring longer treatment and more monitoring, thus more suitable patients needed to be chosen. The TransNEOS study, which attempted to analyze the predictive effect of 21 gene testing on NET, proposed that RS
Methods
Study data
General data
A total of 51 patients with breast cancer who initially received NET at Baotou Cancer Hospital from September 2017 to December 2021 were chosen, and their case histories and examination reports were collected and recorded. All patients could receive NET according to the examination results, and the patients and their family members signed the informed consent form. See Table 1 for general data on the patients.
General data of 51 patients with hormone receptor-positive breast cancer
General data of 51 patients with hormone receptor-positive breast cancer
Patients were diagnosed with hormone receptor-positive invasive breast cancer by hollow needle puncture, and the estrogen receptor (ER) and/or progesterone receptor (PR) was positive.
Human epidermal growth factor receptor 2 (HER-2) was negative: HER-2 (-) or (1+). If patients with HER-2 (2+) received fluorescence in situ hybridization (FISH) and the result showed no amplification, they were also deemed to be negative [10].
Patients had no other tumors and never received any anti-tumor treatment, such as radiotherapy.
Patients had no distant metastasis.
Patients reached the menopausal stage.
Patients had no other autoimmune diseases.
Patients had no active bleeding, serious infections, disseminated intravascular coagulation, heparin therapy, or connective tissue disease in the past three months.
Patients underwent surgery after two weeks of NET, and their postoperative histopathology data were complete.
Exclusion criteria
HER-2 overexpression: HER-2 (3+) or FISH (+).
Patients with secondary breast cancer.
Patients had distant metastasis before treatment.
Patients had contralateral breast cancer.
Patients failed to take medication or receive reexamination regularly.
Patients had gastrointestinal diseases affecting endocrine drug absorption, like ulcerative disease and malabsorption syndrome.
Male patients with breast cancer.
Study methods
Basic information assessment before NET
Routine examination: Blood routine examination, hepatic and renal function, tumor markers, coagulation function, urine routine examination, electrocardiogram, and other examinations were completed.
Tumor conditions: Palpation was adopted to determine the size, location, and lymph node metastasis of the tumor. Furthermore, ultrasonography and dynamic contrast-enhanced magnetic resonance imaging (DCE-MRI) were used to examine bilateral mammary glands and regional lymph nodes, measure and describe the tumor size, location, and regional lymph nodes, and determine the tumor T staging and regional lymph nodes. Axillary lymph node puncture was chosen to determine the N staging.
Distant metastasis: Whole body bone scanning was performed to test osseous metastasis, and the abdominal organs were examined by abdominal, gynecological, and urinary ultrasound and upper abdominal magnetic resonance imaging (MRI). Chest computed tomography (CT) was used to examine chest organs, and bone mineral density examination was conducted to check whether the patients had osteoporosis.
Tumor biopsy
Before the biopsy, the patients’ imageological examinations and blood assays were completed, and contraindications related to needle biopsy were ruled out. In addition, the conditions and relevant precautions were communicated to the patients and their families, and the informed consent forms for puncture biopsy were signed.
The patients were in the supine position, and the sites were chosen for positioning under the guidance of ultrasound. After routine disinfection and draping, 2% lidocaine was used for local anesthesia. A 16 G disposable puncture needle was used to collect 4–6 tissue specimens at different locations of the lump, and the tissue specimens were placed in formalin and sent to the pathology department. The puncture wound was covered with a sterile bandage, and the patients were asked to press the designated sites.
Immunohistochemical staining
The ER, PR, and HER-2 were detected by immunohistochemical staining. The expressions of ER and PR were measured with the semi-quantitative method, including four levels: negative (-) and positive (+), (++), and (+++). The sign “+” or above meant a positive expression and was expressed as ER (+) or PR (+). Otherwise, ER and PR were expressed as ER (-) or PR (-) [11].
ER and PR were positive for brown yellow particles in the nucleus, while HER-2 was positive for obvious brown yellow particles in the cell membrane [12]. When the number of ER and PR positive cells is less than 10%, it is indicated as (-), when it is between 10% and 30%, it is indicated as (+), when it is between 30% and 50%, it is indicated as (++), and when it is greater than 50%, it is indicated as (+++).
HER-2 has no staining or less than 10% of infiltrating cancer cells and presents incomplete and weak membrane staining as (-), more than 10% of infiltrating cancer cells and presents incomplete and weak membrane staining as (1+), more than 10% of infiltrating cancer cells and presents incomplete and/or weak to moderate intensity membrane staining or less than or equal to 10% of infiltrating cancer cells and presents strong and complete membrane staining as (2+). More than 10% of invasive cancer cells present strong, complete, and uniform cell membrane staining as (3+).
In case of HER-2 (2+), FISH was required to further assess gene amplification. According to the St. Gallen International Expert Consensus Conference criteria, Ki67
Treatment methods
After the patients were diagnosed with hormone receptor-positive breast cancer and after full communication and explanation of the conditions to them and their family members, the patients agreed to take NET. Anastrozole (Arimidex, AstraZeneca Pharmaceutical, lot No.: J20150021), 1 mg/d was administered orally. During NET, the patients took calcium supplements to prevent bone calcium loss, and patients with severe osteoporosis were given bisphosphonate treatment. All patients were treated with NET for at least 12 months.
Clinical efficacy test
All 51 patients took anastrozole orally for at least 12 months. Before and after NET, the tumor size was measured by the DCE-MRI. Before treatment, the baseline value of the lesion was measured by DCE-MRI, and it was performed every three months during the treatment to measure the size of the target lesion. The detection instrument was the Philips Achieva 1.5T MRI system. Two radiologists with the title of deputy director or above measured the maximum diameter of the target lesion in the same section. When the results were not consistent, the other chief radiologist made an assessment and measured it again.
Outcome measures
The clinical efficacy of NET was evaluated according to the Response Evaluation Criteria In Solid Tumors scoring: (1) Complete remission (CR): All target lesions disappeared completely; (2) Partial remission (PR): The sum of the maximum diameters of the tumor decreased by
Statistical method
SPSS statistical software version 26.0 was used for data processing. The measurement data were expressed with mean
Results
Overall efficacy of prolonged NET duration for patients with hormone receptor-positive breast cancer
In this study, the 51 patients with hormone receptor-positive breast cancer receiving NET underwent DCE-MRI examination regularly to assess the efficacy. The results showed that at T
Comparison of clinical efficacy of different NET time
Comparison of clinical efficacy of different NET time
Note: Comparison of the ORR between the two groups at T
The mean tumor size and the mean tumor size reduction (95% confidence interval, CI) measured by the DCE-MRI before treatment at T
Tumor size changes at different treatment time measured by DCE-MRI
Note: The mean tumor size reduction was compared with the baseline before treatment.
The above results showed that as the treatment duration extended, the size of the patients’ tumors further decreased and the ORR further rose, with significant differences. This suggests that prolonging the NET duration can significantly improve the clinical ORRs of patients with hormone receptor-positive breast cancer.
The results of this study showed that among 27 patients with ER (+) and PR (+), at T
Among 14 patients with ER (+) and PR (-), at T
Among 10 patients with ER (-) and PR (+), at T
Comparison of clinical efficacy of patients at different treatment time
Comparison of clinical efficacy of patients at different treatment time
The tumor size at T
Effects on patients’ clinical efficacy after prolonged treatment
As the treatment duration was prolonged, the clinical ORRs of patients with ER (+) and PR (+) increased significantly. The efficacy difference between patients with ER (+) and PR (-) and patients with ER (-) and PR (+) was not significant, and there were significant differences in the clinical ORR among the three groups after prolonged treatment. This indicates that the ER or PR expression states may affect the efficacy of treatment with breast cancer after the NET duration extension. Furthermore, the clinical ORRs of patients in the ER (+) and PR (+) group were significantly higher than that of patients in the ER (+) and PR (-) group and patients in the ER (-) and PR (+) group after prolonged treatment.
The results of this study showed that among 23 patients with axillary lymph nodes positive at T
Comparison of clinical efficacy of patients at different treatment time.
Effects on patients’ clinical efficacy after prolonged treatment.
Among 28 patients with axillary lymph nodes negative, at T
The tumor size at T
Whether the patients’ axillary lymph nodes were positive or negative, prolonging the treatment duration could improve the clinical ORR. Furthermore, there was no significant difference in the clinical ORRs of patients with different axillary lymph node statuses after prolonged treatment, indicating that different axillary lymph node statuses before treatment have no significant effect on the efficacy of treatment with breast cancer after prolonged treatment.
In this study, the Ki67 in 30 patients was greater than or equal to 14% before NET. At T
The Ki67 in 21 patients was less than 14% before NET. At T
The tumor size at T
After the NET duration was prolonged, the clinical ORRs of patients with Ki67
Adverse reactions
Adverse reactions of the 51 patients in the treatment process included bone joint pain (
Discussion
As one of the most common cancers in females, breast cancer seriously affects patients’ work and life. Most patients with breast cancer are hormone receptor-positive. The key to treatment is to reduce the stimulation of hormones on tumor cells. Therefore, endocrine therapy has become popular in recent years. A lot of research results show that NET can reduce tumor staging, improve the breast conservation rate, and provide information on the endocrine reactivity of tumors to help determine drug efficacy and guide individualized treatment [14]. The NET duration for patients with hormone receptor-positive breast cancer is still in the exploration stage, and the duration of medication for postmenopausal patients is mostly controlled in three to six months [15, 16]. An overwhelming majority of experts at the 2013 St. Gallen conference recommended NET for postmenopausal patients with hormone receptor-positive breast cancer until maximum clinical ORR was achieved [17]. Although most studies show that extending the NET duration can improve patients’ clinical ORR, not all patients could obtain benefits from the treatment duration extension. Therefore, this study aims to explore the effect of prolonged NET duration on the efficacy of treatment with breast cancer of patients with hormone receptor-positive breast cancer and analyze the factors influencing the efficacy of treatment with breast cancer after the treatment duration is prolonged.
Overall efficacy of prolonged NET duration for patients with hormone receptor-positive breast cancer
It was found that as the patients’ NET duration was extended, scarring appeared on tumors and their size further decreased, but the patients may be resistant to drugs. [18] A total of 51 patients were included in this study. At T
Effect of prolonged NET duration on the efficacy of different hormone receptor expressions
Among 27 patients with ER (+) and PR (+) at T
It was found that if the ER and PR are still retained in case of cell canceration, the tumor grows relatively slowly, and the probability of distant metastasis is low. The higher the hormone receptor content in target cells, the more effective endocrine therapy is and the more ideal the prognosis is. In the event of an ER or PR deficiency, the tumor growth increases rapidly, endocrine response becomes low, and systemic metastasis may occur more easily. Furthermore, the prognosis is poor [19]. This study also showed that the efficacy of treatment with breast cancer of patients with ER (-) or PR (-) was not ideal after the NET duration was extended. Thus, determining the expression of ER and PR before treatment is of great value for assessing the patients’ efficacy and guiding endocrinotherapy [19].
Efficacy of prolonged NET duration for breast cancer patients with different axillary lymph node statuses
It was found that the axillary lymph node metastasis is an independent prognostic factor in breast cancer, and patients who are initially diagnosed with regional lymph node metastasis are locally advanced [20]. If the axillary lymph nodes of patients with hormone receptor-positive breast cancer are positive, they are expected to be reduced and even make their primary lesions and regional lymph nodes disappear through NET, increase the breast conservation rate, and lower the probability of axillary lymph node dissection. Among 23 patients with axillary lymph nodes positive in this study, at T
Effect of the Ki67 expression on the efficacy of prolonged NET duration
The Ki67 is a nuclear antigen expressed in proliferating tissues and is closely related to cell mitosis [21]. The expression of Ki67 in tumor tissues is higher than that in normal tissues, so it is often used as an indicator to judge tumor activity. It plays an important role in the assessment of the NET’s efficacy. In this study, among patients with Ki67
Adverse reactions
Aromatase inhibitors often result in arthralgia and osteoporosis. Estrogens in postmenopausal patients with breast cancer mainly come from androgen metabolism, and aromatase is an enzyme responsible for the synthesis of estrogens from androgens and testosterone. Aromatase inhibitors reduce the level of estrogens in plasma by inhibiting or inactivating aromatase, but the lack of estrogens will lead to a decrease in bone density. Coates et al. studied 4922 postmenopausal patients with hormone receptor-positive breast cancer who were treated with tamoxifen or letrozole at random, and they found that the clinical fracture incidence in the letrozole group was significantly higher than that in the tamoxifen group, which was (
Limitations of the study
(1) The limitation of this study is a small number of cases that may lead to sampling errors. The subgroup analysis was not further performed, and the conclusion needs to be verified by including more patients. (2) In this study, the NET duration was extended to 12 months, and further follow-up observations were required to check whether the results are applicable to longer NET and whether patients can obtain survival benefits. (3) This study is a retrospective analysis, and the factors included may be incomplete. A large sample prospective study is required. (4) This study only examines the effect of single factors on the treatment duration extension, and a multi-factor regression analysis was not conducted, which means that some interreference factors may be present. It is necessary to further screen independent relevant factors affecting the efficacy of the prolonged treatment duration.
Conclusions
Prolonging NET duration for patients with breast cancer can improve their clinical ORR and further reduce the size of their tumors, but the patients’ conditions should be closely monitored in the treatment process to prevent a state of PD due to drug resistance. The expression state of ER or PR may be used as a factor influencing the efficacy included or a certain after prolonged NET. The patients’ axillary lymph node statuses and the Ki67 expression before treatment had no significant effects on the clinical efficacy after prolonged NET.
Footnotes
Conflict of interest
None to report.
