Abstract
BACKGROUND:
Despite the explosive increase in interest regarding Robot-Assisted Walking Training (RAWT) for stroke patients, very few studies have divided groups according to the severity levels of patients and conducted studies on the effects of RAWT.
OBJECTIVE:
The purpose of this study was to present a definite basis for physical therapy using the robot-assisted walking device through a more detailed comparison and analysis and to select the optimal target of RAWT.
METHODS:
This study was designed as a prospective and randomized controlled trial to investigate the effect of RAWT on balance, motor function, and Activities of Daily Living (ADL) depending on severity levels in stroke patients. 100 participants were randomly divided into study and control groups in equal numbers. The study group was 49 and the control group was 47. One from the study group and three from the control group were eliminated. The study period is four weeks in total, and RAWT is performed five times a week for 40 minutes only for study group. During the same period, all group members had 30 minutes of Conventional Physiotherapy (CP) five times a week.
RESULTS:
The results of this study clearly confirmed that RAWT combined with CP produces more significant improvement in patients with stroke than the CP alone. And they indicated that RAWT had a more considerable effect in the poor or fair trunk control group for trunk balance and in the high fall risk group for balance. In motor function, RAWT showed its value in the severe and marked motor impairment group. The total or severe dependence group in ADL experienced more improvements for RAWT.
CONCLUSION:
This study can be concluded that the lower the level of physical functions, the more effective it responds to RAWT. As demonstrated in the results of this study, the potential of current robotic technology appears to be greatest at very low functional levels of stroke patients. Patients with low functional levels among stroke patients may benefit from robot rehabilitation.
Introduction
Stroke, one of the most common brain lesion diseases, causes many disorders in daily living activities due to motor dysfunction, cognitive dysfunction, perceptual disorder, and speech problems [1].
After a stroke, 51% of patients initially cannot walk for themselves, 12% of them can walk with support and only 37% can walk independently in a hospital setting [2]. Even though the walking ability is improved, the walking speed is naturally lower than that of a normal person, so there are not many cases of doing community ambulation without problem [3]. Therefore, the recovery of walking ability becomes the most interesting treatment for patients, family members, and therapists after a stroke [4]. Conventional Physiotherapy (CP) for walking remains the most commonly used therapeutic intervention [5]. CP may include maintaining or increasing the range of joint motion, stimulating neuromuscular reeducation, and producing positive alignment of the trunk through maintaining sitting and standing posture. It also includes various ways of walking training.
However, most stroke patients with more than a certain degree of damage may not be able to recover their normal walking patterns even with regular conventional walking training [6]. CP has a limitation in that the therapist treats a large number of patients at a constant intensity every day. The level and competence of the therapist play a significant effect in the treatment, leading to the inconsistency of therapy along with the intensity of work given to each therapist. For these reasons, we desperately need new and advanced physical therapeutic approaches that can help stroke patients improve their walking ability and upgrade their quality of life [7] Under this circumstance, there is a growing interest in the robot therapeutic system. They can be the one of useful ways to enhance the walking function of stroke patients [8, 9]
Recently, many studies on Robot Assisted Walking Training (RAWT) have been conducted in various ways for patients with stroke [10, 11, 12, 13, 14, 15]. Wu et al. [10], and Baronchelli et al. [12] revealed that RAWT showed improvements in the balance function of stroke patients more in comparison with the results of general conventional physical therapy. Mehrholz et al. [16] compared and analyzed the walking ability after RAWT and neurological physical therapy intervention for patients with hemiplegia. This study revealed that stroke patients who received walking training based on robotic devices improved their walking ability compared to those who did not. In addition, Mustafaoglu et al. [15] indicate that mobility, Activities of Daily Living (ADL), and quality of life were further improved in a group of stroke patients performed with a combination of RAWT and CP.
According to previous studies [8, 9, 10, 11, 12, 13, 14, 15, 17], RAWT has been reported to be effective for stroke patients in balance, mobility, ADL, and walking, therefore, physical therapy using a robotic system has received a lot of attention. However, despite considering these broad and diverse outcomes, it is still elusive whether the positive effects of RAWT outweigh the positive effects of CP in stroke patients. Some studies have also shown that CP alone is more beneficial for patients’ walking, arguing that RAWT supports walking training only in fixed and linear two-dimensional directions, while therapists assist patients in walking in various three-dimensional directions [18, 19].
In the studies above, we also found that some studies had favorable results for CP, others had favorable results for RAWT, and another found no significant difference in functional gait improvement between the two types of treatment. The fact that there was no clear demonstration of the superiority of RAWT draws frustration to physical therapists and health professionals. Despite the advantages of robot devices, the promise of training concepts and techniques does not appear to have been fulfilled yet.
The objective of this study is to (1) compare the effect of RAWT plus CP with the effect of CP alone on functional outcomes, including balance, motor function of extremities, and ADL. Through a more detailed comparison and analysis of each of the variables representing the functional outcomes listed above, this study aims to (2) present a definite basis for physical therapy using a robot-assisted walking device. In addition, the participants are classified according to severity levels, and the effect of RAWT on the classified individual groups is compared and analyzed to (3) figure out the optimal target of RAWT.
The hypothesis of this study is that there will be different results in balance and motor function, ADL according to the severity levels of patients within and between study and control group. After measuring and comparing the mentioned variables, the participants are classified according to severity levels, followed by the comparison and analysis of the effect of RAWT on the classified individual groups to achieve the purpose of the study. With these outcomes, this study aims to present a definite basis for physical therapy using a robot-assisted walking device.
Methods
This study was designed as a prospective and randomized controlled trial to investigate the effect of RAWT on balance, motor function, and ADL depending on severity levels in stroke patients. In this study, out of a total of 100 stroke patients from a single medical institution, 96 patients who met the inclusion criteria were randomly assigned to study and control groups. This assignment was done using a random number generator, specifically the “RANDBETWEEN” function in Microsoft Excel, which selected numbers 1 and 2. This freely available software enables both simple and blocked random allocation. To enhance the objectivity of the assessments, all measurement procedures were conducted by assessors who were blinded to the intervention status of the participants. The study was conducted as a double-blind trial for both researchers and subjects. It adhered to the Consolidated Standards of Reporting Trials (CONSORT) guidelines [20]. The framework of this study is depicted in Fig. 1. All study protocols were approved and reviewed by the institutional review committee of Yong In University (2-1040966-AB-N-01-2210- HSR-277-2). The study period is four weeks in total (as shown in Fig. 1). Demographic details of the stroke survivors are listed in Table 1. All stroke patients mentioned above were hospitalized at S rehabilitation hospital in the Seoul metropolitan area.
General characteristics of the subjects (
96)
General characteristics of the subjects (
M
Visual representation following the CONSORT guidelines for the participant enrollment process in this study. Abbreviations: TIS, trunk impairment scale; BBS, berg balance scale; FMA, Fugl-Meyer Assessment; MBI, Modified Barthel Index.
A physical therapist screened all subjects according to the inclusion and exclusion criteria. As a result, all met the following inclusion criteria: no prior stroke, no other neurologic or orthopedic disorder, independent ambulation before the stroke, and no severe medical illnesses [21]. Subjects were excluded if they had evidence of multiple strokes, chronic white matter disease on magnetic resonance imaging, congestive heart failure, peripheral artery disease with intermittent claudication, cancer, pulmonary or renal failure, unstable angina, dementia (Mini-Mental State Exam
This study compares the effect of RAWT plus CP with the effect of CP alone by measuring balance, motor function of extremities, and ADL. Trunk Impairment Scale (TIS) and Berg Balance Scale (BBS) were used for the evaluation of balance, and Fugl-Meyer Assessment (FMA) was used to evaluate motor function of extremities. ADL was assessed using Modified Barthel Index (MBI).
Between November 2022 and April 2023, 100 participants participated in the study. Subjects were divided into the study and control group in equal numbers. One from the study group and three from the control group were eliminated.
The sample size was determined using G*Power software (version 3.1.9.6; Heinrich Heine University, Düsseldorf, Germany) [23, 24] under the following configurations: t-tests, a calculated size effect (1.43) based on a previous study [25, 26], a significance level (
The control group received 30 minutes of CP based on neurodevelopmental treatment 5 times a week for 4 weeks. CP was conducted based on neurophysiological treatment concept [27]. Depending on the patient’s physical functional level, walking training focused on the promotion of trunk alignment, weight-bearing, shifting and transfer in standing posture, and walking under supervision by the therapist. If necessary, walking training might be conducted using parallel bars, and further assistance from other therapists might be needed [28]. In principle, CP sessions should last for 30 minutes.
RAWT with Lokomat V6 (Hocoma AG, Zurich, Switzerland).
The RAWT was carried out using Lokomat (Lokomat, Hocoma AG, Zurich, Switzerland) (as shown in Fig. 2), a running device that executes robot walking, which includes a treadmill, a patient weight support system with harnesses, and two robotic drives attached to the patient’s legs. Several robotic joints are attached to the patient’s leg to facilitate hip, knee, and ankle movements. When a patient is lifted by a body weight support device on a treadmill for walking, the degree of weight support can be adjusted. Although slight differences depend on the patient’s condition, RAWT is initially started by supporting about 50% of the patient’s weight. The degree of body weight support is gradually reduced as the therapeutic intervention progresses. Guidance force starts at 100% and gradually decreases depending on the patient’s walking ability, encouraging stroke patients to walk normally. In addition, this enhances patient motivation and concentration [18]. RAWT sessions were incorporated into CP for only study group. RAWT was conducted 5 times a week for 4 weeks, and 40 minutes per session. If the patients complained fatigue or pain during RAWT, they were immediately stopped and rested. For safety, physical therapist and assistant stood by patients.
Dunsky et al. [29] stated that the subjects of the group who used robotic system to conduct walking training through visual feedback stimulation and imagination training for the stroke patients showed better results in walking speed and stride length than those of the group who did not. During sessions, biofeedback combined with a virtual reality system can be used. Virtual reality avatars visualized in the monitor help patients walk actively. In virtual reality, a patient can perform various functional movement tasks such as avoiding obstacles, catching an animal, and participating in sports games. Patients can perform repetitive task-oriented training beyond simple repetitive training through these accurate tasks. The selection of virtual reality applications during RAWT is important successful rehabilitation, because these applications may have varying effects on balance and walking ability [11].
Balance abilities
Trunk Impairment Scale (TIS)
The Trunk Impairment Scale (TIS) was developed by Verheyden et al. in 2004, which is used to evaluate the stability, balance, and coordination of the trunk for stroke patients in a sitting position. Compared to traditional balance assessments conducted based on standing posture, it has an advantage when applied to patients with relatively low physical functional levels [30]. Its score ranges from a minimum of 0 to a maximum of 23. The more perfectly you perform the required movement, the higher the score. Therefore, the higher the score, the better the trunk balance. Recently, the TIS version (version 2.0), excluding static balance checks, is used as a way to exclude the ceiling effect of the inspection, which has a score range of 0 to 16 points [31]. The previous version was used in this study. Scores of 20–23 are considered good trunk control, 11–19 as fair trunk control, and 0–10 as poor trunk control [32].
TIS, which is primarily used for trunk evaluation in stroke patients, has sufficient reliability, internal consistency, and validity to be used in research related to clinical practice and balance ability [31]. In this study the criteria for evaluating balance depending on the severity levels of patients were classified into TIS1 (0–5), TIS2 (6–10), and TIS3 (11–19) according to the participants’ TIS score distribution.
Berg Balance Scale (BBS)
Berg Balance Scale (BBS) was initially developed to evaluate the balance ability for the elderly and analyze the risk of falling based on the results [33, 34]. This measurement has been widely used to evaluate the balance of patients with central nervous system disorders such as stroke and traumatic brain injury due to its excellent reliability and validity in stroke patients [35]. It has 14 items to measure balance in sitting or standing positions. The measurement score ranges from a minimum of 0 to a maximum of 56.
The higher the score, the better the balance ability. The total score must be at least 45 for safe and independent walking [36]. Scores of 41–56 out of 56 are considered low fall risk, 21–40 as medium fall risk, and 0–20 as high fall risk [33, 34, 37]. In old adults and patients with stroke, this scale has higher test-retest and inter-tester reliability [38]. In this study, the criteria for evaluating balance depending on the severity levels of patients were classified into BBS1 (0–5), BBS2 (6–20), and BBS3 (21–40) according to the participants’ BBS score distribution.
Motor function of extremities
Fugl-Meyer Assessment (FMA)
The Fugl-Meyer Assessment (FMA) is a scale to assess motor function suitable for stroke patients. It is designed to evaluate motor function, balance, sensation, and joint function of the patient’s hemiplegic body [39]. Evaluation using FMA helps health professionals determine the severity of patient disease, predict movement recovery, and make a treatment plan [40]. The motor function of upper extremity test consists of 33 items, with a perfect score of 66 points, while the lower extremity test consists of 17 items, with a perfect score of 34 points.
The total possible scale score of motor function is 100. Scores are grouped according to the various level of impairment, which are as follows; 96–99 points
ADL
Modified Barthel Index (MBI)
The Bartel Index (BI) consists of a total of 10 items to evaluate the independence of activities of daily living which includes personal hygiene, bathing self, feeding, toilet, stair climbing, dressing, bladder control, bowel control, ambulation or wheelchair, and chair-to-bed transfer. BI was amended to MBI in 1989 to improve the agility and reliability of the evaluation tool [43]. Contrary to the original purpose, it was widely used as an important indicator for evaluating the degree of functional improvement and deterioration in stroke patients [44].
Evaluation scores range from a minimum of 0 to a maximum of 100, and higher scores mean that patients do not need help from others in their daily lives. A score of less than 24 out of 100 tends to predict total dependence in motor skills and difficulty with other basic skills. Scores of 24–49 are considered severe dependence, 50–74 as moderate dependence, 75–90 as mild dependence, and 91–99 as slight dependence. A score of 100 indicates that the patient is independent of assistance from others [43]. In some cases, the evaluation criteria are separated into less than 40 points and more than 60 points [45]. This scale has higher test-retest and inter-tester reliability for stroke patients [46]. In this study, the criteria for evaluating independence in ADL depending on severity levels of patients were classified into MBI1 (0–23), MBI2 (24–49), and MBI3 (50–74) according to the patients’ MBI score distribution.
Data analysis
The general characteristics of the study subjects were surveyed on all subjects before the experiment. Data obtained from the experiment was processed using SPSS version 18.0 statistical package (IBM SPSS, Armonk, NY, USA) and all statistical processes were tested at 0.05 significance level. Shapiro-Wilk test was performed to verify the normality of the dependent variable, and a parametric test was used because the measured values satisfied the normal distribution. Continuous variables are presented as the mean and standard deviation (SD), whereas nominal variables are presented as frequencies and percentages.
Paired
Results
General characteristics of the subjects
The Table 1 shows the subject’s general characteristics.
Clinical outcomes
Comparison by severity levels on balance
Comparison by severity levels within the group on TIS
In the comparison between the three groups divided by severity levels in the study group, there were significant differences between TIS2 and TIS1 (TIS2
Comparison by severity levels within and between the group on TIS (
96)
Comparison by severity levels within and between the group on TIS (
