Abstract
For neonates identified as at increased risk of acquiring HIV perinatally, the optimal postnatal prophylaxis regimen is not known. Current United States Public Health Service guidelines recognize that combination postnatal prophylaxis may be considered in some situations but that there are little data regarding the effectiveness and safety of any postnatal regimen besides zidovudine. The actual use of combination postnatal regimens in the United States has not previously been described. We conducted a national, Web-based survey between December 2009 and January 2010 to describe the percent of providers who prescribe combination postnatal prophylaxis, the antiretroviral combinations they used, and the risk factors that might elicit combination postnatal prophylaxis. 472 known or possible perinatal HIV providers were queried; 42% (n = 197) responded and 68% of respondents (134) were eligible to complete the survey. Sixty-two percent (n = 83) of participating providers reported use or recommendation of combination postnatal prophylaxis in the last year. Three drugs, zidovudine, lamivudine and nevirapine, comprised 77% of first-choice combination regimens. Lopinivir-ritonivir (LPV/RTV) was included in 16% of all reported regimens. Combination postnatal prophylaxis was strongly preferred in patient-based scenarios with additional risk factors for perinatal HIV transmission.
Introduction
A
Any use of combination postnatal prophylaxis must balance uncertain benefit with the potential risks of additional medications. Nevirapine, which has demonstrated an acceptable toxicity profile, 6,7 is the only drug other than zidovudine cautiously suggested by U.S. guidelines for neonatal use, as an adjunct following delivery by a woman with a high viral load. 5 They note, however, that if a neonate is infected with HIV despite prophylaxis, exposure to a single dose of nevirapine can lead to resistance mutations. Furthermore, published case series have raised questions regarding the use of drugs that lack safety and dosing data, particularly in preterm infants. 8,9
Methods
We conducted a cross-sectional, Web-based survey between December 2009 and January 2010 of U.S. perinatal HIV providers to determine the use of combination postnatal prophylaxis. We used multiple sources to locate providers. We included all Ryan White Title IV funding recipients (n = 83) and all members with contact information from the International Maternal Pediatric Adolescent AIDS Clinical Trials Group (IMPAACT), the Pediatric HIV/AIDS Cohort Study (PHACS), and the Perinatal HIV Guidelines Working Group (n = 86). We screened the website of each Children's Hospital in the online directory kept by the National Association of Children's Hospitals and Related Institutions (NACHRI, Alexandria, VA) for possible HIV providers (n = 326). To include as many providers of HIV-related care to exposed infants as possible, for children's hospitals that did not list HIV-specialists, we included all infectious disease specialists at that institution.
The survey focused on situations for which the U.S. guidelines recommend consideration of combination prophylaxis and other high-risk scenarios for which some practitioners might recommend combination postnatal prophylaxis (Table 1). Seven short vignettes described a hypothetical neonate with or without additional risk factors for HIV transmission (i.e., “An HIV-infected woman becomes pregnant, and receives HAART during this pregnancy. She has a viral load of >1000 copies per milliliter near term. She receives IV zidovudine during a scheduled cesarean delivery.”). For each patient-based scenario, providers were asked to recommend for the neonate either zidovudine monotherapy or “a combination of 2 or more antiretroviral drugs.” There were also 4 items related to the preferred drugs for combination postnatal prophylaxis as well as 12 Likert items assessing preference for combination prophylaxis. The survey was designed and delivered using Survey Monkey (Survey Monkey, Portland OR). The survey was pretested at a large referral practice by all practitioners who would otherwise have been eligible and by 3 clinical epidemiologists with survey experience. The only eligibility criterion was that the respondent self-identified as a provider for HIV-exposed neonates.
Numbered scenarios: missing recommended MTCT components and/or additional risk factors present as indicated.
Base case: all elements of recommended MTCT prophylaxis present and no additional risk factors.
ZDV, zidovudine; PNP, postnatal prophylaxis; HAART, highly active antire troviral therapy; MTCT mother-to-child transmission.
Statistical analysis
All analyses were performed in STATA v.11 (StataCorp, College Station, TX). Nominal and categorical variables were described using counts and percentages. Categorical variables were compared with χ2 or Fisher's exact test (for cells <5). Odds ratios (OR) and 95% confidence intervals (CI) were calculated to estimate the magnitude of effect of patient-based scenario on postnatal prophylaxis selection. Univariate logistic regression was used to evaluate demographic factors associated with report of combination postnatal prophylaxis. A two-tailed p value less than 0.05 was considered statistically significant.
Results
Respondent characteristics
A total of 472 emails were delivered. Forty-two percent (n = 197) of contacts initiated the survey, 134 of whom indicated that they provided HIV care to neonates and completed the survey. One hundred thirteen respondents provided zip codes for their primary practice site, corresponding to 37 states nationwide. The states most represented in our survey were Texas (n = 17), California (n = 9), New York (n = 8), North Carolina (n = 8) and Florida (n = 7). 33% (n = 42) of participants reported providing postnatal prophylaxis to fewer than 10 neonates per year, while 13% (n = 17) indicated that they treat more than 50 neonates per year. All but 6 (5%) participants reported affiliation with an academic medical center. Twelve (10%) practitioners reported advanced nursing degrees. Our survey was strictly anonymized, prohibiting us from commenting on nonresponder characteristics.
Combination postnatal prophylaxis use
Sixty-two percent (n = 83, 95% CI 53%–70%) of respondents reported combination postnatal prophylaxis use within the last year. In univariate analysis, treating more than 10 newborns per year had an odds ratio of 4.30 (95% CI 1.95–9.49, p < 0.001) for use of combination postnatal prophylaxis. There was no significant association for degree type, years in practice, involvement in research, or U.S. state.
Patient-based scenarios
Four percent (n = 3) of respondents reported that they would use combination postnatal prophylaxis in the base case, a standard risk scenario for which U.S. guidelines suggest zidovudine monotherapy only. This is significantly fewer than the percent that selected combination prophylaxis in all elevated-risk scenarios (Table 1). We made comparisons between the likelihood that practitioners would recommend combination prophylaxis in a variety of elevated-risk scenarios. Vaginal delivery was associated with an odds ratio for combination postnatal prophylaxis of 1.98 (95% CI 1.13–3.47, p = 0.01) relative to caesarean delivery for a woman on HAART with a plasma viral load greater than 1000 copies per milliliter. High-level zidovudine resistance was associated with an OR for combination postnatal prophylaxis of 8.88 (95% CI 4.67–17.1, p < 0.001) versus unknown maternal resistance for a woman with plasma viral load greater than 1000 copies per milliliter, delivering by cesarean.
Preferred antiretrovirals
Respondents who use combination postnatal prophylaxis indicated that they most commonly combine zidovudine, lamivudine, and/or nevirapine. Two or more of these drugs comprised 77% of the regimens that respondents indicated were their most prescribed. Ritonavir-boosted lopinavir (LPV/r) was recommended in 12% of respondents' first choice combination postnatal prophylaxis regimens.
Discussion
This study describes combination prophylaxis use in the United States and the variation between providers and between situations. More than half of surveyed practitioners reported using combination postnatal prophylaxis at least once within the last year. In standard-risk scenarios the selection of combination postnatal prophylaxis was uncommon. However, the proportion of providers who chose combination postnatal prophylaxis in higher risk scenarios ranged from 30% to as high as 80%.
Variability related to the use of combination postnatal prophylaxis exists at both individual provider and national levels. The British HIV Association, for example, strongly recommends combination prophylaxis in certain cases 10 for which the U.S. guidelines either recommend consideration of combination prophylaxis or remain silent. Because the data necessary for an accurate risk-benefit analysis of providing or not providing combination prophylaxis do not exist, it is impossible at this time to say which approach is most prudent.
It is notable that combination prophylaxis is routinely used for situations in which HIV infection risk is lower than the risk of transmission from mother to child around the time of birth. Health care workers with percutaneous exposure to infected blood have an estimated 0.3% risk of acquiring HIV. 11 There have been no clinical trials of combination postexposure prophylaxis (PEP), but there is a consensus that the benefit of HIV prevention outweighs the risks of multiple antiretrovirals. 12,13 Since the risk of mother-to-child transmission (MTCT) in the perinatally HIV-exposed neonate is at least as high as the risk of HIV transmission to a health care worker via occupational exposure, the relative reluctance to use combination postnatal prophylaxis implies a belief that the potential harm to the neonate of using additional drugs is greater than the potential for harm in adults requiring PEP.
A few studies and case reports have raised toxicity concerns regarding the use of the most commonly recommended antiretrovirals in this survey for neonatal prophylaxis, but the evidence thus far has not been compelling. A slightly higher degree of hematologic suppression has been observed with the postnatal use of zidovudine in combination with lamivudine versus zidovudine alone, 14 but the clinical significance of this finding remains unclear. 15 The safety of single-dose nevirapine has been described 6 ; no serious adverse effects were noted in a multinational study of a 6-week postnatal nevirapine regimen. 7 There have been case reports of cardiomyopathy in premature infants associated with postnatal prophylaxis regimens containing LPV/r. 8,9 There has been only one pharmacokinetics study of LPV/r in infants between 2 and 6 weeks of age, 16 and none in younger infants.
Our study establishes that the use of combination postnatal prophylaxis for prevention of MTCT is not uncommon in the United States. Because there is no national list of all perinatal HIV providers, we sent surveys to both known HIV care providers and individuals who were considered to be likely to provide some care to HIV-exposed neonates due to practicing infectious disease medicine in children's hospitals which lack dedicated HIV care providers. We believe that our response rate reflects the inclusion of a large number of individuals in our contact list who do not actually provide HIV-related care and therefore did not respond to the survey.
Our survey respondents included individuals from 37 states and many major metropolitan areas. Although we are unable to report what percent of HIV-exposed neonates in the United States receive care from the providers who responded to this survey, the distribution of our respondents is similar to the distribution of pediatric HIV throughout the country. The most represented states in this survey (Texas, California, New York, North Carolina, Florida) were among those with the largest burden of pediatric HIV. Currently, the states with the most children living with AIDS (cumulative through 2008) were New York, Florida, New Jersey, California, and Texas, 17 while those with the greatest number of new pediatric HIV diagnoses in 2008 (among the 37 states with name-based reporting) were Florida, Texas, New York, North Carolina, and Georgia. 18
The data from our study draw attention to current variations in the provision of postnatal prophylaxis in the United States. Additional studies to assess how closely actual practice corresponds with self-reported practice patterns among providers described in our study would be useful. Further research into the safety of combination postnatal prophylaxis and its effectiveness in a variety of high-risk scenarios is necessary to allow for more evidence-based standardization of practice.
Footnotes
Acknowledgment
This work was supported by a grant from the Doris Duke Charitable Foundation to the University of Pennsylvania School of Medicine to fund Kathleen McKeegan.
Author Disclosure Statement
No competing financial interests exist.
