Abstract
Abstract
Negi, Prakash Chand, Sanjeev Asotra, Ravi Kumar, Rajeev Marwah, Arvind Kandoria, Neeraj Kumar Ganju, Rajesh Sharma, and Rajeev Bhardwaj. Epidemiological study of chronic mountain sickness in natives of Spiti Valley in the Greater Himalayas. High Alt Med Biol 14:220–229, 2013.—
Introduction
However, option of descent to low altitude is not feasible in a great majority of these high landers due to socioeconomic reasons. Globally about 140 million people reside at altitudes higher than 2500 m. Mountainous regions of the worlds are vast and have residents in the Andes in South America, Rocky Mountains in North America, and Himalayas in Asia. Prevalence of chronic mountain sickness among natives of high altitude is influenced by ethnicity (Wu et al., 1998a, 1992), altitude of residence (Wu et al., 1998a), and ancestral history of colonization to the mountainous regions (Moore, 2001; Wu et al., 1998a). Tibetans have the longest ancestral history of about 25,000 years, followed by Andeans of about 10,000 years, European of 200 years, and Han Chinese of 50 years (Heath et al., 1981; Moore, 2001; Pei et al., 1989; Wu et al., 1987, 1992). The natives of high altitude with the longest ancestral history of living at high altitude are more likely to be genetically and phenotypically better adapted than the civilizations with shorter ancestral history through the phenomenon of natural selection (Heath et al., 1981; Moore, 2001; Pei et al., 1989; Wu T.Y et al 1987, 1992). Prevalence of CMS amongst native Tibetans, Han Chinese immigrated to Qinghai plateau in Tibet (Wu 1998a), and Quechua Andeans have been reported to be 1.21%, 5.57%, and 15.6%, respectively (Monge et al., 1992), though the diagnostic criteria used may not have been identical in these epidemiological studies.
Prevalence of high altitude pulmonary hypertension (HAPH) is reported to be higher in Andeans than in Tibetans (Yang et al., 1985; Wu et al., 1998b, 1999). The pattern of adaptive responses along the cascades of oxygen transport from atmosphere to mitochondria varies amongst Tibetans and Andeans, although the ultimate goal is the same (Beall 2000; Ge et al., 1995; Wu et al., 1998b; Xia et al., 2000; Zhang et al., 1999).
The burden, distribution characteristics, and predisposing factors have never been studied in natives of the Spiti Valley, located geographically southwest of Tibetan plateau in northern India. The Spiti Valley is spread over an area of 710,111 hectares and altitude of residence of about 3000–4200 meters. Climate is mostly dry and cold, and temperature varies from −30 to +20°C, with snow in winters and sparse rain during rainy season. The main source of livelihood is agriculture (hplahaulspiti.nic.in/fact_file.htm). The traditional diet of natives of Spiti is Thupa prepared from barley cereal floor, dried green leaves, and beans locally grown, mutton, butter, and salt as per taste. Consumption of salt tea is traditionally prevalent. Due to the global warming effect in the last 30–40 years, the pattern of agriculture produce is changing. In regions situated at an altitude of about 3000 to 3200 meters, apples are grown as a cash crop, apart from peas and potatoes, which are grown in all regions of Spiti. Thus, there is a socioeconomic gradient across the altitude of residence and influence of urbanized lifestyle is more prevalent in lower regions. The present epidemiological study was conducted to determine the prevalence, distribution characteristics, and predisposing factors of CMS amongst the natives of Spiti Valley.
Materials and Methods
Study population and sampling methods
The study population was sampled by a stratified random cluster method. Based on altitude of residence, the study population was stratified into group I to group III, at an altitude of more than 4000 meters, 3500–4000 meters, and 3000–3500 meters, respectively. The population of Spiti as of December 31, 2008, was 9464, as obtained from the office of Additional Commissioner, Kaza, Spiti, with a population of 3667, 3805, and 1782 in the respective altitude groups. The villages under each altitude group were listed and were selected using a random number table. As a part of a comprehensive epidemiological study of cardiovascular (CV) risk factors, cardiovascular diseases (CVD), and chronic mountain sickness (CMS) in natives of Spiti Valley, 1500 subjects age 20 years and above were targeted to be screened. The sample size selected from each altitude group was based on probability proportional to population of respective altitude groups. From the selected village, all individuals age 20 years and above consenting to participate were screened. Informed consent from each participant was obtained. The study protocol was approved by ethical committee of IGMC Shimla, HP. Subjects found to have no underlying cardiorespiratory diseases and having all the laboratory data required for diagnosis of CMS after screening were enrolled for analysis. The diagnosis of CMS was made using revised Chinese Association of Mountain Medicine quantitative scoring criteria (Wu et al., 1992).
Sa
Stage I
Information related to demographics, health behavior, and anthropometrics to record waist circumference, weight, and height were recorded by trained field investigators by house-to-house visits in selected villages using WHO STEP I and II instruments following appropriate guidelines. Field investigators were trained in IGMC Shimla for one month to administer WHO STEP I and II instruments and were pretested in outdoor patients. Qualities of data recording were certified by principal investigator (P.I.) at the end of training period of one month before the actual survey study was started.
Stage II
screening was done by a team of two consultant cardiologists, one senior resident cardiology, and trained lab technicians from the State Medical College Shimla, HP. The clinical examinations were carried out in primary health centers (PHC)/rest houses of respective altitude groups. Thus for Group I it was conducted in PHC Losar and Kibber, for Group II at PHC Sagnam, for Group III at Sub center Mane and at Rest house at Poh and Lari, respectively. Clinical examinations involved recording of history of any cardiorespiratory diseases as per structured questionnaires. One investigator in each team was assigned the task of recording symptoms and signs related to CMS, as per revised Chinese Medical Association criteria on mountain medicine following standard operating protocol (designed by investigators after deliberations at depth) to document presence and its severity to maintain the uniformity in scoring CMS symptoms and signs. BP was measured twice with a gap of 2–3 minutes with a mercury sphygmomanometer, and average value was taken as the BP value. Clinical examination of the cardiorespiratory system involved any evidence of CHF, PAH, respiratory and structural heart diseases. Each subject were subjected to blood tests in a fasting state to estimate Hb level using cyanmethhemoglobin with Hb calorimeter after calibrating with standard solution for validation of the calorimeter, recording of 12-lead ECG, measurement of Sa
The consultant cardiologist in the team performed echocardiography with portable echo machine Cx 50 of Philips Medical System using 2.5 MHZ phased array probe to rule out any structural heart disease, to assess LV function, and to record any evidence of PAH by recording TR velocity in subjects with TR Doppler signals in color flow imaging, and pulmonary flow acceleration time by recording the pulse Doppler spectral at right ventricular outflow tract (RVOT). Echocardiography was performed in the left lateral decubitus position recording parasternal long axis (PLAX), parasternal short axis (PSAX), apical 4 and 2 chamber views. In selected cases, a subcostal window was used. All the 694 subjects included for final analysis had an echocardiogram done. Only 65 subjects had an evaluable TR jet, and PFAT was evaluated in 589 subjects with an evaluable pulmonary Doppler signal.
The data were recorded in the EpiInfo data recording template by a data entry operator. The accuracy of data recording was crosschecked by rechecking the entire entered data by investigators from the source document; any errors found were corrected. Data cleansing was done by filtering the values of the variable entered, and any outliers found were deleted. Data were analyzed using Statistical software EpiInfo version 3.4.3.
Statistical analysis
Sample size of the study population was estimated considering the population of Spiti 9464 as per census information available on December 31, 2008, from the Office of Additional Commissioner Kaza Spiti. The prevalence of CMS was assumed to be 5%, with worst accepted prevalence of 2% at 99% confidence level was 338. Using a cluster correction factor of 2, the approximate sample required was about 650. The characteristics of the study population are reported as percentages and mean±SD for categorical variables and continuous variables, respectively. The distributions of categorical characteristics were described at the level of 95% confidence interval. The significance of the differences in distributions of proportions of categorical characteristics amongst group with and without CMS were compared by Chi square test and continuous variable with unpaired t test, Mann Whitney, and Fisher exact tests as appropriate. Risk associated with various sociodemographic and biological CV risk factors as predisposing factors for CMS was estimated by calculating risk ratio and 95% confidence intervals of the RR. The risk factors found to have significant association with CMS was entered in logistic regression model to determine the independent predictors of CMS. Significance of age-related changes in trends in Hb, Sa
Results
A total of 1654 natives, aged 20 years and above, were screened. 84 subjects were excluded due to presence of cardiorespiratory diseases (chronic obstructive airway disease (COAD): 21; pulmonary TB: 27; rheumatic heart disease (RHD): 13; congenital heart disease (CHD): 4; coronary artery disease (CAD): 7; hypertensive heart disease (HHD): 3; FEV1/FVC <70% in 7; and dilated cardiomyopathy (DCM): 2). 876 subjects were excluded from analysis due to absence of Hb estimation and/or lack of Sa
Clinical characteristics of study population
Details of demographic, health behavior, and clinical characteristics of study population are described in Table 1. Briefly, the study population was characterized by mean age of 39.9±13.9 years; 37.7% were males, 61.8% were literate, and farming was the major occupation (63%), followed by employment either in government or in the private sector (19.6%). Women were more engaged in farming than men (75.4% vs. 42.6%, p<0.001). 7.2% and 8.2% of the study population consumed tobacco and alcohol, respectively, and were mostly men than women. 25.1% were overweight or obese (BMI >23 kg/m2) and prevalence of obesity was not different in men and women (34.6% vs. 19.4%, p=0.35). Truncal obesity was observed in 42.8% and was significantly higher in women than in men (57.9% vs. 17.8%, p<0.001). 32.0% were hypertensives and 2.8% were found to be diabetics. Cognitive impairment (63.7%) was the most common symptom of CMS, followed by headache (51%), breathlessness (50%), fatigue (33.3%), sleep disturbances (25.5%), tinnitus (22.2%), and anorexia (14.4%). All the symptoms were more prevalent among women as compared to men. Cyanosis was observed in 31.6% of the population and was more common in women. The mean symptom score of CMS was 3.6±2.7 and was significantly higher in women than men (4.1±2.8 vs. 2.8±2.3, p<0.001). The cumulative CMS Score including the scores for erythrocythemia and hypoxemia was 4.1±3.2. The mean cumulative CMS score was significantly higher in women than in men (4.6±3.3 vs. 3.1±2.6, p<0.001). The mean CMS symptom score in the group with CMS was 7.0±2.2. There was no significant difference in the CMS scores among men and women in the CMS group. The mean CMS symptom score was 6.4±1.7, 9.4±2.3, and 12.6±2.5 in the CMS group with mild, moderate, and severe CMS, respectively. There was no statistically significant difference in the mean CMS score among men and women in each category CMS.
N, Number of study subjects with data available for analysis.
Hb, arterial oxygen saturations levels and indices of pulmonary function (Table 1)
The mean Hb level was 15.5±3.2 and was significantly higher in men than in women (16.2±3.1 vs. 15.1±3.1, p<0.001). Mean arterial oxygen saturation was 89.3%±3.7% and was not different between men and women (89.4%±3.6 vs. 89.2%±3.7, p<0.7). The mean values of FEV1, FVC, and FEV1/FVC in the study population were 2.5±0.7, 2.6±0.8, and 87.9±21.9, respectively. The FEV1, FVC was significantly higher in males compared with females (2.8±0.7 vs. 2.2±0.6 and 3.0±0.8 vs. 2.4±0.7), respectively, p<0.001. However, the ratio of FEV1/FVC was not different between men and women (90.0±17.5 vs. 86.6±23.3, p<0.8). Percentage predicted FEV1, FVC, and ratio of FEV1/FVC was similar in men and women (91.0±27.9 vs. 87.6±21.9, p<0.2), 85.0±28.6 vs. 80.3±22.1, p<0.11) and 107.3±22.2 vs. 107.3±25.1, p<0.9), respectively.
Prevalence of polycythemia, hypoxemia, and HAPH
The prevalence of erythrocythemia was 10.5% (95% C.I. of 8.4–13.1%) and hypoxemia was 7.5% (95% C.I. of 5.7–9.8%). Although there was a trend of higher prevalence of erythrocythemia and hypoxemia in women than in men, it was statistically not significant (12.3% vs. 7.7%, p<0.055 and 8.3% vs. 6.1%, p<0.35, respectively). Prevalence of HAPH based on TR gradient of >50 mmHg was 6.2% (95% C.I. of 1.7–15.0%) and was 12.1% (95% C.I. of 9.6–15.5%) as estimated by using criteria of pulmonary flow acceleration time recorded at RVOT of <90 msec. Prevalence of HAPH estimated by either of the criteria was not significantly different between men and women (Table 2).
ECG changes of RV overload
ECG features of RV overload in the form of R/S in V1 of >1, T wave inversion in lead V1 and V2, and QRS axis deviation to >90 was 6.2%, 1.6%, and 11.9%, respectively. Prevalence of ECG features of RV Stain was not significantly different between men and women (Table 2).
Age-related trends in changes in indices of oxygen transport system in women and men
There was a trend of significant increase in the levels of Hb in women with age (p<0.04). However, no significant change in the levels of Hb with age was observed in men (p>0.6). The SP
Prevalence of CMS and its predisposing factors (Tables 2–5)
28.7% (95% C.I. of 25.9–32.8%) had CMS while 4.9% (95% C.I. of 3.2–7.8%) had moderate to severe CMS. Distribution characteristics of CMS in study population revealed CMS was significantly more prevalent amongst females (36.6% vs. 15.7%, p=0.001), illiterates, farmers, population residing at higher altitudes, people with truncal obesity, and hypertension. The mean age of population with CMS was significantly higher than population without CMS (47.1±14.8 vs. 37.1±12.4, p<0.001) and as expected, the Hb level of population with CMS was significantly higher than the population without CMS (16.4±3.9 vs. 15.2±2.8, p<0.001). The population mean of physical activity index (1881.1±578 vs. 2011.6±576, p<0.02), arterial Sa
There were 65 subjects with TR Doppler signals recorded for estimation of pulmonary hypertension out of which 22 subjects were in CMS group and 43 subjects were from group without CMS. Three (13.6%) subjects in the CMS group had PAH (TR gradient >50 mmHg), while only 1 (2.3%) subject in the group without CMS had PAH. Pulmonary flow Doppler signals from RVOT were recorded in 589 subjects (164 in CMS group and 425 subjects in population without CMS) for recording PFAT. 28 (17.1%) in the CMS group and 43 (10.1%) in the population without CMS had PAH (PFAT <90 msec). ECG features of RV overload were evaluated by recording QRS right axis deviation > +90° in 527 subjects, R/S >1 in V1, and T wave inversion in lead V1 and V2 in 694 subjects. 10.2% in the CMS group and 12.7% in the group without CMS had RAD (p – NS). 3.1% in the CMS group and 1% in the group without CMS had T wave inversions in V1 and V2 (p=0.06). 6.7% in the CMS group and 6.0% in the population without CMS had R/S >1 in V1 (p – NS).
Gender comparison of indices of oxygen transport system among group with and without CMS
The mean Hb value was significantly higher in CMS group compared to group without CMS both in men and women 17.0 vs. 16.0 gm%, p<0.05, and 16.1 vs. 14.6 gm%, p<0.001, respectively (Table 7). A similar difference in the mean level of Sao2 in group with CMS was significantly lower compared to group without CMS both in men and women 87.0 vs. 89.8%, p<0.006, and 88.2 vs. 89.9%, p<0.0001, respectively. However, indices of PFT was significantly compromised in women with CMS than women without CMS FEV1: 2.1 vs. 2.3, p<0.002, FVC: 2.2 vs. 2.4, p<0.02, and FEV1/FVC: 81.4 vs. 89.1, p<0.005 in women. There were no significant differences in the indices of PFT among men with and without CMS; FEV1 2.8 vs. 2.8, p<0.8; FVC; 3.0 vs. 3.0, p<0.8; and FEV1/FVC ratio of 83.5 vs. 91.0, p<0.35, respectively.
Discussion
This epidemiological study of CMS in natives of Spiti residing at an altitude of 3000–4200 meters in greater Himalayas revealed 28.7% (95% C.I. of 25.9–32.8%) of the population were affected with CMS and was more prevalent amongst women (36.6% vs. 15.7%, p<0.001) contrary to the observation reported by other investigators (Moore, 2001; Wu et al., 1998a). Erythrocythemia and hypoxemia was observed in 10.5% and 7.5% of the natives, respectively. There was a trend of higher prevalence of erythrocythemia (12.3% vs. 7.7%, p<0.055) and hypoxemia (8.3% vs. 6.1%, p<0.35) in women but was statistically not significant. Prevalence of CMS observed in the present study is the highest ever reported. Wu et al (1998a) reported prevalence of 1.26% in native Tibetans and 5.56% in Han Chinese, and Monge et al., (1992) reported 15.6% in Quechua Andeans. 6.2% and 12.1% had HAPH diagnosed based on TR gradient >50 mmHg and PFAT of <90 msec, respectively. Prevalence of HAPH was not significantly different in men and women (11.8% vs. 4.2%) p<0.27 based on TR gradient of more than 50 mmHg.
Analysis of association of demographics, and behavioral and biological CV risk factors with CMS revealed CMS had significant association with elderly population, female gender, people engaged in farming, illiterates, people residing at higher altitude, with central obesity, physical inactivity, hypertensives, and lower indices of pulmonary functions (e.g., FEV1, FVC, and FEV1/FVC). However, a multivariable logistic regression analysis revealed; age (Z-statistics 4.2, p<0.0001), women (Z statistics −3.7, p<0.0002), central obesity (Z statistics 2.2, p<0.02), higher altitude of residence (Z statistics 2.8, p<0.004), and lower physical activity index (Z statistics −2.8, p<0.04) were independent predictors of CMS. Premenopausal women have been found to have a lower prevalence of CMS (Leon-Velarde et al., 1997). Premenopausal women are believed to be less vulnerable for CMS due to respiratory stimulant effect of progesterone and cyclic menstrual flow, thus protecting against excessive erythrocytosis (Leon-Velarde et al., 2001; Moore, 2001). Risk of CMS in Tibetan men is about 3 times higher than Tibetan women (Wu et al., 1998a). A reason for higher prevalence in women in the present study is not clear. Comparison of indices of pulmonary functions FEV1, FVC, and ratio of FEV1/FVC among group with and without CMS in men and women revealed significantly compromised lung functions amongst women with CMS compared to women without CMS (p<0.001). There was no significant different in lung functions in men with and without CMS, suggesting that compromised lung function could be one of the contributory factors for higher prevalence of CMS observed in women. Since the majority of the women were engaged in farming occupations and have a role in cooking meals for family, and are exposed to both indoor and outdoor pollution in fields, they are more vulnerable to developing chronic bronchitis and compromised lung function. Exposure to biomass smoke has been associated with obstructive lung disease in women (Ekici et al., 2005; Regalado et al., 2006). The mean symptom score of CMS, without including the scores for erythrocythemia and hypoxemia, was significantly higher in women than in men (4.1±2.8 vs. 2.8±2.3, p<0.001). The higher CMS symptom score recorded in women than in men could also be partly attributed to HAPH, however there was no significant difference in prevalence of HAPH between men and women (11.8% vs. 4.2%, p<0.27). The prevalence of erythrocythemia and hypoxemia in women was higher than men but was statistically not significant (12.3% vs. 7.7%, p<0.055) and (8.3% vs. 6.1%, p<0.97), respectively. Thus these observations do indicate that higher prevalence of symptom complexes related to CMS in women is not necessarily related to hypoxemia and or polycythemia. This may point out the lack of specificity of contemporary symptoms based diagnostic criteria in women for diagnosis of CMS or may be that the threshold for symptoms related to hypoxemia and polycythemia in females is lower than in males.
Increasing age (Sime et al., 1974) and altitude of residence (Wu et al., 1998a) are well established risk factors for CMS. Urbanization and associated changes in lifestyle also could have role in development of CMS (Winslow et al., 1987; Xie et al., 1981). Tobacco consumption has been reported to be a predisposing factor (Heath et al., 1981; Monge et al., 1992). However, no significant association was observed in natives of Spiti Valley. Failure to observe association between tobacco consumption and CMS could be that the number of tobacco consumers in the study population was low (7.2%). Central obesity and lower physical activity had independent significant association with CMS, but the exact underlying mechanisms would be conjectural at this point. Certainly the observation has an important implication for public health interventions in prevention of CMS. CMS may be associated with HAPH related to increase PVR as a result of erythrocytosis and associated alveolar hypoxia induced pulmonary vasoconstrictions. Some of the patients of CMS could have severe HAPH leading to RHF (HAHD) (Leon Velarde et al., 2005; Penaloza et al.,1971a, 1971b). Prevalence of HAPH is more common in Andean population and Han immigrant Chinese than in native Tibetan population (Yang et al., 1985, Wu et al., 1998b, 1999). In the present study, no case of subacute mountain sickness with severe PAH with right heart failure was recorded, although prevalence of HAPH was higher among CMS group compared to group without CMS (TR gradient of >50 mmHg in 13.6% vs. 2.3%, respectively, p<0.18, and PFAT <90 msec. was 17.1% vs. 10.1%, p<0.02.), respectively.
Age-related trends of changes in Hb, Sa
Study limitations
Intra and inter observer variability of symptoms and signs based scoring for diagnosis of CMS was not tested to estimate the reproducibility of the score results. Chest X-ray for CMS did not exclude pathologies related to lungs. Only data of 41.7% of the study population were analyzed to estimate the prevalence of CMS, although population excluded was not selective but was based on presence of cardiorespiratory diseases and due to lack of data related to CMS diagnosis. There was no difference in gender distribution and CMS symptom based score levels between the group included and the group excluded. The group excluded was younger than the group included and as prevalence of CMS is known to increase with age, there is possibility of overestimation of the prevalence of CMS.
Conclusion
Prevalence of CMS amongst natives of Spiti Valley residing at an altitude of 3000–4200 meters was 28.7% (95% C.I. 25.9–32.8%) and moderate to severe CMS was observed in 4.9% (95% C.I. 3.2–7.8%). CMS was significantly higher amongst women than in men. Age, central obesity, and female gender, altitude of residence, and physical inactivity were independent predictors for CMS. Hypertension, tobacco consumption, and indices of pulmonary function did not have any significant association with CMS. The urbanized lifestyle seems to be an important predisposing factor. Observations made in the present study have important implications for health policy makers and public health providers for creating awareness among the natives of Spiti about CMS predisposing factors and appropriate preventive measures and creating infrastructures and capacity building in the health system for diagnosis, treatment, and for preventive measures in order to reduce morbidity and mortality.
Footnotes
Acknowledgments
We would like to acknowledge valuable help extended by the medical officers posted in Spiti Valley, Dr. Sonam Negi, Dr. Dolker, Dr. J.C. Negi, Dr. Bhavesh Thakur, Dr. Arvind Chopra, Dr. B.K Negi, Dr. Dinesh, Dr. Shiv Prakash Block Medical Officer in charge of Kaza Hospital Spiti, Health Workers Devi Dekid, Vidhya Sagar, Ghabar,Nursing staff of Kaza Hospital Palmo, Shallu and Lab Technician Mr. Yadav during survey period of 2009 to 2011.
We express our gratitude and thank Dr. Fabiola Leon- Velarde for reading our manuscript and making her valuable observations and comments that have been incorporated in the manuscript as appropriate.
Author Disclosure Statement
The study was funded by the Defense Research and Development Organization, Government of India. The authors have no conflicts of interest or financial ties to disclose.
