Abstract
Lysosomal storage diseases are a group of rare inborn errors of metabolism resulting from deficiency in normal lysosomal function. These diseases are characterized by progressive accumulation of storage material within the lysosomes of affected cells, ultimately leading to cellular dysfunction. Multiple tissues ranging from musculoskeletal and visceral to tissues of the central nervous system are typically involved in disease pathology. Since the advent of enzyme replacement therapy (ERT) to manage some LSDs, general clinical outcomes have significantly improved; however, treatment with infused protein is lifelong and continued disease progression is still evident in patients. Viral gene therapy may provide a viable alternative or adjunctive therapy to current management strategies for LSDs. In this review, we discuss the various viral vector systems that have been developed and some of the strategy designs for the treatment of LSDs.
Introduction
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Combined incidence of all MPSIII.
All LSDs are a result of two recessive mutations in a single gene locus. For most LSDs, low levels of residual protein expression resulting from missense mutations elicit significant improvement of the clinical phenotype and carriers remain largely unaffected. These attributes make LSDs an ideal fit for gene therapies. Considerations for gene therapy strategies include the target and route of delivery and the vector construct.
Cross-Correction
Most LSDs result from a deficiency of a lysosomal enzyme. Lysosomal enzymes have a unique characteristic in that, although most of the expressed enzyme is targeted to the endosomal system via binding of the enzyme to the mannose 6-phosphate receptor, a small percentage of expressed enzyme is also secreted from the cell, which can be taken up by distal cells and trafficked to the lysosome to perform its enzymatic function. Current ERT and bone marrow transplantation therapies take advantage of this process of uptake of secreted enzyme, which is also known as cross-correction.
In initial gene therapy studies, muscle was first targeted as the potential endogenous source of enzymes for cross-correction because of the ease of accessibility by intramuscular injection. However, these strategies have been relatively unsuccessful, due in part to the inefficiency of muscle in those secretion processes (Ellinwood et al., 2004; Hodges and Cheng, 2006; Sands and Davidson, 2006). In addition, multiple gene therapy studies have indicated that muscle tissue may be more prone to the development of humoral and/or cytotoxic immune response, ultimately resulting in elimination of the therapeutic protein (Warrington and Herzog, 2006).
To date, most gene therapy-mediated cross-correction strategies have targeted the liver as the production depot of therapeutic protein, as hepatocytes normally synthesize and secrete a myriad of proteins. Treatment of neonatal animal models with liver-targeting vectors has been successful for several LSDs including mucopolysaccharidosis (MPS) I and MPS VII; however, treatment of more mature/adult animals has proven more challenging, primarily because of the more robust immune response in mature animals (Ponder and Haskins, 2007; McKay et al., 2011). For example, in the mouse model of Pompe disease, antibodies elicited in response to gene therapy completely abrogated cross-correction of other distal tissues (Cresawn et al., 2005; Warrington and Herzog, 2006; Koeberl et al., 2007). Efforts have been made to develop vectors that would be less immunogenic, with the most common strategy being the use of tissue-specific promoters for the target depot organ. Again, using Pompe disease studies as an example, use of a liver-specific promoter did result in a reduced immune response and in those animals, cross-correction of skeletal and cardiac muscle could be achieved. However, in those same studies, the use of tissue-specific promoters did not completely eliminate the possibility of immune reactivity to the therapeutic enzyme, revealing the complexities of immune tolerance (Cresawn et al., 2005; Sun et al., 2009; Zhang et al., 2012).
Despite the successes of cross-correction-based strategies, for both gene therapy and ERT, these strategies cannot overcome the blood–brain barrier hurdle and as such, can only potentially treat the somatic manifestations, leaving the neuropathological problems untreated. The inability to address the neural components of disease impedes the ability to attain substantial correction, as functional deficits would remain. While the natural history of various LSDs has shifted as a result of approved therapeutics prolonging the life span and delaying disease progression, a new paradigm of multisystem involvement has materialized and brought forth a need to address all aspects to achieve productive correction and an overall improved outcome. One additional important consideration is the relative inefficiency of the secretion–reuptake mechanism versus the primary pathway by which lysosomal proteins are processed. Immediate processing of bisphosphorylated high-mannose-containing protein from the trans-Golgi to the lysosome is the most efficient and natural pathway. This pathway requires cell-autonomous direct correction.
Direct Correction
Delivery of gene therapy vectors directly to affected tissue, allowing the cell to produce the therapeutic protein in an autonomous manner, is the most straightforward gene therapy strategy. Especially in the milieu of LSDs, the endogenous processing and trafficking of the enzyme within the transduced target results in greater efficiency of functional protein production, thereby providing improved correction through a native activity of the wild-type protein. Furthermore, although perhaps somewhat less efficient, the transduced target tissues themselves could also act as a depot of enzyme production and secretion for cross-correctional events.
The challenge in direct correction of target tissues lies primarily in the technical aspects of delivery, especially for those tissues/organs that are structured in a manner that is too widespread to be accessed by just a few direct injections, primary examples being the CNS and skeletal muscle. As such, studies have focused on treating specific tissues such as select muscle groups or regions of the CNS that would demonstrate the most clinical benefit. Pompe disease is an LSD with profound and progressive skeletal muscle weakness. A major complication in Pompe disease is respiratory insufficiency. Direct administration of vector to the diaphragm of Pompe mice resulted in correction in the diaphragm tissue. In particular, the targeted therapy yielded significant improvement in both the contractile strength of the diaphragm muscle as well as ventilatory function (Mah et al., 2004, 2010; Rucker et al., 2004).
Direct delivery of vector to the CNS may be one of the most efficient methods to effectively treat the neurological pathologies of LSDs, particularly those pathologies that occur within the brain or spinal cord (Lee et al., 2011). Fortunately, the design of the CNS provides advantages to direct delivery strategies in that vectors can be transported along neuronal connections to distal sites and that secreted enzymes can be transported antero- and retrograde to cross-correct cells distal from the injection site. Animal model studies of LSDs including MPS I, MPS IIIB, MPS VII, Sandhoff diseases, Niemann-Pick A, globoid cell leukodystrophy, and metachromatic leukodystrophy showed widespread biochemical and histological correction in the brain and in some cases, even improvement in behavioral symptoms after direct administration of a gene therapy vector (Biffi and Naldini, 2005; Hodges and Cheng, 2006; Ponder and Haskins, 2007; Sands and Haskins, 2008).
Vector Delivery
As mentioned previously, direct injection of target cells/tissues for the goal of either direct correction (such as intracranial injection into target brain) or for cross-correction (portal vein injection for liver targeting) has been successfully used in preclinical animal model studies and is also being investigated in current clinical studies. However, other methods of vector delivery are also being explored.
Ex vivo bone marrow or hematopoietic stem cell gene therapy is being evaluated for the treatment of some LSDs and is the basis of several clinical trials for LSDs (Naldini, 2011). These strategies provide an advantage in which autologous bone marrow or hematopoietic stem cells are transduced with a gene therapy vector to express the therapeutic protein and are then introduced into the affected individual. Like with traditional bone marrow transplantation, the primary goal is to establish a long-term source of circulating enzyme for cross-correction of affected tissues and possibly the reconstitution of affected tissues with corrected stem cells. The potential benefit of this strategy is the reduction in graft rejection and other complications associated with the use of allogeneic or unrelated cells for transplantation.
Systemic (intravenous) delivery of vectors has been explored extensively in preclinical studies for LSDs. In an ideal situation, a single peripheral injection of vector would be sufficient to treat disease, and the vector itself would be optimized to selectively infect the target cells, whether the goal is for direct correction of affected cells, providing a depot for cross-correction, or a combination of both. Factors such as the physical cell–vector interaction required for infection (such as binding to a cellular receptor, either taking advantage of the normal tropisms or engineered) and cis-elements within the vector (such as promoter/enhancer choices) play a role in the ability of a vector to target a particular cell type. Specific examples of systemic delivery studies are discussed below.
Viral Gene Therapy Vector Systems
Gene therapy has the potential ability to correct LSDs by providing an endogenous depot for therapeutic protein production available for cross-correction and/or directly correcting affected cells and tissues, thereby tackling the disease from different fronts. Virus-based gene therapy vectors have been shown to be the most effective in preclinical studies in a variety of animal models of LSDs and are discussed below.
Retroviral Vectors
Retrovirus-based vectors (RVs) are single-stranded, RNA-containing enveloped viruses. After entry into a host cell, the retroviral genome is reverse-transcribed into DNA that can then integrate into chromosomal DNA, thus promoting stable transduction in dividing cell populations. Retroviral vectors were the first gene therapy vectors to enter clinical trials in general and also within the context of LSDs. Lentiviruses (LVs) are a class of retroviruses, with a similar basic genome structure, but with the addition of several regulatory gene expression genes and the ability to transduce nondividing cell populations at higher efficiency than RVs (Mah et al., 2002).
RV-based strategies have been shown to be successful in several animal models of LSDs, and ex vivo RV gene transfer was the first gene therapy strategy to be tested in clinical trials for LSDs. Interestingly, within the history of RV-based preclinical studies for LSDs, there are multiple instances in which a single strategy performed in different animal models of the same disease revealed different outcomes. Systemic intravenous delivery of an RV encoding the canine α-
Both in vivo and ex vivo strategies have been employed for treatment of LSD by LV gene therapy. LVs have been shown to transduce neurons efficiently in both rodents and nonhuman primates and as such, have been used to target CNS pathology in LSDs (Biffi and Naldini, 2005). Ventricular infusion of an LV expressing β-glucuronidase in the MPS VII mouse resulted in widespread biochemical and histological normalization of regions within the brain with significant improvement in behavioral performance. Not surprisingly, somatic pathologies still persisted in these animals (Bielicki et al., 2010). Similarly, intracerebral injection of therapeutic LVs in mouse models of Krabbe and metachromatic leukodystrophy yielded metabolic correction in the brain (Di Domenico et al., 2009). These and other studies suggest that LV vectors may be useful in treating CNS pathology in LSDs; however, they also highlight the need for concomitant treatment of non-CNS pathologies, whether it is in the form of current therapies such as ERT or other gene transfer strategies.
The inherent traits of LVs to infect quiescent cells and integrate into the cellular chromosome make them a potentially ideal vector for ex vivo hematopoietic stem cell gene therapy. Transplantation of hematopoietic stem and progenitor cells transduced by an LV-IDUA vector improved metabolic and functional correction in MPS I mice (Wang et al., 2009; Visigalli et al., 2010). Furthermore, metachromatic leukodystrophy murine studies have demonstrated some reconstitution of defects in the central and peripheral nervous systems, suggesting that further refinement of an ex vivo gene therapy strategy could lead to simultaneous correction of both somatic and neurological pathologies.
Adenovirus
Adenoviruses are naked, double-stranded DNA viruses with a genome that is about 26–45 kb and flanked on both ends by inverted terminal repeats (ITRs). Advantages of adenoviral vectors (AdVs) are the ability to infect a broad range of cell types, both dividing and nondividing, and the capacity for large foreign DNA constructs. Furthermore, recombinant AdVs generally do not integrate into chromosomal DNA and persist as episomal DNA, thereby minimizing the risk of unwanted insertional mutagenesis (Mah et al., 2002).
In general, AdV-based therapies for LSDs have been used to a lesser extent than other viral vector systems. Systemic delivery of AdVs has been explored as a therapy for LSDs. Widespread correction of tissues including liver, kidney, and skeletal muscle in animal models of LSDs including MPS VII, Fabry disease, and Pompe disease has been reported. Hurdles for this strategy include long-term persistent expression of the therapeutic transgene, interaction with the host immune system, and lack of correction of isolated tissues such as brain, eye, and bone (Kosuga et al., 2000; Ziegler et al., 2002; Kamata et al., 2003; Kiang et al., 2006). AdV studies have focused more on delivery of vector directly to affected tissues, in particular the brain; however, most studies resulted in limited expression duration (Stein et al., 1999; Hsich et al., 2002; Eto et al., 2004). Refinement of AdV design from initial first-generation vectors to the gutless vector has contributed to the more efficient performance of these vectors and in particular, significant reduction in vector-related immunogenicity and concomitant prolonged transgene expression. Most recently, direct intracranial injection of a therapeutic AdV into a mouse model of MPS IIIA resulted in long-term (8.5 months) expression in localized regions within the brain with slight reductions in neuropathology (Lau et al., 2012).
Adeno-Associated Virus
Adeno-associated viruses are nonpathogenic, single-stranded DNA-containing parvoviruses. Their genome is flanked on both ends by ITRs, which are the sole cis-acting elements required for packaging and stable integration. Recombinant adeno-associated viral (rAAV) vectors have been shown to stably transduce both dividing and nondividing cells efficiently (Mah et al., 2002). More than 100 novel serotypes of AAV have been isolated, some of which have been developed as gene therapy vectors and have demonstrated distinct pharmacokinetics in vivo (Gao et al., 2005, 2011).
Recombinant AAV gene therapy has been successful in both small and large animal models of several LSDs, including mucopolysaccharidosis, Fabry disease, and Pompe disease (Warrington and Herzog, 2006; Ponder and Haskins, 2007). Because of the panoply of tissues affected in LSDs, rAAV-mediated cross-corrective therapies have been intensely investigated. Most recently, long-term biochemical and physiological correction of visceral tissues has been reported in MPS VI cats that were given liver-directed rAAV. Furthermore, some skeletal anomalies were also improved in those animals that expressed normal or greater than normal levels of serum arylsulfatase B (Cotugno et al., 2011). In a different study, rAAV-mediated liver-directed production of sulfamidase at supraphysiological levels resulted in partial improvement of brain pathology in MPS IIIA mice (Ruzo et al., 2012). These studies show that partial cross-correction of “difficult to access” tissues such as bone, brain, cartilage, and eye may be possible by cross-corrective therapies; however, the technology still needs to be refined as currently only a superabundance of therapeutic enzyme expression and secretion is required to produce a therapeutic effect.
The use of rAAV to directly correct affected tissues, in particular neurological manifestations, is also being investigated. To date, the majority of studies for direct CNS correction for LSDs have been done with rAAVs. In more recent studies, direct intracranial delivery of therapeutic rAAV resulted in reduction of lesions in the CNS in murine models of MPS I and Batten disease and canine models of Sanfilippo and Hurler syndromes (Cabrera-Salazar et al., 2007; Ellinwood et al., 2011; Wolf et al., 2011). Although these studies demonstrate the profound impact of rAAV-mediated transgene expression in the CNS, the effect is limited to this tissue and does not improve non-CNS-related pathology.
Vectors based on rAAV serotype 9 (rAAV9) have been shown to have unique pharmacokinetics that may make them ideal candidates as gene therapy vectors for LSDs. Specifically, rAAV9 has demonstrated efficient transduction of most tissue types affected in LSDs including liver, heart, muscle, and CNS, both after direct administration and systemic delivery. A single intravenous injection of rAAV9 in a mouse model of Pompe disease resulted in improved respiratory muscle and cardiac function indices over those seen with chronic ERT administration (Pacak et al., 2006; Falk et al., 2011). Intravenous rAAV9 administration has also been shown to reduce storage pathology in the CNS and periphery in a murine model of MPS IIIB (Fu et al., 2011). More interestingly, rAAV9 has been shown to transduce neural tissue via retrograde transport after intramuscular delivery or even by crossing the blood–brain barrier itself (Foust et al., 2009; Bevan et al., 2011; Dayton et al., 2012; Dimattia et al., 2012; ElMallah et al., 2012). Together, the emerging data suggest that rAAV9 vector administration can achieve simultaneous autonomous expression of the therapeutic enzyme in multiple organ systems affected in LSDs, in particular both visceral and neural, thereby overcoming the primary obstacle of cross-corrective therapies.
Complications of Gene Therapy for LSDs
The innate and adaptive immune system has the ability to limit the success of viral gene transfer. Immune reactions to all LSDs have been noted in individuals receiving ERT, resulting in hypersensitivity reactions, alteration of enzyme trafficking and half-life, and/or neutralization of enzyme activity. For many, such immune responses can be controlled by the use of modified administration procedures, antihistamines, corticosteroids, and/or other immune-suppressive drugs (Brooks et al., 2003; Wang et al., 2008). Because gene therapy provides a protein that is either foreign (in cross-reacting immune material-negative [CRIM−] patients) or in quantities/quality not normally seen (in CRIM+ patients), similar immune reactions are not unexpected.
Although the aforementioned generalized drug regimens can and have been used in conjunction with gene therapy, strategies to generate more “immune-compatible” vectors or specific immune tolerance protocols are also being assessed (Arruda et al., 2009; Nayak and Herzog, 2010; Mays and Wilson, 2011; Mingozzi and High, 2011). Strategies such as limiting expression to target tissues and avoiding expression in undesirable nontarget cells such as antigen-presenting cells by use of tissue-specific promoters have been shown to avoid provocation of a strong immune response. Interestingly, from studies investigating targeted gene expression, it was found that rAAV-mediated hepatic expression could lead to product-specific immune tolerance partially via induction of regulatory T cells (Ponder and Haskins, 2007; LoDuca et al., 2009; Nayak et al., 2009; Byrne et al., 2011; Zhang et al., 2012).
Another strategy to avoid immune response has been the timing of gene transfer to the neonatal or even the prenatal (in utero) stage of development. At these very young ages, the immune system is immature and introduction of foreign proteins at this time could allow for tolerization to the therapeutic product (Ponder, 2007; McKay et al., 2011). Furthermore, another advantage to initiating treatment at this age is that disease pathology is likely less severe. As LSDs are progressive diseases, it has been shown that the longer the duration of disease, combined with the inherent reduction in tissue plasticity with age, the less chance there is to reverse pathology. Neonatal gene transfer has been successful with RV, LV, and rAAV vectors in several preclinical animal models of LSDs including MPS I, MPS VII, Fabry, Batten, and Pompe disease (Meikle and Hopwood, 2003; Rucker et al., 2004; Yoshimitsu et al., 2004; Mah et al., 2007; Traas et al., 2007; Sondhi et al., 2008). How neonatal gene therapy will translate clinically is yet unknown, because in the neonatal stage humans have a more developed or mature immune system compared with lesser animals. Although it is likely that some immune reaction is possible, it may be less severe or more easily managed than when such a reaction would occur in older patients. In addition, it has been clear from ERT studies that earlier treatment initiation results in a general improved therapeutic benefit and clinical outcome, thus lending further support toward neonatal gene transfer efforts (Meikle and Hopwood, 2003; Nakamura et al., 2011).
Clinical Studies and Future Outlook
To date, several phase 1/2 clinical studies have been initiated for gene therapy-based treatments for lysosomal storage diseases (Table 1). Four studies are investigating the safety of ex vivo retroviral or lentiviral vector-transduced autologous cells (for the treatment of Gaucher [NCT00001234 and NCT00004294], Fabry [NCT00001234], mucopolysaccharidosis II [NCT00004454], and metachromatic leukodystrophy diseases [NCT01560182]). For the Gaucher and MPS II studies, which have been completed, low expression and no improvement in disease pathology were noted (Dunbar et al., 1998; Alexander et al., 2007). However, these were the first two gene transfer clinical studies for LSDs and since their initiation was greater than 10 years ago, there has been a surge in the development and improvement of vector design and delivery and thus improved results. At the time of this writing, the trial for metachromatic leukodystrophy is currently recruiting subjects and as such, results are pending.
Other clinical studies are investigating the direct delivery of recombinant adeno-associated viral vectors to affected tissues for the treatment of Pompe disease (NCT00976352), Sanfilippo type A syndrome (NCT01474343), and Batten disease (NCT00151216, NCY01411985, NCT01161576). The initial study for Batten disease involved direct injection of rAAV serotype 2-based vector into the CNS of affected children. The data resulting from the study suggested that disease progression may have been slowed; however, a true therapeutic benefit was not established (Worgall et al., 2008). Like the initial retrovirus-based studies, the arena of rAAV-based gene therapy has transformed substantially since the initiation of the study and a continuing study with an alternative and potentially more robust rAAV serotype vector is now pending. The Sanfilippo study involves direct injection of a therapeutic rAAV serotype 10 into the brain. This study has been initiated; however, patients are not yet being recruited.
Our group initiated an rAAV clinical study for Pompe disease. Respiratory insufficiency is one of the primary complications in Pompe disease and long-term evaluation of patients receiving ERT has revealed progressive respiratory dysfunction that may partially be attributed to the lack of correction of the neural components of respiration (Byrne et al., 2011). As mentioned previously, preclinical studies showed that direct administration of rAAV1 to diaphragms of Pompe mice could lead to improvement in diaphragm contractile strength and ventilatory function. In addition, phrenic nerve activity was increased in the treated animals, suggesting that some level of correction of CNS pathology may have also occurred (Mah et al., 2004, 2010; DeRuisseau et al., 2009). In light of these data and the safety profile of other rAAV1 clinical trials, we initiated an open-label, phase 1/2 study investigating the safety and efficacy of intramuscular gene transfer to the diaphragm with a therapeutic rAAV serotype 1 (rAAV1) vector encoding acid-α-glucosidase (GAA). To date, no serious adverse events or systemic toxicities related to vector administration have been detected. Furthermore, significant elevation in respiratory parameters has been noted in the first cohort of subjects (Byrne et al., 2012). This study is ongoing and results are pending from the high-dose second cohort of subjects.
Ideally, all components of disease pathology would be corrected via systemic delivery of a single vector. However, the complex nature of LSDs and multiorgan involvement make this extremely difficult. Other factors, such as the timing of gene transfer in relation to the degree of disease progression, the differing levels of therapeutic product required to correct various tissue pathologies, and the immune consequences as they relate to administration procedures, vector/cells used, and transgene product will also influence therapeutic outcome of gene therapy. It is also important to note that although for the most part heterozygotes for LSDs do not manifest clinical symptoms of disease, exceptions have been described. In particular, greater than 70% of female carriers of Fabry disease have displayed some form of disease-related pathology. Although pathology has been attributed mostly to X chromosome inactivation, studies have also shown that enzyme uptake may be compromised in otherwise normal cells in these patients (Vanier, 2010). Abnormal intracellular mannose 6-phosphate receptor trafficking has also been described in cells from Pompe carriers (Cardone et al., 2008). These findings underscore the potential importance of autonomous expression of the therapeutic protein achieved through direct correction of affected cells via gene therapy. A combination of therapies (ERT, chaperone, direct gene transfer, cross-correctional gene therapy strategies, ex vivo therapy, different vectors, etc.), however, may be needed to fully cure the disease long term. In the meanwhile, current developed therapies may potentially address the major complicating factors of disease, thereby facilitating improved survival and quality of life. Further development and refinement of gene therapy vectors is ongoing and the field is constantly growing. Results from the ongoing and pending clinical trials incorporating gene therapy will greatly improve our understanding of therapies and outcomes in patients with LSDs.
Footnotes
Acknowledgments
The authors acknowledge the University of Florida Powell Gene Therapy Center Vector Core Laboratory for production of rAAV vectors for preclinical studies and the Human Applications Laboratory at the University of Florida for production of rAAV vector for clinical trial NCT00976352. This work was supported by grants from the National Institutes of Health (NHLBI P01 HL59412-06 [B.J.B.], 5F32HL095282-03 [D.J.F.], and the NHLBI Gene Therapy Resource Program).
Author Disclosure Statement
B.J.B., Johns Hopkins University, and the University of Florida could be entitled to patent royalties for inventions described in this manuscript.
