Abstract
Virotherapy is a unique modality for the treatment of cancer with oncolytic viruses (OVs) that selectively infect and lyse tumor cells, spread within tumors, and activate anti-tumor immunity. Various viruses are being developed as OVs preclinically and clinically, several of them engineered to encode therapeutic proteins for tumor-targeted gene therapy. Scientists and clinicians in German academia have made significant contributions to OV research and development, which are highlighted in this review paper. Innovative strategies for “shielding,” entry or postentry targeting, and “arming” of OVs have been established, focusing on adenovirus, measles virus, parvovirus, and vaccinia virus platforms. Thereby, new-generation virotherapeutics have been derived. Moreover, immunotherapeutic properties of OVs and combination therapies with pharmacotherapy, radiotherapy, and especially immunotherapy have been investigated and optimized. German investigators are increasingly assessing their OV innovations in investigator-initiated and sponsored clinical trials. As a prototype, parvovirus has been tested as an OV from preclinical proof-of-concept up to first-in-human clinical studies. The approval of the first OV in the Western world, T-VEC (Imlygic), has further spurred the involvement of investigators in Germany in international multicenter studies. With the encouraging developments in funding, commercialization, and regulatory procedures, more German engineering will be translated into OV clinical trials in the near future.
Introduction
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Tumor selectivity of OVs can be based on the frequent loss of antiviral defense mechanisms during oncogenic transformation of cancer cells, which render them especially vulnerable to viruses or vaccine strains that are otherwise nonpathogenic to humans. 1 Furthermore, viruses can be engineered to restrict cell entry and/or postentry replication to tumor cells by (1) (genetically) inserting tumor-specific ligands into the viral particle, (2) deleting viral genes redundant for viral replication in cancer but not in normal cells, or (3) incorporating tumor-specific cellular gene regulation mechanisms into viral genomes. 2 –4 The unique mode of action of OVs, that is, viral cancer cell lysis, provides interesting opportunities for the development of combination therapies that implement complementary modes of anti-tumor activity and nonoverlapping toxicity profiles. A great asset of OVs is the availability of a large diversity of viruses as pharmacophores—featuring different sizes, genome and particle compositions, and replication mechanisms. Moreover, ample strategies for virus engineering have been established to enhance their therapeutic potency, overcome limitations emerging during preclinical and clinical development, and to extend their applications. 2
In light of previous prevalent regulatory caution toward virotherapy—which is, after all, the injection of live replicative viruses into patients—it is of note that as of today hundreds of clinical virotherapy trials with a panel of different viruses have been performed, including more than 1000 patients. 2,5 Thus, for these viruses, considerable manufacturing, regulatory, and medical roadblocks have been overcome. Key milestones reached by clinical OV research are as follows: (1) OVs are well tolerated in patients and show favorable safety profiles, especially when compared with established and other emerging cancer therapies; dose-limiting toxicities have rarely been observed for OVs; (2) after a single intravenous infusion, OVs have been shown to colonize multiple distant tumor sites, replicate, and express both viral genes and transgenes, for example, as demonstrated in one patient exhibiting durable, complete remission of disseminated cancer 6 ; and (3) OVs can trigger, after intratumoral injection, anti-tumor responses also in noninjected lesions. The latter has been reported for T-VEC (Imlygic), an oncolytic herpesvirus, in a phase III trial for the treatment of advanced malignant melanoma, on the basis of which it was approved in 2015 as the first OV therapy in the Western world. Notably, T-VEC is also prototypical for virus-engineering opportunities, as it encodes human granulocyte-macrophage colony-stimulating factor (GM-CSF) for immunostimulation (thus being also the first gene therapeutic drug approved in the United States).
Much of recent basic and translational virotherapy research has focused on the vaccination effect of OVs, that is, the activation of the patient's immune system toward tumor antigens by triggering inflammation in the tumor and releasing (and thereby unmasking) tumor antigens. 7 The activation of tumor-specific immunity has also been reported for T-VEC in patients with melanoma. This effect implements—to quote Richard Vile (Mayo Clinic, Rochester, MN)—a “dream team combination of local tumor cell cytotoxicity and systemic anti-tumor immunity.” 8 Notably, the same virus drug will implement a personalized vaccination effect in different patients by unmasking (combinations of) tumor antigens relevant for each individual patient (including so far unknown ones). Thus, systemic treatment of advanced cancers can be achieved without the need for systemic application of the virus. This is especially of interest for diseases producing skin lesions (e.g., malignant melanoma) or for which intratumoral procedures are established in clinical routine (e.g., hepatocellular carcinoma, glioblastoma). Also, lower viral titers will be sufficient for such intratumoral regimens, reducing the efforts and costs involved in virus manufacturing. With the rise of immunotherapy in clinical oncology, specifically of immune checkpoint inhibition (ICI), oncolytic vaccination is being pursued as a promising combination approach: Patients resistant to ICI because of (1) a lack of preexisting anti-tumor immunity or (2) an absence of tumor-infiltrating lymphocytes may become sensitive after OV-triggered anti-tumor immunity, thereby implementing OVs as potent immune adjuvants. In addition, by inserting immunomodulatory genes into the OV genome, as exemplified by GM-CSF for T-VEC, anti-tumor immunity can be enhanced in defined ways. Because of this immunotherapeutic potential, OVs have attracted increased attention in oncology.
Systemic application of OVs is being pursued because of the more widespread applicability for treatment of disseminated cancers and the simpler handling in clinical routine. 9,10 Notably, extensive tumor infection has been shown in preclinical studies. 11 In patients, physical barriers to tumor homing were overcome by dose escalation, 12 and a case of durable complete remission after a single systemic infusion was reported. 6 Furthermore, systemic application of tumor-homing OVs also provides opportunities for tracking tiny tumor lesions as well as circulating tumor cells by incorporation of transgenes that facilitate the imaging of infected cells. Thus, viruses can be employed as advanced theranostics—yet another important virus-engineering achievement.
Marketing approval of T-VEC (IMLYGIC) was a major milestone for OV development. Still, many challenges remain in order to implement OVs as an effective cancer treatment modality. These include the necessity to enhance the cytotoxic potency of virotherapy and/or to establish strategies to trigger effective and lasting anti-tumor immune activation. For new generations of potency-enhanced viruses, tumor selectivity will be of concern and patient safety must be ensured. For systemic virus application, physical barriers need to be overcome in order to increase tumor homing of OVs. To this end, the diversity of virus pharmacophores and engineering technologies as well as the opportunities of novel combination regimens underline the future potential of OVs.
This review, as a contribution to the 2017 joint Annual Meeting of the German and the European Societies of Gene (and Cell) Therapy, provides an overview of recent virotherapy research and clinical development in German academia, which has provided major contributions to the development of novel OVs, innovative strategies of virus engineering, and to the development and clinical translation of virotherapeutic regimens.
Preclinical Research Activities in German Academia: Virus Design and New Therapeutic Modalities
Innovative approaches to OV engineering and virotherapeutic modalities have been a key stronghold of virotherapy research in Germany. This review provides an overview of these efforts according to virus platforms, represented in alphabetical order. Table 1 13 –72 provides a comprehensive list of scientific strategies pursued.
Recent preclinical virotherapy research activities in German academia (according to scientific strategies)
Hutzler et al. (submitted).
Singh, Leber et al. (in preparation).
For references 17, 18, 30, 33, 34, 43, 58, and 60, the references cited in these works are also pertinent to this point.
Abbreviations: DARPin, designed ankyrin repeat protein; ICI, immune checkpoint inhibitor; MV, measles virus; OV, oncolytic virus; shRNA, short hairpin RNA; VSV, vesicular stomatitis virus.
Adenovirus platform
Adenoviruses (Ads) are particularly suitable as OVs, because they possess potent lytic activity, their structure and replication cycle are well described, and ample opportunities for virus engineering are established. Over the last two decades, several groups in Germany have focused on different aspects of developing oncolytic Ads (OAds) for cancer therapy, including transcriptional regulation of viral replication, targeting viral cell entry and virus shielding, immunological aspects, therapeutic gene expression, as well as multimodal therapies (see also Table 1).
The group of Florian Kühnel and Stefan Kubicka at Hannover Medical School initially focused on developing conditionally replicating OAds that specifically respond to pan-cancer-associated molecular alterations such as telomerase activation and/or p53 dysfunction. 31,32 The group achieved tumor-selective Ad replication using the telomerase promoter for transcriptional control of E1A, resulting in the OAd hTert-Ad. Because of the frequent telomerase activation in human cancer this concept is broadly applicable, and hTert-Ad has been used in several follow-up studies investigating the use of OAds as a central component of tumor immunotherapies. 32,41 Furthermore, the group developed several OAds for selective replication in tumor cells with defective p53. 31 ,36z These viruses use p53-dependent transrepression of E1A, p53-dependent expression of antiviral-microRNA networks, and a meganuclease-based “self-destruction” mechanism that was introduced to facilitate selective autodigestion of the viral genome in tumor cells.
Previous work of the group of Dirk M. Nettelbeck (German Cancer Research Center, Heidelberg) explored and optimized transcriptional targeting of Ad replication to tumor cells by expression of one or two essential Ad genes—or mutants thereof—using engineered cellular tyrosinase enhancers and promoters. 33z
The group of Per Sonne Holm at the Technical University Munich, Klinikum rechts der Isar, in cooperation with Ulrike Naumann at the University of Tübingen, is focusing on treatment of glioblastoma and bladder cancer using YB-1-dependent OAds alone or in combination with cytostatic drugs and radiation. YB-1 is a multifunctional cellular (onco-)protein that plays important roles in tumor cell proliferation, progression, and drug resistance. Thus, YB-1 has emerged as a promising molecular target for the development of new virotherapy strategies. 73 The important role of YB-1 in Ad replication was shown by the Holm group and has been exploited for the development of tumor-restricted, YB-1-dependent OAds.30z,61,73 The Naumann group has established subcutaneous and orthotopic, both xenograft and syngeneic GBM (glioblastoma) mouse models and treatment modalities using intratumoral single injection as well as infusion techniques for the assessment of virotherapeutic approaches in vivo. 30
In vivo, the therapeutic effect of the lead YB-1-dependent OAd XVir-N-31 alone or in combination with chemotherapy or radiotherapy 61 was investigated, among others, in an orthotopic GBM mouse model using a primary, chemotherapy-resistant GBM stem cell line. Compared with wild-type Ad, the genetic regions E1A and E1B of XVir-N-31 are modified to prevent expression of the proteins E1A13S and E1B19K, respectively, in order to ensure YB-1 dependence and to enhance oncolysis. Furthermore, an RGD motif is introduced into the fiber knob domain to modify the capsid of the virus. Intratumoral administration of XVir-N-31 significantly prolonged the median survival of tumor-bearing mice. 30 On the basis of this research program, the Munich group, together with the spin-off company XVir Therapeutics GmbH, at present is preparing a phase I/II trial with XVir-N-31 for the treatment of recurrent glioblastoma (see below).
A further research focus in Germany has been to engineer the Ad capsid for targeted entry into cancer cells. In contrast to similar strategies well established for measles viruses, using genetic fusion of antibody fragments to viral glycoproteins (see Measles vaccine virus platform), entry targeting of Ad is hampered by the rigid structure of the Ad capsid. Furthermore, biosynthesis of the Ad capsid in the host cell nucleus represents an obstacle to the genetic insertion of affinity molecules that require glycosylation and/or disulfide bonds.
As an alternative to direct modification of capsid proteins, the Kühnel group generated bispecific adapter proteins to facilitate molecular retargeting of OAds toward polysialic acid, a cell surface antigen abundantly expressed on neuroendocrine tumors. Molecular retargeting can be used to enhance initial tumor infection to levels needed to stimulate anti-tumoral immune responses, even after systemic vector administration. 16
Florian Kreppel's group at the University Witten/Herdecke is working on improved delivery of OAds, with a special focus on systemic delivery through the bloodstream. Delivery through blood is mandatory to reach hardly accessible tumors or disseminated disease. Basic research, however, has revealed a multitude of interactions of various Ad types with noncellular and cellular blood components. Most of these interactions trigger premature sequestration and neutralization of viral particles as well as toxicity early after intravenous delivery. 74 –77 Therefore, the best characterized Ad types cannot be successfully delivered intravenously to the patients despite a great medical need.
The Kreppel group has developed a combination of genetic and chemical viral capsid modification technologies. 17,78 Using this “geneti-chemical” modification technology, the viral capsids can be modified precisely with shielding molecules, targeting moieties or a combination thereof. Importantly, the choice of molecules that can be coupled to shield the viral capsid from unwanted virus–host interactions and target it to cancer tissue is not restricted by the substance class: proteins up to 150 kDa in size, (nonnatural) peptides, carbohydrates, lipids, small molecules, and synthetic or natural polymers can be chemically attached to the virus surface with high efficiency and specificity in a way that maintains the virus's oncolytic potency. Using mouse models and human blood, the group demonstrated that unwanted vector–host interactions such as neutralization by antibodies and complement or binding to blood coagulation factors can be completely prevented or significantly dampened. In fact, geneti-chemically modified Ad5-based viral particles exhibited strongly improved pharmacokinetics after intravenous delivery. 13 On the basis of their patented findings and with funding from the German Federal Ministry of Education and Research (BMBF) GO-Bio program and BMWi's EXIST Transfer of Research program, the Witten group is currently founding the spin-off company Ad-O-Lytics. * Ongoing work includes analysis of the viruses in various mouse tumor models and toxicity studies. The goal is to bring geneti-chemically modified OAds into the clinic.
For targeting of Ad cell entry to tumor cells by genetic engineering of the viral capsid, facilitating tropism modification also of progeny viruses, the Nettelbeck group inserted peptide ligands into an Ad capsid “blinded” for the native Ad receptor. To ablate native tropism, the shaft and knob domains of the cell-binding fiber protein of Ad serotype 5 were replaced by the corresponding domains of the short fiber of Ad serotype 41. 79 Peptides binding to the emerging tumor target EphA2 could be genetically inserted into various positions of the chimeric fiber, resulting in peptide-mediated and cell type-specific Ad cell entry. 18 Peptide-mediated Ad cell entry was demonstrated for EphA2-overexpressing melanoma and pancreatic cancer cell lines in vitro and in vivo and for melanoma biopsies.
To target OAds to both tumor cells and tumor stroma of pancreatic cancer, the group of Stefan Kochanek at Ulm University genetically inserted a transforming growth factor (TGF)-β-binding peptide into the capsid protein hexon, resulting in enhanced cytotoxicity for both neoplastic and stellate cells or for cocultures. 19
In parallel to efforts on entry targeting and stringent replication control, the Hannover group also turned toward the function of OAds as an immunogenic stimulus. Besides their cytolytic function, OVs elicit innate and, even more important, adaptive tumor-directed immune responses due to effective cross-presentation of tumor antigens in virus-infected tumors. The group investigated the role of tumor selectivity of viral replication in anti-viral/anti-tumor immune balance. 31 ,32z The studies strongly support the efforts for stringent regulation of OAds in order to optimize the immune balance, to reduce hepatotoxicity, and to improve therapeutic outcome.
At present, the Hannover group focuses on optimizing the immunogenic potency of OAds and their integration into systemic and/or personalized immunotherapeutic concepts. The heterologous expression of Flt3 ligand (Flt3L) and macrophage inflammatory protein (MIP)-1α was used to amplify the in situ vaccination properties of oncolytic virotherapy, and tumor-directed DC vaccines were used to shift the immune balance in favor of anti-tumor immunity.32z These vaccines were effective only when applied during oncolytic tumor inflammation, suggesting that OVs are excellent tools to abrogate systemic tumor tolerance and resistance to tumor-directed vaccination. ICIs have shown great clinical success, but the vast majority of patients with tumors do not respond to therapy. In this regard, a highly relevant finding of the Hannover group is that intratumoral virotherapy combined with inhibition of the programmed death-ligand 1 (PD-1)/programmed death-ligand 1 (PD-L1) checkpoint leads to a significant spreading of CD8+ T cell responses against neoepitopes, associated with an improved therapeutic outcome. 41 Because these observations demonstrate that viral oncolysis is a promising trigger to overcome systemic tumor resistance to ICI, corresponding viro-immunotherapeutic concepts will be further propagated in Hannover toward clinical studies.
Ads also allow for the insertion of transgenes to improve viral oncolysis or to complement additional modes of action (“arming” of OVs). To this end, the Nettelbeck group developed strategies for therapeutic gene insertion at various positions of the Ad genome and exploited various genetic mechanisms for coexpression of inserted transgenes with viral genes.33z These strategies allow for modulation of transgene expression both in terms of expression levels and timing during the Ad replication cycle. As such, a specific expression strategy was required to develop an armed OAd for the genetic delivery of a small antibody fusion protein, an immunoRNase (antibody virotherapy). The immunoRNase consisted of an epidermal growth factor receptor (EGFR)-binding antibody fragment fused to a cell death-triggering RNase. Insertion of the immunoRNase gene at a specific locus in the OAd genome and coexpression with a late viral gene, using a splice acceptor site, enabled both efficient OAd replication and immunoRNase expression. 50 Thereby, oncolysis was combined with the expression of a targeted therapeutic biomolecule in tumor cells for the killing of (not infected) bystander cells in vitro and in vivo.
The development of clinically applicable armed OVs would benefit or even require strategies to switch transgene expression on and off. For example, it has been reported that the therapeutic benefit of OV-encoded immunostimulatory cytokines or chemokines depends on the timing of their expression during the virotherapy regimen, that is, delayed expression tended to preferentially support anti-tumor rather than anti-viral immune activation. 80 The Nettelbeck group established inducible regulation of transgene expression by inserting short designer RNA sequences, aptazymes, into the transgene. These mediate transgene regulation at the mRNA level via activation or inactivation of intrinsic RNase activity (ribozyme part of aptazyme) by binding of small-molecule ligands (aptamer part of aptazyme). 49 In cooperation with the Ungerechts group in Heidelberg, proof-of-principle for the feasibility of aptazymes to also control replication of DNA viruses (OAds) and RNA viruses (oncolytic measles vaccine viruses) via regulation of essential viral genes was demonstrated. 72 These results reveal the potential of aptazymes as safety switches that address safety concerns for (future generations of efficiency-enhanced) OVs for which antiviral compounds are not available. Aptazymes can be customized as ON or OFF switches and for regulation by various small molecules. Once advanced aptazymes featuring effective regulation in human cells and triggered by ligands applicable in patients are available, transgene or virus control by aptazymes might find applications in various OVs and virotherapeutic modalities.
The Berlin groups of Jürgen Eberle (Charité) and Henry Fechner (Technical University) develop armed OAds that trigger apoptosis for effective tumor cell killing, with a focus on the treatment of malignant melanoma. Deficiency in apoptosis programs critically contributes to melanoma therapy resistance, 81,82 and targeting apoptosis pathways thus represents a promising strategy. The intrinsic, mitochondrial apoptosis pathway, which is of particular importance for apoptosis regulation in melanoma cells, is critically controlled by the family of pro- and antiapoptotic Bcl-2 proteins. Thus, Bcl-2 proteins appear to be suitable targets for melanoma therapy. 83 On the other hand, the Eberle group has shown that melanoma cells can also be efficiently targeted by activating the extrinsic apoptosis pathway, using the death ligand TRAIL (tumor necrosis factor [TNF]-related apoptosis-inducing ligand). However, additional strategies are needed for full enhancement of the extrinsic pathway by TRAIL and to prevent TRAIL resistance. 81
As proof-of-principle, the Berlin groups developed OAds, transcriptionally targeted to melanoma using a tyrosinase promoter, armed with doxycycline-inducible expression of CD95/Fas ligand. Virus treatment resulted in selective, inducible apoptosis and cell lysis in melanoma cells. 84 Because CD95L may be hepatotoxic in vivo, a subsequent study replaced this molecule by TRAIL, which is supposed to selectively induce apoptosis in tumor cells. TRAIL-encoding OAds also mediated strong and selective melanoma cell killing by viral replication and by induction of apoptosis in cell culture. In xenograft mouse models, the virus resulted in significantly reduced tumor size. 34 However, a particular limitation of this approach is inducible TRAIL resistance, which is strongly related to inhibition of mitochondrial apoptosis pathways and dysregulation of Bcl-2 proteins. 81 These results suggest that the efficiency of death ligand-encoding OAds can be further improved by simultaneous inhibition of antiapoptotic Bcl-2 proteins. To this end, new OAds expressing TRAIL together with (artificial) microRNAs directed against proapoptotic Bcl-2 proteins are currently under development. Furthermore, the viruses will be equipped with additional features concerning their safe application. For instance, microRNA target sites will be inserted to further restrict replication and transgene expression to melanoma cells. For increased efficiency, a telomerase promoter will be used to direct E1A expression and viral replication also to dedifferentiated, tyrosinase-negative melanoma cells. Finally, an Ad5/3 chimeric fiber shall be employed to also infect Ad5-resistant melanoma cells.
Further groups around Martina Breidenbach (University Hospital Düsseldorf) and Christine Spitzweg (Ludwig-Maximilian-University Munich) developed transcriptionally targeted OAds for the treatment of various malignancies. They explored OVs in combination with chemotherapy and arming of OAds with sodium iodide symporter for imaging of infected tumors or combined viro-radiotherapy, respectively. 35,59
Arenavirus platform
The group of Karl Sebastian Lang at the University Hospital Essen studies arenaviruses (ArVs), which are round, pleiomorphic, and coated, with a diameter of 60 to 300 nm, and that contain two single-stranded RNA segments. Their rapid replication in susceptible tissues causes minor direct tissue destruction. Rather, it is the immune response against the infected cells that can cause severe tissue damage and disease symptoms. 85 ArVs can infect humans, and disease outcome depends on the specific strain. ArVs inducing severe human disease include Lassa virus and Junin virus, which are responsible for the African and Argentinian hemorrhagic fever, respectively. 85 In contrast, infections with the laboratory ArV strain lymphocytic choriomeningitis virus (LCMV, strain WE) and the strain Candid#1, a vaccine virus to protect against Argentinian hemorrhagic fever, are usually asymptomatic in humans or cause nonspecific symptoms such as fever and malaise. 86 Because LCMV-WE induces a strong innate and adaptive immune response, recombinant LCMV is considered as a vaccine virus with wide applicability. 87
The Lang group has analyzed whether the ArV-induced inflammatory response contributes to anti-tumor immunity. 42 The group demonstrated in murine and human cancer models that the ArVs LCMV and Candid#1 preferentially replicate in tumor cells. Viral replication leads to prolonged local immune activation, resulting in rapid regression of localized and metastatic cancers and long-term tumor control. In the models studied, LCMV-induced anti-tumor immunity was independent of the adaptive immune system, but depended on inflammatory monocytes, which showed the capacity to produce high levels of type I interferon within the tumor. High local IFN-I levels suppressed proangiogenic factors and tumor angiogenesis, engendered hypoxia, and caused apoptosis in established tumors. This clearly shows that independent of direct cytotoxic effects by ArVs, their immune activation capacity can strongly modulate tumor growth.
These data indicate that the most important hallmark for tumor therapy with ArVs is the strong and prolonged replication capacity in tumor cells, which then induces immune activation within the tumor. Ideally, future ArV-derived OVs should be designed to replicate only in tumor cells and a few antigen-presenting cells, as this most likely would induce the strongest immune response within the tumor. The Lang group's major goal for the future is to test whether Candid#1, if given to tumor patients, is indeed therapeutically active and can complement ICIs.
Measles vaccine virus platform
Measles vaccine virus (MV) tumor selectivity is assumed to result from sensitivity toward the interferon system, 52 which often is inactive in cancer cells, as well as from the overexpression of the MV entry receptors CD46 or nectin-4. 88 Numerous preclinical approaches in Germany have endeavored to generate MV vectors with maximum tumor specificity and therapeutic efficacy. Three of the research groups analyzing oncolytic MV in Germany, namely the Buchholz, Mühlebach, and Ungerechts laboratories, are headed by principal investigators, who started their postdoctoral research activities in—and continue to collaborate with—the group of Roberto Cattaneo at the Department of Molecular Medicine, Mayo Clinic, Rochester, MN, which is spearheading the efforts concerning preclinical and clinical development of oncolytic MV.
The glycoproteins of MV can be genetically engineered to use any cell surface receptor of choice for cell entry, thereby achieving enhanced tumor specificity. 27 Essentially, this is accomplished through ablating natural receptor usage by introducing selected point mutations in the viral H gene and by adding a targeting domain (including ligands, a single-chain variable fragment [scFv], or designed ankyrin repeat proteins [DARPins]) that provides specificity for the selected cell surface protein. A series of different MVs has been generated in Germany by this approach, each targeting a particular tumor-specific surface protein as entry receptor. The group of Guy Ungerechts at the National Center for Tumor Diseases in Heidelberg demonstrated tumor-specific targeting to pancreatic cancer (anti-PSCA [prostate stem cell antigen] 21 ), head and neck squamous cell carcinoma (anti-EGFR 22 ), and melanoma cells (in cooperation with the Nettelbeck group; anti-HMWMAA 23 ). The groups of Christian Buchholz und Michael Mühlebach at the Paul-Ehrlich-Institut in Langen have shown that DARPins can be used as alternative targeting domains for MV hemagglutinin 89 and therefore are useful also for oncolytic MV. 24 These synthetically selected protein domains are only approximately half the molecular size of scFvs, exhibit high protein stability, and a lateral binding surface. Therefore, different DARPin units can be linked to generate multispecific targeting domains where the single modules do not block each other. Indeed, DARPin-displaying MVs targeting the tumor markers HER2/neu, EGFR, or EpCAM (epithelial cell adhesion molecule) have been successfully generated, and DARPin-displaying MV targeting HER2/neu revealed higher stability and better anti-tumor efficacy both in vitro and in vivo compared with their scFv-displaying counterpart. 24 Moreover, DARPin domains allowed the generation of bispecific MVs simultaneously targeting HER2/neu or EpCAM 24,28 that were extraordinarily efficacious in mixed tumor cell cultures in vitro as well as in orthotopic models of ovarian carcinoma. 28 Interestingly, the engineered MV glycoproteins can also target lentiviral vectors to cell types of interest. 27
Among the tumor markers targeted, those expressed on cancer stem cells (CSCs) are particularly attractive. CSCs are thought to differentiate into tumor cells, thereby forming the tumor mass, and to confer resistance against conventional therapies such as radio- and chemotherapy. 90 Various transmembrane proteins are under discussion as potential markers for CSCs, including CD133 (prominin-1) and EpCAM. The Langen MV groups revealed that display of an scFv derived from the hybridoma 141.7 renders MV-CD133 highly selective for CD133-positive tumor cells and, interestingly, significantly more active than nontargeted MV in various mouse tumor models. 91 To become applicable to a clinical situation, in which CSCs are present in tumor tissues as single dispersed cells, the oncolytic activity of MV-CD133 must be further enhanced. The well-established safety of recombinant MVs as a vaccine platform including the insertion of genes from severe pathogens such as, for example, MERS-CoV (Middle East respiratory syndrome coronavirus), provides a wide scope for this undertaking 92 by including tumor antigens as immunotherapeutic payload. † Accordingly, initial attempts of the Langen MV groups included exchange of the measles vaccine strain P gene for a wild-type variant to more potently counteract innate antiviral responses of infected cells. 25 In a glioblastoma model, a virus with retained CD46 receptor and additional CD133 targeting showed the most promising results. 25 Interestingly, in some modes oncolytic activity was further enhanced by transferring the CD133-targeted envelope to vesicular stomatitis virus (VSV). However, the resulting VSV-CD133 vector induced neurotoxicity when administered intracerebrally. This finding points out further testing of VSV-CD133 for extracerebral applications, for example, in hepatocellular carcinoma. 25 In this context of vector safety, the Heidelberg MV group integrated microRNA technology for increased safety and tumor specificity at the postentry level by introducing target sequences of selected microRNAs into the viral genome. 37 Detargeting multiple normal tissues at risk for off-target toxicity was achieved by the combination of various microRNA target sequences within a single MV. 38 These modifications do not compromise anti-tumor efficacy. Furthermore, in cooperation with the Nettelbeck group, proof-of-principle was reported for aptazyme regulation of MV infection as a safety switch (see Adenovirus platform 72 ). Such approaches may be of special importance in high-dose systemic virotherapy applications.
To control for viral replication and to achieve bystander killing, integration of various suicide genes including CD/UPRT (encoding the bifunctional enzyme cytosine deaminase/uracil phosphoribosyltransferase), locally converting the nontoxic prodrug 5-fluorocytosine (5-FC) into 5-fluorouracil and PNP (encoding the purine nucleoside phosphorylase, locally converting the active metabolite of fludarabine phosphate), into the MV genome was pursued by the Ungerechts group in Heidelberg and the group of Ulrich Lauer at the University Hospital Tübingen. 21 –23,52 –56, ‡
The Tübingen group, in cooperation with the former Neubert group in Martinsried, generated a Schwarz strain-identical MV vector backbone encoding CD/UPRT (MV-SCD). MV-SCD exerts strong oncolytic effect against human hepatocellular carcinoma (HCC) cell lines both in vitro and in vivo, which is accompanied by an apoptosis-like cell death. However, MV-SCD-induced cell death was shown to be independent of intact apoptosis. 57 This apoptosis independence of MV-SCD raises hopes for the treatment of patients whose tumor cells harbor defects in this cell death mechanism. In further work, efficient MV replication after therapy-induced senescence (TIS) in various cell types could be demonstrated. 63
The Tübingen MV group, in cooperation with the Langen MV groups, assessed both the safety and pharmacokinetics of MV-SCD after intrahepatic injection in two animal models, IFNAR(tm)-CD46(Ge) transgenic mice and rhesus macaques. 58 In these models single direct intrahepatic injections of MV-SCD did not cause any overt symptoms. The transient presence of infectious viral RNA was detected in several organs. However, no shedding of viral particles was detected. Histopathology and blood parameters including liver enzymes were normal. Both mice and macaques raised a humoral immune response shortly after virus administration. These findings provide preclinical safety data for possible future clinical applications of intrahepatic MV-SCD injection in combination with systemic 5-FC prodrug administration.
Regarding clinical translation and personalized therapy, the Tübingen group identified human precision cut liver tumor slices (PCLS) as comprehensive predictive test systems for the oncolytic effectiveness of MV and also other virotherapeutics. 93,94
The Heidelberg MV group is focusing on the development of oncolytic MV vectors specifically engineered toward targeted immunomodulation. Vector-mediated modulation of the immune system is currently under broad investigation to reinforce efficacy of viral monotherapy, to break immune tolerance and therapy resistance. A potent cytokine encoded by many OVs, including T-VEC and Pexa-Vec, is GM-CSF. Also in the context of MV oncolysis, this proved to be an effective strategy. 47 A genuine MV-GM-CSF vector was found to significantly improve survival in a fully immunocompetent mouse model. This was accompanied by T cell infiltration at the tumor invasive margin and a tumor-specific, protective immune response. 47 To overcome limitations of immune checkpoint-modulating antibodies, that is, resistance of T cell-neglected tumors and side effects of systemic administration, MV vectors encoding CTLA-4 (cytotoxic T lymphocyte-associated protein 4) and PD-1/PD-L1 blocking antibodies were designed. 48 These vectors were shown to be safe and effective in a B16 mouse model and to increase the ratio of intratumoral effector to regulatory T cells. 48 A systematic screening for the most effective immunomodulatory MV was performed in the MC38cea model of MV oncolysis. 43 This study identified MV encoding interleukin (IL)-12 as a vector with superior efficacy, achieving 90% complete tumor remissions. Therapeutic activity was associated with a helper T cell type 1 (Th1)-directed immune response and dependent on CD8+ T cells. 43 Current developments by the Heidelberg MV group include the generation of MV-TAA and MV-BiTE vector families. MV-TAAs are defined as OVs encoding tumor-associated antigens (TAAs), thereby suitable to prime a TAA-specific immune response and activate TAA-specific T cells, which then direct OV-induced immunity against target antigens of choice. § In contrast, MV-BiTEs encode bispecific T cell engagers that crosslink T cells to tumor cells via two single-chain antibody fragments. 95 MV-BiTE treatment recruits T cells to immunologically “cold” tumors and subsequent oncolysis further enhances the anti-tumor T cell response. **
To circumvent neutralizing antibodies that could potentially hamper MV therapy, the Ungerechts group has developed Tupaia paramyxovirus, an MV relative, as an alternative virus platform. 14,15
A general theme in cancer immunotherapy trials comprises combination approaches. Thus, aside from encoding immunomodulators within the MV genome, rational combination strategies for MV are explored. Most prominently, radiotherapy is employed to sensitize the tumor microenvironment for OV therapy. 96 The Heidelberg group explores whether radiotherapy induces abscopal effects that synergize with MV. ††
The Tübingen MV group evaluated a novel combination of epigenetic and virotherapy, consisting of the oral histone deacetylase inhibitor resminostat and MV-SCD for the treatment of pancreatic ductal adenocarcinoma. 67,68 Notably, epi-virotherapy significantly reduced tumor cell mass, indicating synergistic effects of resminostat and MeV-SCD. The epigenetic modifier resminostat did not impair MV replication or activate antiviral signaling reported to be involved in resistance to OVs. Likewise, MV infection did not alter resminostat pharmacodynamics in pancreatic cancer cells.
Parvovirus platform
With a particle diameter of about 20 nm and a genomic DNA size of about 5 × 103 nucleotides, protoparvoviruses (PVs) are the smallest OVs presently under clinical investigation. The research program of the groups of Jean Rommelaere at the German Cancer Research Center (DKFZ) in Heidelberg and Antonio Marchini, now heading the Laboratory of Oncolytic Virus Immuno-Therapeutics (LOVIT), a joint research unit of the DKFZ and the Luxembourg Institute of Health (LIH), focuses on the therapeutic applications of rodent PVs, in particular H-1PV, for which the natural host is the rat. The group of Jean Rommelaere pioneered the development of oncolytic PVs, with the first paper published in 1982 97 and the first-in-human clinical virotherapy study initiated in Germany in 2011 at the University Hospital Heidelberg (see below). The groups' interest in PVs is based on the genuine oncoselectivity of PV, that is, the preference of PV lytic infection for cells that have engaged the malignant transformation process. 98 Importantly, a large number of human cancer cells have proven to be targets for H-1PV infection under conditions in which corresponding normal cells are resistant. PV oncoselectivity was found to result from the stimulation of postentry step(s) of the viral life cycle in tumor cells. It was traced back, at least in part, to cancer-associated alterations of cellular signaling pathways that lead to both overproduction and posttranslational activation of viral replication and cytotoxic proteins, as illustrated by the demonstration of the phosphorylation-dependent functionalization of the viral protein NS1 through the PKC/PDK1/PKB kinase cascade. NS1 exerts pleiotropic control over viral DNA amplification, gene expression, and cytopathic effects. 98 These features are often correlated, although the induction of cell death does not necessarily require a productive virus infection, as in the case of human glioblastoma cells, which are efficiently killed by H-1PV while being poor virus producers. 39 Interestingly, it was possible to restore productivity through the selection of H-1PV fitness mutants that harbor a small distinct deletion within the NS gene. 39,40 PVs can kill cancer cells through various apoptotic and nonapoptotic processes, depending on the type and physiological state of target cells. This multiplicity of cytocidal activities allows PVs to circumvent resistance mechanisms developed by cancer cells, as exemplified by the capacity of H-1PV to kill apoptosis-refractory human glioblastoma cells through a lysosomal process. 98
An increasingly recognized hallmark of oncolytic virotherapy is that it acts as immunotherapy by activating anticancer immune reactions that take over from the initial direct oncolytic effect of the virus to complete tumor destruction. In this context, the mode of action of PVs is congruent with this notion: while exerting a direct effect on some immune cells through their abortive infection, PVs mostly modulate host immune reactions in an indirect way by inducing an immunogenic type of tumor cell death. Various cellular factors were identified in viral oncolysates whose display or release leads to the activation of cells of both the native and adaptive arms of the immune system. This immune contribution to PV anti-tumor potency was demonstrated in (co-)culture systems and various animal cancer models. 99 H-1PV has proven to suppress rat tumors, in particular glioblastoma and pancreatic carcinoma, in immunocompetent animals. 100 Tumor suppression was found to rely at least in part on the induction of a tumor-specific T cell response, as evidenced by adoptive transfer and immunodepletion experiments. 39,44 When used in high enough doses, the virus also achieved the eradication of a variety of human tumor xenografts (glioblastoma, lymphoma, various carcinomas) in immunocompromised animals. 51,100 Yet, the efficiency of human pancreatic carcinoma xenograft suppression was enhanced through the reconstitution of these animals with viral oncolysate-primed autologous dendritic cells (DCs) and T cells, showing the virus–immune cell cooperation in achieving tumor cell killing. More recently, the dual (direct and immune-mediated) activity of H-1PV was further documented by analyses of tumors from patients with resected glioblastoma, that had been subjected to intratumoral or intravenous H-1PV administration. 101
However, the failure of H-1PV as monotherapy to achieve tumor eradication in patients with glioblastoma shows the need for optimization. This has prompted the Heidelberg group to set up an R&D program aiming to design and evaluate a second generation of replication-competent oncolytic PVs and combination strategies. Proof-of-concept studies have demonstrated that the oncolytic and immunostimulating activities of H-1PV can both be enhanced by arming the virus with specific shRNA expression cassettes and CpG motifs, respectively. 46,51 While insertion of these short regulatory elements does not interfere with efficient virus multiplication, the limited packaging capacity of oncolytic PVs precludes the production of replication-competent recombinants harboring transgenes larger than a few hundred nucleotides. To overcome this limitation, an engineered version of the H-1PV genome has been cloned into a replication-defective adenoviral (Ad) vector. Ad particles containing the chimeric Ad/PV genome can be produced and serve as a shuttle to deliver the PV genome into the nucleus of cancer cells, where fully infectious oncolytic PV particles are then generated. 29 These Ad/PV chimeras represent multipurpose tools for both cancer gene therapy and oncolytic virotherapy. Indeed, it is possible to insert therapeutic transgenes into the Ad backbone in order to complement the oncosuppressive activity of the PV component. The possibility of producing chimeric Ad/PVs at high titers under GMP conditions should accelerate the efforts for clinical translation of this approach.
Moving these innovative anticancer agents from the bench into the clinic is one of the major goals of the binational research unit LOVIT at DKFZ and LIH, headed by Antonio Marchini. Another area of active investigation concerns the identification of drugs that are able to synergize with H-1PV in killing cancer cells. Besides H-1PV compatibility with first-line radio- and chemotherapy,64z,66 strong synergistic effects were demonstrated by combining H-1PV with sublethal doses of epigenetic modulators such as the histone deacetylase (HDAC) inhibitor valproic acid (VPA). 69,70 VPA acts at least in part by increasing the level of acetylation of the PV replicative and oncotoxic protein NS1. Further cis- and trans-combinations of H-1PV with anticancer compounds (e.g., ICIs) represent a priority of the PV research program. 70 Further strategies pursued by the Rommelaere and Marchini groups to improve PV-based virotherapy are listed in Table 1.
Vaccinia virus platform
Advances in DNA recombinant technology enabling purposeful manipulation of the viral backbone, coupled with the ever-increasing knowledge gains in the fields of molecular virology and cancer cell biology, have aided the development of safe and efficacious tumor-targeted oncolytic vaccinia viruses (VACVs). 102,103 These VACV vector families are currently at the forefront of the most promising novel anticancer agents.
The group of Ulrich M. Lauer at University Hospital Tübingen focused on the preclinical and clinical development of Lister strain-derived oncolytic VACV GLV-1h68, which was constructed previously by inserting three expression cassettes encoding β-glucuronidase, β-galactosidase, and green fluorescent protein (GFP) at different gene loci of the virus. 104 As a result, GLV-1h68 was found to be further attenuated when compared with wild-type VACV. In addition, expression of diagnostic markers also enabled close monitoring of virus infection, spread, and oncolysis, thus providing real-time insight into the success of tumor treatment, both in preclinical as well as in clinical studies (see also the section “Clinical Virotherapy Trial Activities in Germany,” below).
In detail, the Lauer VACV group contributed to the analysis of GLV-1h68 in HCC. 105 GLV-1h68 efficiently colonized, replicated in, and lysed HCC cells in culture. In HCC xenografts, a single intravenous administration of GLV-1h68 led to a significant delay in tumor progression compared with untreated controls. Furthermore, GLC-1h68-mediated oncolysis induced inflammation and cytokine release along with dense infiltration of antigen-presenting cells in tumors. These data indicate that GLV-1h68 may be an effective virotherapeutic against HCC in a clinical setting.
In a further study, the Lauer VACV group contributed to proof-of-concept that GLV-1h68 can be employed to detect and reduce circulating metastatic tumor cells (CMTCs). CMTCs are important targets for cancer therapy and also a surrogate marker for patients' prognosis and treatment response. 60 Infections with GLV-1h68 detected live CMTCs in blood samples from mice bearing human tumor xenografts and in blood and cerebrospinal fluid samples from patients with cancer. In xenograft models, early GLV-1h68 treatment prevented the formation of CMTCs and in mice with advanced tumors, GLV-1h68 reduced the number of CMTCs. Importantly, in a patient with advanced gastric cancer, a single intraperitoneal administration of GL-ONC1 (i.e., GMP-grade GLV-1h68) led to a significant reduction of tumor cells in ascites. ‡‡ These results identify GLV-1h68 and potentially also other VACV vectors as highly instrumental theranostic tools for both quantitative detection and therapeutic reduction or even elimination of CMTCs.
A combination of virotherapy with established chemotherapy regimens (so-called “chemovirotherapy”) is an attractive modality to enhance anti-tumor efficacy. In this regard, the Lauer VACV group has investigated the addition of GLV-1h68 to a dual chemotherapy (nab-paclitaxel plus gemcitabine) in human pancreatic adenocarcinoma cell lines. 65 Chemovirotherapy was superior to monotherapies provided that sustained productive viral replication was maintained during chemotherapy. This study identified important determinants of efficacy that must be considered when designing chemovirotherapy protocols.
Clinical Virotherapy Trial Activities in Germany
Investigators in Germany are assessing their OV innovations in investigator-initiated trials (IITs), as well as in sponsored trials, and also increasingly engage in international multicenter studies (see Fig. 1), thus bridging innovative virotherapy research and development to clinical implementation.

Virotherapy in Germany: university hospitals, associated clinical centers, and research institutions contributing to international multicenter studies and/or preclinical development of oncolytic therapeutics (red dots). Three sites (University hospitals Heidelberg, Tübingen, Frankfurt am Main; black-rimmed red dots) are additionally conducting early-phase monocenter trials and/or investigator-initiated trials (IITs).
Early monocenter trials in Germany
Parvovirus: ParvOryx tested in a glioblastoma phase I/IIa clinical trial at University Hospital Heidelberg (ParvOryx01 trial; EudraCT: 2011-000572-33)
ParvOryx, a GMP-grade preparation of parvovirus H-1 (H-1PV), was first tested in 18 patients with recurrent malignant brain tumors (glioblastoma) in a phase I/IIa clinical trial (ParvOryx01; sponsor: Oryx GmbH & Co. KG, Baldham, Germany). 106,107 This trial was at the same time the first application of a replicating virus for cancer therapy in Germany. The initial treatment was performed either by direct virus injection into the tumor (treatment group 1) or by intravenous virus injection (group 2). In both groups, the tumors were removed by open surgery 10 days after the first virus injection, and more virus was injected around the resection cavity. Viral doses were increased from 1 × 106 plaque-forming units (pfu) to 5 × 109 pfu at four dose levels, with three patients treated at each dose level. ParvOryx showed an excellent safety profile, and no dose-limiting toxicity was encountered throughout the trial. Furthermore, the capacity of H-1PV to cross the blood–brain/tumor barrier in humans was also confirmed by histopathology of resected tumors. 106 Expression of the oncotoxic NS1 protein in glioblastoma cells evidenced intratumoral virus replication. In addition, comparison with historical controls (recurrent tumors not treated with the virus) or with pretreatment primary tumor material showed enhanced inflammation and immune activation in the microenvironment of H-1PV-infected tumors, including increased infiltration with activated T cells. 101
Having confirmed the safety profile of ParvOryx in brain tumors a number of patients with glioblastoma were treated with the virus in combination with bevacizumab or checkpoint inhibitors, based on compassionate use agreements. Although this patient population was more heterogeneous than the trial group, no patient experienced any adverse events of ParvOryx-based viro-immunotherapy. Furthermore, striking initial tumor remissions were observed in the majority of patients who were treated with ParvOryx and either bevacizumab alone 108 or bevacizumab and PD-1 inhibitors. 109 These observations provide suggestive evidence for the viro-immunotherapeutic potential of H-1PV in patients with cancer. On this basis, further trial designs are currently under consideration for clinical testing of the PV platform.
Parvovirus: ParvOryx tested in a metastatic pancreatic cancer phase II clinical trial at University Hospital Heidelberg (ParvOryx02 trial; EudraCT: 2015-001119-11)
In February 2016, the second trial with H-1PV was launched (clinical trial protocol 110 ). ParvOryx02 is a noncontrolled, single-arm, open label, phase II study of intravenous and intratumoral administration of ParvOryx in patients with metastatic, inoperable pancreatic cancer (Sponsor: Oryx GmbH & Co. KG, Baldham, Germany). In total, seven patients with metastatic pancreatic cancer with disease progression after first-line chemotherapy (FOLFIRINOX regimen) are treated with escalating doses of H-1PV (total dose of 1 × 1010 pfu in the highest dose level cohort). Forty percent of the total dose is infused intravenously in equal fractions on four consecutive days, and 60 percent of the total dose is injected directly into hepatic metastases at various intervals after intravenous infusions. Because preclinical data suggest that H-1PV synergizes with gemcitabine by complementary induction of immunogenic cell death, 64 gemcitabine treatment (standard regimen) is initiated on day 27 after the first ParvOryx administration. The primary objective of this trial is safety and tolerability of H-1PV. However, local anti-tumor activity and pharmacokinetics of H-1PV genomes are of substantial interest. Serial liver biopsies (before, during, and after treatment) allow for in-depth analyses of the (1) extent of necrosis in metastases, tumor cell proliferation rate, and other pathological characteristics, (2) density of tumor-infiltrating immune cells, (3) quantification of cytokines and chemokines in tumor tissues, and (4) investigation of viral replication in the tumor tissues (by means of NS-1 detection).
To date, five patients have been treated and tolerability was found to be excellent. Importantly, intralesional injections into pancreatic liver metastases are technically a feasible option for virus administration. In the dose level 2 patient cohort (total dose, 5 × 109 pfu) one of three patients had a partial remission before gemcitabine treatment. Enrollment of the final cohort (total dose, 1 × 1010 pfu) was initiated in June 2017.
Measles vaccine virus tested in combination with pembrolizumab in metastatic pancreatic cancer at University Hospital Heidelberg (CanVirex01 trial, EudraCT: 2017-001436-18)
In the second quarter of 2018 the first clinical trial outside the United States with a recombinant oncolytic MV will be initiated at the National Center for Tumor Diseases (NCT)/University Hospital Heidelberg.
This investigator-initiated trial (IIT) investigates the combination of MV with the anti-PD-1 checkpoint inhibitor pembrolizumab in metastatic pancreatic cancer. Most mismatch repair-proficient cancers are resistant to treatment with ICI. It is hypothesized that treatment with oncolytic MV is able to specifically break primary resistance against ICI.
For this study, the GMP-grade viral suspension will be provided by Vyriad Inc. in Rochester, Minnesota (a Mayo Clinic spin-off; CEO, Stephen J. Russell). Sponsor of this IIT is the NCT, Heidelberg. This trial is supported by MSD Sharp & Dohme GmbH (Haar, Germany).
Patients with progressive pancreatic cancer after first-line chemotherapy will be treated with MV and pembrolizumab. MV is injected intralesionally into liver metastases on days 1 and 22; pembrolizumab is administered intravenously on days 3 and 22 and every 3 weeks thereafter per standard protocol until disease progression. The trial has two parts: A sequential 3 + 3, dose de-escalation, run-in part (Part 1), and an adaptive dose expansion part (Part 2). Part 1 is to determine a dose level of MV with an acceptable tolerability for Part 2 of the trial. The aim of Part 2 is to obtain a proof-of-concept for a combination treatment with MV and pembrolizumab in patients with pancreatic cancer. The number of patients depends on the tolerability of the treatment and may vary between 4 and 24 subjects. Primary/clinical objectives are assessment of safety, tolerability, and efficacy of combining MV and pembrolizumab.
Importantly, the trial is accompanied by a translational research program. Serial tumor biopsies and blood samples are obtained from patients before treatment, on treatment, and at disease progression to identify possible correlates of response. Further analyses include quantification of tumor-infiltrating lymphocyte populations, cytokine profiling, and exome and T cell receptor sequencing. This study addresses key challenges in the current immunotherapy landscape: the validation of rational combination strategies and biomarkers of treatment success.
Measles vaccine virus armed with suicide gene tested in phase I/IIa clinical trials at University Hospital Tübingen
The group of Ulrich M. Lauer in Tübingen has preclinically developed a genuine suicide gene-armed measles vaccine virus (MeV-SCD). On this basis, a first phase I/IIa trial with MeV-SCD is scheduled, in which intratumoral applications of MeV-SCD are planned for gastrointestinal cancers (i.e., esophageal, gastric, and colorectal cancers) by endoscopy guidance. Virotherapeutic treatment will not only be accompanied by systemic application of the prodrug 5-FC, but also by ICI. Also of interest for suicide gene-enhanced virotherapy approaches is the rare tumor entity of neuroendocrine tumors, for which Tübingen University Hospital sets out to employ its MeV-SCD suicide gene virotherapeutic vector in combination with systemic application of 5-FC and ICI. The results of these IIT trials will be important for the further development of the suicide gene approach in virotherapy.
Vaccinia virus: GL-ONC1 tested in a peritoneal carcinomatosis phase I clinical trial at University Hospital Tübingen (EudraCT: 2010-022680-35)
GL-ONC1, a GMP-grade preparation of oncolytic VACV GLV-1h68, 104 was first tested at University Hospital Tübingen in nine patients with advanced-stage peritoneal carcinomatosis (PC) or advanced peritoneal mesothelioma in a phase I clinical trial sponsored by Genelux GmbH (Bernried, Germany). This trial was at the same time the first application of a recombinant replicating virus for cancer therapy in Germany. Virotherapeutic treatment was performed by direct intraperitoneal infusion of GL-ONC1 via an indwelling catheter every 4 weeks for up to four cycles at three different dose levels (107–109 pfu). The indwelling catheter was also used for repetitive analyses of peritoneal fluid biopsies. Results of this study have been submitted for publication. †† On the basis of the Tübingen findings, a phase Ib study was initiated at Florida Hospital Cancer Institute (Orlando, FL), where GL-ONC1 is now administered intraperitoneally by multiple dosages specifically in patients with PC originating from ovarian cancer (NCT02759588).
Adenovirus: YB-1-dependent OAd XVir-N-31 tested in a recurrent glioblastoma phase I clinical trial at University Hospital Frankfurt am Main (XVIR-01 trial; EudraCT: 2016-000292-25)
The group of Per Sonne Holm in Munich and the spin-off company XVir Therapeutics GmbH, in cooperation with the German company EUFETS GmbH, successfully produced XVir-N-31 under GMP conditions in suspension cells, using serum-free medium. The manufacturing of a Master Cell Bank (MCB), a Master Virus Seed Stock (MVSS), and the development of sophisticated release assays have been established in cooperation with the Scottish company BioReliance, including well-defined criteria for selectivity, potency, stability, identity, and product characterization.
The Munich group also investigates the safety of YB-1-dependent OAds for clinical applications. In cooperation with Bioservice GmbH, a Munich-based CRO (contract research organization) company, XVir-N-31 was tested in Syrian hamsters, which are permissive to Ad infection. No sign of toxicity or destruction of brain morphology was detectable 3 weeks after intracranial injection of a therapeutic dose of 5.2 × 109 viral particles per kilogram. At this dose, no viral replication was detectable in the brain or in other organs of infected hamsters. On the basis of these results, a single-center, open label, phase I toxicity/dose escalation clinical trial with XVir-N-31 for the intratumoral treatment of recurrent glioblastoma is conducted in collaboration with the Neuro-Oncology Department of Goethe University Frankfurt am Main (Oliver Bähr) and XVir Therapeutics GmbH. The trial is funded by German Cancer Aid. The results of this clinical trial will be the basis for further studies using YB-1-dependent OAds in combination with immunotherapy such as ICI.
Multicenter clinical trials performed in Germany
German institutions are participating in several multicenter trials of T-VEC (talimogene laherparepvec; Imlygic), granted marketing approval for intratumoral therapy of nonresectable metastatic melanoma. 10 Because T-VEC appears to substantially enhance clinical responses to ICI therapy, three T-VEC multicenter trials performed in Germany are in combination with ICI, such as ipilimumab (NCT01740297) and pembrolizumab (NCT02263508), both focusing on advanced melanomas, as well as T-VEC in combination with pembrolizumab (NCT02626000), addressing advanced head and neck tumors. The two other T-VEC trials with participation from Germany, not employing ICIs, focus on the correlation between the overall response rate (ORR) and baseline intramelanoma CD8+ cell densities (NCT02366195), or constitute participation of a single German study center in an expanded access protocol of T-VEC for the treatment of European subjects with melanoma (NCT02297529). In total, T-VEC is being tested at 19 German study sites (Fig. 1).
Two other multicenter trials with participation of German institutions test Pexa-Vec (pexastimogene devacirepvec), a VACV-based oncolytic immunotherapy designed to preferentially replicate in and destroy tumor cells while stimulating anti-tumor immunity by expressing human granulocyte-macrophage colony-stimulating factor (hGM-CSF). 111 In total, Pexa-Vec is tested at 10 German study sites (Fig. 1). Herein, the international multicenter randomized TRAVERSE phase IIb study (NCT01387555), in which patients with HCC who failed first-line treatment with sorafenib either received intratumoral applications of Pexa-Vec plus best supportive care (BSC) versus BSC alone, could not show a statistically significant survival benefit for virus-treated patients, but again established clinically meaningful immunological responses in some patients. As the study results are awaiting final publication, the PHOCUS phase III trial is ongoing (NCT02562755), comparing intratumoral applications of Pexa-Vec followed by oral application of sorafenib versus sorafenib alone in the first-line treatment of advanced HCC. As has been the experience with other immunotherapies, results suggest that less advanced patients in better physical condition may be more likely to benefit from oncolytic immunotherapy. Accordingly, current development of Pexa-Vec has been placed purposefully as a first-line therapy for HCC.
Immunotherapeutic Aspects of Preclinical and Clinical Virotherapy Research in Germany
A recurrent theme across all virus platforms is the concept to employ oncolysis as cancer immunotherapy. Viruses have a high capacity to activate the innate and adaptive immune systems. This is mainly explained by three mechanisms. First, viruses introduce new antigens to the immune system, which are recognized by the host as foreign. 112 Second, viruses carry ligands for pattern recognition receptors, which allow them to activate the innate immune system. 112 Third, viruses are usually drained from peripheral tissues to the lymphatic system, where they are taken up by antigen-presenting cells (APCs). Recently, Karl Sebastian Lang's research team has shown that APCs in the lymph nodes and spleen then allow or even accelerate viral replication. 113,114 This enforced viral replication leads to massive production of Toll-like receptor (TLR) ligands and antigen and thereby guarantees the activation of innate and adaptive immune responses as long as the virus is controlled at the periphery.
Virus-mediated tumor lysis releases not only viral, but also tumor antigens in this highly immune-activating context. Thus, oncolysis can be viewed as in situ tumor vaccination, with the prospect of breaking tumor tolerance and inducing durable, protective anti-tumor immunity. Whereas classical tumor vaccination approaches with peptides or RNA require the definition of target tumor antigens, oncolysis is antigen-agnostic, that is, it allows the immune system to select from a plethora of known and unknown tumor antigens, with viral TLR ligands acting as potent adjuvants. As reviewed here, these vaccination effects can be further augmented by encoding DC-supporting cytokines within the viral vector, as shown for GM-CSF, 47 MIP-1α, and Flt3L in preclinical studies. 32 Also, oncolysis can be used to improve DC vaccination, as exemplified here for Ad and PV.32z,99
Results from OAd research in Germany have shown that stringent tumor selectivity of viral replication skews immune responses toward tumor antigens. 31 ,32z Combining OAds with DC vaccines can further improve the balance between anti-viral and anti-tumor immunity.32z Alternatively, tumor antigens can be encoded in the OV, † ,§ or prime–boost regimens with two different viruses can be employed. §§
Preclinical studies reviewed here have confirmed activation of innate immunity as one pillar of oncolytic efficacy, including immunogenic cell death by PV and the role of monocytes in ArV therapy. 42,99 Several studies have focused on adaptive immunity during oncolysis, documenting that T cells are essential for MV and PV efficacy. 39,43,44,47
Not only viral monotherapy, but also combinations of OVs and other immunotherapies, have been explored. OV vectors enable tumor-targeted delivery of immunomodulators that may be toxic when applied systemically (e.g., IL-12). 43 In many OV platforms synergy of cytokines and antibodies with oncolysis has been demonstrated. The most prominent example is the combination of OVs plus immune checkpoint inhibitors—either encoded in the viral genome (MV 48 ) or as combination treatment (Ad, 41 MV 48 ). These preclinical data support the notion that oncolysis can break primary resistance to or enhance the potency of ICI by shifting the tumor-infiltrating lymphocyte profile (MV), inducing anti-tumor T cell responses (MV), and broadening neoantigen-specific T cell responses (Ad). 41,48
Furthermore, OV-mediated delivery of bispecific T cell engagers ** or antibody fusion proteins 50 has been explored, demonstrating increased anticancer activity by genetic delivery of recombinant antibodies by OVs.
Spurred by the success of cancer immunotherapy, immunological aspects of virotherapy are also increasingly the focus of German clinical activities. Multicenter trials combining T-VEC with ICI are ongoing, and CD8+ cell infiltration as a potential biomarker for T-VEC efficacy is being investigated. PV has been combined with ICI in compassionate use settings, and a clinical trial of MV with anti-PD-1 is in preparation. Although previous trials with T-VEC and Pexa-Vec have described remission of distant lesions accompanied by immune cell infiltration, in-depth analyses of immunological phenomena in patients undergoing oncolytic treatment are still lacking. With good reason, immunomonitoring is a vital part of current and upcoming clinical investigations with PV and MV. These efforts will provide a firm basis for further development of immuno-virotherapy and strengthen the position of OVs in the immuno-oncology landscape.
Perspectives
German engineering for decades has been a synonym for progress, performance, efficient design, and reliability. Historically, achievements in science and technology have been significant in Germany, and the country is ranked among the world's most active in terms of raw output of scientific research. However, accomplishments particularly in the field of translational virotherapy seem to be quite modest as compared with activities in the UK or North America.
As reflected in this review, virotherapy approaches in Germany are characterized by a broad diversity of preclinical research innovations involving different viral platforms, engineering strategies, and therapeutic approaches, including the following: • Innovative techniques for tumor targeting and regulation of OVs, amongst others artificial riboswitches
72
• Reinforcement of cutting-edge cancer immunotherapies, especially immune checkpoint blockade
48
• Discovery of oncolytic and immunotherapeutic mechanisms of previously untapped virus families
42
• Implementation of preclinical investigations into a first-in-human clinical trial
107
These accomplishments represent an excellent basis for a significant number of translational projects, especially in a framework of well-established clinical structures implemented in the considerable number of German university hospitals and associated cancer centers. However, long intervals from initial publication of novel virotherapeutics right up to the launch of an associated clinical trial were indicative of the German approach for clinical translation. Reasons for this could be identified at multiple levels in the course of the translational process, including apparent shortcomings in commercialization, funding, and experience concerning regulatory procedures for this new class of therapeutic.
Activities in the German field of virotherapy have essentially been driven by a wide spectrum of academic initiatives, with a clear shortage of engagement with commercial partners or spin-off companies. Furthermore, difficulties in obtaining “gap funding” for clinical evaluation of previously developed virotherapeutics have raised significant problems in the entire clinical validation process. However, at this point an increasing number of recently founded start-ups is indicative of a cultural change in Germany. Ideally, this will inspire and support translational projects from academia into the clinic in the future.
Translational and regulatory hurdles in Germany are challenging because of the federal system. With this in mind, attempts to harmonize translational and regulatory processes have been addressed by translational research networks, such as the German Cancer Consortium (DKTK), linking the German Cancer Research Center (DKFZ) and seven academic partner sites. This includes meetings initiated and organized in cooperation with the Paul-Ehrlich-Institut (PEI; the Federal Institute for Vaccines and Biomedicines reporting to the German Federal Ministry of Health). The PEI assesses and monitors the benefit–risk balance before, during, and after the marketing authorization of biomedicines for human use. Also, visible schemes such as PRIME (Priority Medicines) have been launched by the European Medicines Agency (EMA) to enhance support for the development of therapeutics targeting the unmet medical need for the treatment of cancer. Clearly, the common goal of PEI, EMA, and the research community is to enhance interaction and early dialogue, for example, by scientific advice meetings early during development, to optimize development plans, and to speed up evaluation so these novel therapeutics can reach patients earlier.
The current virotherapy leaders' success in translational activities in the United States and Canada is essentially based on a methodical cross-link between academic research, commercialization, and regulatory processes. For instance, John Bell and his team in Ottawa, Canada, pioneered a prime–boost approach using an Ad vector and oncolytic Maraba virus for heterologous oncolytic prime–boost vaccination. Within 2 years after initial publication of this new concept, a first-in-human trial has been initiated and another two will be launched next year.
This good professional practice can serve as a blueprint for German virotherapy activities, while shaping solid international collaborations in order to increase efficacy of the translational process.
Consequently, by following this path, successful translation of current German preclinical activities has the potential to inspire a boom in early clinical trials in the near future.
Footnotes
Acknowledgments
The authors acknowledge funding of their research by the German Federal Ministry of Education and Research (BMBF), the German Federal Ministry for Economic Affairs and Energy (BMWi), the German Research Council (DFG), the Helmholtz Association (HGF), German Cancer Aid (DKH), German Children Cancer Aid (DKS), the Wilhelm Sander Stiftung, the Monika Kutzner-Stiftung, the Else Kröner-Fresenius-Stiftung, the Stiftung für Krebs- und Scharlachforschung, the Wieland-Stiftung Heidelberg, the German–Israeli Foundation for Scientific Research and Development (GIF), and the Institut National de la Santé et de la Recherche Médicale (INSERM). J.R. and A.M. also acknowledge funding support from Oryx GmbH.
Author Disclosure
P.S.H. is cofounder of XVir Therapeutic GmbH. The clinical studies of ParvOryx were sponsored by Oryx GmbH & Co. K.G., J.R., and A.M. received research grants from Oryx GmbH. J.R., A.M., and K.G. are coinventors of various patents (applications) relating to the content of this review.
