Abstract
Abstract
Background:
Surgical site infections (SSIs) are the most common healthcare-associated infections (HAI) in lower-income countries. This is the first study to report the results of surveillance on SSI stratified by surgical procedure in seven Vietnamese cities.
Methods:
This was a prospective, active SSI surveillance study conducted from November 2008–December 2010 in seven hospitals using the U.S. Centers for Disease Control and Prevention's National Healthcare Safety Network (CDC-NHSN) definitions and methods. Surgical procedures (SPs) were classified into 26 types according to the International Classification of Diseases Edition 9 criteria.
Results:
We recorded 241 SSIs, associated with 4,413 SPs (relative risk [RR] 5.5%; 95% confidence interval [95% CI] 4.8–6.2). The highest SSI rates were found for limb amputation (25%), colon surgery (33%), and small bowel surgery (21%). Compared with CDC-NHSN SSI report, our SSI rates were higher for the following SPs: Limb amputation (25% vs. 1.3%; RR 20.0; p = 0.001); appendix surgery (8.8% vs. 3.5%; RR 2.54; 95% CI 1.3–5.1; p = 0.001); gallbladder surgery (13.7% vs. 1.7%; RR 7.76; 95% CI 1.9–32.1; p = 0.001); colon surgery (18.2% vs. 4.0%; RR 4.56; 95% CI 2.0–10.2; p = 0.001); open reduction of fracture (15.8% vs. 3.4%; RR 4.70, 95% CI 1.5–15.2; p = 0.004); gastric surgery (7.3% vs. 1.7%; RR 4.26; 95% CI 2.2–8.4, p = 0.001); kidney surgery (8.9% vs. 0.9%; RR 10.2; 95% CI 3.8–27.4; p = 0.001); prostate surgery (5.1% vs. 0.9%; RR 5.71; 95% CI 1.9–17.4; p = 0.001); small bowel surgery (20.8% vs. 6.7%; RR 3.07; 95% CI 1.7–5.6; p = 0.001); thyroid or parathyroid surgery (2.4% vs. 0.3%; RR 9.27; 95% CI 1.0–89.1; p = 0.019); and vaginal hysterectomy (14.3% vs. 1.2%; RR 12.3; 95% CI 1.7–88.4; p = 0.001).
Conclusions:
Our SSIs rates were significantly higher for 11 of the 26 types of SPs than for the CDC-NHSN. This study advances our knowledge of SSI epidemiology in Vietnam and will allow us to introduce targeted interventions.
I
According to the World Bank's categorization, 68% of the world's countries are low-income and lower middle-income economies—which also can be referred as developing countries. Today, such countries account for more than 75% of the world's population [4]. However, the incidence of SSIs in limited-resource countries has not been assessed systematically [5,6].
Surveillance programs focused on HAIs—including SSIs—are essential tools to reduce their incidence and their adverse effects. As widely shown in the literature from high-income countries, including the U.S., the incidence of HAI can be reduced by as much as 30%, and by 55% in the case of SSI, through the implementation of an effective surveillance approach [7]. Several reports of the International Nosocomial Infection Control Consortium (INICC) have shown that if surveillance and infection control strategies also are applied in limited-resource countries, HAIs can be reduced significantly [8–10].
The first joint effort to provide data on the epidemiology of SSI was made by INICC between 2006 and more recently for the purpose of providing a big picture of SSI rates in limited-resource countries. Our objective here is to provide a comprehensive analysis of SSI rates in each country [11].
As stated in the report by the World Health Organization in 2011 [3], limited-resource countries such as Vietnam have published only data on SSI rates stratified by the extent of incision contamination (clean, clean contaminated, contaminated, and dirty) [12] or by other variables such as patient characteristics, type of surgery, surgery timing, and co-existing diagnoses [13]. The present multi-center study, conducted between November 2008 and December 2010 in seven hospitals in seven cities of Vietnam, is the first to report an analysis of the SSIs rates stratified by 26 types of surgical procedures (SPs) and by risk categories according to the Ninth Edition of the International Classification of Diseases (ICD-9) and the U.S. Centers for Disease Control and Prevention's National Healthcare Safety Network (CDC-NHSN).
Patients and Methods
Study setting and design
From November 2008 to December 2010, we conducted an active cohort, patient-based, prospective multi-center surveillance study of SSIs in patients undergoing SPs in seven large hospitals (a mean of 516 beds) located in different cities (Pho Noi, Hung Yen, Ninh Binh, Hue Yen Bai, Hanoi, and Can Tho) in Vietnam. Three of the hospitals are academic teaching, and the other four are public. Each hospital's Institutional Review Board approved the study protocol.
Surveillance program
Infection control professionals (ICPs) at each participating hospital were trained to conduct outcome surveillance of SSI rates [14] according to the standard CDC-NHSN definitions [15]. Monitoring included patient-based prospective surveillance. Because of financial constraints, post-discharge and ante-discharge surveillance methods could not be applied in every case to detect SSIs after in-patient and out-patient operations.
Data collection
Data by type of SP were collected from the book of surgical procedures of the operating theatre at each participating hospital. The ICPs reviewed each medical report to find all surgical procedures performed and identify the appropriate ICD-9 codes. The ICPs also collected data on SSIs after evaluating patients and cultures. The data collected included the list of all patients who underwent SPs. These data were entered on printed forms, and SSI rates were calculated using the number of SPs as the denominator and the number of SSIs as the numerator.
Surgical procedures
For analytic purposes, data were stratified into 26 types of SPs according to the ICD-9 criteria [16–19]. Benchmarking was performed against the U.S. CDC-NHSN [20]. The 26 SP were: Abdominal aortic aneurysm repair (AAA); limb amputation (AMP); appendix surgery (APPY); bile duct, liver, or pancreatic surgery (BILI); breast surgery (BRST); cardiac surgery (CARD); gallbladder surgery (CHOL); colon surgery (COLO); craniotomy (CRAN); cesarean section (CSEC); spinal fusion (FUSN); open reduction of fracture (FX); gastric surgery (GAST); herniorrhaphy (HER); hip prosthesis placement (HPRO); abdominal hysterectomy (HYST); knee prosthesis insertion (KPRO); kidney surgery (NEPH); prostate surgery (PRST); rectal surgery (REC); small bowel surgery (SB); spleen surgery (SPLE); thoracic surgery (THOR); thyroid or parathyroid surgery (THYR); vaginal hysterectomy (VHYS); and exploratory abdominal surgery (XLAP) [15].
Risk categories
We calculated the risk of each SP following the National Nosocomial Infections Surveillance System risk index [21] that applies a range from zero to three points for the absence or presence of the following three composite variables: Incision classification as either contaminated or dirty (one point), American Society of Anesthesiologists (ASA) pre-operative assessment score of 3, 4, or 5 (one point), and a duration of the operation exceeding the 75th percentile of operation time (one point).
Statistical analysis
EpiInfo® version 6.04b (CDC, Atlanta, GA) and SPSS 16.0 (SPSS Inc. an IBM company, Chicago, Illinois) were used to conduct data analysis. Relative risk (RR), 95% confidence intervals (CIs), and p values were determined for all primary and secondary outcomes.
Results
We recorded 4,413 SPs during the study period. Regarding patients' demographic characteristics, 55% (2,426) were female; the age mean was 41.6 years, and the mean ASA score was 1.3. Twenty-one percent of the incisions (n = 909) were classified as clean, 48% (2,115) as clean-contaminated, 15% (672) as contaminated, and 16% (717) as dirty. The hospital characteristics are shown in Table 1.
ICN = infection control nurse; ICP = infection control practitioner.
Table 2 shows SSI rates stratified by risk category. The SP with the highest SSI rates were AMP (25%; risk category 0, 1), BILI (19%; risk category 2, 3), COLO (33.3%; risk category 3); SB (20.8%; risk category 1, 2, 3), and VS (25%; risk category 1, 2, 3).
CI = confidence interval.
There were 210 positive cultures related to SSI. The most frequently isolated microorganisms were Escherichia coli, which represented 39% [24]. The rate of resistance to ceftriaxone, ceftazidime, and ciprofloxacin of this microorganism was 62%, 71%, and 36%, respectively. The second most commonly isolated microorganism was Klebsiella pneumoniae (16%), which was resistant to ceftriaxone in 57%, to ceftazidime in 67%, and to imipenem in 20% of cases. Other microorganisms found were Enterococcus spp. (10%), Acinetobacter baumannii (8%), Streptococcus spp. (6%), Proteus mirabilis (6%), Candida spp. (5%), and Enterobacter spp. (2%).
In Table 3, we compare the SSI rates of this study with the NSHN 2006–2008 SSI rates. Our rates were significantly higher in 42% (11 of 26) of the analyzed SPs (AMP, APPY, CHOL, COLO, FX, GAST, NEPH, PRST, SB, THYR, VHYS), whereas in 54% (14) of the analyzed SPs (AAA, BILI, BRST, CARD, CRAN, FUSN, HER, HPRO, HYST, KPRO, REC, SPLE, THOR, XLAP), SSI rates were similar in this study and the CDC-NHSN report. In one SP (CSEC in risk category 0), the rates were higher in the CDC-NHSN than in this report.
CDC = U.S. Centers for Diseases Control and Prevention; CI = confidence interval; NHSN = National Healthcare Safety Network; RR = relative risk; SSI = surgical site infection.
Discussion
The present study was designed to determine the incidence of SSI rates in seven cities in Vietnam, a limited-resource country. This is the first study of SSI in Vietnam that incorporates the risk categories of the CDC-NHSN, which allowed us to benchmark our rates against the rates presented in the CDC-NHSN Report 2006–2008 [20]. From this comparison, it can be observed that SSI rates for appendix, colon, kidney, gallbladder, gastric, prostate, small bowel, and thyroid or parathyroid surgeries; limb amputation; open reduction of fracture; and vaginal hysterectomy are higher in our study than in the CDC-NHSN report [20]. In the cases of abdominal aortic aneurysm repair, bile duct, liver or pancreatitis surgery, breast surgery, cardiac surgery, craniotomy, spinal fusion, herniorrhaphy, hip prosthesis placement, abdominal hysterectomy, knee prosthesis insertion, rectal surgery, spleen surgery, thoracic surgery, and exploratory abdominal surgery, our SSI rates are similar to those of CDC-NHSN [20]. Finally, the SSI rate for cesarean section in our study was lower than CDC-NHSN rate [20].
In a study conducted in two Vietnamese hospitals by Nguyen et al., the global SSI rate was 10.9% [13], which is higher than the 5.5% global rate found in the present study. The baseline rates of the study of Le et al. were 8.3% and 7.2%, which are higher than our rate [22]. The SSI rate found by Sohn et al. was 14.3%, which is three times the 5.5% rate found in our study [12]. The study by Sohn et al. also showed that resistance to ceftriaxone was among the highest, which also was the case in our study. A reason the rates of SSI in this study are lower than in some other studies from Vietnam is that the data collected in our study are from academic teaching and provincial public hospitals that have good microbiologic laboratories to support the diagnosis of SSI.
The relation between the rates of HAI and their association with the type of hospital (public, academic, and private), and the relation between HAI rates and the country's socioeconomic status (defined as low, mid low, and high income) were published recently by the INICC [23, 24]. Such studies' findings showed that a higher country socio-economic level correlated with a lower infection risk [23, 24].
Our higher SSI rates in comparison with US CDC-NHSN report also may be explained because in Vietnam, the first guidelines for the prevention of SSI were published by the Ministry of Health in 2012. Furthermore, our rates may reflect the typical hospital situation in limited-resources countries as a whole [25], and several reasons have been offered to explain this fact [26, 27]. Among the primary plausible causes, it can be mentioned that, in almost all the limited-resource countries, there are no legally enforced guidelines; yet if there is a legal framework, adherence to and compliance with the guidelines can be most irregular, and hospital accreditation is not mandatory. However, there recently has been much progress in health care in some developing countries, such as Vietnam, where new technologies have been introduced, and official regulations support infection control programs. This new trend in health care is expected to have a positive impact in facilities with low nurse-to-patient staffing ratios (which have proved to be highly connected to high HAI rates), hospital over-crowding, lack of medical supplies, and an insufficient number of experienced nurses or trained healthcare workers [26, 27].
Participation in INICC has played a fundamental role, not only in increasing the awareness of HAI risks in participating hospitals in developing countries, but also in providing an exemplary basis for the institution of infection control practices. In many INICC hospitals, the formerly high incidence of HAI has been reduced by 30%–70% by implementing multi-dimensional programs that include a bundle of infection control interventions, education, outcome surveillance, process surveillance, feedback on HAI rates, and performance feedback of infection control practices. These measures have been applied for central line-associated blood stream infections, mechanical ventilator-associated pneumonia, and catheter-associated urinary tract infections [8–10].
For a valid comparison of a hospital's SSI rates with the rates from the CDC, it is required that the hospitals start collecting their data by applying definitions of SPs as provided by ICD-9, the definitions described by CDC-NHSN in order to identify SSIs, and then the methodology described by CDC-NHSN to calculate SSI rates.
This study has some important limitations. First, because of financial constraints, we did not implement post-discharge surveillance with phone calls, visits, or letters to patients. Surveillance was performed only for those patients who returned to the hospital to consult for SSI symptoms or signs and excluding those patients who did not return or who attended another healthcare facility. Second, regarding some selective SPs, such as spine and breast procedures, although these are clean procedures, which could explain the low infection rate, the sample size is too small to draw any conclusions, and these results should be interpreted with caution. In reviewing the literature, no systematic data were found on global SSI rates and SSI rates stratified by SP. For this reason, it is worth mentioning that substantial and useful data nevertheless are provided in this study, which is a first step in advancing our understanding of the SSI rate in Vietnam.
Conclusions
Our SSIs rates in Vietnam were higher in 42% of the 26 analyzed types of SPs than in the CDC-NHSN. This paper represents an important advance in the knowledge of SSI epidemiology in Vietnam that will allow us to introduce targeted interventions.
Footnotes
Acknowledgments
The authors thank the participating hospitals (Bach Mai, Can Tho, Hue, Ninh Binh, Hu'ưng Yên, Yên Bai, Pho Noi) and the Ministry of Heath, which supported us in conducting the study and the many healthcare professionals at each member hospital who assisted with the conduct of surveillance, including the surveillance nurses, clinical microbiology laboratory personnel, and the physicians and nurses providing care for the patients during the study. Without their cooperation and generous assistance, this study would not have been possible. We also are grateful to Mariano Vilar and Débora López Burgardt, who work at INICC headquarters in Buenos Aires, for their hard work and commitment to achieving INICC goals.
Author Disclosure Statement
The authors have no conflicts of interest related to this article. No competing financial interests exist. Every hospital's Institutional Review Board agreed to the study protocol, and patient confidentiality was protected by codifying the recorded information, making it identifiable only to the infection control team.
The funding for the activities carried out at INICC headquarters was provided by the corresponding author and the Foundation to Fight against Nosocomial Infections.
