Abstract
The study, based on the examination of 70 published and unpublished pollen profiles from Poland and supplementary data from the surrounding regions, shows that an abrupt, episodic Alnus population decline at the end of the first millennium CE was a much more widespread event than has been previously reported, spanning large areas of the temperate and boreal zones in Europe. The data from Poland suggest that the decline was roughly synchronous and most likely occurred between the 9th and 10th centuries, with strong indications for the 10th century. The pollen data indicate that human impacts were not a major factor in the event. Instead, we hypothesize that one or a series of abrupt climatic shifts that caused floods and droughts at the end of the first millennium CE could have initiated this ecological disturbance, leading to a higher vulnerability of the alder trees to a pathogen outbreak. Following current observations of the decline of alder stands in Europe due to a Phytophthora outbreak, we suggest that a similar process may have occurred in the past. This study provides insight into long-term alder (mainly Alnus glutinosa) dynamics in a condition of climate change and illustrates its great resilience, enabling the natural, successful regeneration of alder stands after critical diebacks if environmental conditions improve. Our finding that the Alnus pollen decline reflects a roughly synchronous event indicates that the decline could be used as an over-regional chronostratigraphic marker for 800–1000 CE in pollen diagrams from a large part of the European Lowland.
Introduction
Disturbances are widely recognized as one of the main factors influencing the direction and rate of forest succession in temperate and boreal biomes, where the forest composition is not only shaped by regional climate, soil or topography but also frequently punctuated by more abrupt and less predictable factors, such as wildfires, storms or pathogen outbreaks (Bradshaw and Sykes, 2014). Recently, the unprecedented rate of climate change predicted for the 21st century is considered a likely cause of a higher frequency of different catastrophic natural events (Mann et al., 2017), leading to the potential damage of forest stands (Kramer et al., 2008; Seidl and Rammer, 2017; Veraverbeke et al., 2017) and a higher risk of insect and pathogen outbreaks among several tree species (Flynn and Mitchell, 2018; La Porta et al., 2008; Santini et al., 2013; Sturrock et al., 2011).
To understand the role of disturbances in forest ecosystems, knowledge about their past occurrence and effects is important (Cole et al., 2014; Jeger and Pautasso, 2008). Among the most convincing evidence of past disturbances are abrupt declines in pollen values of specific tree taxa in pollen diagrams. However, a problem arises when trying to determine the disturbance agent that caused the decline based on sedimentary records. Only in the case of human impacts (Kitagawa et al., 2016; Wacnik et al., 2016), forest fires (Tinner et al., 2000; Yin et al., 2016) and sharp climatic shifts (Ammann et al., 2013; Ghilardi and O’Connell, 2013) is the causal attribution less complicated. Detecting past disturbances caused by beetle outbreaks, plant diseases and storms is more difficult. Ascertaining the occurrence of past storms is practically impossible (but see, for example, de Jong et al., 2009; Kaniewski et al., 2016), while past beetle outbreaks have been traced in some cases using fossil beetle remains preserved in sediments (Clark and Edwards, 2004; Girling and Greig, 1985; Morris et al., 2015). Recently, progress has been achieved in analysing non-pollen palynomorphs from pollen samples, which in some cases have disclosed outbreaks of fungal pathogens (Latałowa et al., 2013; van Geel and Andersen, 1988; van Geel et al., 2013).
The complexity of this issue is well illustrated by the debates on a European-wide elm decline c. 6300–5800 cal BP (Batchelor et al., 2014; Iversen, 1941; Parker et al., 2002; Peglar, 1993; Troels-Smith, 1960) and a hemlock decline c. 5500–5100 cal BP in eastern North America (Allison et al., 1986; Bennett and Fuller, 2002; Davis, 1981; Foster et al., 2006). In both cases, the conspicuous and abrupt decline of a single species was the subject of different hypotheses concerning a potential disturbance agent. Sudden climate change, a beetle or pathogen outbreak, and human impacts (in the case of Ulmus decline) were discussed as potential factors interacting separately or in combination (summarized by Waller, 2013).
Here, we develop our earlier finding that the episodic decline of Alnus at the close of the first millennium CE was a widespread phenomenon and not an effect of human impacts or the sole effect of climate change (Stivrins et al., 2017). We present pollen data from a larger region of Europe that show that the Alnus decline not only occurred in the Baltic countries, Finland, and western Russia but was also equally prominent and obvious in many locations in north-central Europe and that the geographic range of the event probably extended further to western Europe. Important pollen data from the event are provided by a new pollen diagram from an annually laminated lake sediment core from Lake Czechowskie in Poland. The sediments, which were analysed with high resolution for pollen and accurately dated based on the varve chronology, are used to identify the beginning, end and duration of the event. In turn, the high-resolution analysis of pollen and non-pollen palynomorphs from peat-bog profiles serves to identify environmental changes around the decline. Finally, we discuss the potential causes of this event. Our study links a well-defined, large-scale ecological disturbance from the past with a very similar recent large-scale alder forest dieback in Europe, which is a great problem for nature protection and the management of riverine ecosystems (Jung et al., 2016).
Study area and present-day Alnus occurrence
This study covers northern and central Poland between 52–55°N and 14–24°E (the northern part of the Central European Plain) (Figure 1). The area belongs to the temperate climate zone of Europe and lies at the transition where the Atlantic and continental air masses clash. The continentality gradient increases from west to east. The climate is relatively warm and wet, with annual precipitation of 550–700 mm on average, annual mean air temperatures between 6.5°C and 8.5°C, average January temperatures between 0°C and −4°C, and average July temperatures between 18°C and 17°C (Lorenc, 2005).

(A) Location of the study area and the Alnus decline sites outside Poland. (B) The area of Poland covered by the present paper. (C) The area covered by earlier papers on the Alnus decline (Saarse et al., 2010; Sarmaja-Korjonen, 2003; Stivrins et al., 2017). (a) Pollen sites where the Alnus decline was well expressed. (b) Pollen sites where the event was lacking or weakly expressed; site numbers follow the list of sites (Table S1, available online): Bråtamossen (Lagerås, 1996), Fiolen Lake (Fredh et al., 2013), Store Mosse Bog (de Jong and Lagerås, 2011), Holmegaard Bog (Aaby, 1988), Belau Lake (Dörfler et al., 2012), Felchowsee and Grosser Krebssee (Jahns, 2000) and Holzmaar Lake and Meerfelder Maar Lake (Litt et al., 2009).
Most of this area was covered by an ice sheet during the last glacial period. In the northern regions, the ice sheet and its meltwaters left, among other forms, ranges of terminal moraines dissected by a dense network of interconnected lake channels and river valleys. The hills of the moraines are higher than 300 m a.s.l. at their highest points. Flat or gently undulating ground moraine, which usually does not exceed 200 m a.s.l., is the main landscape element in central Poland. Patches of outwash plains and kame terraces are distributed throughout the region (Gilewska, 1991). Common features of such deglaciated environments are large lakelands and numerous mires of various origins that fill lake channels, river valleys and kettle holes, providing perfect conditions for palaeoecological studies; therefore, a number of sites have been investigated here by means of pollen analysis.
Large proportions of wetlands in the study area are habitats for riparian alder-elm forests (Alno-Ulmion) and alder-carr (Alnetea glutinosae), where Alnus glutinosa is the main species. Two alder species – black alder (A. glutinosa (L.) Gaertn.) and grey alder (Alnus incana (L.) Moench) – occur in this region (Zając and Zając, 2001).
A. glutinosa has a wide geographical distribution covering most of Europe west of 30°E longitude, while to the east of this line, its range extends as far as western Siberia. With increasing aridity and a decline in summer temperatures, it appears in restricted areas and dispersed locations. It is absent from northern and central Scandinavia and the southern and eastern Iberian Peninsula and is scarce in some areas of southern and eastern Europe (Kajba and Gracan, 2003). Black alder is a temperate species that is demanding with respect to minimum summer temperatures (12°C) but sustains strong winter frosts of −39°C to −43°C for northern populations and −30°C to −34°C for southern populations (Dewald and Steiner, 1986). Its occurrence is closely linked to the availability of water, so water deficits during dry and warm periods in summer have a negative impact on alder tree fitness. Because of several adaptations to very wet and anaerobic soil, it forms forest communities in marshy sites that are waterlogged throughout the year and in riverside sites where seasonal flooding occurs, but it also appears in admixture with other species in plateau sites under conditions of high soil moisture. The species is of considerable interest for its place in riparian ecosystems, where it plays a beneficial role in flood control and stabilizing riverbanks as well as water filtration and purification in waterlogged soils. It also supplies the ecosystem with nitrogen by way of symbiosis with nitrogen-fixing bacteria (Claessens et al., 2010).
A. incana is considered a boreal and mountain species, and its geographic range is divided into two parts. The northern area includes the eastern Baltic region, all of Scandinavia, and northeastern Europe up to western Siberia. In the southern area, it occurs in most mountain ranges except for the Pyrenees (Jalas and Suominen, 1976). Its present-day occurrence is strongly affected by plantation, which impedes the delimitation of the natural range. Compared with A. glutinosa, A. incana is less demanding concerning growing season temperatures and tolerates long harsh winters better. It grows mostly on young alluvial soils, does not tolerate long-lasting flooding and is more tolerant to drought than black alder (Boratyński, 1980; Pancer-Kotejowa and Zarzycki, 1980).
Black alder is one of the most common species, and grey alder is distinctly less frequent in the study region (Zając and Zając, 2001). Thus, it is probable that the potential proportion of A. incana pollen in the profiles examined in this study is insignificant and that the alder pollen present in this material represents mostly A. glutinosa.
Materials and methods
The pollen data selected for this study derive from original publications, data stored in the European Pollen Database (EPD, www.europeanpollendatabase.net), and in a few cases, from unpublished materials provided by the study authors (ESM Table S1, available online). The suitability of a pollen profile for examination of the presence/absence of the Alnus decline was determined according to the stratigraphic resolution of pollen sampling in the section under concern. In addition to the pollen percentage values, we used the pollen influx data (pollen accumulation rate (PAR)) from three sites to explore the decline of the Alnus population in more quantitative terms.
Seventy-one pollen profiles (69 sites) were included in this paper. The basic information concerning their geographical position, category, dating methods and results, Alnus decline characteristics, and references are included in ESM Table S1 (available online). The metadata for each site, such as the basin type (lake or peat-bog), its surface, the presence of an inlet or outlet, the distance to a river valley and potential habitats for Alnus, are consolidated in ESM Table S2 (available online). Selected palaeoenvironmental data on local hydrological changes at the event, human impacts and pollen data from the main tree taxa are provided in ESM Table S3 (available online).
The sites were grouped into two categories. The ‘primary sites’ (A) category includes 31 profiles with high pollen sampling resolution and age/depth models based on a series of radiocarbon dates in the section of interest or with 14C dates related directly to the Alnus decline event. New age/depth models were developed based on the radiocarbon dates listed in original publications and using the current calibration curve (Reimer et al., 2013) and OxCal software (version 4.2; Bronk Ramsey and Lee, 2013). The most precise dating has been provided for the record from annually laminated sediments in Lake Czechowskie, Lake Żabińskie and Lake Szurpiły where the chronological information is based on multiple dating approaches. The Lake Czechowskie chronology is based on varve counting, tephrochronology, AMS 14C dating on terrestrial plant remains, in situ 10Be and 137Cs activity measurements; the chronological uncertainty for the period around 1000 CE does not exceed ±10 varve years (Czymzik et al., 2018; Ott et al., 2016; Wulf et al., 2016). In Lake Żabińskie, different methods of varve counting, AMS 14C dates, 137Cs activity and cryptotephra were used to establish the sediment chronology; in this case, the averaged chronological uncertainty in the section under concern was calculated to +12/−24 varve years (Żarczyński et al., 2018, 2019). The Lake Szurpiły chronology was established using different methods of varve counting and independent radiometric dating (AMS 14C, 210Pb and 137Cs); the dating uncertainty in the section around the Alnus decline is ±42 varve years (Kinder et al., 2013; Kinder, 2019, personal communication).
The ‘secondary sites’ (B) are those of weaker quality concerning their independent chronologies. In 40% of the sites, the Alnus decline was dated to approximately the 9th–10th centuries according to the indirect premises (ESM Table S1, available online); the main comparison was with the nearest well-dated pollen profiles and a cross-check of the palynological indications of the human occupation phases with knowledge of the chronology of a nearby early medieval settlement development. These kinds of data did not add to the establishment of the exact timing and duration of the decline but did enable the identification of Alnus events recorded in particular profiles as roughly concurrent with those at other sites.
The statistical significance of the decline was analysed using 11 Alnus pollen curves selected on the basis of their relatively high temporal resolution. We used SiZer analysis (Significant Zero crossings of derivatives) (Chaudhuri and Marron, 2000) to detect significant declines and rises in the Alnus population. SiZer analysis has been shown to be a powerful tool in ecology to detect the significant change points in time series data inferred as ecological thresholds (Clements et al., 2010; Clements and Rohr, 2009; Sonderegger et al., 2009). When applied to time series, SiZer analysis applies a nonparametric smoothing to a signal and detects the time intervals where the smooth is significantly increasing or decreasing. A wide range of smoothing levels are considered to reveal the salient features in the signal at all time scales. When compared with many other change point detection methods, the strength of the SiZer analysis is in its flexibility. It allows for a trend in the data, the detection of multiple change points and changes in the temporal sampling distribution and adapts to temporal changes in the error variance of the signal. The results of SiZer analysis are visualized using a colour map where the time is on the horizontal axis and the smoothing level is on the vertical axis, and for each pixel, its colour represents the significance of the derivative of the smooth for the corresponding time point and scale. A SiZer map is an efficient tool that helps discover all the significant declines and rises in the data at a glance (ESM Figure 1, available online). The SiZer analyses were performed with the SiZer package (Sonderegger, 2012) in R 3.1.2 (R Development Core Team, 2014).
To illustrate the Alnus decline in a broader context of environmental changes reflected by palynological data and to show that the decline is distinct irrespective of the site type, local conditions and pollen representation of human activity, we present two sample sets of pollen diagrams from lakes (Figure 2) and peat bogs (Figure 3); the sites strongly differ with respect to their surface size, which indicates different source areas of pollen (cf. Prentice, 1985; Sugita, 1993), and are located along the 600-km-long W-E transect running through different geographic and historical regions of northern and central Poland.

Simplified pollen diagrams from selected lakes illustrating the Alnus decline against changes in other tree taxa, indicators of settlement activity and selected indicators of lake environment: Lake Czechowskie (Obremska and Ott, unpublished), Lake Suminko (Pędziszewska et al., 2015), Lake Mełno (Noryśkiewicz, 2013) and Lake Zarańskie (Noryśkiewicz, 2014); dating of Lake Mełno and Lake Zarańskie sediments acc. to indirect premises (see Methods); site numbers as in Figure 1 and ESM Table S1 (available online).

Simplified pollen diagrams from the selected peat bogs illustrating the Alnus decline against changes in the other tree taxa, indicators of settlement activity and selected indicators of local hydrology: BIA/314D and BIA/318 C (Zimny, 2014), Czerlon (Latałowa et al., 2016), Bagno Kusowo (Lamentowicz et al., 2015) and Słowińskie Błota/85 (Latałowa, unpublished); site numbers as in Figure 1 and ESM Table S1 (available online).
Results
Characteristics, statistical significance and chronology of the Alnus pollen decline
The Alnus pollen curve decline is one of the striking features in the early medieval sections of many profiles in Poland (Figure 1; ESM Table S1, available online). In 85% of the 71 pollen diagrams considered in this study, the decline was abrupt, with the magnitude ranging from 40% to 90% reductions from pre-decline levels. Sharp declines were also displayed in the Alnus pollen influx values (PAR) calculated in three profiles: Lake Czechowskie (from c. 12,000 to 2000 grains cm−2 a−1), Lake Suminko (from c. 6000 to 1800 grains cm−2 a−1) (Figure 2) and Bagno Kusowo (from c. 1800 to 400 grains cm−2 a−1) (Figure 3). The decline was distinct in both the lake sediment and peat-bog profiles (Figures 2–4). The review of the pollen diagrams in terms of the presence/absence of the event versus environmental factors such as basin morphometry and some features of the catchment showed no correlation (ESM Table S2, available online). The detailed characteristics of the Alnus pollen decline differed among the sites mostly because of the different sediment thicknesses and the different sampling resolutions in the relevant parts of the profiles. It seems that the weak expression or absence of the decline was (in most cases) caused by lower sampling resolution with respect to the sedimentation rate or sediment loss in the section of the pollen profiles of concern. In fact, in many profiles, a clear lithological limit occurred around the decline (ESM Table S3, available online).

Alnus pollen percentage values for the period AD 300–1400 in selected sites in Poland: BIA/340G, BIA/131 C, BIA/314D and BIA/318 C (Zimny, 2014); Czerlon (Latałowa et al., 2016); Lake Czechowskie (Obremska and Ott, unpublished); Bukrzyno (Pędziszewska, 2008); Lake Suminko (Pędziszewska et al., 2015); Bagno Kusowo (Lamentowicz et al., 2015); Słowińskie Błota/85 (Latałowa, unpublished); and Lake Racze/Miedwie (Bloom, 2015); site numbers as in Figure 1 and ESM Table S1 (available online).
The results of the SiZer analyses (Figure 5, ESM Figure S1, available online) from 11 sites highlight all the significant decline-rise events in the Alnus curves during the last 2000 years. They show that a statistically significant decline was followed by a statistically significant rise at the end of the first millennium in eight of the 11 analysed time series. The sampling density in Białowieża 314D and 131C and in Bukrzyno was too low, which hampered the detection of the Alnus decline so that even the lowest values were observed at the end of the first millennium; the result was not statistically significant. Furthermore, two other statistically significant decline-rise events were detected in the Czechowskie and Racze records around the 4th–5th centuries and then around the 15th century. The earlier, minor shift, although not statistically significant, was also detectable in some other sites.

Analysis of the statistical significance of the decline-rise events in the Alnus populations in 11 selected sites in Poland (see the caption of Figure 4 for site information) using the SiZer analysis (see ESM Figure S1, available online). (a) Statistically significant declines and (b) statistically significant rises; the strongest decline at the end of the first millennium is shown with a dashed line. Because the data for three records was too sparse (BIA/131 C, BIA/314D and Bukrzyno/BI), no statistically significant decline-rise events were detected.
The best chronology for the early medieval event is available for the lakes with annually laminated sediments (Table 1). In Lake Czechowskie (Figure 2), the Alnus values were 14% until the decline began at 970 CE. The decline was extremely abrupt, so that by 1020 CE, the Alnus percentages were down to a minimum of 1.7%, where they stayed until a rise began at 1090 CE, reaching over 10% by 1120 CE. Thus, in the Lake Czechowskie record, the event lasted approximately 150 years. In Lake Żabińskie, the Alnus curve declined by 870 CE to 1.7% between 920 and 1000 CE, a rise began by 1060 CE and by 1090 CE the Alnus curve reached 11% (Żarczyński et al., 2019). Considering relatively large dating uncertainty (±42 varve years), similar results were obtained in Lake Szurpiły (Kupryjanowicz and Fiłoc, 2016; Kupryjanowicz, unpublished data). In this site the decline started at 830 CE, the minimum of 2.4% was reached at 930 CE, and already by 980 CE the Alnus pollen curve started to rise reaching 10.5% at by 1010 CE.
Similar data have been obtained from other lake and bog profiles in which this event was dated using age/depth models based on radiocarbon dates (‘primary sites’) or according to the AMS 14C dates for plant remains selected directly from the Alnus decline level (Table 1, ESM Table S1, available online). Keeping in mind the differences in the pollen sampling resolution in particular profiles and the large range of dating uncertainty, the ages (median) calculated in the individual profiles based on the age/depth models were surprisingly consistent, ranging from 800 to 970 CE for the start of the decline, from 900 to 1020 CE for the minimum values, and from 1040 to 1210 CE for the full recovery of the Alnus pollen curve. According to these data, the whole period from the decline to the recovery lasted for 150–330 years in the individual sites, giving an average of 250 years. The collection of 30 radiocarbon dates from 19 sites performed specifically for the Alnus decline (Table 1) offered important support for an even more detailed determination of the age of the event. In most sites, the dates (median) for the Alnus pollen curve depression point to the 10th century, which is in agreement with the age calculated from the annually laminated sediments.
In only a few sites, the dates for the major Alnus decline in the first millennium CE estimated according to the published original data were older (ESM Table S1, available online). The earliest decline (c. 5th–6th centuries) was recorded in the Wojnowo site (Wacnik et al., 2012); this decline roughly coincides with the first statistically significant Alnus declines in Lake Czechowskie and Lake Racze and with the additional negative shifts preceding the main Alnus decline in some other sites (Figure 5).
The Alnus pollen decline versus indicators of human impact
The relationship of the Alnus pollen decline to the palynological indicators of settlement activity varied among the sites (Figures 2 and 3, ESM Table S3, available online). In the majority of the sites, it was slightly preceded by the decline of some other tree pollen and the initial rise of pollen typical of the human land occupation phase. Such a situation is illustrated by the diagrams from Lake Suminko (Figure 2) and Słowińskie Błota/85 (Figure 3), for example, where already in the section preceding the Alnus fall, Carpinus and Quercus started to decline, the frequency of Poaceae, meadow plants and fallow indicators (Plantago lanceolata) and some weed pollen (Artemisia, Rumex acetosa/acetosella t.) slightly increased and the scattered pollen of cereals was present. In Lake Mełno (Figure 2), an abrupt Alnus decline was preceded by a strong Carpinus decrease and distinctly increasing pollen curves of anthropogenic indicators, including cereals. In some sites, such as Lake Zarańskie (Figure 2), the decline of Alnus pollen occurred in the already advanced human impact phase confirmed by cereal and P. lanceolata pollen, both exceeding 1%.
There are also a few profiles in which the clear signature of the Alnus decline does not coincide with the indicators of settlement development. In the peat profiles from Białowieża Forest (Figure 3), only weak negative shifts of the pollen curves of other deciduous trees (mainly Carpinus and Ulmus) occurred, and a few scattered pollen grains of anthropogenic indicators appeared at this level. In Lake Czechowskie, pollen evidence for human activity was very weak throughout the whole section of the profile (Figure 2); moreover, at the Alnus decline level, cereal pollen entirely disappeared, while pollen of other taxa typical of human-made habitats was scarce. In contrast to other trees, in most sites, Alnus pollen curves regained their earlier levels, rising with increasing proportions of indicators of human impacts.
The relation of the Alnus decline to the frequency of microscopic charcoal particles found in some of the profiles did not show any consistent results either (Figures 2 and 3). In Białowieża Forest, the charcoal particles declined in two profiles and rose in one. In Lake Czechowskie, their proportions decreased immediately at the Alnus decline and then rose again. In Bagno Kusowo, we observed the opposite pattern, while in Lake Suminko, the charcoal frequency did not change.
The Alnus pollen decline versus indicators of hydrological shifts
The palaeoecological data point to hydrological shifts around the Alnus decline in all the peat profiles and in some lakes (Figure 3, ESM Table S3, available online); however, the record of the hydrological changes in the peat bogs is much clearer than in the lake sediments. Only in a few shallow lakes (sites 3, 15, 22, 26 and 63 in ESM Table S3, available online), the lithological limits indicated distinct water level lowering. In deeper and larger lakes, the composition of the sediments did not show any clear change or display increases in mineral matter and changes in algae remains, which may have been the result of different factors, including water table lowering but also increased denudation and/or higher productivity caused by anthropogenic eutrophication or a warmer climate. The same explanation may underlie the discrete change in lithology in Lake Suminko (Figure 2), where delicate, unclear lamination was present below the Alnus decline but disappeared entirely above it.
Changes in the hydrological conditions in the peat bogs are shown by examples presented in Figure 3. In the profiles from Białowieża Forest (CE Poland), the decline in Botryococcus and Cyperaceae was followed by small peaks of Ledum and Entophlyctis lobata (BIA/314D) and Calluna (BIA/318C) and then a strong increase in Sphagnum. In Czerlon, a distinct shift from minerotrophic to ombrotrophic conditions was punctuated by a decline of Cyperaceae and Botryococcus, which were substituted by raised bog taxa: Sphagnum spores strongly increased while testate amoeba, such as Amphiterma wrightianum, Archerella flavum, Assulina spp., Heleopera sp. and Hyalosphenia papilio appeared concurrently with a depression in the Calluna pollen curve and then declined. Similar results have been obtained in the profile from Słowińskie Błota/85 (NW Poland), where a thin layer of Eriophorum vaginatum concurrent with a peak of Calluna and a deep depression in Sphagnum occurred immediately before the alder decline, indicating a dry spell. At the decline, the proportions of Sphagnum spores rose abruptly; at this level, A. flavum, Assulina spp. and Arcella discoides appeared at higher frequencies and then declined. All the above data and similar records from many other sites (ESM Table S3, available online) seem to illustrate a dry phase immediately prior to the Alnus decline, a short wet shift at the decline and then drier conditions again. Furthermore, a striking difference between the pollen data from lakes (Figure 2) and peat bogs (Figure 3) concerning the trajectory of the Pinus pollen curves might be an argument for the involvement of a dry period in the low Alnus pollen phase. In all of the peat bog sites, the Alnus decline was accompanied by prominent peaks of Pinus pollen, which were absent in the profiles from the lakes. This pattern suggests that the increase in Pinus reflects on-site disturbances, most likely the encroachment of pines onto the bogs in the dry period.
At most sites, the Alnus pollen decline was concurrent with an increase in pollen proportions of Poaceae and of pioneer trees growing in riverine forests and wetlands (Salix spp., Betula sp.), and fluctuations in Ulmus and Fraxinus pollen values (also in Picea in eastern Poland); this decline most likely reflects changes in the local vegetation after the reduction of the alder stands.
Discussion
Geographic range and timing of the event
The report by Stivrins et al. (2017) indicates that the Alnus decline was a widespread event in northeastern Europe, while the present data extend the range into north-central Europe (northern and central Poland). Furthermore, the event is well marked in some sites in Germany, Denmark and southern Sweden (Figure 1). A further, systematic examination of the pollen diagrams from Europe is needed to determine the area affected by the Alnus decline in more detail.
The review of the pollen profiles from Poland (ESM Table S3, available online) suggests that hydrological disturbances around this event with a clear dry period were involved. The temporary water deficit could have resulted in the formation of short-lived hiatuses or in a slowing down of the sediment accumulation rate in the peat bogs, which might be one of the potential reasons for the weak expression of the decline in some diagrams, while dating uncertainty makes it difficult to observe the event in some other records. The main challenge in reconstructing the exact timing and duration of palaeoecological events is the limited accuracy of the chronologies of the sediment sequences, which should be borne in mind, particularly when discussing the dating of short-lived events (cf. Bennett and Fuller, 2002), their synchronicity among sites (Parnell et al., 2008) and their correlation with other data (Blaauw, 2012). However, the chronological data provided in this paper, based not only on age/depth models but also on 30 radiocarbon dates performed on samples taken in 20 sites directly at the decline level or immediately next to it and a varve chronology in three lakes (Lake Czechowskie, Lake Szurpiły and Lake Żabińskie), allow us to suggest that the decline was roughly synchronous, starting approximately in the 9th–10th centuries, with a strong indication of the 10th century. These new data from Poland permit a narrowing of the chronology of the major Alnus decline event in relation to the 600–1000 CE timespan suggested in our earlier paper, which was based mainly on data from northeastern Europe (Stivrins et al., 2017). It is worth noting that in that area, the majority of the dates for the decline are between 900 and 1000 CE (Saarse et al., 2010; Stivrins et al., 2017). Similar results are shown in the pollen diagrams from Germany (Dörfler et al., 2012; Litt et al., 2009), Denmark (Aaby, 1988) and southern Sweden (de Jong and Lagerås, 2011; Fredh et al., 2013; Lagerås, 1996). After a detailed revision of the original pollen diagrams analysed in this study and considering the basis for their chronostratigraphy, it seems that the earlier dates might be, in most cases, an artefact caused by poor dating accuracy resulting from the inadequate number of radiocarbon dates used for the age/depth models or the sediment disturbances following dry shifts in the local hydrology. However, we should also accept that at least some of these earlier Alnus declines could have been separate events resulting from human impacts (e.g. Wojnowo site; Wacnik et al., 2012) or natural factors devastating local alder populations. This explanation seems to be reinforced by the results of the SiZer analysis provided in this study, indicating distinct shifts in alder pollen curves at approximately half of the first millennium CE preceding the major decline.
The results of this study, especially the data from the annually laminated sediments of three lakes, demonstrated the very fast recovery rate of the early medieval alder population. According to the varve chronology, the alder population minimum was reached after approximately 50–100 years from the start of the decline, it stayed at this low level for approximately 50–70–140 years, and during the next approximately 30 years, the population reached the pre-disturbance level. This demonstrates the great resilience of alder forest ecosystems, even if they are exposed to severe natural disturbances. The early age when A. glutinosa starts its reproduction (12–20 years according to Tallantire, 1974) is certainly among the important factors here. Another point worth mentioning is that our calculation of the alder recovery rate is close to the average recovery time for forest ecosystems (42 years) given by Jones and Schmitz (2009).
Potential causes of the Alnus decline
The Alnus pollen decline shows individual features that are distinctly different from the pollen curve trajectories of other tree taxa, suggesting that the alder population dieback was triggered by a specific factor. Knowing the cause of the Alnus decline is critical for understanding the significance and implications of this event in long-term forest dynamics. As with Tsuga (Foster et al., 2006) and Ulmus (Parker et al., 2002) declines, abrupt climate changes, human influences or disturbances such as pathogen outbreaks or fires should all be considered in the discussion of potential factors involved in this event.
In earlier papers, Sarmaja-Korjonen (2003) and Saarse et al. (2010) suggested human influence as the likeliest candidate for the Alnus declines in southern Finland and Estonia, respectively. In fact, most of the pollen sites studied by these authors lie in areas where the event was concurrent with settlement development. However, according to a more recent study, the decline also occurred at many boreal sites where evidence of contemporary human activity is absent, indicating that changes in agricultural practices cannot explain the sudden decrease of the Alnus population in this region (Stivrins et al., 2017).
Similar results were obtained in this study. Although in a great portion of the sites, the Alnus decline overlapped with the beginning of settlement development (e.g. Noryśkiewicz, 2013; Pędziszewska and Latałowa, 2016; Pędziszewska et al., 2015), making it difficult to separate the results of human-induced deforestation and natural disturbances in alder stands, other pollen data from Poland and those from other regions indicate that the widespread alder population decline took place regardless of the state of local settlement development. A strong decline has been recorded in the profiles from Białowieża Forest (this paper) and Mechacz Wielki (Gałka et al., 2017), for example, in which anthropogenic indicators are almost absent, in those that reflect weak early medieval occupation (e.g. Lake Suminko – this paper), and in many sites where settlement was already developed, as in north–central Poland (Noryśkiewicz, 2013), northwestern Poland (Bloom, 2015; Lamentowicz et al., 2015; Latałowa, 1992; Noryśkiewicz, 2014) and northeastern Germany (Dörfler et al., 2012). There are also sites where the Alnus decline was concurrent with the evidence of decreasing agricultural activity or even a short-lived disruption in settlement development (e.g. Kupryjanowicz and Fiłoc, 2016; Lake Czechowskie – this paper). Fires as a triggering factor may also be rejected. The available microcharcoal data do not show any consistent results in this respect. In some sites, high charcoal peaks occurred with the Alnus decline (Marcisz et al., 2015); in others, the charcoal frequency was low at the event level (Lake Suminko and Lake Czechowskie – this paper). Similar results have been provided by Stivrins et al. (2017).
An additional argument against the human impacts explanation is the fast recovery of the Alnus population even when the pollen values for the anthropogenic indicators were rising, which was clearly expressed in most of the pollen diagrams. Thus, arguing for human influence would require answering why humans not only suddenly began to use/destroy Alnus stands but also why they suddenly stopped doing so. Moreover, an explanation invoking human impacts does not provide a sound rationale for the event, especially for its alder-specific character, abruptness and synchronous occurrence over the large geographic range.
Abrupt climate shifts would be another potential factor for the Alnus decline. The wet episode recorded in some peat bogs concurrently with the early phase of the decline and the subsequent dry period reflected in most sites analysed in this study might be of interest here.
The wet shift indicated in some sites presented in this study seems to conform with the dendrochronological and historical data from Europe, which show that the generally warm and dry period of the 9th century and the first half of the 10th century was punctuated by several short, cold shifts (Büntgen et al., 2016; Yavuz et al., 2007) and flooding events (Stothers, 1998). Historical sources indicate that Europe experienced several harsh winters every few years in the 9th and the first half of the 10th century when the Danube, Elbe and Rhine rivers and even the Adriatic Sea were frozen (Yavuz et al., 2007). Some of the harsh winters directly followed the major volcanic eruptions of Katla in 822–823 CE (Büntgen et al., 2017), Eldgjá in 934 CE (Stothers, 1998) and Changbaishan (Tianchi Paektu) in 946 CE (Sun et al., 2014). Harsh, long winters usually result in floods and the transport of ice blocks, which may damage alder trees, making them more vulnerable to infection by pathogenic fungi (Ballesteros et al., 2010). Volcanic eruptions may also be followed by high precipitation events, which are another cause of flooding (Gao and Gao, 2017) affecting riparian forests. Historical sources reviewed by Stothers (1998) reported excessive flooding in France and Germany in the period following the Eldgjá eruption. In fact, our data from Gdańsk confirm the presence of floods prior to the Alnus decline (Święta-Musznicka and Latałowa, 2016; Święta-Musznicka et al., 2011), which is in agreement with other studies showing that in Poland, floods were particularly frequent around the 10th century (Gębica and Wojtal, 2011; Macklin et al., 2006). Thus, one or a series of floods could have initiated the Alnus decline.
Certainly, the subsequent dry period was unfavourable for alder fitness as well. A. glutinosa is adapted to a wide range of temperatures, but its occurrence depends on the availability and abundance of water. Its leaves have no mechanism for controlling transpiration, and its roots, when exposed to air, are extremely vulnerable to cavitation (Claessens et al., 2010; Hacke and Sauter, 1996); thus, water deficits during dry and warm summers may affect the tree. Drought as the possible agent for the Alnus decline has already been suggested by Noryśkiewicz (2013) and Święta-Musznicka and Latałowa (2016). In fact, the occurrence of a dry period reflected in several sites analysed in this study agrees with the data from many regions of northern and central Europe. The prevalence of dry conditions in the 9th–10th centuries has been documented in such distant locations as Kontolanrahka Bog in southern Finland (Väliranta et al., 2007), Männikjärve Bog in Estonia (Sillasoo et al., 2007) and Misten Bog in eastern Belgium (De Vleeschouwer et al., 2012; Streel et al., 2014). A drop in the effective humidity in the raised bogs in southwest Sweden (predominantly dry summers) in the 9th (8th)–10th centuries has been reported by de Jong et al. (2007, 2009). These data seem to be concordant with the results of the dendroclimatological study by Helama et al. (2009), indicating distinct and persistent summer droughts from the early 9th to the early 13th centuries that were caused by a prolonged rainfall deficit in Finland. High-resolution hydroclimatic data from lowland Central Europe also indicate a dry spell for at least part of the 10th century (Büntgen et al., 2011) and strong negative extremes (droughts) in this period (Dobrovolný et al., 2015). Low water levels in the mid-European lakes have been reconstructed by Magny (2004). Persistent droughts at the end of the first millennium CE and the beginning of the second millennium occurred in various regions of Europe and globally (Cook et al., 2015).
The coincidence between the Alnus decline and the period in which flash floods and summer droughts occurred seems to be a good argument for the event. However, it still does not explain the alder-specific character and suggests a possible impact of additional factors. Therefore, we hypothesize that a cumulative effect of climate change and the outbreak of pathogens provides an explanation that is most consistent with the characteristics of the Alnus decline.
The role of pathogens as a cause of the Alnus decline was also speculated by Sarmaja-Korjonen (2003), who considered it, however, a less likely reason for the event because of doubts about whether a pathogen would destroy Alnus on such a scale that it would appear in pollen diagrams and whether the damage caused by a pathogen would persist for hundreds of years. We now know that pathogen outbreaks can occur on continental spatial scales, covering hundreds of thousands of square kilometres and impacting trees and forests to an extent that can be clearly reflected in the pollen values of the host species (Bradshaw and Sykes, 2014) and the abundant presence of parasite spores (van Geel and Andersen, 1988). In addition, the decline would not be an event where one generation of trees is killed, but rather the pathogen would exert influence over tens or hundreds of years (Latałowa et al., 2013; Waller, 2013).
One possible cause of such a pathogen outbreak could be Phytophthora sp. Phytophthora is a genus comprising about 150 known taxa of fungi that are responsible for over 66% of fine root diseases and over 90% of collar rots of woody plants in different parts of the world. Currently, in Europe, about 20 indigenous and alien Phytophthora taxa have been detected, most of them heavily devastating tree nurseries and forests. Since the early 1990s, a root and collar rot epidemic caused by interspecific hybrids of Phytophthora has led to high levels of mortality of alder in riparian forests in most parts of Europe (Jung et al., 2016). Although the present-day most virulent to alder Phytophthora alni subsp. alni is a recent hybrid (Brasier et al., 2004), we may suspect a similar process in the past, especially because several Phytophthora species are probably indigenous in European forests (Santini et al., 2013), and experimental studies have shown that a range of non-host-specific taxa of this genus may be a serious threat to A. glutinosa (Haque and Diez, 2012). Floods and droughts are generally recognized as the main risk factors for Phytophthora epidemics (Aguayo et al., 2014; Strnadová et al., 2010; Sturrock et al., 2011). As a relatively soft-xylem species, A. glutinosa has been found to be vulnerable if exposed to flash floods because high discharge and debris transport often result in wounded trees, increasing their exposure to pathogens (Ballesteros et al., 2010). Moreover, summer flooding and persistent stagnant water after the event may damage alder roots because of anoxia, as has been recorded along several European rivers in recent times (Bjelke et al., 2016). Phytophthora zoospores are transported by water, and floods are thus an important vector for their effective and rapid spread. The recently observed alder dieback spread over large areas of Europe roughly over a decade (Jung and Blaschke, 2004).
We thus propose that the Alnus decline at the end of the first millennium CE was an effect of factors similar to those involved in the present-day mass damage to alder forests. The decline may have been initiated by large-scale flood events that damaged the alder stands and disseminated Phytophthora spores over large areas. The subsequent dry period would reinforce the effect of a pathogen outbreak. According to Desprez-Loustau et al. (2006), field observations confirm the stimulating effect of alternating wet and dry periods on the disease.
As already discussed in our earlier paper (Stivrins et al., 2017), the difficulty of detecting whether the pathogen outbreak was the cause of the Alnus decline is the lack of direct fossil data that would reflect the occurrence of any pathogen in our records. The remains of some fungi are preserved in a fossil state and sustain the chemical treatment used for preparing pollen samples (van Geel and Aptroot, 2006), but in the case of Phytophthora, only molecular biology methods would be effective (Stivrins et al., 2017). Considering some indirect arguments, it is interesting to note the mass occurrence of the remains of Coniochaeta lignaria concurrent with the on-site Alnus decline in Gdańsk (Święta-Musznicka and Latałowa, 2016). Although this endophytic fungus has a wide spectrum of occurrence, it is also known from its concomitance with Phytophthora and from its antagonistic effects against this plant pathogen (Kokaew et al., 2011).
Conclusion
An abrupt, episodic Alnus population decline at the end of the first millennium CE was a widespread event that has been so far well documented for southern Finland, western Russia, the Baltic countries, and northern and central Poland. It has also been identified in some sites in Germany, Denmark and southern Sweden. The data collected in the present paper suggest that the decline was roughly synchronous and most likely took place at around the 9th–10th century, with a strong indication for the 10th century. However, further examination is needed for a more precise determination of both the geographic range of the Alnus decline and its dating. This information would help to address whether the earlier Alnus decline records reflect earlier, separate events or if the Alnus decline was a time-transgressive process. In this case, a reconstruction of the spatio-temporal pattern of the geographical range of the Alnus decline would be important.
Our current hypothesis on the causes of the Alnus decline involves distinct climatic shifts as a factor initiating the widespread collapse of the alder forests. Our data intrinsically preclude the precision of dating the Alnus decline that would enable us to correlate it with any concrete climatic event dated by a dendrochronological method or shown by historical sources (see Blaauw, 2012). We may only hypothesize that one or a series of sharp climatic extremes that occurred in the 9th–10th centuries would initiate this ecological disturbance. Our core idea here is that the climatic events were followed by the spread of a pathogen and its subsequent outbreak. According to current observations on the decline of alder stands in many European regions due to Phytophthora outbreaks, we hypothesize that a similar process could have occurred in the past. For a more definitive identification of the potential disease agents, specific studies involving molecular biology methods are needed.
Two important aspects of this study require emphasis. First, our finding that the Alnus pollen decline reflects a roughly synchronous event indicates that it can be used as an over-regional chronostratigraphic marker for c. 800–1000 CE in pollen diagrams from a large portion of the European Lowland. Second, our study provides insight into the role of abrupt, short-term climatic shifts as a primary stress factor leading to the higher vulnerability of alder (mainly A. glutinosa) populations in Europe against a potential pathogen outbreak. This critically important species in river valley ecosystems has been seriously threatened in many European regions in recent years, so knowledge about a similar, catastrophic decline occurring one thousand years ago is of special importance for the management of riverine forests following both nature conservation and economic issues. Considering the synchronicity of the Alnus decline over a large geographic region and location of the most important habitats for alder in connection with rivers, the critical role of floods is strongly suggested as both a stress factor for alder trees and an agent for rapidly disseminating pathogen propagules, which confirms with the present day observation. Our study also illustrates in a long-term perspective the great resilience of alder that enables natural, successful regeneration of its stands if environmental conditions improve.
Supplemental Material
ESM_Figure_S1_The_results_of_the_SiZer_analyses_of_Alnus_pollen_curves_in_selected_sites_in_Poland – Supplemental material for Abrupt Alnus population decline at the end of the first millennium CE in Europe – The event ecology, possible causes and implications
Supplemental material, ESM_Figure_S1_The_results_of_the_SiZer_analyses_of_Alnus_pollen_curves_in_selected_sites_in_Poland for Abrupt Alnus population decline at the end of the first millennium CE in Europe – The event ecology, possible causes and implications by Małgorzata Latałowa, Joanna Święta-Musznicka, Michał Słowiński, Anna Pędziszewska, Agnieszka M NoryŚkiewicz, Marcelina Zimny, Milena Obremska, Florian Ott, Normunds Stivrins, Leena Pasanen, Liisa Ilvonen, Lasse Holmström and Heikki Seppä in The Holocene
Supplemental Material
Latalowa_M_et_al._ESM_Table_S1 – Supplemental material for Abrupt Alnus population decline at the end of the first millennium CE in Europe – The event ecology, possible causes and implications
Supplemental material, Latalowa_M_et_al._ESM_Table_S1 for Abrupt Alnus population decline at the end of the first millennium CE in Europe – The event ecology, possible causes and implications by Małgorzata Latałowa, Joanna Święta-Musznicka, Michał Słowiński, Anna Pędziszewska, Agnieszka M NoryŚkiewicz, Marcelina Zimny, Milena Obremska, Florian Ott, Normunds Stivrins, Leena Pasanen, Liisa Ilvonen, Lasse Holmström and Heikki Seppä in The Holocene
Supplemental Material
Latalowa_M_et_al._ESM_Table_S2 – Supplemental material for Abrupt Alnus population decline at the end of the first millennium CE in Europe – The event ecology, possible causes and implications
Supplemental material, Latalowa_M_et_al._ESM_Table_S2 for Abrupt Alnus population decline at the end of the first millennium CE in Europe – The event ecology, possible causes and implications by Małgorzata Latałowa, Joanna Święta-Musznicka, Michał Słowiński, Anna Pędziszewska, Agnieszka M NoryŚkiewicz, Marcelina Zimny, Milena Obremska, Florian Ott, Normunds Stivrins, Leena Pasanen, Liisa Ilvonen, Lasse Holmström and Heikki Seppä in The Holocene
Supplemental Material
Latalowa_M_et_al._ESM_Table_S3 – Supplemental material for Abrupt Alnus population decline at the end of the first millennium CE in Europe – The event ecology, possible causes and implications
Supplemental material, Latalowa_M_et_al._ESM_Table_S3 for Abrupt Alnus population decline at the end of the first millennium CE in Europe – The event ecology, possible causes and implications by Małgorzata Latałowa, Joanna Święta-Musznicka, Michał Słowiński, Anna Pędziszewska, Agnieszka M NoryŚkiewicz, Marcelina Zimny, Milena Obremska, Florian Ott, Normunds Stivrins, Leena Pasanen, Liisa Ilvonen, Lasse Holmström and Heikki Seppä in The Holocene
Footnotes
Acknowledgements
The authors thank Achim Brauer and Mirosław Błaszkiewicz for permission to use the unpublished data from Lake Czechowskie, which contribute to the Virtual Institute of Integrated Climate and Landscape Evolution Analyses (ICLEA), grant number VH-VI-415, Karolina Bloom for access to the pollen data from Lake Racze/Miedwie, and Agnieszka Wacnik and Mirosława Kupryjanowicz for the detailed data on the Alnus decline in Lakes Żabińskie and Szurpiły. The unpublished data provided by AMN are a part of the project financed by the Polish Ministry of Science and Higher Education (11 H 12 0526 81). M.L., J.Ś.-M., A.P. and M.Z. acknowledge support from the University of Gdańsk through statutory funding (530-L145-D581-18) and N.S. and H.S. the support of the Academy of Finland (EBOR project).
Author contributions
M.L., H.S., J.Ś.-M., N.S. and M.S. conceived and discussed the ideas; M.L., J.Ś.-M., A.P. and A.M.N. collected and critically analysed the data; M.Z., A.M.N., M.O. and F.O. shared their unpublished data; L.P., L.I. and L.H. did the statistical analysis; M.L. wrote the manuscript and all co-authors contributed in completing and correcting the manuscript and approved its final version.
Funding
The author(s) received no financial support for the research, authorship and/or publication of this article.
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References
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