Abstract
Background
Retinal imaging offers a noninvasive window into neurodegenerative changes, yet its relationship with established cerebrospinal fluid (CSF) biomarkers of Alzheimer's disease (AD) remains poorly understood. This study addresses a critical gap by examining whether retinal structural findings on optical coherence tomography (OCT) correlate with CSF biomarkers of AD pathology and neurodegeneration.
Objective
To determine if CSF biomarkers correlate with retinal OCT imaging findings in individuals with AD.
Methods
In this cross-sectional study, subjects underwent lumbar puncture for CSF collection and were imaged using the Zeiss Cirrus HD-5000 with AngioPlex.
Results
Forty participants (73 eyes) were included in this study. Twenty-one had normal cognition and negative CSF AD biomarkers, 12 had normal cognition and positive CSF AD biomarkers, and seven had mild cognitive impairment. Central subfield thickness (CST), retinal nerve fiber layer (RNFL), and ganglion cell inner plexiform layer (GCIPL) thicknesses were associated with CSF amyloid-β 42/40 ratio (Aβ42/40), phosphorylated tau at threonine 181 (pTau181)/Aβ40 ratio, neurofilament light chain (NfL), and glial fibrillary acidic protein (GFAP) using multivariable generalized estimating equations. There were no statistically significant associations between CSF pTau181/Aβ40 ratio, NfL, or GFAP and CST, GCIPL thickness, or RNFL thickness (p > 0.05 for all). Aβ42/40 ratio was positively associated with GCIPL thickness (p = 0.02), but not with CST or RNFL thickness (p = 0.31 and p = 0.82, respectively).
Conclusions
Decreased CSF Aβ42/40 ratio, a biomarker of amyloid plaque pathology, is associated with decreased GCIPL thickness. GCIPL thinning may correspond with CSF abnormalities consistent with amyloid pathology that is present even prior to cognitive decline.
Introduction
Alzheimer's disease (AD) is defined by the accumulation of extracellular amyloid-β (Aβ) plaques and intraneuronal tangles of tau neurofilaments, which together contribute to inflammation, cellular damage, and cognitive decline.1,2 Diagnosis of AD requires postmortem brain tissue histopathology, costly antemortem brain positron emission tomography (PET), or cerebrospinal fluid (CSF) sampling and biomarker testing. 3 CSF biomarkers that have been implicated in AD pathogenesis include Aβ42, 4 total tau, tau phosphorylated at threonine 181 (pTau181), 5 neurofilament light chain (NfL), 6 and glial fibrillary acidic protein (GFAP). 7 The investigation of these biomarkers has primarily focused on their concentrations in CSF to aid in the diagnosis and monitoring of disease progression along the AD continuum.
Over the past decade, there has been an increasing body of literature highlighting the relationship between retinal imaging metrics and various neurodegenerative diseases associated with cognitive impairment.8–10 Not only is multimodal retinal imaging noninvasive, relatively inexpensive, and a promising method of in vivo disease characterization, but also such imaging of the retina allows for facile visualization of neurovascular tissue even through an undilated pupil using optical coherence tomography (OCT).3,11–14 CSF biomarker and retinal imaging abnormalities are often detectable prior to cognitive decline in patients with AD.2,15,16 Specifically, in patients with AD, macular volume loss and ganglion cell inner plexiform layer (GCIPL) and retinal nerve fiber layer (RNFL) thinning have been noted on OCT in multiple studies.17–22 Additionally, GCIPL and RNFL thinning have even been found to be associated with clinical progression in patients with mild cognitive impairment (MCI) and AD. 18 However, no study has specifically explored the association between retinal imaging findings on OCT and CSF AD biomarkers. Thus, we sought to determine if retinal metrics, including RNFL thickness, GCIPL thickness, and CST visualized on OCT images, correlate with AD CSF biomarkers, including Aβ42/40 ratio, pTau181/Aβ40 ratio, NfL, and GFAP, in individuals with and without positive CSF AD biomarkers.
Methods
Subjects were prospectively recruited for retinal imaging from the Duke/University of North Carolina Alzheimer's Disease Research Center (Duke/UNC ADRC; Clinicaltrials.gov NCT0670354; Duke Health IRB Pro00103958). Subjects aged less than 80 years with a clinical diagnosis of normal cognition or MCI confirmed by a consensus panel comprised of neurologists, geriatric psychiatrists, and neuropsychologists were eligible for participation. The clinical and biomarker diagnosis was confirmed by the panel after review of clinical history, neurological exam, neuropsychological testing included in the National Alzheimer's Coordinating Council Uniform Data Set 3 (UDS3), 23 MRI imaging, and CSF biomarkers, including Aβ42/40 and pTau181.
The iMIND (Eye Multimodal Imaging in Neurodegenerative Disease) Study research protocol was approved by the Duke Health Institutional Review Board in Durham, NC (Pro00111831). Written informed consent was obtained prior to enrollment from each participant or their legally authorized representative. The study followed the tenets of the Declaration of Helsinki. In this prospective study (Clinicaltrials.gov NCT03233646), exclusion criteria included diabetes mellitus, uncontrolled hypertension, glaucoma, age-related macular degeneration, intraocular surgery other than uncomplicated cataract extraction, vitreoretinal or optic nerve pathology that could interfere with OCT analysis or corrected visual acuity worse than 20/40 on the day of iMIND study entry.
CSF biomarker acquisition
The Duke/UNC ADRC collected CSF by lumbar puncture using an established protocol to minimize adverse events and patient discomfort. 24 CSF Aβ42, Aβ40, pTau181, NfL, and GFAP concentrations were determined by electro-chemiluminescent immunoassay using the respective Lumipulse G assay (Fujirebio).
CSF biomarkers are increasingly used to rule out AD in older adults with cognitive impairment. 25 The Aβ42/40 ratio is commonly used as it has a diagnostic agreement of >90% with amyloid PET imaging data. 25 Adjusting Aβ42 values for Aβ40, which does not increase in AD, improves diagnostic validity compared to the use of Aβ42 alone.26–28 An Aβ42/40 ratio of < 0.062 is considered indicative of amyloid pathology. 29 Similarly, pTau181/Aβ40 ratio accounts for inter-individual differences in CSF fluid dynamics and enhances the diagnostic performance of pTau181. Therefore, this ratio was used in this analysis. 30 Although CSF GFAP and NfL levels are elevated in AD pathology, they are not routinely used for AD diagnosis. Thus, both were included in this study solely for exploratory analysis.6,7,31,32
We categorized subjects into three groups based on clinical and biomarker diagnosis: 1) individuals with normal cognition and negative amyloid pathology (Aβ42/40 ratio
OCT image acquisition
Within one calendar year of the lumbar puncture to obtain CSF, all subjects were imaged using a spectral-domain OCT machine (Cirrus HD-5000 with AngioPlex; Carl Zeiss Meditec, Dublin, CA). Two images were acquired of each eye of each patient: a 512 × 128 macular cube centered on the fovea and a 200 × 200 optic disc cube centered on the optic disc. OCT images that were of poor quality (less than 7/10 signal strength) or had low resolution, segmentation error, media opacity artifact, or motion artifact were excluded. The CST and GCIPL thickness for each image were automatically calculated from the 512 × 128 macular cube image using the OCT software (Carl Zeiss Meditec, version 10.0.0.14618), while the RNFL thickness for each image was automatically calculated from the 200 × 200 optic disc cube image using the same OCT software.
Statistical analysis
To measure the association between each of the OCT parameters, including CST, GCIPL thickness, and RNFL thickness, and CSF parameters, including Aβ42/40 ratio, pTau181/Aβ40 ratio, NfL, and GFAP, multivariable generalized estimating equations (GEE) were used to account for both eyes of each patient. p-values provided were adjusted for age, sex, and history of treated hypertension. Analysis was completed using Stata (18.0, StataCorp LLC, College Station, TX). As an exploratory study, no prospective power calculation was completed as the effect size, if any exists, is unknown. An alpha of 0.05 was chosen for statistical significance; a Bonferroni correction for multiple analyses was considered, but given that this is an exploratory study and the first study of its kind, a more stringent alpha was ultimately not implemented. 33
Results
Seventy-three eyes of 40 patients were included in the study. Thirteen (16.3%) of the 512 × 128 macular cube images and 15 (18.8%) of the 200 × 200 optic disc cube scans were excluded due to poor quality. All 40 subjects had Aβ40, Aβ42, pTau181, and NfL data available, while only 34 of these 40 (85%) had GFAP data available due to being enrolled prior to this assay being available. Demographic data are presented in Table 1.
Demographic information.
Because of image quality or other exclusion criteria, not all images of all eyes were included.
CST, GCIPL, RNFL summary statistics provided by individual eye.
SD: standard deviation; NfL: neurofilament light chain; GFAP: glial fibrillary acidic protein; Aβ42: amyloid-β 42; pTau181: tau phosphorylated at threonine 181; Aβ40: amyloid-β 40; CST: central subfield thickness; GCIPL: ganglion cell inner plexiform layer; RNFL: retinal nerve fiber layer
Multivariate GEE regression results between OCT parameters and CSF biomarkers are provided in Table 2. Because of the significant variance in CSF NfL and GFAP values, analysis was completed using a logarithmic transformation of these variables. After controlling for age, sex, and diagnosis of treated hypertension, the logarithmic transformation of CSF NfL was not significantly associated with GCIPL thickness (regression coefficient of 0.11; 95% CI of −7.98–1.02; p = 0.81), CST (regression coefficient of 0.58; 95% CI of −3.63–4.80; p = 0.79), or RNFL (regression coefficient of −0.084; 95% CI of −1.40–1.56; p = 0.91). After controlling for age, sex, and diagnosis of treated hypertension, the logarithmic transformation of CSF GFAP was not significantly associated with GCIPL thickness (regression coefficient of −0.29; 95% CI of −1.21–0.64; p = 0.54), CST (regression coefficient of −1.03; 95% CI of −5.38–3.33; p = 0.64), or RNFL thickness (regression coefficient of −0.44; 95% CI of −1.02–1.91; p = 0.55).
Regression coefficients from multivariate generalized estimating equationst regression model.
Multivariate regression estimates, confidence intervals, and p-values provided are controlling for age, sex, and history of hypertension using a generalized estimating equations regression model.
NfL and GFAP associations are provided for the logarithmic transformation of the respective variables.
CI: confidence interval; NfL: neurofilament light chain; GFAP: glial fibrillary acidic protein; Aβ42: amyloid-β 42; pTau181: tau phosphorylated at threonine 181; Aβ40: amyloid-β 40; CST: central subfield thickness; GCIPL: ganglion cell inner plexiform layer; RNFL: retinal nerve fiber layer
After controlling for age, sex, and diagnosis of treated hypertension, CSF pTau181/Aβ40 ratio was not associated with CST (regression coefficient of −500.3; 95% CI of −2459–1458; p = 0.62), GCIPL thickness (regression coefficient of −277.9; 95% CI of −685.0–129.2; p = 0.18), or RNFL thickness (regression coefficient of 437.9; 95% CI of −203.8–1079.7; p = 0.18). After controlling for age, sex, and diagnosis of treated hypertension, CSF Aβ42/40 ratio was positively associated with GCIPL thickness (regression coefficient of 76; 95% CI of 13.8–138.3; p = 0.02) (Figure 1); however, there was no association between CSF Aβ42/40 ratio and CST (regression coefficient of −162.9; 95% CI of −475.0 −149.3; p = 0.31) or RNFL thickness (regression coefficient of −12.3; 95% CI of −118.3–93.7; p = 0.82).

Scatterplot of ganglion cell inner plexiform layer thickness (GCIPL) and Aβ42/40 ratio. Association of GCIPL in μm and CSF amyloid-β 42/40 ratio (Aβ42/40) with a linear line of best fit.
Mean GCIPL parameters for each of the three groups based on clinical and biomarker diagnosis are provided in Table 3. In subjects with MCI and Aβ42/40 ratio consistent with AD, mean ± SD GCIPL thickness was 76.1 ± 3.6 μm. In subjects with normal cognition and Aβ42/40 ratio consistent with AD, mean ± SD GCIPL thickness was 79.8 ± 4.5 μm. In subjects with normal cognition and Aβ42/40 ratio not consistent with AD, mean ± SD GCIPL thickness was 81.0 ± 3.9 μm. There was a statistically significant difference between the mean GCIPL thickness among these groups using linear mixed models to account for correlations between the two eyes of the same participants (p = 0.015). For each of these groups, the association between Aβ42/40 ratio and GCIPL was also determined. Results are provided in Table 3 and Figure 2. In subjects with MCI and Aβ42/40 ratio consistent with AD, the regression coefficient was −157.3 (p = 0.24). In subjects with normal cognition and Aβ42/40 ratio consistent with AD, the regression coefficient was 225.7 (p = 0.02). In subjects with normal cognition and Aβ42/40 ratio not consistent with AD, the regression coefficient was 65.2 (p = 0.46).

Scatterplot of ganglion cell inner plexiform layer thickness and Aβ42/40 ratio by cognitive and amyloid status. Subjects were categorized into three groups based on clinical and biomarker diagnosis: individuals with normal cognition and negative amyloid pathology (Aβ42/40 ratio
Ganglion cell inner plexiform layer thickness by clinical and biomarker diagnosis.
Subjects were categorized into three groups based on clinical and biomarker diagnosis: individuals with normal cognition and negative amyloid pathology (Aβ42/40 ratio
p-value provided using linear mixed effects model to control for correlation between eyes.
Multivariate regression estimates and p-values provided using a generalized estimating equations regression model.
MCI: mild cognitive impairment; Aβ42: amyloid-β 42; GCIPL: ganglion cell inner plexiform layer.
Discussion
These data demonstrate that there are significant associations between Aβ42/40 ratio and GCIPL when controlling for age, sex, and history of treated hypertension. While the CSF biomarker Aβ42/40 ratio was associated with GCIPL thickness, no significant association was observed between it and RNFL thickness or CST. These data suggest that CSF biomarkers of amyloid pathology may correspond with changes in GCIPL thickness.
Aβ42 is the most implicated amyloid protein that develops into the characteristic amyloid plaque in the pathogenesis of AD. 34 On the other hand, pTau181 is a misfolded protein that accumulates in intracellular neurofibrillary tangles in AD and has also been implicated as a potential biomarker for the diagnosis of AD. 35 Although no test currently exists to clinically utilize NfL and GFAP as diagnostic biomarkers for AD, there is a substantial body of literature highlighting both as promising biomarkers for neurodegeneration.6,7,36 Specifically, NfL is a scaffolding protein of the neuronal cytoskeleton that is expressed in the axons of neurons and released in an age-dependent manner; however, when neurons undergo apoptosis or cell death, it is released in higher amounts in neurodegenerative conditions like AD.36,37 Similarly, GFAP is a protein found in astrocytes, and astrocytosis and increased GFAP expression is seen with inflammation related to amyloid pathology consistent with AD.38,39 Aβ42 and pTau181 are biomarkers specific to AD; whereas NfL and GFAP are non-specific for AD and could indicate several other neurodegenerative conditions associated with inflammation and cell death. 40
The neuronal layers of the retina, which can be examined with noninvasive methods such as OCT, have long held promise as a neurosensory tissue that could be utilized to diagnose and track neurodegenerative disease. 41 A meta-analysis of 30 cross-sectional case-control studies found that there are significant OCT differences between cognitively normal individuals and patients with MCI or AD dementia. 21 Specifically, subjects with AD had significantly thinner GCIPL, reduced macular volume, and thinner peripapillary RNFL thicknesses. 21 There are two theories that potentially explain the OCT findings in patients with AD. One is that the thinner retinal structures are a non-specific response to neurodegeneration that is seen throughout the CNS in conditions like AD. 42 Another explanation is that amyloid pathology simultaneously affects both cerebral and retinal structures, which manifests on OCT as thinner retinal layers. This latter explanation is supported by research that has identified amyloid plaques in the retinal tissue of patients with AD.21,43 This study gives credibility to the latter proposed mechanism since a correlation between retinal structures and Aβ42/40 strengthens the theory that both processes occur simultaneously, even in the absence of cognitive decline. This would provide a mechanistic explanation for why OCT could then be used as a noninvasive method of diagnosing and tracking neurodegenerative changes in patients with AD.
We found that decreased GCIPL thickness was associated with decreased Aβ42/40 ratio. Since a lower Aβ42/40 ratio is associated with higher CNS amyloid plaque burden, 28 and subjects with AD (who by definition have CNS amyloid plaques) have been found in the literature to have a thinner GCIPL layer, 21 our data suggest that amyloid pathology, evidenced by decreased Aβ42/40 ratio, may simultaneously be affecting retinal structures evidenced by thinner GCIPL. This is further supported by the subanalysis presented in Table 3, demonstrating GCIPL thickness is significantly lower in subjects with amyloid pathology and cognitive impairment (76.1 μm for MCI and amyloid positive; 79.8 μm for cognitively normal and amyloid positive; 81.0 μm for cognitively normal and amyloid negative). GCIPL thickness was lowest in the MCI group with minimal differences between the cognitively normal groups which may suggest that GCIPL thinning becomes more pronounced at the MCI stage rather than during the preclinical phase of disease.
Figure 2 highlights that the association demonstrated in the overall sample of decreased GCIPL thickness being associated with decreased Aβ42/40 ratio is present and statistically significant in the same direction in cognitively normal subjects with Aβ42/40 ratios consistent with amyloid pathology, a clinically important group with an unclear prognosis (p = 0.02). Though the mean GCIPL thickness between the cognitively normal groups was not significantly different, this association suggests that GCIPL thinning may have utility as a potential biomarker in tracking amyloid burden even in cognitively normal individuals. This association for the MCI group suggests a negative trend between GCIPL thickness and Aβ42/40 ratio. However, there are only 11 eyes in this group, and given the relatively smaller sample size, there is a strong outlier bias. To determine the true effect, future studies should include more individuals with MCI in their cohorts.
The lack of significance seen between RNFL thickness and CST and CSF parameters could be due to the effect size being less pronounced in these retinal imaging findings and thus, may need a larger sample size to identify the effect; however, this could also suggest that GCIPL thinning is the layer most likely to reflect amyloid pathology as characterized by CSF AD biomarkers. Additionally, there were no significant associations between pTau181/Aβ40, GFAP, and NfL with any OCT parameter. This is likely due to Aβ42 being upstream of pTau181, GFAP, and NfL in the pathogenesis of AD, and thus these biomarkers may not yet be detectable as abnormal in the early stages of amyloid pathology, making it difficult to determine correlations with retinal imaging findings in a sample of mostly cognitively normal subjects.2,36,38 Further studies with larger sample sizes of cognitively impaired individuals may yield more insight into how these downstream biomarkers may correlate with GCIPL and other retinal structures further along in disease progression. Additionally, future research with larger sample sizes would be powered to subsegment GCIPL and RNFL thickness into ETDRS grid quadrants to determine which, if any, segment is the primary modulator of the observed effect. From a statistical standpoint, no power calculation was completed for this modest-sized cross-sectional study. With a total sample size of 73 eyes, the confidence intervals were relatively wide, suggesting that studies with larger sample sizes are needed to confirm and further elucidate potential significant effects. Given that this was a modest-sized exploratory study, no multiple comparison correction was performed. 33
This study is unique in that it is the first to explore the relationship between CSF biomarkers and OCT parameters in subjects with and without AD; however, there are inherent limitations. Specifically, the inclusion of only individuals with no retinal or neurologic pathology other than AD significantly decreases the generalizability of the findings, but excluding potential confounders in this initial work improves the clarity of our results by increasing our power to detect significant associations. Future studies that include subjects with diabetes will be tasked with addressing the strong association between AD and common ocular pathologies. In both diabetes and AD, reduced clearance of amyloid is attributed to impaired insulin signaling, and insulin resistance can accelerate progression to AD. 44 While diabetes can directly contribute to the thinning of inner retinal layers through capillary nonperfusion and subsequent ischemia, differentiating this effect from that of amyloid deposition will be an important consideration when developing a diagnostic tool using GCIPL and RNFL to diagnose and monitor AD. Similarly, GCIPL and RNFL thinning may be due to either glaucoma or AD, so determining AD-specific manifestations of inner retinal thinning in relation to glaucomatous changes will be an important consideration in future work and perhaps may ultimately be differentiated using machine learning algorithms.
This study can provide some understanding of population-level correlations, but it does not provide insights into how CSF biomarkers may vary with OCT parameters over time within individuals—an important goal for future work to understand progression. To strengthen the understanding of the relationship between OCT parameters and CSF biomarkers, future studies should correlate OCT and CSF biomarkers longitudinally and include individuals with more diverse ocular pathologies.
In conclusion, thinning in the GCIPL layer of the retina is associated with increasing amyloid burden, as evidenced by decreased Aβ42/40 ratio. These findings suggest that OCT measurement of the GCIPL layer may be a useful correlate of positive amyloid status associated with AD pathology. In addition, it may be a useful tool in diagnosing and monitoring disease progression in cognitively normal patients at risk of developing AD or cognitively affected patients with AD. Larger studies with longitudinal analysis could help strengthen the understanding of this observed relationship and potentially develop a clinical tool to utilize OCT in the diagnosis and monitoring of AD pathology.
Footnotes
Acknowledgements
We would like to acknowledge the assistance of the Molecular Genomics Core at the Duke Molecular Physiology Institute, Duke University School of Medicine, for the generation of data for the manuscript.
Ethical considerations
The iMIND (Eye Multimodal Imaging in Neurodegenerative Disease) Study research (Clinicaltrials.gov NCT03233646) protocol was approved by the Duke Health Institutional Review Board in Durham, NC (Pro00111831).
Consent to participate
Written informed consent was obtained prior to enrollment from each participant or their legally authorized representative.
Consent for publication
Not applicable.
Author contribution(s)
Funding
The authors disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by the following funding sources: Research to Prevent Blindness Unrestricted Grant (Duke University); NIH grant to support Duke/UNC ADRC (P30AG072958); National Institute on Aging.
Declaration of conflicting interests
The authors declared the following potential conflicts of interest with respect to the research, authorship, and/or publication of this article: Kim G. Johnson MD: Primary investigator of Eisai Inc. AHEAD clinical trial on lecanemab therapy for cognitively normal participants; the primary investigator of ALZ-NET at Duke; the primary investigator of LEXEO Therapeutics gene therapy trial; a speaker for Eisai at the 2024 Alzheimer's Association International (AAIC) annual meeting; a consultant with University of Southern California; Lilly Preclinical Diagnosis Advisory Board member. Dr. Johnson is an Editorial Board Member of this journal but was not involved in the peer-review process of this article nor had any access to the information regarding its peer-review.
Miles Berger MD PhD: Acknowledges additional funding from NIH grants R01-AG076903 (PI- Berger) and R01-AG073598 (PI- Berger).
Dilraj S. Grewal MD FASRS: Zeiss (consultant)
Sharon Fekrat MD FASRS: Optos (grant and research support)
The remaining authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Data availability statement
The data supporting the findings of this study are available on request from the corresponding author. The data are not publicly available due to privacy or ethical restrictions.
