Abstract
This article is based on a case study conducted in the context of UK higher education change. The article argues that ‘change’ is a construct created in discourses of change policy and change management, and resulting in reductivist change management discourses which may impede rather than facilitate effective change management in the fast-changing and policy driven context of HE.
Introduction
Since the 1980s change has emerged as one of the dominant themes in management studies and management practice. Globalization, hypercompetition, the speed of technology advances and resource constraints are among the most frequently cited triggers for and business justifications of organizational change. As an academic topic, change figures strongly at conferences and in the syllabi of undergraduate and postgraduate management courses, having generated well over one million articles across the social sciences, numerous special issues, publishers’ series and dedicated journals (Van de Ven and Poole, 1995); as a popular theme, it is underpinned by its own industry of change consultants and their accessible publications; as a management task, it is a day-to-day preoccupation for managers in the public and the private sectors alike. Collectively, it seems, the ‘management community’ has co-produced a change imperative predicated on notions of natural and historical inevitability, and consequently legitimized as a business necessity to which management must respond with appropriate interventions the specification of which are prescribed by the producers of the change imperative. A change discourse is thus created which is circular as it – discursively – creates the ‘problem’ to which it – discursively – prescribes the solution.
Such thematic dominance produces categories, structures and metaphors that provide the interpretative frames for organizational analysis. This article discusses change as a dominant theme in the discourse of management studies and management practice, and the consequences of this thematic dominance for our understanding of organization members’ interaction with and responses to change. More specifically the aim is to demonstrate how the thematic privileging of change has resulted in a change discourse, embedded in mainstream managerial discourse, which attributes value and superior status to activities and practices associated with what is new or designed to replace existing patterns and practices, while marginalizing users and producers of organizational discourses associated with dimensions of existing or past organizational reality. The consequence of this ‘logic of dichotomization’ (du Gay, 2003: 664) is a reductivist picture of how (groups of) organization members make sense of and interact with change. This reductivist picture provides the required legitimization for both the need for change and the managerial interventions required to bring about change. As a discursive construction, this process takes place in the academic change management discourse, the discourse produced by management writers who straddle, as consultants, the domains of academic writing and management practices, and in the discursive action of senior managers as co-producers, consumers or users of mainstream management discourse.
Using the context of UK higher education management as its wider setting, and the data produced as part of a study of academics as managers as the illustrative example, this article examines how the process of marginalization manifests itself in the mainstream change discourse which, we posit, is widely consumed and reproduced by senior managers effecting or initiating change, and contrasts the emerging reductvist picture with the change discourse actually produced by one of the discursively marginalized groups, that is, academic managers. Through contrasting these different modes of discourse (Heracleous, 2006) we aim to make explicit how a dominant discourse, through the dichotomies of its marginsalization efforts, keeps the gap between managerial and ‘marginalized’ interests wider than might actually be the case, and how such efforts might ultimately, through fixing rather than resolving polarities, be counterproductive rather than conducive to effecting change.
The starting point – organizational discourse and discursive approaches to organizational change
The theoretical starting point is that organizational change is a construct or a product of discursive practice. In this respect our approach is not original but part of a by now well-established ‘tradition’. Discourse-analytical approaches to the study of organizations have increasingly established themselves since the mid 1990s and have been linked to the linguistic turn that occurred in the social sciences from the 1980s onwards, to growing disillusionment with functional-rational, socio-cultural or structuralist approaches to organizational studies, and to the advent of post-modernism and the concomitant appreciation of the coexistence of multiple realities in organizations (Morgan and Sturdy, 2000; Hardy, 2001; Heracleous, 2001; Grant et al., 2005). Since then discourse-analytic approaches have been used to develop a more complex understanding of the social constructedness of reality in organizations in general, and to the analysis of organizational change in particular (Grant et al., 2005; Shaw, 2002; du Gay, 2003; Sturdy and Grey, 2003; Heracleous, 2006). Empirical studies have examined a wide range of organizational settings such as the public sector (Trowler, 2001; Townley, 1993), high-tech firms, IT implementation (Heracleous and Barrett, 2001), new media (Boczkowski and Orlikowski, 2004), or organizational phenomena such as identity formation (Beech and Johnson, 2005), organizational culture (Alvesson, 1996), strategic change (Hardy et al., 2000; Morgan and Sturdy, 2000) or organizational complexity as enacted in change conversations (Shaw, 2002).
Where empirical studies differ, is in terms of discourse analysis approaches used, and in terms of ontological perspective adopted regarding the role and relation of discourse and material world (Hardy, 2001). Discourse analytical approaches to organizational change have, for instance, been categorized into functional, interpretive and critical streams (Heracleous and Barrett, 2001), each making a specific contribution to the understanding of organizational reality and organizational change by viewing discourse as mediating or effecting, as constructing, interpreting or negotiating, and as contesting change, respectively (Hardy, 2001; Heracleous and Barrett, 2001). In terms of ontological stance, however, we propose a ‘continuum’ rather than categorical separation, with functional approaches privileging a unitary notion of organizational change as shared sense-making, a ‘process of constructing and sharing new meanings and interpretations of organizational activities’ (Tsoukas, 2005: 98). Towards the opposite end of the spectrum, organizations are viewed as ‘contested terrain’ where multiple discourses are activated by different organizational participants to ‘shape the social reality of organizations in ways that serve their own interests’ (Mumby and Clair, 1997: 182, quoted in Hardy et al., 2000: 1233). In other words, while these studies share the concern ‘with the constructive effects of texts, and as a result, [are] necessarily interpretative’ (Hardy, 2001: 26), they differ in the emphasis they place on the relation between discourse and context, and on the extent to which discourse is seen as a means of organizing or of controlling or constraining the construction of reality. Given the dominance of Foucauldian concepts in the field, researchers of organizational discourse are also taking position regarding the structure-agency nexus in a discourse-analytical perspective. This encompasses the degree to which they believe material and social constructions are constrained and facilitated through discursive activity and the degree to which discourse is viewed as constituting reality or as interactingwith reality (Hardy, 2001).
This article is located on a mid-way point on this continuum and emphasizes a dialectical interrelation between the subject as discursively constituted and constituting discourse, and between discourse and structure, and discourse and empirical reality, respectively. Our starting point is that language as the symbolic medium through which we conceptualize and talk about change, does not provide a mirror of an objective reality pre-existing out there and merely waiting to be represented through the structures and symbolic elements of language, and their collections into texts or narratives (Hardy, 2004). Language, organized as discourse, plays, as Gergen and Thatchenkery (2004: 236) state, a ‘world-constructing’ rather than a ‘world-reflecting’ role in the processes and activities which constitute our social world and how we make sense of it, be it as individuals, as members of communities, in organization contexts as role incumbents, or as producers of knowledge and understanding. In adopting a discourse-centred perspective and emphasizing the world-constituting capacity of discourse we do not intend to promote a complete collapse of the material and the social world into the realm of discourse and deterministic discursive practices but adopt Fairclough’s (2003 [1992]: 64) definition of discourse as a social practice that is grounded in and constitutive of social reality that, in its turn, is ‘both a condition for, and an effect of, the former’. In other words, a deterministic understanding of discourse is replaced by an understanding of the social structures-discourse nexus as fundamentally dialectic or relational. This points towards Heracleous’ (2001, 2006) notion of a structurational perspective on discourse, which stresses the interrelatedness of discourse and action, structure and agency rather than discursive determinism.
From here derives a notion of discourse that overlaps with and goes beyond – or remains ‘below’ – Foucault to the extent that a layered understanding of discourse emerges as both ‘the medium and the outcome’ of human actions (Heracleous, 2006: 1061). Fairclough, like Foucault, stresses that discourse, while interactive, is never neutrally so. Discourse has identity and relational functions (Fairclough, 1992), described by Halliday (1978, quoted in Fairclough, 1992: 65) as ‘interpersonal’. But beyond the interpersonal lies the ideational function of discourse which encompasses the production of knowledge grounded within specific social constellations, and the political dimension of discourse which renders the production of knowledge discourse a tool in the demonstration, confirmation and transformation of these constellations. Consequently, ‘discourse as political practice establishes, sustains and changes power relations’ and ‘as an ideological practice constitutes, naturalizes, sustains and changes significations of the world from diverse positions in power relations’ (Fairclough, 1992: 67). Assuming interdependencies here, we can thus argue that knowledge discourse is ideologically or politically ‘invested’, and this ideological dimension is manifest as discourse is produced, disseminated and consumed, as it shapes practices, creates the reality of objects, and forms and changes the patterns of societal control (Hardy, 2001).
Our discussion of change and management discourses is located precisely at this interface between knowledge and power, following a line of argument suggested by Watson. Watson (2003) argues that to date an interest-neutral perspective predominates in the academic debate on organizational change. Against this position, he proposes an ‘interest-driven’ perspective which recognizes the role of ideology or the political dimension informing change debates as a means of obtaining a more powerful understanding of the processes involved in promoting change as a value. This is a more critical perspective than the one proposed by a functional approach to discourse analysis (Heracleous, 2006) but refrains from a totalism characteristic of Foucauldian approaches.
Of concern here are the implicit consequences of value promotion quachange discourse for our understanding of organizational members' interactions with change and the dominant change discourse. Watson points towards these in general terms when he states ‘the processes of legitimating some ideas and de-legitimating others are correlative if only insofar as the mere cognitive selection of one value … commonly negates another’ (Watson, 2003: 154). Such processes of legitimization are characteristic of the dominant management discourse in general, and the change discourse in particular. In both cases, the use of binaries or ‘polarized antinomies’ (Townley, 1999: 290) serves to construct a value system around which the world is ordered and reality constructed. The dichotomy of rational and irrational is the ‘master binary’ of mainstream management discourse (Townley, 1993, 1999), from which others follow. These include oppositions such as new-old; formal-informal; change-continuity, and in a discourse embedded in rational instrumentality, what is rational is good; what is new is better than what is old; what is formal is better than what is informal, as it is, by assumption, also more rational than the informal. What happens through the discursive structuring of reality into opposites is a reductivist process of privileging of some and the marginalization of other realities, practices, understandings of the world, and it is this process of privileging that renders discourse both political and ideological. The following sections will now trace how the academic discourse of change, in its ‘reliance on a logic of overdramatic dichotomization that establishes the available terms of debate and critique in advance, in highly simplified terms, either for or against’ (Du Gay, 2003: 664) produces a reductivist picture of the academic as manager and managed. This discourse finds its way into actual HE management practice as it is used, consumed, reproduced by senior managers charged to effect sector change. The dominant discourse provides the legitimization for senior management intervention, and it is the legitimacy, if not necessity of this intervention that we question as we contrast the dominant discourse produced by the management community with the discourse produced by academics as managers. The interrelations and gaps between the discourses are, in our view, where further attention needs to focus if we wish to ‘improve’ the management of change.
Work by Heracleous (2006), Palmer and Dunford (2002) or, in the HE context, Trowler (1998, 2001) illustrate how current discourse analytical perspectives might interpret the nature of such gaps. Organizations are viewed, from a discourse analytical perspective, as comprising multiple discourses which engage, interact with or contest each other (Palmer and Dunford, 2002). In his study of a global HR firm Heracleous (2006) examines the existence of such different discourse multiplicity, and proposes a polarized manifestation of modes of discourse as he notes the co-existence of a dominant managerial discourse, a subservient and change facilitative strategic change discourse, and a weak counter-discourse. Change participants seem either ‘seduced’ by and ‘drawn to the effects of the dominant discourse’ (Heracleous, 2006: 1083), or ‘suffocated by’ the dominant discourse. To an extent this corresponds with Trowler who argues that universities as ‘dialogical entities’ are ‘composed of a multiplicity of discourses with plurivocal meanings brought to bear by participants whose utterances are intertextually shaped by prior texts that also anticipate subsequent ones’ (Trowler, 2001: 191). Trowler posits that such change participants may either be ‘captured’ by the dominant discourse or engage in discursive resistance, reconstruction and negotiation, and at times discursive accommodation. In both cited cases the implication is that alternative discourses, if they are to survive, need to accommodate the dominant discourse in some way or other. What needs debating is the issue of choice and thus agency. The argument we propose is that organizational change participants shape their own discourse through making choices as they operate across the boundaries of available discourses. Through such choice they challenge dominant discourses while narrowing the gap between existing and to be shaped modes of discourse designed to facilitate change.
General perspectives on change – constructing change as business fate
Change has preoccupied human thinking and acting since the age of modernity started to unfold in 17th-century Europe (Giddens, 1990; White and Jacques, 1995). Since then, the notion of human agency and with it that of a human capacity to change its condition have informed the thinking and theorizing of philosophers, artists, historians and social scientists alike. Theoretical conceputalizations of change, individual or societal, can be modelled merely chronologically or sequentially, but writers from diverse fields have also developed explanatory models of change. As Van de Ven and Poole (1995) note, these range from biologically grounded life cycle and teleological models to models based on evolutionary thinking or dialectics. Equally concepts of radical or incremental change have been considered from an ontological, experiential or cognitive perspective. In management studies a managerial-prescriptive perspective prevails, based on unitary conceptualizations of the organization. As will be shown later, the underlying mechanism in management studies specifically seems to be to combine the assertion of a naturalistic and technological determinism with that of managerial choice to generate a managerial imperative (Greenwood and Hinings, 1996; Leonardi and Jackson, 2004). Such diversity in the theorizing about change, no matter which direction, exemplifies the discursive conquest of a human experience which is thus rendered open to a specific – political, or certainly not neutral – utilization. In this section the discursive reification of change will be traced in the context of organization and management, and, through this, the emergence of change as a management control variable.
Change, as Beer and Nohria (2000: cover) point out, ‘may well be the most oft-repeated and widely embraced term in all of corporate America’. Nonaka’s catch phrase that ‘uncertainty is the only certainty’ (Nonaka, 1991: 96) enjoys continuous popularity across the spectrum of discourse producers from undergraduate essays to management textbooks and change managers. The drivers behind the emergence of change as management challenge and management research issue include the oil crises of the 1970s, and, since then, the arrival of Japanese competition on the world market, the acceleration of technological progress, the deregulation of capital markets, the increasing power of international institutional investors and the concomitant shift to shareholder value as a business imperative. Located in the external environment, these have been identified as exerting immense competitive pressure on private firms and leaving no option other than change (Collins, 1996; Deal and Kennedy, 1999; Sturdy and Grey, 2003; also Burke 2002). The public sector, throughout the western world, mirrors the trend: in the UK, for instance, the International Monetary Fund stipulation imposed upon the then government in 1976 to drastically reduce public sector spending can be marked as the starting point of the radical change agenda which has encompassed all domains of the public sector since then.
In response to these external pressures, management writing has produced the discourse and knowledge constructs that provide the ontological legitimization of change as a management imperative, together with the recipes that translate the imperative into management practice and thus organizational reality. Change is thus both ontological category and alsoa management control variable. This takes place through a ‘discourse of inevitability’ (Leonardi and Jackson, 2004). As the environmental drama of change unfolds, rendering the world ever more threatening, uncertain and chaotic (Collins, 1996, 1998; du Gay, 2003), being seen as not changing equals corporate suicide. The rate of change is ‘becoming faster and faster and the demands on organizations to adapt and change themselves [is] becoming greater and greater’ as we now live in ‘the age of discontinuity for corporations, not continuity’ (Burke, 2002: 9, 5). Organizations, as Foster and Kaplan (2001) argue, must give up all notions of continuity and embrace change as normal if they are to survive: ‘creative destruction’, so the argument of their eponymous book, has become the desired corporate modus operandi (Foster and Kaplan, 2001). Management writers like Peters and Kanter have significantly contributed to the popularization (and popularity) of this discourse of inevitability (Collins, 1998). Peters constructs change as business Nemesis, as constant threat to business survival, a quasi-natural force with ‘the capacity to destroy businesses and managers’ (du Gay, 2003: 667). Management literature, however, by its own logic permits no fatalism but activates management agency and choice to counter these pressures: ‘if left unconfronted’ (du Gay, 2003: 667), if ignored or resisted, it is business Nemesis; if faced, it becomes business opportunity. Change, in other words, entails the quasi-moral exhortation to embark on managerial action as a means to ‘set free’, liberate or emancipate the organization from the power of this natural force (ibid.) and, implicitly, from the ties of the past. Similar to Peters (1988), Kanter (1985: 65) states: ‘The corporations that will succeed and flourish in the times ahead will be those that have mastered the art of change’, and the individuals ‘who will succeed and flourish will also be masters of change’ (Kanter, 1985: 65). Change, as du Gay (2003: 664) states, is thus an ‘unalloyed good’, which, if translated into management practice, outshines all sceptical voices.
Management writing, in consequence, is replete with accounts of the hero (change) manager, and a plethora of change management recipes available to them (Collins, 1998). The ultimate symbol of change as reified and rendered management control mechanism is the notion of the managerially engineered or autogenic crisis which is triggered – legitimately in the context of the managerial paradigm – to serve a strategically instrumental purpose (Barnett and Pratt, 2000). During this ‘engineered crisis’ top leaders deliberately create a sense or urgency, threat and uncertainty to create a sense of change urgency and change readiness among organizational members (Barnett and Pratt, 2000). Managers, so it seems, are the holders of privileged knowledge and understanding of change pressures, and knowledge about how best to manage it. Change is something that needs to be done to organizations by their managers, initiated and implemented from the top by a management elite of change heroes (Collins, 1998). Those not subscribing to the change agenda are defined in negative categories, as suffering from myopia or living in denial (Barr et al., 1992), as wishing to perpetuate an outdated status quo or being otherwise change-obstructive (Barr et al., 1992; Pardo del Val et al., 2003; Rumelt, 1995). Where change is thus ontologized and promoted as value per se, non-subscription to change is logically reduced to a symptom of obstruction or deviance, devoid of positive or constructive possibilities. Importantly here, non-subscription to change is two-dimensional, encompassing organizational members’ rejection of the official change agenda but also, and this is the important point here, organization members’ subscription to change in a discourse (a language, behaviour, practice) that is different from that of the change management elite, and which thus remains, deliberately, non-deliberately, unread. This is the central consequence of the discursive dominance of change. It traps alternative voices and practices in the corner of the ‘other’ that – within the logic of the discourse – needs to be controlled (Leonardi and Jackson, 2004).
But such life/life-threatening/death statements – and the values they entail – are a matter of discursive choices, processes of construction and selection. These choices are linked to the choice of metaphor drawn upon to conceptualize organizations (Burke, 2002; Morgan, 1997). Where organizations are viewed as open systems or life organisms, the life-death analogy, with survival predicated on continual adjustment to the external environment, is a logical conclusion, and the change imperative a natural law: consequently, as external chaos prevails ‘we are not so much masters of change as beset by it’ (Dixon, 1994: ix). But Morgan reminds us that the act of privileging one metaphor over another entails the ‘danger of the metaphor becoming an ideology’ (Morgan, 1997: 71). In fact ‘this is always a problem in the applied social science where images or theories come to serve as normative guidelines for shaping practice’ (Morgan, 1997: 71). It is precisely the privileging of organizations as open systems in a supra-system characterized by chaos and discontinuities, and consequently the implicit invocation of change as natural law, that has made change the dominant metaphor of management discourse.
Changing HE – accelerating the change construction effort
A similar process of discursive practice and construction of reality is evident in the public sector domain where ‘the discourse of organizational change mobilizes support for attempts to ‘re-invent’ or ‘modernize’ public administration as an institution of government’ (du Gay, 2003, 664; Hood, 1991; Pollitt, 2003) and consolidates new modes of control (Brunetto, 2001; Hoggett, 1996). Since the early 1980s the public sector, in the UK as in many other industrialized countries, has come under increasing pressure to transform itself and to enact the shift from ‘old’ public administration to ‘new’ public management (NPM). To legitimate and facilitate this transformation, public sector management literature has created its own discourse of sector change and change management, characterized by similar ontologization efforts and effects as those of the private sector management discourse. New public management and its arsenal of managerial concepts, techniques and technologies, for example, goal setting, strategic planning, performance management and measurement, standardization of processes and products, greater accountability, consequently, managers ‘right to manage’ are the new and thus seen as the ‘best way’ to deliver on change (Hood, 1991). As tools they require discursive effort to be anchored in and accepted by the system, its institutions and their employees. In NPM discourse, these concepts thus constitute the positively connoted items in the antinomies which structure much of the debate. This is illustrated paradigmatically in the academic discourse concerned with the transformation of the HE sector, and the responses of its participants, for example, academics, as teachers, researchers, managers of academics, to the various manifestations of new public management interventions. We will now consider the sector specific change construction efforts and more specifically the implications of these efforts.
Here, as in the dominant mainstream management discourse, a sense of urgency prevails as fear for survival is combined with the exhortation to embrace present and future challenges. Here, too, change is said to be accelerating (Boyett, 1996) and unrelenting (Gordon, 1995), creating ambiguity, uncertainty and outright existential fear (Gregory, 1996; Ketteridge et al., 2002; Trowler, 1998, 2001). University managers have to prepare for ‘unexpected environmental shocks’ (Gordon, 1995: 21) if institutions are to survive. Moderate voices state that change and renewal have been a feature of the past 500 years (Ketteridge et al., 2002; Taylor, 1999), but for others the turbulences are apocalyptic, and ‘[t]he Western university is at an end’ as the world enters a state of ‘super complexity’ (Barnett, 2000: 11). Change creates the post-modern boundary-dissolving and dislocated university, a site of possibilities (Barnett, 2000) and with it an imperative for post-modern management. Change, once more, is an inevitable natural force against which universities have to brace themselves as those unwilling to change are threatened with extinction (Rutherford, 1992). Kanter’s change masters are needed (Boyett, 1996) to help universities survive, and finding ‘new ways of behaving’ or ‘new ways of operating’ (Patterson, 1999: 9) becomes imperative. Against this dramatic picture of change as quasi-natural force, academics writing about academic management offer guidance on possible best ways to bring about the required changes, at times with quasi-religious undertones. Only radical managerial intervention offers salvation or rescue from the change apocalypse: ‘resurrection is possible only through death; the death [of the old university] is required’ (Barnett, 2000: 11). More sober voices articulate broad consensus that political, economic and demographic change pressures require HE managers to prioritize productivity, efficiency, flexibility, the standardization of academic processes, greater accountability, and the measurement and evaluation of the strategies introduced to achieve corporate objectives (Ford et al., 1996; Meyer, 2002; Middlehurst, 1995; Osseo-Assare and Longbottom, 2002). In short, the HE sector is advised to subscribe to the key tenets of manageralism grounded in instrumental or economic rationality (Bolan, 1999), to ‘adopt the private sector solution to the public sector ‘problem’’ (Dixon et al., 1998: 164), as ‘universities must rapidly improve their ability to position themselves pro-actively in more differentiated and turbulent environments’ (Meyer, 2002: 535). To that extent universities are required to square a circle by combining managerialist intervention through performance management and control with greater entrepreneurialism (Meyer, 2002). As new, these techniques are – through the implicit logic of the change discourse – the best response to the ‘inevitability’ of change. As ‘best response’ they are the benchmarks against which the existing or old system is measured.
Discourse, as stated above, is a process of multi-directional co-production, resulting in objects of knowledge, applied or theoretical, which serve specific political purposes. A concurrent reading of academic and political statements on sector changes shows such co-construction – as academics argue for continuous ‘environmentally fitting organizational change’ (Richardson et al., 1995: 15) to render universities more able to be ‘more institutionally innovative’ (Dearlove, 1998: 73), as academic texts offer recipes for (or analyses of) ways to ‘create’, ‘shape’, ‘develop’, ‘realize, ‘lead’, ‘restructure’ or ‘innovate’ the university for the 21st century, policymakers keep the same pressure up. Admittedly, the official verdict is that universities have been successful and successfully adapting in a changed climate (Dearing, 1997), and have been responsive to responded remarkably effectively to new national priorities ( Leadership and Management,2003), but the challenge to find new and improved ways of managing and organizing will continue (Dearing, 1997). Policy makers remain concerned that the sector is as yet unable to fully respond to these pressures but must instead seek to develop, improve significantly and professionalize its leadership and management calibre if it is to survive ( Leadership and Management,2003). The imperativeto find new ways so as to become efficient and educationally effective remains firmly at the centre of the debate. The direction of the imperative is, as elsewhere in the public sector, to reduce and shift power bases from professional academics as decision makers to managerial roles as locus of decision making (Dearlove, 1998). Such shift requires legitimization. This is provided in the discourse concerned with the responses of academics to the change agenda. Academics are framed not as participants or otherwise contributors to change but as its objects, targets, victims or obstructions, as will be illustrated in the next section. The discourse or inevitability thus combines with a discourse of deficiency to enable extended managerial control.
Implementing change equals marginalizing alternative voices
As change is privileged, a map of binary oppositions is constructed. In the discourse of change, innovation, risk, new ventures, entrepreneurialism and change heroism (Boyett, 1996
The source of sector deficiencies is located in the nature of academic work and the deeply rooted traditions of the sector – traditions clearly being a non-word in the ‘new HE’ (Jary and Parker, 1998). As academic communities, universities stand accused of change reluctance, and resistance to the required efficiency drives (Jackson, 1999; Meyer, 2002; Osseo-Assare and Longbottom, 2002; Rutherford, 1992; Tyack and Cuban, 1995). By and large, the individualistic, self-motivated nature of academic work, the participative and consensual system of collegial decision making are seen as indicative of the inherent non-manageability of academics, or their ‘limited manageability’ (Lockwood, 1985: 40). Allegedly averse to rational structures and systems in the organization of their work, academics are seen as preferring organizational anarchy (Dearlove, 1998), amateurism (Middlehurst, 1995) or the weak management typical of a Weickian loosely coupled system (Reponen, 1999; Weick, 1976) that would ensure the continuation of donnish dominion (Halsey, 1992). Academics, in other words, are seen as resisting change as it challenges their power base; to counter this they seem to prefer an approach to organizing that has the connotations of the irrational, informal or chaotic, notions which, in the rational – abstract – management paradigm, are deemed implicitly subversive.
Alternatively, academics are cast as victims of change, but victims of change who carry much of the blame for their own predicament (Knight and Trowler, 2001). Feeling ‘disillusioned and ill-equipped to deal with contemporary demands and … at odds with the new values and practices of their particular university’ (Martin, 1999: 1) they hamper change as they fail to recognize the opportunities, which go hand in hand with the changes experienced or imposed (Winter, 1996). Academics as change victims need treatment, cure, they need to be ‘taken forward’ (Middlehurst, 1993: 84), they need to ‘be made to understand’ (Barnett, 2000: 110), and, above all, ‘academic staff need the concerted support and help of their universities if this is to happen’ (Martin, 1999: 59).
Given the seeming inadequacies of academic staff and their much attested reluctance to ‘think, and to reason and to collaborate with the aim of serving change rather than constraining it’ (Martin, 1999: 69), academic (self-)management skills and capacities are similarly projected onto the map of binary polarities of old/new, change/stability et cetera. Here notions of collegialism versus managerialism, academic versus economic, substantive versus instrumental-rational logic et cetera complete the map, and once more the deficiencies remain located in the academic community as it associates with the second constituent of these ‘polarized antinomies’ (Townley, 1999: 290) referred to so far. A core problem, so it is argued, is that academics are unwilling to embark on management roles at local or corporate level, for example, volunteer to become head of school or head of department, but have to be coerced into the role instead (Barnett, 1992; Dearlove, 1998; Jackson, 1999; Meyer, 2002; Rowley and Sherman, 2003). Consequently, they are ‘poor managers when they do manage’ (Dearlove, 1998: 73). Reluctant to privilege corporate over local or personal interests, or the expectations of their research community, academic managers do not seem to wish to ‘rock the boat’ (Allen, 2002: 70), or to take strong managerial decisions. This would make their return to faculty very difficult after a temporary stint as manager (Jackson, 1999; Rowley and Sherman, 2003). Even recent studies seem to confirm the academic middle manager as ‘shirking’ management responsibilities (Johnston, 2004) and therefore largely responsible for the sector’s inefficiencies.
This is the picture constructed by the prevailing management discourse. It is echoed by policy makers and public media alike (Johnston, 2004). As change is privileged, academics and their actual efforts to organize their work, their resources, their colleagues and communities are read as the inadequate, out-moded ‘other’ unless they concur easily with the norms of the managerialist change agenda. This, however, applies only in a minority of cases. For the majority, Rowley and Sherman’s (2003: 63) verdict holds that ‘many academics must become better leaders’.
The final conclusion of this discourse of deficiency is that more management intervention and education are justified, indeed required. Change management intervention is legitimized through this process, and management training essential to enable academics to become ‘coach and proactive facilitator of a department’s strategic change’ (Meyer, 2002: 545), to help them overcome ‘the collegial fiction of equal and universal involvement’ and to transform them into ‘good citizen leaders’ who can rally their fellow academics ‘to achieve the kind of cooperation that will … enable [the institution] to be more institutionally innovative in responding to the pressures on universities to change’ (Dearlove, 1998: 73).
Academic and policymakers’ discourses complement each other as they agree that if universities are to survive change pressures, academics need to be more effectively change-managed. As the ‘new ways of doing things’ is privileged, this discourse concurs with the widely shared private sector creed, promoted by Kanter and others, that traditional or past procedures can no longer provide guidance for present and future action.
The paradox of change
The dominant HE change discourse creates a bi-polar static picture of the sector and its participants: corporate change managers seem confronted with a solid phalanx of a change-averse academic community managed more or less by default by change-subverting academic middle managers. This is the picture of reality as constructed by the dominant discourse. By ordering academic change responses around binaries, by pathologizing change resistance and denying academics the legitimacy of their change responses, this discourse, in the words of Alvesson and Karreman (2000: 1127, quoted in Grant et al., 2005: 8) ‘acts as a powerful and ordering force’ as it strives to bring about organizational change. We have shown how this discourse of knowledge becomes a discourse of power as it limits and restricts the way academics and their change interactions are portrayed (Grant et al., 2005). The following sections will posit the counter argument: we draw on case study data to illustrate that the dominant discourse has marginalized an alternative discourse and consequently alternative – yet complementary – management practices which evolve in interaction with, and not simply as a challenge to the dominant managerial discourse.
An illustrative example: academics as change participants – constructions and self-constructions of academic middle managers
In this section we report on case study data gathered as part of an ongoing study of academic management practice. For this exploratory case study a group of 10 academic middle managers at head of school/department level, all appointed in the conventional way as temporary managers, and members of the university executive were interviewed about their management practice in the context of ongoing change. We used semi-structured interviews. The selection of topics covered was determined by the thematic aspects emerging from the reported construction efforts of the mainstream discourse and its main binaries. Around these open-ended questions were asked which served as prompt to interviewees. The interviews lasted approximately two hours each, and were recorded and transcribed. To analyse the data we undertook thematic content analysis.
The university was a traditional university that had performed very well against the key indicators of research and teaching assessment. The data confirmed some of the polarities commented upon as held by both executive and academic managers, but also suggest that organizing practices operated by academic managers at local level do not easily fit into the categories into which they are conventionally pressed by the managerial discourse. Instead the data suggest that a ‘recategorization’ or rereading of local management practice might be more constructive than is commonly assumed.
Confirming the dominant discourse
The executive perspective confirmed the presence of the dominant discourse to the extent that academics were presented as being change reluctant, unwilling to be managed and tied by collegial and professional obligations including a strong adherence to academic freedom that limited their managerial efforts and effectiveness when they became academic managers themselves. Where good management practice was displayed at school level this was attributed to ‘personal style’ of ‘highly talented people’, that is, a matter almost of default rather than of effective deliberate organization or management practice. Personal exceptions were recognized but it seemed that most academic middle managers were still rooted in the world of traditional academe. Academic middle managers were seen as suspicious of change management initiatives coming from the centre as these seemed to collide with their seeming preference for academic independence: ‘a sequence of heads of school who have made very little adjustment to the way things are. They have simply adopted a role which is within the collegial system and not intending to impose any changes to that collegial system.’ Academics were seen as ‘suspicious of structured thinking about management’, partly because ‘this notion of collegiality is so deeply rooted that it precludes recognition of the need to manage’. The familiar nexus between ‘old practice’ (tradition) and change averseness (new system) is not only confirmed here, but causality explicitly stated: As academics are still trapped in the old world, their managerial effectiveness is deemed inadequate.
Interacting with the dominant discourse – Constructing an alternative change imperative
The senior management perspective contrasts with the views from heads of school and the way they saw their role. As they make sense of their organizational environment and work therein, they produce their own discourse of change which fuses and blends multiple perspectives on change resulting in a change discourse which speaks of efforts to effect rather than to obstruct change. At the centre of the discursive effort here lies the attempt to clarify the meaning of change.
Interviewees produced their own binary of change as they criticized ‘change for the sake of change’ and summarized the broad array of change initiatives in the sector as petty changes of an often merely bureaucratic nature, concerned with standardization of process rather than with substantive issues of quality and quality enhancement. Interviewees noted a loss in creativity in teaching and in research, replaced by greater homogeneity, instrumentality and commodification, and fostering strategic behaviour (‘we have all become better at playing the game’). At the same time, greater standardization was recognized as a requirement (to protect against litigation, or in response to a mass education system), and the imposed changes were also seen as having quality benefits as ‘we are forced to be reflective’, resulting in better teaching and research as ‘departments have practically gone out to strengthen themselves and to make themselves uniformly good across the board’. Measures such as the national teaching quality and research assessment exercises respectively (TQA and RAE) had helped academics to ‘do a better job’ and to ‘rejuvenate universities’.
In other words, interviewees displayed a differentiating attitude to change: they neither embraced nor rejected the official change agenda but worked through it to reach a more differentiated and complex view that combined a recognition of what had been lost with a clear appreciation of the need for, even desirability of substantive and purposeful change. Indeed, all interviewees seemed to have embarked on their headship with a purposive change agenda aiming at improvement of operational professes as well as more substantive and strategic changes, both clearly informed by a recognition of need for change. In the terminology of standard change literature, all heads of school displayed a felt need or expressed an extent of urgency for change (Burnes, 2004). Need for change was seen as vital at both departmental and university-wide level: ‘when I first came here the place was like a badly run, hopelessly under-resourced finishing school. I have seen the place transform itself into a leading modern university’. The past was not reflected on nostalgically but as a chapter in history that needed to be overcome to shift the sector from a ‘kind of gentlemen’s club atmosphere and old boys’ network’ to a modern ‘open and democratic’ system that would result in the ‘empowerment’, or emancipation of hitherto marginalized groups and minorities.
Consequences of change
While change was supported as beneficial interviewees also reflected on the long-term consequences of sector changes as they affected the nature of academic work: Talk was of life losses as academics responded to increasing productivity pressures, and of the long-term consequences: talented academics would be less likely to join academe and where they did so more likely to focus on what they were measured against, teaching and research, ‘as there is now an onus to perform’. The loss was seen on two dimensions, the social fabric of universities, and the capacity of universities to manage themselves as fewer academics would either be competent or willing to undertake management and administrative functions. Interviewees doubted whether, given these pressures, current levels of success could be sustained. And yet, importantly, even this critical view did not result in a rejection of change or a wish to either obstruct change initiatives or protect their own territory. That change had a price was adamantly ‘not the green light to go back to the old ways’.
Becoming a manager managing academics
None of the interviewees had ‘wanted the job’, one of them simply stated ‘I hate it’. Being head of school was no longer seen as an ‘ideal career move’ – although pragmatically it was recognized that doing the job would not harm their career prospects within the university – but rather as something that got in the way of teaching and research. To that extent interviewees confirmed the notions expressed earlier that academics are unwilling to assume management roles. Interviewees had neither planned for nor enthusiastically embarked upon the academic management job, and they all expressed the intention to return to mainstream academic work after their stint as head of school. The rationale provided for agreeing to undertake the job was grounded in discourse of academic collegiality, duty and obligation. ‘I felt a sense of duty that I should do it. It seemed a kind of fair pay back. … I felt I could do the job and I recognized that it was my turn to do it.’ Importantly this sense of duty and obligation related not only to the immediate locality of the school/department but to the university as a whole: ‘Having the right motivation. Loyalty to the school and the university rather than the attempt to further one’s own career.’ This contrasts sharply with the opinion expressed by the executive member that academics often seemed to prefer ‘to muddle through the appointment’ as they felt ‘duped’ into accepting it in the first instance. Instead, heads of school interpreted their role as situated at the interface between local and corporate level.
From this starting point, interviewees embarked on their job with a purposive and substantive change agenda that was to some extent geared towards consolidating or protecting the position of the school within the university but which, importantly, was also intended to ensure that the school was making a contribution to the corporate whole. Strategic thinking was accepted as part of the role to ensure that ‘we are develop our potential to maximize what we are giving to the university, to our colleagues and to our customers if we use the jargon’.
Consequently ‘it is incumbent upon me to ensure that we have those strategic decisions … and that we have a vision’ concerning ‘new directions’, new fields, ‘the long-term direction the school is moving in’. Consequently ‘one of my responsibilities is to remind people that we are part of the university and not a little independent fiefdom’ which may well require the need to ‘explain to colleagues what the institution’s aims are and how their ambitions can be achieved within that institutional aim’. That this entailed conflict was accepted: ‘you have to determine that the institution has its goals and its procedures, and if people are not prepared to follow those procedures and work collectively in the institution than the conditions of their employment have to be looked into’.
Interviewees recognized that they were ‘split in between’ colleagues and corporate interest. Mainstream discourse presents this split as the cause of weak and unwilling decision making among academic managers. Once more the change discourse produced by the interviewees challenges this notion. The job was seen as lonely because of the tough decisions that were expected and none of the interviewees shirked from such touch decisions: ‘you cannot walk away’ and ‘in the last resort I decide’. Having said this, the collegial consensual approach was preferred as a decision making process – for reasons of principle as much as tactical reasons: ‘If you are going to move the school in a particular way, you want it in a consensus way. So you have to work quite hard to get the results you want’. People ‘may hate you but you have to detach yourself from that’.
Managing and implementing change
Interviewees presented their management practice fluently in the terms of what we would call the soft managerial discourse, a discourse firmly located in the mainstream managerial discourse and used to effect management control through commitment (reference). Irony was consistently used to maintain positional distance – ‘if we use the jargon’ — and interviewees cast themselves as often challenging the rhetoric of senior management discourse. This enabled them to articulate their management practice in terminology derived from the dominant discourse yet signalling that they colonized or appropriated it on their own terms: ‘I would describe my management style as very softly consensus but also being strong where it needs to be strong’, ‘light-touch management, but not laissez-faire’, ‘distributive management’, involving ‘all stakeholders’, ‘team-based management’, ‘showing people that we can move forward together’. These are ‘soft management tools’ widely used or recommended to bring about organizational change. In their understanding of how to organize and work with their staff, interviewees thus seemed to share at least some concepts and basic understanding with professional managers in charge of change in private organizations. At the same time interviewees stated that what allowed them to implement change was not a managerial authority – or accepted ‘right to manage’ – but a broad level of collegial trust which they were adamant to oblige or honour as they saw it also as a prerequisite to do the job effectively. Once more we see the academic middle manager committed to a change process but aiming to achieve it through a fusion of managerial and collegial notions of interaction, and through a discursive ambivalence which allowed them to opt into or out of this discourse and its associated practice on their own terms.
Interacting with discourses
These local narratives reflect a complex and multilayered notion of change and change management practice. This is manifest in a fusion of managerial discourse and an academic practice discourse informed by reference to values such as collegiality and consensus, professional duty and obligation, or commitment to teaching, education, or research beyond instrumental or economic demands. Familiar dichotomies were articulated but were seen as neither inescapable nor insurmountable. While critical scepticism and the need to resist managerial invasion into local territory was considered as vital, this combined with the recognition of the importance of the institutional frameworks and what were seen as reasonable demands. Interviewees balanced managerial discourse (you have to ‘show colleagues’) and the discourse and concepts grounded in academic and collegial values; instrumental reasoning with reasoning grounded in moral obligation. And irony served to create a discursive space that placed these academics turned managers of academics in a discursive space inside and outside as well as between the two discourses.
Rather than being uncritically change-averse, academics in this case study seem to be engaged in dialectical management practice and mostly in negotiating across domains and their discourse. Neither the local corporate level perspective – nor the dominant discourse discussed earlier – seem to productively acknowledge the presence of such local level discursive conceptualizations and practical translations of such efforts.
Discussion and conclusion
Mainstream change management discourse, as we have argued here, conceptualizes change as a management variable used by an elite of omniscient managers (Rowley, 1997) to align their organization with or keep it ahead of an ever more threatening environment to ensure its survival and competitive advantage. Change, while potentially threatening, can also be managed if the organization can be rendered fit for change. Speaking of management thus always means speaking of change management, or the management of change. Consequently, as change becomes privileged, organizational analyses and management become framed around a set of dichotomies that contain implicit value statements: new is always better than old, change better than continuity, innovation better than tradition.
As illustrated in the context of HE change literature, such discursive construction of change has its implications for a reading or understanding of the responses of those the recipients of such change initiatives, for example, the employees of an organization and their middle-level managers. Much of the time of the management elite, so it seems, is spent on trying to make the unenlightened see and give up the unproductive notions of the past, in the case of HE for instance notions of ‘hollow collegiality’ (Massy et al., 2000: 28) or consensual decision-making. A management elite of visionary leaders needs to spend much time on showing the light to academics stubbornly resisting change (Boyett, 1996). Past versus present, academic versus managerial, old versus new are among the binaries that assist in categorizing participants and rendering them easier to control. They also provide the categories through which academics writing about sector change analyse change responses or offer change prescriptions.
The data reported here illustrates how the privileging of change and the binaries its discourse uses, result in a one-sided reading and understanding of management practice at local level in organizations as the binary opposites entail, implicitly, the benchmarks for evaluation and judgement: if it is automatically assumed that what is new is better because it is new, what is old is less effective because it is old, the possibilities of the allegedly lesser value are ignored. Where an organization is successful against established performance indicators – as was the case in the institution where the research was carried out – this must lead to a limited understanding of thereasons for this success. Are these academics, paradoxically, successful despite the fact that they manage themselves poorly – this would be the logic of the prevailing change discourse. Or are they successful because they operate or complement corporate level management expectations with local level management practice that is, for whatever reason, appropriate to the context and produces effective performance despite being seen as at odds with the requirements of senior management? Or is the gap in practice narrower than the gap constructed in the prevailing discourse?
The interview data suggest that the latter might be the case. There seems to be consensus in the literature that academics turned managers, located at the interface between collegial and corporate expectations, are increasingly change averse as role conflicts become exacerbated (Middlehurst, 1993; Rutherford, 1992). It is suggested that these tensions are undesirable, hence resented, manipulated or otherwise subverted; with the consequence that organizational effectiveness is hampered (Rowley and Sherman, 2003). The interview data do not confirm this view. Contra to the widely held view that universities are characterized by deeply rooted change resistance this case study portrays a complex engagement with the change agenda and its management. Instead of simply resisting change or protecting against managerialism, or simply acting as the (temporary) mouthpiece of managerialism, in other words instead of engaging in a simplistic world of either-or,the group of academic middle managers were trying to align the interfaces of academic and corporate domains. To do so they produced a discourse of change which blended concepts and practices of the dominant discourse with notions of values, expectations and objectives that resided in the academic domain and its discourse. From this ‘in between’ position they articulated their management practice as designed to facilitate organizational change through effecting alignment of local and individual with corporate objectives
It remains to discuss the nature of the relationship between the modes of discourse considered here, whether these change participants are indeed ‘captured’ and ‘seduced’ by, or attempting to resist the dominant discourse – or whether they are trying to do something else in a position somewhere between the poles on this continuum – and whether that ‘something’ can lay claim to being a however constructed organizational reality of its own kind. The conceptualization of change and change management manifest in our interviews showed a much higher degree of overlap with the concepts of the dominant managerial discourse than is acknowledged by the produces and users of this discourse. This overlap, however, was less imitative, but characterized by modifications, contextualization, or use of ironic distancing. Interviewees spoke more of attempts to align disparate positions through their own management practice than to consolidate polarities or opposites. This seems to point towards their subservience to rather than resistance against the dominant discourse. Yet while recognizing the limits of our evidence, the data at least question easy and comfortable stereotyping of the academic manager as strategically engaging with the dominant discourse to serve some local protectionist interest. Instead, interviewees positioned themselves between management and academic peers and recognizing the interdependence of these domains. From this in-between position they proposed to effect change which was characterized by attempts to blend and fuse disparate objectives rather than to subject one to the other, declare one as more worth or powerful than the other. Is this subservience, is this strategic behaviour or is this the manifestation of an understanding, enacted by a specific group of managers, of a practice that is predicated on a dialectic rather than unitary understanding of management and organization, and what Zald (2002: 382) calls a ‘reflexive/pragmatist epistemology’. Such epistemology questions its own premises and enables movement beyond the well-rehearsed dichotomies as managers recognize not only the limitations of ‘the other’ but simultaneously the constructed nature of their own positions through what Carr (2000) terms dialectical sensitivity (Zald, 2002). It could be argued that the data reported here reflect such dialectical understanding in practice. This corresponds with Palmer and Dunford’s (2002) notion of dialectic synthesis which frames the relation between discourses in terms of efforts to resolve gaps and tensions between modes of discourse in a deliberate effort to move beyond impasses which might be created by discursive antagonisms.
Dialogue has frequently been promoted as the way forward in implementing change (Heracelous, 2006). To date this dialogue seems to be one-sided, with senior managers as the authors and senders, managers lower down the organizational hierarchy as recipients of messages, rather than as co-authors of a change discourse. Dialogue properwould require holders of the dominant discourse to listen to and consider the alternative voices currently speaking from the margin, or managing at the margin. Out of such dialogue, a broader and more satisfying understanding of change and how to manage it might emerge. We have tried to demonstrate how discourses produced at the margin can be understood by speakers of the dominant discourse because the gaps are much narrower than the latter wish to concede. Dialogue should therefore not be impossible.
