Abstract
Penetration into concrete is an important problem that attracted many researches who developed analytical models and numerical solutions. Most of the advanced methods account for the material properties through their constitutive equations, combined from the failure envelope and the equation of state. These properties are rarely available in many cases, and in different experimental reports it is missing. For lack of any other option, analysts borrow available equations that were developed for other concrete types, with the doubt of their suitability. In a limited number of tests, instrumented projectiles are used and the deceleration time history is recorded. Rarely, the constitutive properties are also provided and analysis can be conducted. Otherwise, analysis cannot be carried out and prediction and validation of the recorded deceleration curve cannot be conducted. The present article refers to such instrumented tests where the constitutive properties are not available. It aims at unveiling the relationship between the deceleration curve and the constitutive properties and at solving, for the first time, the inverse problem of a penetration problem in order to retrieve major constitutive equation parameters from the acceleration time-history record. The major new feature of the present article is identification of the failure envelope parameters in the Mohr–Coulomb form as well as the parameters of the Shock Hugoniot equation of state for which procedures have been developed. The present approach allows to retrieve required information regarding the equation of state and failure envelope from a single instrumented experiment that provides the projectile deceleration time-history record. It is shown that the retrieved parameters of the failure envelope and the equation of state are in good agreement with reported constitutive parameters that are based on experimental data. The retrieved data allow to carry out penetration time-history predictions of different projectiles at different impact velocities on the same concrete.
Keywords
Introduction
The interaction of high-velocity projectiles with concrete targets is a rather complex and challenging problem that has gained much interest for many years. A number of procedures have been developed for making such predictions and they generally fall into three categories: empirical equations for depth prediction, analytical models, and numerical solutions. The concrete uniaxial compressive strength is commonly used as the key parameter representing the concrete material in the empirical equations and in some of the analytical models (Chen and Li, 2014; Forrestal et al., 1994, 1996, 2003; Forrestal and Tzou, 1997; Frew et al., 2006; Warren et al., 2014), whereas other analytical models (Feldgun et al., 2017; Yankelevsky, 1982, 1983, 1985; Yankelevsky and Adin, 1980; Yankelevsky et al., 2017; Yankelevsky and Gluck, 1980) and most of the numerical solutions represent the concrete material by its constitutive equations, that is, the equation of state (EOS) and the failure envelope. In recent papers (Yankelevsky, 2016, 2017), it was clarified that the unconfined compressive strength does not identify any specific type of concrete and that different concrete compositions may be prepared with similar unconfined compressive strength and yet behave differently under a variety of triaxial tests. Therefore, the constitutive relationships of a given composition are required to properly define its behavior in penetration analysis. However, the EOS of a given concrete and its deviatoric strength properties depend on the concrete identity information (i.e. the composition, casting, and curing details) of that specific concrete (Yankelevsky, 2017) and are obtained from appropriate triaxial compression tests of that specific concrete. In a penetration event, extremely high pressures are developed at the projectile–concrete interface, and adequate constitutive properties are required to describe the interaction. To obtain the latter, high-pressure tests that require special equipment should be carried out on the target concrete specimens. Presently, only a limited number of tests have been conducted on concrete specimens of specific types at very high pressures and most of the data are not available to the common user. Moreover, the available data are not always specifying the composition identity; thus, its suitability to represent a given type of concrete is questionable. The vast majority of experimental scientific papers and reports on concrete penetration do not provide the concrete identity details as well as the EOS and the deviatoric strength properties of the concrete used in their experiments. The use of experimental data that are related to different concrete compositions may yield predictions that are in poor agreement with penetration test data. Attempts to “tune” the constitutive relationships in order to obtain better agreement between calculated penetration parameters and experimental data are artificial and may lead to wrong conclusions and to pseudo-scientific results. The idea behind the present article is that in absence of the constitutive equations of a specific type of concrete that are required for analysis of instrumented penetration tests, these properties may be retrieved from recorded continuous measurements (i.e. the acceleration time-history record) of a single test that is performed on this same concrete. The present approach is based on the authors’ previous papers (Feldgun et al., 2017; Yankelevsky, 1982, 1983, 1985; Yankelevsky and Adin, 1980; Yankelevsky et al., 2017; Yankelevsky and Gluck, 1980), which relied on a priori given constitutive properties, but present formulation is modified to consider the unknown parameters of these constitutive equations, and solve the penetration problem in terms of these unknown parameters, in order to determine these parameters based on the measured data. This approach of solving the unknown parameters from the penetration analysis and the test data may be denoted as the inverse problem of penetration. The importance of the developed technique is manifested in the fact that commonly, the solution of projectile penetration requires detailed information on the concrete properties, namely, the EOS and the failure envelope, which in many cases is not available, and in different experimental reports it is missing at all. In the case of instrumented tests, the present new approach allows to retrieve the parameters of the failure envelope in the Mohr–Coulomb form as well as the parameters of the Shock Hugoniot EOS. These models have been selected based on the accumulated experience in penetration analysis using the DISCS model, which provided high fidelity predictions of measured signals. These same models are implemented here in their general formulation with the unknown parameters as explained. Undoubtedly, the same suggested procedure may be implemented to other types of equations if desired.
The approach to retrieve the failure envelope is based on the effective simplified solution of the penetration equation using an integral common parameter of the volumetric strain. The approach to retrieve the EOS is based on the Riemann problem analytical solution applied to the initial stage of the penetration process.
It should be clarified that the present approach is not intended to replace the laboratory material triaxial testing, as this is the best direct and detailed way to obtain the material properties. However, these triaxial tests at high pressures are not common, require special and costly equipment, and are difficult and costly to conduct. Therefore, most penetration test series do not provide that information. When instrumented tests are conducted, the present article suggests a technique to retrieve material parameters and enable the analysis.
The proposed method and its novelty
The authors’ recent paper on projectile penetration into concrete (Yankelevsky et al., 2017) considers the following constitutive relationships:
(a) The nonlinear EOS of concrete (i.e. its pressure–density relationship)
where p is the current hydrostatic pressure,
(b) The deviatoric plasticity is described by the Drucker–Prager criterion
where
It is known that the constitutive functions
The novelty of the present approach is that it suggests a procedure to retrieve unknown constitutive equation parameters from measured penetration test data and provide the required information for further analysis of projectile penetration with different nose shapes at different impact velocities into that specific type of concrete. The procedure may be formulated as follows. Following the DISCS model formulation, the medium is subdivided into discs that are perpendicular to the projectile axis (Feldgun et al., 2017; Yankelevsky, 1982, 1983, 1985; Yankelevsky and Adin, 1980; Yankelevsky et al., 2017; Yankelevsky and Gluck, 1980). The disc response is formulated with unknown parameters of the constitutive functions and the concrete disc–projectile interaction pressure is determined in terms of the unknown parameters. In order to obtain analytical expressions of the penetration event (depth, velocity, and acceleration), further simplification is required. The DISCS formulation derives the interaction pressure at the disc–nose interface for each disc, and opposed to other models no assumption is needed to fully describe the interaction pressure distribution along the projectile nose at all times. The interaction pressure components contributing to the resisting force at each instant are summed up along the contact zone, and the projectile equation of motion is formulated. To allow this transition from a discrete formulation to an integrated expression, a further assumption is required with regard to the distribution of the locking strains along the discs being in contact with the nose at any instant, and a constant equivalent integrated value of the locking strain is assumed. Its magnitude may be assessed at each instant during the penetration event, and variation with time may then be determined. The failure envelope of a concrete material (equation (2)) is commonly described by the well-known Mohr–Coulomb criterion (Nielsen and Hoang, 2011). This is a rather simple relationship with two unknown parameters, which has been used successfully in the penetration problem solution even in advanced analytical formulations (Forrestal and Tzou, 1997)
where
where
The projectile–concrete interaction problem
The semi-infinite concrete medium is subdivided into discs (Feldgun et al., 2017; Yankelevsky, 1982, 1983, 1985; Yankelevsky and Adin, 1980; Yankelevsky et al., 2017; Yankelevsky and Gluck, 1980) as shown in Figure 1(a). The response properties of each disc are concentrated at the interior expanding cavity, where the interaction with the penetrating nose occurs.

The problem statement: (a) projectile and discs; (b) local and global coordinates; and (c) ogive geometry.
The following basic assumptions are considered:
The rigid projectile impacts normal to the concrete top surface and remains normal to it at all times, that is, only axisymmetric penetration is analyzed.
Heat transfer and dissipation between the projectile and the concrete mass are neglected.
The principal mechanism governing penetration is assumed to be that of large concrete deformations at the contact zone, and therefore only plastic strains are considered.
The projectile’s nose is slender, that is, there is a high ratio between the nose length to the projectile diameter.
Friction between the concrete and the nose surface is assumed to be negligible.
Only the projectile nose, or part of it, is in contact with the concrete target.
Stresses are assumed to be positive in compression.
In each disc, the stress tensor is
It has already been mentioned that the induced velocity field in the concrete is almost radial; thus, the medium response occurs in the disc’s plane. Therefore, the radial and tangential stresses in the disc are the major and minor principal stresses, and the vertical (axial) stress is the intermediate principal stress. This stress adds an unknown in the direction that is perpendicular to the disc’s plane and to the medium direction of motion. It may be assumed that
This condition is formulated by analogy with the theory of elasticity, where in the one-dimensional (1D) cylindrical symmetry case of planar strains, the following exact relationship exists
where
A local coordinate system xAy is attached to the nose tip A (Figure 1(b)), and the local coordinate along the nose may be expressed as follows
where
The projectile nose length L is described by the general shape function y(x), which is assumed to have continuous first and second derivatives and to satisfy the boundary conditions
For example, when a projectile with an ogive nose impacts a target, the ogive is commonly defined in terms of its Caliber–Radius–Head (CRH; Figure 1(c))
At time t, at any distance x, the local radius
In view of equation (11) for the ogive shape, we get
In the global coordinate system rOz (Figure 1(b)), the nose tip penetration depth and the projectile penetration velocity
The projectile’s radial velocity at the point with the
The contact stresses and resistive force acting on the projectile surface
The contact radial stress
where
The total resistive force acting on the projectile at time t is
where
To allow integration of the force contributions along the nose, a simplifying assumption is introduced, as mentioned above, that an integral common parameter of the volumetric strain
where the parameters
In view of equations (11), (21), and (22), the contact radial stress
where
Therefore, the resistive force is expressed as
where
otherwise (Figure 2(c))

Contact zone and definition of the parameter
Thus, using the coordinate
Note that the total resistive force (equation (29)) acting on the projectile at time t should be rewritten as an integral with the variable upper limit of integration
Substituting equations (23) to (26) into equation (29) and performing the integration yield (see also equation (4))
where
It should be noted that if the EOS is known, the parameters
The projectile equation of motion
With the above formulation and assumptions, the equation of motion of a rigid projectile of mass M is described by the following ordinary differential equation that includes the unknown parameters of the EOS and the failure envelope
The initial condition is
From equations (34) to (36), it can be seen that the coefficients
In the special case of
and for
where
Thus, the analytical solution (equations (42)–(44)) with the constant coefficients (equations (39) and (40)) is correct for

Numerical solution: the nose embedment stage (ABE) (non-constant coefficients) followed by full nose contact (EC); Analytical solution—full nose contact (DC) (constant coefficients).
The curve CD will be described in the next section.
Retrieving the concrete properties
In the present article, an effective approach to determine the beforehand unknown values of shear cohesion
Retrieving the parameters of the failure envelope
Figure 4 shows a typical deceleration versus time curve that was measured in an instrumented penetration test into a 23-MPa concrete target (Forrestal et al., 2003). The projectile was characterized by a 7.62-cm diameter, was made of steel (4340), had an ogive nose shape (

Typical experimental deceleration—time history.
In this specific test, the projectile impacted perpendicular to the concrete surface, at a velocity of 250 m/s.
In this study, we depict termination of the penetration process by the bold point, at which the high deceleration sharply drops to zero as shown in Figure 4.
From equation (37), it may be seen that at the end of the penetration process
It should be noted that this analytical expression of the deceleration at the end of the process is independent on the impact velocity. This is supported by comparisons with various penetration tests that had been conducted on the same concrete type at different impact velocities (Forrestal et al., 2003) as shown in Figure 5. The final deceleration value

Experimental deceleration time histories
The analytical solution (equation (43)) obtained for the time interval
Therefore
Note that according to the global coordinate system rOz (Figure 1(b)), the penetration velocities
Substituting equation (47) into equation (43) yields
Based on a typical instrumented test (Figure 4), the following simple and effective approach to obtain the unknown parameters
To determine the three unknowns
Equations (45) and (48) as well as the yield condition (equation (3)) yield the following equations
where the third condition refers to the yield condition (equation (3)) for the case of the standard uniaxial compression test for which
It should be noted that the parameter

Duration of nose embedment (Forrestal et al., 2003).
The projectile velocity at the end of the nose embedment stage,
and the expression of the final penetration depth is

Velocity at the end of nose embedment (Forrestal et al., 2003).
A typical deceleration curve (equation (54)) is schematically shown in Figure 3 (curve DC).
Finally, from equations (45) and (49) to (51), we obtain the following system of equations from which the parameters
where
Thus, the parameters
Retrieving the parameters of the EOS
Consider a projectile with the initial penetration velocity
where the contact surface

Initial stage of penetration (small penetration depth).
On the other hand, the contact stress as well as the corresponding volumetric strain on the nose tip can be calculated from the Riemann problem solution (Feldgun et al., 2017; Yankelevsky et al., 2017). If the projectile interacts with an undisturbed concrete, the contact stress S is obtained as
where
P is the pressure that corresponds to the contact stress S and f−1 is the corresponding inverse function of the EOS (equation (1)).
In view of
Equation (61) can be rewritten as
where
For the EOS “pressure-volumetric strain” in the Shock Hugoniot form
where the unknown parameters
In view of the plasticity criterion in the Mohr–Coulomb form (equation (3)) with the parameters
and equation (61) is rewritten as a cubical equation
where the parameters of the Shock Hugoniot EOS (equation (65)) are the unknowns that should be found.
Finally, the unknown parameters S, P,
where the value of the experimental contact stress
The system of equations (64), (65), (66), (69), and (71) is solved numerically.
Examples
Retrieving the failure envelope properties of concrete with fc = 23 MPa
The developed procedure is applied for a 23-MPa concrete target that had been tested with instrumented projectiles (Forrestal et al., 2003). The failure envelope properties of this concrete are also given in Fossum and Brannon (2004), and although not being used in the proposed procedure, they provide a reference for comparison with the retrieved data. The ogive nose shape 4340 steel projectile of 7.62 cm diameter with a nominal mass of 13 kg impacts the concrete target, perpendicular to the concrete surface, at velocities of 139, 200, and 250 m/s for
One of the tests with an impact velocity of
The following values of the concrete parameters were obtained
To verify the obtained result, let us check the unconfined compression test as a point on the failure envelope. It can be seen that
Retrieving the above failure envelope parameters allows their usage in any further penetration analysis in this same concrete, as will be shown soon.
It is interesting to examine the obtained failure envelope parameters, in comparison with available data in the literature. Figure 9(a) shows the magnitude of the shear cohesion term for different values of unconfined compression strength of different concretes (Forrestal and Tzou, 1997; Gran and Frew, 1997; Nielsen and Hoang, 2011; SANDIA GEOMODEL—Fossum and Brannon, 2004, and Warren et al. 2004).

The coefficients of the Drucker–Prager condition: (a) shear cohesion and (b) internal friction coefficient.
Figure 9(b) shows a comparison with values of the internal friction coefficient. As expected, the scatter of the shear cohesion is small because of its close relation to the given unconfined compression strength, whereas the scatter of the internal friction coefficient is larger, as it represents the failure envelope slope of possibly different concrete compositions. It may be seen that the obtained parameters
Retrieving the failure envelope properties of concrete with fc = 39 MPa
Comparisons of the present approach predictions with a second series of penetration tests have been carried out, in which instrumented projectiles penetrated into concrete with a different unconfined compression strength (Forrestal et al., 2003). The steel (4340) projectile of 7.62 cm diameter with a mass of 13 kg with an ogive nose shape impacted the concrete target that is defined by its uniaxial compressive strength
The test with an impact velocity of
The following values of the parameters
The following values of the concrete parameters were obtained
It can be seen that
The obtained parameters
Retrieving the Shock Hugoniot EOS
Consider the same case (fc = 39 MPa) of a projectile with the initial penetration velocities
In absence of experimental data for these specific types of concrete, comparisons will be carried out for the 39 MPa concrete, for which there are experimental data for a very similar concrete small aggregate concrete (SAC)-5 with a compressive strength of 40 MPa (Hall et al., 1999). Figure 10(a) compares the predicted parameter

The parameters of the Shock Hugoniot EOS (equation (65)): (a) the parameter
It can be seen that the results computed by the developed approach and the experimental data are in close agreement for the 39 MPa concrete, which has a similar compressive strength.
Figure 11 shows the Shock Hugoniot EOS curves (equation (65)) for various parameters

The Shock Hugoniot EOS (65) for various parameters
Comparison of the predicted Shock Hugoniot EOS curves with experimental results of SAC-5 concrete shows very good agreement and supports the proposed procedure.
Conclusion
A new approach to retrieve the constitutive properties of concrete targets from instrumented penetration test data of rigid projectiles into concrete media is presented.
The importance of the developed technique is in the fact that commonly, the solution of projectile penetration requires detailed information on the concrete properties, namely, the EOS and the failure envelope (this is the common or “direct” problem). In many cases, that information is not available, and in different experimental reports it is missing.
The present approach is based on the previously developed DISCS model approach in which the concrete medium is subdivided into discs and a convenient mathematical formulation is proposed based on some simplifying assumptions.
The major new feature of this article is the simulation of the rigid projectile penetration into the concrete medium in terms of the unknown parameters of the EOS and strength envelope. Instead of relying on known EOS and strength data, the present approach allows to retrieve required information from a single recorded experiment providing the projectile deceleration time history thus allowing high fidelity penetration time-history predictions at different impact velocities and different values of the CRH on the same concrete. This identification of the unknown parameters and its usage for further predictions of penetration analysis in the same concrete may be denoted as the inverse problem.
A new approach to retrieve the failure envelope and the parameters of the Shock Hugoniot EOS has been developed. The approach to retrieve the failure envelope in the Mohr–Coulomb form is based on the effective simplified solution of the penetration equation using an integral common parameter of the volumetric strain. The approach to retrieve the EOS is based on the Riemann problem analytical solution applied to the initial stage of the penetration process.
It was shown that the failure envelope and the EOS parameters computed by the developed approach are in good agreement with available experimental data.
Footnotes
Appendix 1
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by a joint grant from the Centre for Absorption in Science of the Ministry of Immigrant Absorption and the Committee for Planning and Budgeting of the Council for Higher Education under the framework of the KAMEA Program.
