In the present paper, we study the existence of multiple solutions for a nonlinear Choquard equation in the presence of a magnetic field. Using variational methods, penalization techniques and Ljusternik–Schnirelmann theory, we relate the number of solutions with the topology of the set where the potential attains its minimum value.
In this paper we study the existence of multiple solutions the nonlinear complex Choquard equation
where , , and i is the imaginary unit. The function denotes a continuous magnetic potential associated with a magnetic field B (i.e. ) and the operator
is defined by
The function V is a real electric potential and the nonlinear term f is a superlinear function. In many physical applications, nonlocal Hartree type nonlinearities appear naturally. In this case the bosons may condense into a spatially localized cluster that, in the mean-field regime, is described by a one-particle wave function corresponding to a solitary wave solution or soliton of the nonlinear Hartree equation in . Here, the function is usually called the Riesz potential and it appears naturally in the propagation of electromagnetic waves in plasmas [8] and accounts for the finite-range many-body interaction in the theory of Bose–Einstein condensation [18].
There have been a great deal of interests in studying the existence, multiplicity and qualitative property of standing wave solutions for the nonlinear Schrödinger equation without magnetic field, i.e. . If the interaction between the particles is omitted, then Eq. (
P
ε
) becomes a standard local Schrödinger equation like
For the above equation, the geometry of the potential V affects the existence of solutions. Next, we will make a brief review about this subject. Assuming that V satisfying is a globally bounded potential with a nondegenerate critical point, Floer and Weinstein [23] studied firstly the existence of single and multiple spike solutions for (1.1) based on a Lyapunov–Schmidt reduction for the case where and f is a cubic nonlinearity. Since then, many mathematicians have been interested in the existence and the concentration of solutions of Eq. (1.1) under various assumptions on the potential V. In [5], Ambrosetti et al. studied the problem with polynomial degenerate potential V. In [38], Rabinowitz proved the existence of a positive ground state for any assuming that
with strict inequality on a set of positive measure. Using a local variational approach, del Pino and Felmer [19] constructed positive solutions by supposing that there is a bounded open set such that
then if there also exists a positive semiclassical solution. We refer the readers to [6,10,20,21,35] and references therein for recent research progress involving the nonlinear Schrödinger equation.
If the interaction between the particles is considered, then we are lead to the nonlocal Schrödinger equation
For the case , and , this problem is usually called Choquard equation and has been investigated in the nonperiodic case by many authors, cf. [28–30] and the references therein. If the potential is periodic in , and sign-changing, assuming 0 is in the gap of the spectrum of , Buffoni et al. in [9] firstly obtained the existence of one nontrivial solution. Ackermann [1] proposed an approach to prove the existence of infinitely many geometrically distinct weak solutions for a general class of response function and nonlinearities. Involving the properties of the ground state solutions, Ma and Zhao [32] have considered Eq. (1.3) for , proving that every positive solution is radially symmetric and monotone decreasing about some point, under the assumption that a certain set of real numbers, defined in terms of N, α and q, is nonempty. Under the same assumption, Cingolani, Clapp and Secchi [13] have studied the existence and multiplicity of solutions in the electromagnetic case, showing the regularity and behavior at infinity of the ground states of (1.3). Moroz and Van Schaftingen [33] have eliminated this restriction, showing the regularity, positivity and radial symmetry of the ground states for the optimal range of parameters. The same authors, in [34], have studied the existence of ground states under the assumption of Berestycki–Lions type, while that in [36], they have obtained the existence of groundstates of nonlinear Choquard equations for a critical case in the sense of Hardy–Littlewood–Sobolev inequality.
However, there are not so many works about the existence of semiclassical solutions for Eq. (1.3), since little is known about the ground states of the corresponding autonomous limit problem
Very recently, for , Lenzmann in (1.4), has obtained the nondegeneracy property of the ground state solution for [25]. The same property was also obtained by Wei and Winter [40] in order to study the existence of multi-bump solutions for a Schrödinger–Newton system with assumptions that and . In [42], Yang and Ding have considered the semiclassical problem for nonlocal problem with critical frequency and obtained the existence of solutions which go to 0 with suitable parameter p, μ. In [35], Moroz and Van Schaftingen proved the existence and concentration behavior of the semiclassical states for the problem with for small ε. There, they have developed a penalization technique by constructing supersolutions to a linearization of the penalized problem in an outer domain and then estimate the solutions of the penalized problem by some comparison principle.
The appearance of the magnetic field also brings additional difficulties to the problem. For example, the effects of the magnetic fields on the linear spectral sets and on the solution structure, and the possible interactions between the magnetic fields and the linear potentials. An important point that we could point out is related to estimates, because we cannot use directly bootstrap arguments, see for example, the proof of Lemma 4.1. Therefore, equations having a magnetic field have been studied much less than equations which do not have a magnetic field. It seems that [22] was the first work which studied the existence of solutions of
After, the existence and multiplicity of solutions of (1.5) were obtained in [7] under the assumptions that V, g and depend periodically on . In [17], the authors have showed that the equation has infinitely many -periodic solutions. For the semiclassical case, existence and concentration phenomena of semiclassical solutions of (
P
ε
) were studied in [24] with subcritical nonlinearities. There, the potential V satisfies and other assumptions on V and B are made to assure that a priori compactness condition holds for any energy level and any . In [12], the multiplicity of solutions have obtained under the same assumptions on V and B. In [15], supposing that , the existence of semiclassical states was proved for
The authors also proved that these solutions really concentrates at the nondegenerate critical point of the function , . For the semiclassical case, the existence and multiplicity of solutions were obtained in [21] under the key assumption that the set is nonempty and is of finite measure. In [4], the authors have considered the existence of multiplicity of semiclassical solutions via Ljusternik–Schnirelmann category theory. In [20], the authors have explored the existence and concentration phenomena of semiclassical solutions for the equation with magnetic field and critical nonlinearities. In [10], the authors have established the existence and uniqueness of multi-bump bound states. In [39], the author have studied the asymptotic behavior of the solutions to the nonlinear Schrödinger evolution equation with an external magnetic field A by taking as initial datum the ground state of an associated autonomous stationary equation.
As far as we know there are not so many papers deal with Hartree type of equation under the effect of a magnetic field. In [16], by using a penalization technique, the authors have been able to study the existence of multi-bump type solutions in the case of nonlocal nonlinearities of Hartree type.
It is therefore quite natural to ask how the presence of the magnetic field A and the external potential V will influence the existence of standing wave solutions of the Schrödinger equation (
P
ε
) with nonlocal nonlinearity.
Inspired by recent works [4,16,42], in the present paper we study the existence and multiplicity of semiclassical states of the nonlinear Schrödinger equation under the effect of the magnetic potential and nonlocal nonlinearities.
Before stating our main result, we need to present the hypotheses on the potential V and the nonlinearity f. Here, we assume that
;
there exists an open bounded set such that
and .
We also suppose that and it satisfies
;
there exists such that
where if ;
for each .
We will establish a relation between the number of solutions of (
P
ε
) and the topology of the set M. In order to make a precise statement let us recall that, for any closed subset Y of a topological space X, the Ljusternik–Schnirelmann category of Y in X, , stands for the least number of closed and contractible sets in X which cover Y.
The main result of this paper is the following:
Suppose that V satisfies–and f satisfies–. If, then for anysuch thatthere existssuch that, for any, the problem (
P
ε
) has at leastweak solutions. Moreover, if,is one of these solutions andis a global maximum point of, we have that
Note that the concentration result depends on maximum point of each solution and the minimum point of potential V. On the other hand, the existence result is true for all magnetic field A which is continuous. Hence, the concentration result does not depend on the continuous magnetic field A. Moreover, for simplicity, we treat only the case because the case can be treated in a similar way, since we are working with polynomial type growth. The restriction on μ is related to the approach used, more precisely, the penalization technique explored in Section 2.
The paper is organized as follows. In Section 2, we show the variational framework and we define the auxiliary problem auxiliary problem. In Section 3, we prove a multiplicity result for the auxiliary problem, while that in Section 4 we prove the main result.
Variational framework
In this section, we fix some notations and present the variational setting of our problem. Throughout the paper we write only instead of . For any set , we denote by the complement of B.
Using the change variable , it is easy to see that (
P
ε
) is equivalent to
with and .
Hereafter, we say that a function is a weak solution of the problem (
D
ε
) if
where is the Hilbert space obtained by the closure of under the scalar product
the notation denotes the real part of , is its conjugate, and for . The norm induced by this inner product is given by
As proved by Esteban and Lions in [22, Section II], for any there holds
The above expression is called of diamagnetic inequality. The above inequality ensures that if , then . Furthermore, the embedding is continuous for each and, for each bounded set and , the embedding below is compact
In order to use variational method, we must have
To show this, it is important to recall the Hardy–Littlewood–Sobolev inequality, which will be frequently used in the present paper.
Letandwith. Ifand, then there exists a sharp constant, independent of f, h, such that
The above inequality guarantees that (2.3) holds, because by and , given , there is such that
Then, by Hardy–Littlewood–Sobolev inequality, the integral
is finite if for and
that is,
However, as and , (2.4) gives
showing (2.3).
From the above commentaries, the Euler–Lagrange functional associated to (
D
ε
) given by
is well defined. Furthermore, with
Hence, the weak solutions of (
D
ε
) are precisely the critical points of .
In the sequel, we intend to apply critical point theory to the functional . However, since the problem is defined in whole space , we know that the usual Sobolev embeddings are not compact, and so, we have serious difficulties to prove that verifies the Palais–Smale condition. In order to overcome these difficulties, we make a slightly adaptation of the penalization method introduced by del Pino and Felmer in [19] (see also [3]).
Next, we fix k large enough, which will be determined later on, and to be the unique number satisfying , with given by . Moreover, we set
Let and consider such that
for all ;
, , and ;
the map is nondecreasing for all .
By using the above functions, we define as follows
If denotes the characteristic function of the set Ω, we introduce the penalized nonlinearity by setting
Now, we are ready to state the modified problem
where and .
Notice that, if
and u is a solution of the above problem verifying in , we have that
Therefore, the function u is also a solution of the original problem (
D
ε
).
In view of the above comment, we will deal with the existence of solutions for
(
D
˜
ε
)
a
. Once we have – and –, it is possible to show that is a Carathéodory function satisfying the following properties uniformly in :
for each and ;
;
for each , ,
for each , ;
moreover, we also have
By and , the functional associated to
(
D
˜
ε
)
a
, namely
belongs to . Moreover, its critical points are the weak solutions of the modified problem
(
D
˜
ε
)
a
.
In order to show that a Palais–Smale sequence for the functional is bounded, we observe that the lemma below holds:
Assume that the nonlinearity satisfiesthen, for allthere holds
The above inequality follows from . □
The penalized functionalhas asequence, where the minimax valueis defined bythat is,Moreover, there exists a constant, independent of ε, k, a, such thatfor all ε small.
The lemma follows showing that satisfies the Mountain Pass geometry:
There exist such that for all .
From – and the Hardy–Littlewood–Sobolev inequality, we derive that
The claim follows if we choose ρ small enough.
There is and e with such that .
Take a nonnegative function with and observe that
Set
where
By condition ,
then
Integrating this over with we find
Therefore
and (2) holds for and s large enough.
Using the Mountain Pass theorem without (PS) condition [41], we obtain the existence of a sequence with
Since , it is easy to obtain the existence of constant , independent of ε, ℓ, a, such that for all ε small. □
Ifis asequence for, thenis bounded and there issuch thatfor all.
As and , and Lemma 2.2 combine to give
where denotes a quantity approaching zero as . From this, is bounded in and for n large. □
Before proving the next lemma, we need to fix some notations. In what follows,
and
With the above notations, we are able to show the following estimate.
Suppose that–hold. Then, there existssuch that
Notice that
Thereby,
Using and , given there exists such that
From Sobolev’s embedding, there is such that
Once and , we fix and . Then, by Hölder inequality,
and
As and , there is such that
Thus there exists such that
From now on, we take and consider the penalized problem with nonlinearity defined in (2.5).
Letbe asequence for. Then, for eachthere existssuch thatand
From Lemma 2.4,
where d is independent of the choice of . From this, we can suppose that there exists such that in .
Next, we consider such that , in , in and , where is a constant independent of R. Once the sequence is bounded in , we have that , that is,
On the other hand, as takes values in , a direct calculation shows that
The two above equalities and (ii) imply that
Now, using the definition of together with the Lemma 2.5, the Hölder’s inequality and the boundedness of , we obtain
So, for any fixed , we can choose large enough in such way that and
This finishes the proof. □
The lemma below shows that the modified functional satisfies the Palais–Smale condition at some levels.
The functionalsatisfies thecondition for any.
Since in and , it follows that
In what follows, our goal is to show
From Lemma 2.5, we know that there exists such that
Thereby, for any fixed , the Sobolev’s compact embedding combined with subcritical growth of g yields
From Lemma 2.6, we see that for each , there exists such that
Similarly, by Hölder inequality,
In conclusion, there holds
Let us denote by the Nehari manifold of , namely
Gathering the growth condition of g, Lemma 2.5 and Proposition 2.1, we can show that there exists , independent of , such that
Next, we prove the main result of this section, which is a key point to show the multiplicity of solution for .
The functionalrestricted tosatisfies thecondition for any.
Let be a sequence of restricted to . Then, there exists such that
where is given by
For any fixed , the function is constant on . Hence, gathering the definition of g, and the monotonicity of ϑ, we find
By the boundedness of and Lemma 2.5, we can assume that . If , we infer from (2.11) that . In this case, using (2.11) again, we conclude that is a sequence for the unconstrained functional. Consequently, by Proposition 2.7, we find a strongly convergent subsequence in .
It remains to prove that . Suppose, by contradiction, that . As is a bounded domain, by Sobolev imbedding, in . Hence, we can use the equality , the subcritical growth of g, the Lemma 2.5 and (ii) to conclude that
The above expression implies that , which leads to a contradiction with (2.10). This contradiction concludes the proof. □
Multiple solutions for the modified problem
In this section, we will study the multiplicity of solutions for
(
D
˜
ε
)
a
. In the sequel, we assume that is small enough in such way that .
We start by considering the limiting problem associated to (
D
ε
), namely the scalar problem
which has the following energy functional
We also consider
and the level
Using the invariance of by translations and applying a result due to Lions [31, Lemma I.1], it follows that (
A
0
) has a nontrivial ground state solution, that is, a positive function such that and . From now on, we will denote by ω such solution.
The lemma below is an important step to prove the concentration of the solutions that we will find in the next section. Once the it follows with the same arguments explored [2, Theorem 3.1], we will omit its proof.
Letbe such that. Then, for some subsequence of, still denoted by itself, there exists a sequencesuch thatwith.
Let be such that in and in . We define for each the function
where . Let be the unique positive number such that
By noticing that , we can consider the function given by
The energy of the above function has the following behavior as ε goes to 0.
The familyverifies the limit belowuniformly for.
Arguing by contradiction, we suppose that there exist , and verifying
In order to simplify the notation, we write , and to denote , and , respectively.
Arguing as in [12, Lemma 3.2], we see that
On the other hand, as , the change of variables provides
If , then . Thus, as for any and for , the last equality leads to
Let and is such that for all . Then,
for all , where we have used that F and f are increasing.
If , (3.5) combined with gives , contradicting (3.3). Thus, up to a subsequence, .
Since g has subcritical growth and , it follows that . Thereby, taking the limit in (3.4), we obtain
from which follows that . Once ω also belongs to , we deduce that . This fact together with Lebesgue’s theorem imply that
Hence,
which contradicts (3.2), finishing the proof of the lemma. □
Let us fix in such way that and define by setting for and for . We also consider the barycenter map given by
Here, we would like point out that by a direct computation, we derive that
The above limit is crucial to apply some results involving category of sets, see proof of Theorem 3.6 later on.
In what follows, we consider the following subset of the Nehari manifold
where is given by
Thus, for all , showing that for any . In what follows, we will use the limit below
which is an immediate consequence of Lemma 3.2.
We present below an interesting relation between and the barycenter map.
For anywe have that
The above result is a version of [12, Lemma 4.1]. Since we are working with nonhomogeneous nonlinearities, the arguments used there do not work well in our problem. Consequently, we need of other approach. We are going to use the following compactness result.
Letandbe such that. Then there exists a sequencesuch thathas a convergent subsequence in. Moreover, up to a subsequence,.
By assuming the above result, we are ready to prove Proposition 3.3 as follows.
Let be such that . By definition, there exists such that
Thus, it suffices to find a sequence such that
It follows from the diamagnetic inequality (2.1) that . Therefore, recalling that , we see that (3.1) loads to
from which follows that . Thus, we can invoke Lemma 3.4 to obtain a sequence such that and is strongly convergent in . From this,
showing that satisfies (3.8), finishing the proof. □
As in Lemma 2.7, is bounded in . We claim that there exist a sequence and constants such that
Indeed, if this is not true, gathering the boundedness of in , Lemma 2.5 and a well-known lemma due to Lions [31, Lemma I.1], we can ensure that in for all . On the other hand, given , it follows from and
Once in and ξ is arbitrary, we conclude that . Therefore, , contradicting . Thereby, (3.9) holds, and for some subsequence,
We now consider such that . It follows from the diamagnetic inequality (2.1) that
Hence , and so, in .
Since and are bounded in and in , the sequence is bounded. Thus, up to a subsequence, . If then , which does not occurs. Hence , and so, the sequence satisfies
It follows from Lemma 3.1 that , or equivalently, in . This proves the first part of the lemma.
In order to finish the proof, we set and claim that has a bounded subsequence. Indeed, otherwise . Thereby, fixing such that , we can assume that for all . Therefore, for any
If we now set , we can gather , , (2.1), the change of variables , the above expression and (2.5) to get
Since in , and , we obtain
from where it follows that
showing that , which is an absurd. This absurd shows that has a bounded subsequence. Thus, up to a subsequence, we have that
If , we proceed as above to conclude that . Therefore, we must have .
In order to prove that , we will suppose by contradiction that . Combining (2.1) with the strong convergence of in , Fatou’s lemma and the invariance of by translations, we obtain
By diamagnetic inequality (2.1),
which does not make sense. Hence and . The condition implies that , that is, , finishing the proof. □
Assume the same hypotheses of Lemma3.4. Then, for any given, there existsandsuch that
Setting , for each , we have that
Now, result follows applying Lemma 3.4, because is strongly convergent in . □
We finalize the section presenting a relation between the topology of M and the number of solutions of the modified problem
(
D
˜
ε
)
a
.
For anyverifying, there existssuch that, for any, the problem
(
D
˜
ε
)
a
has at leastnontrivial solutions.
Given such that , we can use (3.6), Lemma 3.2, Proposition 3.3, and argue as in [14, Section 6] to obtain such that, for any , the diagram
is well defined and is homotopically equivalent to the embedding . Thus
It follows from Proposition 2.8 and standard Ljusternik–Schnirelmann theory that possesses at least critical points on . The same argument employed in the proof of Proposition 2.8 shows that each of these critical points is also a critical point of the unconstrained functional . Thus, we obtain nontrivial solutions for
(
D
˜
ε
)
a
. □
Proof of Theorem 1.1
In this section we prove our main theorem. The idea is to show that the solutions obtained in Theorem 3.6 verify the following estimate as ε is small enough. This fact implies that these solutions are in fact solutions of the original problem (
D
ε
). The key ingredient is the following result, whose proof uses an adaptation of the arguments found in [11] and [26], which are related with the Moser iteration method [37].
Letandbe a solution of. Thenand. Moreover, for any given, there existsandsuch thatwhereis given by Lemma3.4.
Since with , arguing as in the proof of Eq. (3.10), we deduce that . Invoking Lemma 3.4, we find a sequence such that and has a convergent subsequence in .
Next, we fix and verifying
Moreover, for each and , we define
with to be determined later on.
By using the calculation performed in [11, Eq. (2.2)] and the diamagnetic inequality, we derive that
This inequality, the definition of and guarantee that
In view of and , we know that there is verifying
Combining (4.2) with and , we get
Now, (4.1) follows arguing as in the proof of [4, Lemma 4.1]. □
Finally, we are ready to prove the main result of the paper.
Suppose that is such that . We first claim that there exists such that, for any and any solution of the problem
(
D
˜
ε
)
a
, there holds
To prove the above claim, we argue by contradiction. Assume that there are two sequences and verifying and
As in Lemma 4.1, we have that and therefore we can use Lemma 3.4 to obtain a sequence such that .
If we take such that we have that
Moreover, for any , there holds
for n large. For this values of n we have that or, equivalently, . On the other hand, it follows from Lemma 4.1 with that, for any such that , there holds
which contradicts (4.4) and proves the claim.
Let given by Theorem 3.6 and set . We will show the theorem for this choice of . Let be fixed. By Theorem 3.6, there is nontrivial solutions of the problem
(
D
˜
ε
)
a
. If is one of these solutions, we have that . Then, by (4.3), , showing that u is a solution of the problem (
D
ε
). An easy calculation shows that is a solution of the original problem (
P
ε
). Then, (
P
ε
) has at least nontrivial solutions.
We now consider and take a sequence of solutions of the problem as above. In order to study the behavior of the maximum points of , we first notice that, by , there exists such that
By Lemma 4.1, there are and such that
Up to a subsequence, we can assume that
Indeed, if this is not the case, we have , and therefore, it follows from , (4.5), and the diamagnetic inequality that
The above expression implies that , which does not make sense. Thus, (4.7) holds.
By (4.6) and (4.7), the maximum point of belongs to . Hence for some . Recalling that the associated solution of is of the form , we conclude that the maximum point of is . Since is bounded and (according to Lemma 3.4), we see that
concluding the proof of the theorem. □
Footnotes
Acknowledgements
C.O. Alves was partially by CNPq/Brazil 301807/2013-2; G.M. Figueiredo was partially supported by CNPq/Brazil 301292/2011-9 and 552101/2011-7; M. Yang was partially supported by NSFC (11101374), ZJNSF (LY15A010010) and CNPq/Brazil 500001/2013-8.
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