Abstract
Given the increasing rate of death by suicide in the United States, it is imperative to examine specific risk factors and to identify possible etiologies of suicidal behavior in at-risk clinical subpopulations. There is accumulating evidence to support an elevated risk of death by suicide in individuals with a history of traumatic brain injury (TBI). In this review article, after defining terms used in suicidology, we discuss the associations of TBI with death by suicide, suicide attempt, and suicidal ideation. A model for repetitive TBIs, leading to chronic traumatic encephalopathy, is also discussed as a neuroinflammatory process, with discussion about its possible link with suicide. The review concludes with an overview of interventions to prevent suicidal behavior.
Keywords
This review of the relationship between traumatic brain injury (TBI) and suicidal behavior provides a comprehensive analysis of possible mediating mechanisms and evaluates various pharmacological and non-pharmacological approaches to reducing the risk of suicidal behavior in individuals with TBI and post-TBI. A review of analogous neurological disorders, formally described in both Alzheimer’s disease (AD) and chronic traumatic encephalopathy (CTE), may present an example of the neuroinflammatory prototypes that lead to suicidal behavior. To provide uniformity and clarity, we adopted the Centers for Disease Control and Prevention’s (CDC) definition of TBI: “a disruption in the normal function of the brain that can be caused by a bump, blow, or jolt to the head, or a penetrating head injury” [1].
The CDC defines suicidal ideation as “thinking about, considering, or planning suicide” (see Box 1) [2]. Suicidal intent is defined as “past or present evidence (implicit or explicit) that an individual wishes to die, means to kill him/herself, and understands the probable consequences of his/her actions or potential actions [3].” Suicidal intent can be determined retrospectively and in the absence of suicidal behavior [3]. Suicide ideation-related behavior (SIRB) is defined as “thoughts related to wishing to die where the evidence of suicidal intent is undetermined [4].” On Patient Health Questionnare-9 (PHQ-9) for screening depression, endorsement of item 9 (“Thoughts that you would be better off dead or of hurting yourself in some way”) parallels the presence of SIRB in the individual [3, 5]. Self-directed violence is defined by CDC as “behavior that is self-directed and deliberately results in injury or the potential for injury to oneself” [6]. It is further divided into suicidal, non-suicidal, and undetermined types, and each of these types can be of fatal (leads to death) or non-fatal type (does not lead to death). The CDC defines suicidal self-directed violence (SSDV) as “behavior that is self-directed and deliberately results in injury or the potential for injury to oneself, and there is evidence, whether implicit or explicit, of suicidal intent” [6]. When “behavior that is self-directed and deliberately results in injury or the potential for injury to oneself, and there is no evidence, whether implicit or explicit, of suicidal intent”, then it is regarded as non-suicidal self-directed violence [6]. Undetermined self-directed violence is defined as “behavior that is self-directed and deliberately results in injury or the potential for injury to oneself, and when the suicidal intent is unclear, based on the available evidence” [6]. Hence, a range of violent behaviors, including non-suicidal intentional self-injury (i.e., behaviors where the intention is not to kill oneself, as in self-mutilation), and acts of non-fatal and fatal suicidal behavior, are included in self-directed violence [6].
CDC uniform definitions for suicide terminology [6], as modified by us
Suicide attempt is defined by CDC as “a non-fatal, self-directed, potentially injurious behavior with an intent to die as a result of the behavior; it may or may not result in injury” (see Box 1) [2]. The CDC defines death by suicide as “death caused by self-directed injurious behavior with an intent to die as a result of the behavior” [6]. Suicide, death by suicide, and fatal SSDV are synonymous. Suicidality is limited to suicidal ideation only and not to include suicidal behavior [6]. However, according to the CDC, suicidality is a term that is “often used to refer simultaneously to suicidal thoughts and suicidal behavior” and is considered an unacceptable term, due to the presence of major differences in the associated factors, occurrence, interventions, and consequences related to both of these phenomena (see Box 2) [6].
CDC’s list of unacceptable terms for suicide terminology [6]
TRAUMATIC BRAIN INJURY
About 30% of the injury-related deaths in the United States (US) can be attributed to TBIs [7]. In 2013, approximately 2.8 million people, or 1.9% of the US population, had TBI-related emergency department visits, hospitalizations, and deaths (TBI-EDHDs) [7]. Military personnel, in particular, appear to be at a much higher risk of sustaining TBI. According to the Department of Defense data presented in the 2014 CDC Report to Congress, between 2000 and 2011, about 4.2% of the personnel who had served in various branches of the military had been diagnosed with a TBI [8].
Variability across gender and age in TBI-EDHD incidence rates in the US population in 2013, compared to 2007, suggests that certain risk factors increase vulnerability to acquiring TBI in general. Individuals aged ≥75 years (2,232.2/100,000), 0–4 years (1,591.5/100,000), and 15–24 years (1,080.7/100,000) had some of the highest rates of TBI-EDHDs [7]. Females (810.8/100,000) had overall lower age-adjusted rates of TBI-EDHDs than those of males (959.0/100,000) [7]. However, among active duty US military service members (Army, Navy, Air Force, and Marine Corps), it was reported that the average incidence rate of having a TBI diagnosis increases by almost 8.4 times during the first 4 weeks after the end of deployment (1055.8/100,000), as compared to the average rate prior to deployment (119.8/100,000) [9]. Interestingly, the incidence rate of having a TBI diagnosis then declines sharply during the second 4-week period after the end of deployment, yet it continues to remain higher than the average rate prior to deployment [9].
Some of the most common causes of TBI in the general population are: unintentional falls; unintentional motor vehicle accidents; intentional self-harm; assaults/homicides involving firearms, explosives, and other weapons; sports; and work-related injuries [7]. In terms of the most likely causes of injury for all age groups, the age-adjusted rates were highest for falls (413.2/100,000), being struck by or against an object (142.1/100,000), and motor-vehicle accidents (121.7/100,000) [7]. Among Operation Enduring Freedom/Operation Iraqi Freedom (OEF/OIF) service members, blast exposure was the most common mechanism for TBI [10].
Severity of injury in TBI is classified into three types: mild, moderate, and severe, and can be determined by findings on structural imaging, duration of alteration of consciousness (AOC), severity of Glasgow Coma Scale (GCS) scores or an equivalent scale that predicts neurological outcomes [11] at the initial evaluation, duration of posttraumatic amnesia (PTA), and the duration of loss of consciousness (LOC), all of which highlight the extent of disruption in brain function secondary to TBI [12]. According to the Veterans Administration-Department of Defense practice guidelines, TBI is considered to be mild in severity if the structural imaging is normal, AOC continues for no more than 24 hours, GCS score in the first 24 hours is 13–15, PTA persists for 0–1 day, and LOC occurs for 0–30 minutes [12]. However, even though the PTA mostly takes into account the anterograde amnesia after TBI, there is some evidence that retrograde amnesia may also be of some use in predicting outcomes [13]. On the other hand, normal or abnormal structural imaging, as well as AOC continuing for greater than 24 hours, characterize both moderate and severe TBI. Moderate and severe TBIs are differentiated based on the GCS score in the first 24 hours (9–12 for moderate and <9 for severe), duration of PTA (>1 and <7 days for moderate and >7 days for severe), and the duration of LOC (>30 minutes to <24 hours for moderate and >24 hours for severe) [12]. Often, moderate and severe types are counted together [14] to emphasize that the differences among them are generally smaller than the differences between moderate and mild TBI, as well as between severe and mild TBI [14–17].
According to the CDC’s report to Congress, 75% of TBIs sustained by the US population in 2003 were mild in severity [18]. In contrast, an estimated 11–23% of military personnel serving in recent conflicts had either been diagnosed with mild TBI, confirmed by a clinician, or screened positive for TBI [10, 19–21]. A history of mild TBI was reported in approximately 8–22.8% of military personnel deployed to Afghanistan or Iraq [10, 21]. From the year 2000 to 2015, most TBIs suffered by the OEF/OIF service members were mild in severity (82.4%) [22]. Among OEF/OIF service members, only 2.5% of the sustained TBIs were severe, with 8.5% being moderate in severity and 6.6% being not-classifiable [22]. Brenner et al. [23] reported that, based on a TBI screening tool, the prevalence of probable TBI was 45% in a sample of veterans from all eras who had sought Veterans Health Administration (VHA) mental health services. A subset of veteran participants interviewed about the severity of their worst lifetime TBI reported that 27% of them had severe TBI, 16% had moderate TBI, and 57% had mild TBI [23].
The majority of individuals report that they return to baseline functioning within a year of sustaining a mild TBI [24]. However, 7–33% of these individuals report symptoms persisting for more than one year [10]. Among individuals with moderate to severe TBI, only 40% of subjects report being able to recover their capacities for leisure, recreation, and cognition to those of pre-injury levels [17]. Another study demonstrated a significant positive correlation between the severity of TBI and cognitive impairment on measures of executive functioning, processing speed, and memory. These acquired deficits persisted 10 years post-injury [25]. Such deficits in executive functioning have been associated with functional, cognitive, and behavioral outcomes, all of which play an important role in community integration after rehabilitation [26].
A history of TBI, independent of severity, has been associated with higher rates of developing posttraumatic stress disorder (PTSD) [27] and new anxiety and mood-related psychiatric disorders [28, 29]. TBI is also recognized as one of the major sources of disability, morbidity, and mortality among US veterans [19, 30]. Combat-associated mild TBI in US veterans frequently results in PTSD and subsequent difficulties in returning to a civilian lifestyle [27, 31]. Negative mental and physical outcomes, which include suicidal behaviors (i.e., death by suicide and suicide attempt), as well as suicidal ideation, have been associated with a history of TBI [32–34]. TBI consistently has been associated with increased risk of death by suicide, even after adjusting for psychiatric illness, as reported in large European cohorts [33] and US veterans [32, 35]. After the initial event, even though a majority of patients survive, a very high rate of longer-term mortality via death by suicide exists in these individuals [36]. Intentional self-harm became the leading cause of TBI-related deaths in 2013, which is parallel to the ever increasing rates of death by suicide in the US over the last two decades [37].
REPETITIVE MILD TBIs AND DEATH BY SUICIDE
Death by suicide also appears to be a frequent cause of death in CTE [38–44], which is characterized by a widespread deposition of neurofibrillary tangles containing hyperphosphorylated tau in the depths of sulci that occurs secondary to a history of repetitive sub-concussive or concussive TBIs [41]. Surveys have concluded that former National Football League (NFL) players have relatively higher rates of chronic pain and opioid use than the general population [45], and that those with chronic pain and depression tend to have more financial difficulties and higher life-stress [46–49]. A considerable number, although a minority of all ex-players, have psychiatric issues such as major depression [49–51] which, together with chronic pain and higher financial/life stress, have been reported to be risk factors for death by suicide [52–58].
However, some studies have identified a substantially lower rate of death by suicide in professional football players compared to that of the general US population [59–61], which could be related to the lack of financial burden in football players. Focusing on cardiovascular mortality, Baron et al. (2012) examined a cohort of 3,439 professional football players and reported on their mortality resulting from intentional self-harm [59]. The authors reported that death by suicide in this cohort was substantially decreased compared to that of the general population of the US, with a standardized mortality ratio (SMR; the ratio of observed deaths to expected deaths) of 0.41 (95% Confidence Intervals [CI], 0.19–0.78); 21.8 deaths expected, 9 observed [59]. Lehman et al. (2016) reexamined this cohort after adjusting for age, sex, and race, and determined an SMR of 0.47 (95% CI, 0.24–0.82), re-affirming a statistically significant lesser rate of death by suicide in professional football players compared to that of the general population of the US [61]. According to a recent retrospective cohort study by Webner et al. (2016), which examined 26,702 NFL athletes over the past 95 years who were either dead, retired, or were still playing NFL, findings from multiple internet queries, obituaries, news reports, and from reviews of athletes’ life indicated that a total of 26 male athletes had died by suicide [60]. The authors reported that even though CTE had been widely presumed to result in death by suicide and depression in NFL athletes, their finding of a lower rate of death by suicide in NFL players compared to that of males in the general population did not support this hypothesis [60]. A substantial percentage of deaths by suicide (42.3%) had occurred between 2009 and 2015, and this timing raised questions regarding the possible role played by recurring reports in media on these deaths in reinforcing or eliciting thoughts about suicide in at-risk athletes [60]. The heterogeneity of outcomes in the studies could be attributed to selection bias inherent in football player-only samples, as well as to several other underlying confounding variables, including, but not limited to, inflammation, concomitant PTSD, and infections. Additionally, a recent meta-analysis across 20 studies by Ferguson [62] failed to support evidence for suicide contagion being embedded in fictional media. The authors hypothesized that the absence of such a finding could be attributable to several methodological limitations leading to inter-study heterogeneity. Thus, a complex picture of the associations between CTE and death by suicide is emerging, potentially implying that individual vulnerability and resilience, as well as contextual factors, could contribute towards diverging results.
DEATH BY SUICIDE
Globally, death by suicide leads to approximately 800,000 deaths per year, making it the seventeenth leading cause of worldwide mortality in 2015 [63]. In 2015, the global age-adjusted standardized rate for death by suicide was 10.7/100,000 annually [64]. In fact, preventing suicidal behaviors was recognized as a priority for global health by the World Health Organization (WHO) in 2014 [65]. Data from the CDC have revealed that, with close to 43,000 deaths in a year, death by suicide was the tenth leading cause of mortality in the US in 2014 [66]. Death by suicide claimed about 45,000 lives in 2016 in the US, with about 13.5 individuals per 100,000 of the population (age-adjusted rate) dying from suicide [37]. Comparatively, in 2016, the overall age-adjusted death rate from all causes in the US was 728.8 per 100,000 [67], which is almost 54 times higher than the age-adjusted death rate attributable to death by suicide. Reflecting the ever-increasing rates of death by suicide in the US, the rates of death by suicide increased across 44 of the 50 states (88%) in the US from 1999-2016 [37]. Rates of death by suicide have shown a >30% increase in 25 states across the US from 1999-2016, with the absence of a known mental health condition in about 54% of the individuals who died by suicide across 27 states in 2015 [37]. Additionally, greater life stressors, such as criminal/legal matters, relationship problems, recent or impending crises, and eviction/loss of home, were present in individuals without a known mental health condition [37]. Data from military and veteran samples indicate that, in the year 2015, an estimated 20.6 non-activated Guardsmen or Reservists, active-duty Service members, and “other veterans” died by suicide each day, with 16.8 of these deaths occurring in “other veterans” [68]. Among veterans and non-veteran adults from the US, the age- and gender-adjusted death by suicide rates in 2016 were reported to be 26.1/100,000 and 17.4/100,000, respectively, thereby indicating a 1.5 times higher rate of death by suicide in veterans as compared to non-veterans [69]. In comparison to their adult civilian peers, after adjustment for age and sex, veterans were 22 percent more likely to die by suicide in 2014 [70]. Among veterans using VHA services, the age-adjusted death by suicide rates (per 100,000 Person-Years) were reported to be higher than those of the general US population for both males and females, with female veterans having a greater magnitude of increase (age-adjusted suicide rate ratios being 2.28 for females versus 1.66 for males) compared to that of the general US population [68]. With minor fluctuations, an overall upward trend in death by suicide rates has been reported among the veterans of OEF, OIF, Operation New Dawn (OND), and OEF/OIF/OND who also used VHA services, with the death by suicide rates (per 100,000 Person-Years) rising from 26.8 in 2003 to 47.8 in 2014 [70]. Younger male (between the ages of 18–29 years) OEF/OIF/OND veterans using VHA services were reported to have the highest rates of death by suicide (110.3 per 100,000 Person-Years in ages 18–24 years and 56.3 per 100,000 Person-Years in ages 25–29 years) [70]. Following similar trends, since 2007, among veterans using VHA services, the death by suicide rates in 2014 were reported to be higher in OEF/OIF/OND active duty veterans (54.9 per 100,000 Person-Years) compared to those of veterans of the National Guard or Reserve components (35.6 per 100,000 Person-Years) [70].
SUICIDAL IDEATION AND SUICIDAL BEHAVIOR
The rate of suicide attempt is estimated to be ten-times higher than death by suicide, thus making non-fatal suicidal behavior a substantial public health concern [71]. According to the data from the National Survey on Drug Use and Health (NSDUH), which involved in-person interviews of participants in a nationwide survey, in 2016, about 4.0% (9.8 million individuals) of adults aged >18 years had serious thoughts of suicide in the past year. Meanwhile 1.1% (2.8 million individuals) made any suicide plans in the past year, and 0.5% (1.3 million individuals) attempted suicide in the past year [72]. Among all age groups, adults aged 18–25 years had the greatest percentages for having serious thoughts of death by suicide in the past year (8.8%; 3.0 million individuals), making any suicide plans in the past year (2.9%; 1 million individuals), as well as attempting suicide in the past year (1.8%; 0.6 million individuals) [72]. Among all racial backgrounds, individuals reporting two or more races had the highest prevalence for having serious thoughts of suicide (7.5%; 298,000 individuals), for making any suicidal plans (3.3%; 130,000 individuals), and for attempting suicide (0.8%; 31,000) [72]. In comparison, data from VA’s Suicide Prevention Applications Network indicated that between 2012–2014, the monthly non-fatal suicide attempt among VHA patients increased from slightly above 600 in May 2012 to about 900 reported attempts in August 2014 [68].
RISK FACTORS FOR SUICIDAL BEHAVIOR
Death by suicide has been previously linked to psychiatric disorders, such as depression and substance use disorders [56, 73]. A number of deaths by suicide occur due to impulsivity in response to crises mediated by negative life events, including, but not limited to, chronic pain [46], relationship loss in the recent past [74], and acute stress at the time of death [75]. Death by suicide has been recognized as the second leading cause of mortality among individuals between 15–29 years of age [76]. Living alone, being white, male gender, and having a chronic medical illness leading to perception of poor health are demographic factors associated with that increased risk of death by suicide [74]. Notably, the rates of death by suicide in young adult males are almost quadruple those of females [37, 66].
The most important and greatest risk factor for future suicide attempt is previous suicide attempt(s) [77, 78]. Suicidal behavior has also been associated with social isolation [79], severe natural disasters [80], partial insomnia (difficulty falling asleep, sleep continuity disturbance and early morning awakening), severe anxiety and/or panic attacks, global insomnia, anhedonia, feelings of hopelessness, helplessness, or worthlessness, chronic worsening of medical illness, failure to keep a job or being a student, and being diagnosed with a life-threatening disorder, such as acquired immunodeficiency syndrome or cancer [74]. In fact, trait aggression/impulsivity and neurocognitive dysfunction have been recognized as the endophenotypes of suicidal behavior [81].
Increased social stress, economic, and political factors [82], an elevated frequency of drug and alcohol use [83–85], and high divorce rates [86] have been implicated as possible risk factors for the marked rise in the rates of death by suicide. A diagnosable psychiatric disorder is present in more than 90% of suicide attempters. Mood disorders are the most common diagnoses in individuals who complete suicide and account for about 60% of all suicides [77, 88]. Other psychiatric disorders, such as personality disorders [77, 90], alcoholism [91], schizophrenia [92], and substance use [93], are also related to suicide. Frequency of suicide is lower (about 2%) in the outpatient psychiatric populations [94, 95] compared to the hospital populations that have been discharged from care, ranging from 5–10% in individuals with antisocial or borderline personality disorders and about 20% in individuals with bipolar disorder or manic depression [90, 96–98].
Suicidal behavior carries a number of non-modifiable risk factors, including sex, age, unexpected harmful life events, and a personal or family history of suicide [71, 99]. It becomes essential to recognize unique risk factors for suicidal behavior, which could be identified and managed in a clinician’s office to reduce overall risk of occurrence. Some of these modifiable risk factors include mood, psychotic and anxiety symptoms, substance use disorders, personality disorders, chronic worsening of medical illness, chronic pain, and sleep disturbances.
Interestingly, a number of the above-mentioned risk factors for death by suicide and suicidal behavior also overlap with certain risk factors for TBI, such as male gender, being an adolescent or a young adult, having chronic health conditions, a history of mental health diagnoses at baseline, and problematic alcohol and drug use [100–103]. Moreover, a history of previous TBI also elevates the risk for future TBI [102, 104], just as the risk for death by suicide is elevated by a history of previous suicide attempt(s).
MODELS OF DEATH BY SUICIDE
The contributing factors for suicidality and death by suicide can be categorized into state- and trait-dependent factors, or “proximal and distal stressors,” reiterating the high complexity and multifactorial nature of suicidality and death by suicide [105]. Various models have been proposed and investigated; these have been supported by empirical findings, and help to explain the psychopathology of suicidality and death by suicide [106]. Among these models, the interpersonal theory [107] and the stress-diathesis model [71, 108] are discussed below:
Interpersonal theory of suicide
Joiner [109] proposed that the simultaneous presence of desire for suicide and the acquired capability for death by suicide is required for occurrence of lethal or near-lethal suicidal behaviors in individuals [107, 109]. When present simultaneously, two interpersonal constructs, i.e., thwarted belongingness (“I am alone”) and perceived burdensomeness (“I am a burden”), can lead to the desire for death by suicide if an individual develops hopelessness regarding both these states and starts to perceive them as unchanging and stable [107, 109]. Loneliness, absence of reciprocal care, subjective experience of not being part of one’s peer group or family, and social alienation, are all-synonymous with thwarted belongingness [107, 109]. On the other hand, the notion that one’s death is worth more than one’s life to others (liability), self-hate, and one’s perceived conviction of being a burden to family and peer system constitutes perceived burdensomeness [107, 109]. According to this theory, an individual may develop passive suicidal ideation in the presence of either thwarted belongingness or perceived burdensomeness alone [107, 109]. However, transformation of suicidal desire into suicidal intent occurs only when an individual’s fear for death is lowered, together with the presence of desire for death by suicide in that individual [107, 109]. The fear of death, injury, and pain may be attenuated in individuals who have experienced prior pain, violence, or trauma repeatedly, such as by having attempted suicide [110, 111], childhood maltreatment [107], self-injury as part of eating disorders [112, 113], combat exposure [114, 115], experiencing proxy-violence and death (physicians) [116, 117], or conducting animal euthanasia [118]. This process has been referred to as an acquired capability for death by suicide by Joiner [107, 109]. Joiner [109] stated that a higher threshold for tolerating pain and decreased fear of death are the two major characteristics of having a high capability for death by suicide. An individual’s capability for suicide might also be enhanced by personality traits, such as impulsivity [119].
In summary, Joiner’s theory states that a combination of hopelessness, regarding both thwarted belongingness and perceived burdensomeness, may precipitate suicidal desire (ideation), which may further interact with elevated tolerance for physical pain, as well as reduced fear of death by suicide, to increase the likelihood of occurrence of serious suicidal behavior (i.e., lethal or near lethal suicide attempt) [107, 109]. We further interpret Joiner’s model of suicidal behavior as being a consequence of an occurrence of readiness to die and readiness to kill (acquired capability to kill self in Joiner’s model) as explained further in Fig. 1. As further developed later in the article, TBI leads to both readiness to kill and readiness to die which, in turn, elevates the risk of suicide.

Modified model of Joiner’s interpersonal theory of suicide linking cognitive distortions induced by traumatic brain injury (TBI) to suicidal behavior. TBI may lead to physical incapacitation and cognitive distortions of perceived burdensomeness (“I am a burden”) and/or thwarted belongingness (“I am alone”). Both of these cognitive distortions, when present together, may lead to “readiness to die” (modification of the “desire for suicide” in Joiner’s model). “Readiness to kill” (modification of the “acquired capability for suicide” in Joiner’s model) may develop with repeated exposure to pain, violence or trauma, including TBI, leading to a higher threshold for tolerating pain and decreased fear of death. Impulsivity and aggression, endophenotypes of suicidal behavior, may also elevate readiness to kill. In the presence of both “readiness to kill” and “readiness to die”, an individual’s likelihood of engaging in suicidal behavior increases substantially. The model of “readiness to die” and “readiness to kill”, which we are first proposing in this publication, is often characterized by a diminution of the internal conflict between intent to die and intent to live, and of the painful ambivalence that is so common in individuals with suicidal ideation, intent and even plan. Moreover, with each subsequent act of non-fatal suicidal behavior, one’s “readiness to kill” increases due to a concomitant habituation of the fear of death and dying, as well as to an increase in tolerance for pain (dotted line). Although, certain protective factors/deterrents, such as social supports, having children to raise etc., may reduce the risk for suicidal behavior, the availability of means to kill oneself elevate the risk for suicidal behavior, with the availability of lethal means elevating the risk of death by suicide. Also, suicidal behavior may contribute to TBI, due to head trauma resulting from certain suicide attempts, as well as long-term accident proneness, thereby creating a vicious circle.
Stress-diathesis model
Mann et al. (1999) proposed a stress-diathesis model, which states that predisposing vulnerability factors (diathesis or “distal risk factors”) interact with triggering stress factors (“proximal risk factors”) to ultimately escalate death by suicide-risk [108]. Both proximal and distal risk factors are required to reach the threshold for suicidal behavior. Some of the proximal risk factors are psychiatric disorders, including substance abuse, exacerbation of psychiatric illness, adverse psychosocial events, marital or financial issues, and emotional pain [71, 120]. Distal risk factors are comprised of impulsive-aggressive personality traits, TBI, cognitive inflexibility, sensitivity to social stress, pessimism/hopelessness, childhood abuse, and family history of suicide [71, 120].
Despite the heterogeneity of suicidal behavior, the neurobiological, clinical, and demographic characteristics shared by both death by suicide and non-fatal suicide attempt with high lethality suggest the existence of a possible shared diathesis between them [120]. In addition to a psychiatric disorder, diathesis is an important risk factor for death by suicide, as most individuals with a major psychiatric illness do not engage in suicidal behavior [120]. Nearly half of the death by suicide-risk attributable to diathesis is heritable, with men possibly having a lesser heritability than women [121, 122]. Risk of suicidal behavior can be enhanced by the epigenetic effects of childhood adversity, including sexual, physical, or emotional abuse, and subsequent mood-related psychiatric illnesses on an individual’s diathesis [123].
Interestingly, individuals with histories of substance and alcohol abuse, as well as those who are more impulsive and aggressive, are likely to have more frequent head injuries. A possible bidirectional relationship likely exists between these variables. Head injuries, aggressive behaviors, and alcohol and substance use [124–126] may potentiate the diathesis-induced increased risk for death by suicide [71].
In summary, this model attempts to integrate the cognitive and clinical perspectives with the neurobiological phenotypes of suicidal behavior. Diathesis in Mann’s model probably overlaps, at least partly, with the acquired capability of death by suicide in Joiner’s model [127].
ASSOCIATION BETWEEN TBI AND DEATH BY SUICIDE, SUICIDAL BEHAVIOR, AND SUICIDAL IDEATION
The earliest accounts of the association of TBI and death by suicide was in Finnish veterans from the Second World War, who were studied by Hillbom [128] and Achte et al. [129]. Subsequently, in a civilian population, Fahy et al. [130] reported suicidal impulses/ideation in four of the 32 survivors of severe head-injuries mainly related to road-traffic accidents. Since then, more evidence has been gathered in support of TBI being a risk factor for death by suicide [4, 131–136], suicidal behavior [133, 137–141], and suicidal ideation [34, 142].
Relationship of TBI to death by suicide
Robust data exist supporting a positive association between TBI and death by suicide. Results of a retrospective cohort study based on Danish population registers identified that individuals with TBI had 3–4 times greater risk of death by suicide than those who had not suffered a TBI [33]. A three-times greater risk of death by suicide was identified in adults with a diagnosis of concussion in a recent longitudinal cohort study spanning across a 20-year period [136]. A Swedish study comparing the death records of 200,000 individuals having TBI with those of 2 million control subjects reported that death by suicide was three-times more likely in individuals having TBI compared to the general population control subjects [131]. Even though individuals with TBI have a higher comorbidity of substance use and psychiatric disorders, both of which are independent risk factors that can increase suicide-risk, the elevated rate of death by suicide in individuals with TBI still prevailed, even after adjustment for substance use and psychiatric disorders [131]. Madsen et al. (2018) recently performed a registry-based retrospective cohort study in Denmark and reported that a statistically significant increased risk of death by suicide was present in individuals having medical contact for TBI when compared with the general population without TBI [fully adjusted incidence rate ratio (IRR) = 1.90; 95% CI, 1.83–1.97] [134]. It was speculated that the IRR in this study was lesser than the difference between suicide-rates in individuals with vs. without TBI, measured as hazard rates, standardized mortality rates, or odds ratios, in previous studies [33, 136], probably due to a more extensive adjustment model [134]. The authors reported that, in a fully adjusted model, the absolute rates, as well as the IRRs for death by suicide increased with greater severity of TBI [134]. Also, upon adjustment for multiple confounders, a trend for an increasing risk of death by suicide was reported with increasing number of medical contacts for TBI [134]. Interestingly, even after adjustment for several confounders, a temporal relationship was identified between TBI and increased risk of death by suicide (p < 0.001), with the highest reported risk for death by suicide within the first 6 months (IRR: 3.67; 95% CI, 3.33–4.04) after the last medical contact for TBI. It continued to remain high even 7 years (IRR: 1.76; 95% CI, 1.67–1.86) after the last medical contact related to TBI [134]. Furthermore, the association between TBI and suicide was not merely due to injury proneness or systemic trauma rather than brain trauma, as the suicide-risk was substantially higher after TBI in comparison to that after non–central nervous system-related fractures [134]. Bahraini et al. (2013) completed a systematic review of suicidal ideation/behaviors/death by suicide after TBI and reported that, after adjustment for psychosocial, psychopathological, demographic, and socio-economic factors, which could potentially confound the relationship between these variables, a significantly higher rate of death by suicide after TBI was present [135]. In another systematic review, Simpson and Tate [133] reported that, in comparison to individuals with concussion, individuals with severe TBI had a higher risk of death by suicide (hazard ratio = 1.4; 95% CI, 1.15–1.75). However, the increased risk of suicide in those with concussion is far from negligible. Specifically, based on a meta-analysis of 17 studies examining the risk for death by suicide following a mild TBI/concussion, Fralick et al. [143] reported that, as compared to individuals who had not been diagnosed with TBI/concussion, individuals diagnosed with mild TBI/concussion had about a 2-fold higher relative risk of suicide (2.03 [95% CI, 1.47–2.80]; p < 0.001).
While the risk of suicide is elevated with TBI in both civilian and military/veteran populations, it appears that, against expectations, the magnitude of the association is not as high in the military/veteran studies as in their civilian counterparts. Bryan and Clemans [144] investigated the association of cumulative TBIs with death by suicide-risk in a clinical sample of 161 deployed military personnel referred for a TBI evaluation. They reported that greater numbers of TBIs were associated with greater risk for death by suicide (β [SE] = 0.214 [0.098]; p = 0.03) after controlling for the effects of TBI, depression, and PTSD symptom severity [144]. Brenner et al. [32] reported a greater hazard ratio [1.55 (95% CI, 1.24–1.92)] of death by suicide in veterans with histories of TBI, which resisted adjustment for psychiatric diagnoses, including PTSD. Moreover, the meta-analysis by Fralick et al. (2018) indicated a significant risk for suicide in individuals with history of mild TBI/concussion in civilians (2.36 [95% CI, 1.64–3.40], but not in military/veteran samples (OR 1.46 [95% CI, 0.80–2.58]) [143]. It is possible that non-TBI suicide risk factors in military/veteran populations (such as PTSD) have a greater representation than in the civilian population, and as such, reduce the TBI-control separation in odds ratio for suicide.
Relationship of TBI to suicide attempt
According to a study by Simpson and Tate (2002), over a mean period of 5 years, about 17.4% of the outpatients with TBI had attempted suicide [137]. In another study utilizing the data from the Traumatic Brain Injury Model Systems (TBIMS) funded by National Database National Institute on Disability and Rehabilitation Research (NIDRR), Fisher et al. [138] looked at the rate of suicide attempt in the previous year and reported that 0.8 to 1.7% of the study participants, from a large cohort of patients who had sustained moderate-to-severe TBI, had attempted suicide throughout the 20 years of follow-up [138]. It is intriguing to note that these rates fall barely outside the broad-range of prevalence rates for suicide attempt (2–60%), as reported by Simpson and Tate (2007) in their systematic review of studies spanning various cohorts [133]. However, this wide variation in the prevalence rate of suicide attempt in various studies included in the review by Simpson and Tate (2007) was attributed to significant challenges associated with identifying suicide attempt, particularly in subjects having a history of TBI [133, 137].
Among those who have served in the military, less work has been done to study the relationship between TBI and suicidal ideation/suicide attempt. Gutierrez et al. (2008) looked at a sample of 22 veterans with post-TBI psychiatric hospitalization and reported that 27.3% of the subjects had attempted suicide [139]. In a study by Breshears et al. [140], an interdisciplinary TBI team evaluated a sample of 154 military veterans. In the 2 years following TBI (mild, moderate, or severe), suicide attempt was documented in the VA medical records of 7.1% of the study subjects [140]. However, Gutierrez et al. [139] had reported a much higher rate of post-TBI suicide attempt of 27.3% in a much smaller sample of 22 veterans who had inpatient psychiatric admissions after TBI, or who had a history of TBI (primarily moderate or severe) [139].
Using VA administrative data, Finley et al. [141] identified veterans who had served in OEF/OIF and who had received VA care in the fiscal years 2009–2011. They found a significant increase in the risk for suicidal attempt in veterans who had depression, substance use disorder, or a combination of PTSD and TBI [141]. On the other hand, an increased risk of suicide attempt was not associated with TBI alone [141]. This discrepancy was hypothesized to be due to the means of data collection, i.e., data on both TBI and suicide attempt was based on diagnostic codes documentation in clinical care and not on primary data collection in clinical research [141].
Recently, for the first time, Dreer et al. (2017) examined the participants eligible for and enrolled in one-year, post-injury follow-up in the VA Polytrauma Rehabilitation Centers TBI Model Systems, in order to assess rates of pre-/post-TBI mental health utilization, SIRB, and suicide attempt in these individuals [4]. One year post-injury, about 3% of the surveyed study subjects had attempted suicide [4]. Additionally, higher risk for suicidal behavior was reported independent of the presence or absence of a history of premorbid mental health care utilization or a pre-injury suicide attempt [4].
Relationship of TBI to suicidal ideation
In a systematic review, Simpson and Tate [133] reported that the prevalence rate of suicidal ideation was between 3–33% in individuals who had sustained TBI, with most studies reporting a rate of suicide ideation being more than 10%. A recent study by Mackelprang et al. [142] examined the predictors and rates of SIRB in a cohort of adult patients with a complicated mild to severe TBI, within the first 12 months after they sustained TBI. During the year following TBI, one-quarter of the study subjects reported SIRB during ≥1 assessment period [142]. In an analysis of retrospective data, Tsaousides et al. [34] had also reported similar findings in a community sample. They identified that the prevalence rate for suicidal ideation in individuals with different severities of TBI was 28.3% [34]. In another study utilizing the data from the TBIMS that was funded by NIDRR, Fisher et al. [138] evaluated rates of SIRB and reported that these rates varied from 7.0% to 10.0% over the 20-year follow-up period. Gutierrez et al. (2008) looked at a sample of 22 veterans with post-TBI psychiatric hospitalization and reported that suicidal ideation was present in 72.7% of the subjects [139]. As stated above, Finley et al. [141] had also reported a significant increase in the risk for suicidal ideation in veterans who had depression or substance use disorder, or a combination of PTSD and TBI [141]. Similar to the results for suicide attempt, increased risk of suicidal ideation was not associated with TBI alone [141], a finding attributed to similar limitations of the study, as described above. Furthermore, Dreer et al. (2017) stated that about 13% of their subjects (N = 284) had reported having SIRB one-year post-TBI [4].
Hence, in terms of predicting rates of suicidal ideation and suicidal attempt in individuals with a history of TBI, much less definitive research has been done [135]. This could be related, in part, to limitations, such as reliance on retrospective data (e.g., existing medical records), challenges associated with measuring suicide ideation/suicide attempt, variable follow-up periods, and wide-ranging strategies for measuring outcomes [4].
NEUROPSYCHOLOGICAL DEFICITS AS MEDIATORS FOR INCREASE IN RISK OF SUICIDAL BEHAVIOR AFTER MODERATE TO SEVERE TBI
TBI often results in focal injuries to the temporal and frontal lobes [145]. Hence, behavioral, cognitive, and affective deficits are commonly present in individuals with moderate to severe TBI [145–147]. Also, impulse control problems, personality changes, disinhibition, attention modulation deficits, and lack of social awareness may be present in those with a history of TBI [148]. Keilp et al. [149] published a landmark study on unmedicated patients with major depression (divided into three groups: previous suicide attempts of low lethality, previous suicide attempts of high lethality, and no history of suicide attempts) and healthy controls. They reported that the subjects with high-lethality suicide attempt in the past had poorer results on all measures of executive functioning, when compared to all other 3 groups (2 groups of patients and healthy controls) [149]. Also, on tests of memory, general intellectual functioning, and attention, the group of patients with high-lethality previous suicide attempt was the only one that had performed significantly worse than healthy controls [149]. These results suggested that impairment of executive functioning, beyond that typically found in major depression, was present in the depressed patients with high-lethality prior suicide attempt [149], indicating that widespread cognitive deficits may well be a risk factor for severe suicide attempt in the context of depression [149]. Moreover, attention deficits in patients with depression have also been linked to suicidal behavior [150].
Jollant et al. [151] hypothesized that during periods of increased stress, suicidal crises could be facilitated by dysfunction in three neuropsychological domains: facilitation of acts in emotional contexts, altered modulation of value attribution, and reduced regulation of cognitive and emotional responses. These neuropsychological domains translate clinically into: a) facilitation of acts in emotional contexts—challenges or impulsivity associated with disinhibiting behavior; b) value attribution—increased sensitivity to others, the environment; and c) reduced regulation of emotional and cognitive responses—poor problem-solving skills and lack of cognitive flexibility [151, 152]. Jollant et al. (2011) supported this hypothesis with neuroanatomical and neuropsychological findings from a review of various studies examining relationships of neuroanatomical alterations with neuropsychological domains and SSDV [151].
Facilitation of acts
Disinhibition and impulsivity are characteristic of TBI. Some of the features of the neuropsychological syndrome associated with TBI are impulsivity, environmental dependency, a lack of empathy, aggressive or abusive behavior, selfishness, and lability [148, 153–156]. This syndrome could be understood best as an inability to integrate feedback into one’s behavior in a meaningful way and as a problem with impulse control [157]. Damage to the orbitofrontal region that mediates social comportment and intelligence mediates this behavioral syndrome [155, 159]. Furthermore, facilitation of acts in an emotional context are facilitated by impulsiveness and disinhibition, which could lead to violent behavior directed toward others or self [151]. Research has identified that, in comparison to individuals with other injuries, subjects with a history of TBI have increased aggression toward others [160]. Moreover, individuals with TBI to frontal lobes were found to have greater rates of aggression, compared to the individuals who had TBI located elsewhere in the brain [160]. Additionally, diminished capacity for empathy has also been reported in individuals with TBI [154]. In addition to various premorbid conditions, many other factors might influence violent behavior post-TBI. However, an individual’s ability to inhibit such behaviors might be lowered by an injury to the orbitofrontal cortex [161].
A similar pattern of a decreased ability to inhibit behavior might also follow in SSDV, including death by suicide, via increased aggression [162], increased disinhibition, and altered impulse control [71]. Emphasized by a possible interplay with the deficits in emotional regulation and value attribution (as described below), the orbitofrontal cortex is also activated by social exclusion, as well as other situations involving social rejection and self-blame [163]. Thus, in an individual who may already have a tendency towards increased perseveration about the external environment or other triggers, the diminished ability to inhibit SSDV may enable a suicidal act. Impulsivity and a higher rate of aggression both have been recognized as the endophenotypes for suicidal behavior [71] and can result from TBI-mediated orbitofrontal cortical damage.
Altered modulation of value attribution
Rumination has been found to have a robust association with suicidal behavior and suicidal ideation, as well as with impaired problem-solving ability, depression, and hopelessness [164]. In a study by Homaifar et al. (2012), veterans with a history of TBI and no suicide attempt had significantly fewer perseverative errors on the Wisconsin Card Sorting Test compared to the veterans with a history of TBI and at least one suicide attempt [165]. In fact, the suicide attempters with reduced problem-solving ability have been reported to have ‘cognitive rigidity’ [166]. In turn, the ability to precisely assign value to internal and external events might be affected by increased rumination [151]. Interestingly, the anterior and posterior medial prefrontal cortex (PFC) areas that are known to be frequently damaged in TBI [145] have also been correlated with rumination and self-referential processes that characterize rumination [167, 168]. In individuals having suicidal ideation, there may be difficulties in regulation of rumination, secondary to disruption of these areas in the brain via TBI. Thus, TBI-related perseverative errors might hinder attending to goal-directed behavior, as the individual would be unable to stop ruminating over suicidal thoughts, which may potentially influence the higher risk of suicide in TBI patients. However, more research is needed in this area, as most of the studies highlighted above had small sample sizes and did not effectively take into consideration various preexisting comorbidities, including those that could be a consequence of TBI, including depression.
Impaired regulation of emotional and cognitive responses
One of the identifying features of TBI is impaired regulation of cognitive and emotional responses, which includes depression [169] and emotional instability or lability [170]. Post-TBI, individuals may have increased vulnerability for suicidal behaviors and suicidal ideation, due to their impaired ability to regulate their cognitive and emotional responses. Executive functions, such as problem-solving ability and cognitive flexibility, which also have been implicated in risk for suicidality [152], are further disrupted by impaired emotional regulation induced by TBI. The anterior cingulate cortex, an area that, due to its location, is often damaged in TBI, is primarily believed to be involved in emotional regulation. TBI may also lead to disruption in working memory [172, 173] and prolonged negative emotional states, secondary to increased demands to regulate emotional and cognitive processes. Disruption in working memory in individuals with TBI would require differential and compensatory recruitment of more areas in the brain to complete tasks assigned to them. In fact, in comparison with normal subjects, individuals with moderate to severe TBI have blood flow abnormalities in their frontal lobes on functional magnetic resonance imaging, indicating that, in order to complete the same working memory task, they need to recruit more areas in their brain [173]. Mild TBI also elicits this need for increased activation of frontal lobes during subjects’ task completion [174]. Also, the medial PFC has been reported to have a higher activity related to negative moral feelings, including shame, guilt, and embarrassment [175].
In addition to involvement of areas of the brain located more medially in the frontal lobe, laterally located areas, such as dorsolateral and ventrolateral PFC, may also be damaged in TBI and potentially, the lesions in these areas may lead to dysexecutive syndrome [176]. In this syndrome, impairments in monitoring, organization, set-shifting, planning, and reasoning often co-occur [177]. Researchers have also identified that individuals with TBI have decision-making problems on the Iowa Gambling Test [178]. Compounding the deficits in working memory and emotional regulation due to medial PFC damage, injury to lateral PFC leads to difficulty in ‘set-shifting’ and contributes to increased rumination [167, 177]. Additionally, greater problems with rumination also may be partially exacerbated by impaired working memory. Poor working memory, which likely exacerbates the already impaired regulation of cognitive and emotional responses, and increased rumination in individuals with TBI, likely increases their risk for suicidal behaviors and ideation.
In summary, the person’s inability to regulate cognitive and emotional responses, combined with facilitation of acts and altered modulation of value attribution due to the frontotemporal injuries commonly seen in TBI, might together explain the increased risk for suicidal thoughts and behaviors in individuals with a history of TBI. Hence, in individuals with a history of moderate and severe TBI, all these factors could interplay together and contribute to an increased risk for SSDV [151].
RELATIONSHIP BETWEEN ALZHEIMER’S DISEASE, TBI, AND SUICIDAL BEHAVIOR
Given the aims and scope of the Journal of Alzheimer’s Disease, we also reviewed the relationship between Alzheimer’s disease (AD), TBI, and suicidal behavior. AD, a chronic neurodegenerative disorder, is the leading cause of dementia in humans [179]. Intracellular aggregates of aberrantly phosphorylated tau protein, called neurofibrillary tangles, together with extracellular deposits of amyloid-β, called senile plaques, constitute the two major neuropathological features of AD [180, 181].
Association between TBI and dementia
A robust association between a single moderate to severe TBI and increased risk of developing progressive cognitive deficits, which may ultimately lead to a later-onset of dementia, has been demonstrated in a number of epidemiological studies [182–193]. However, such an association was not found in several other epidemiological reports, with results possibly explained by recall bias inherent in the retrospective design of these studies [194–202]. Nevertheless, prospective studies support the notion of TBI being a risk factor for dementia [190, 192]. Also, the idea of a ‘dose-response’ relationship between TBI and dementia has emerged, described as increased risk of dementia in individuals with a history of loss of consciousness versus without loss of consciousness [188], as well as increased risk of dementia in survivors of severe versus moderate TBI [190]. Evidence also indicates that onset of dementia may be accelerated by a history of TBI [189, 203–205]. Frequently, dementia associated with TBI has been reported as being of the Alzheimer-type [206].
Histopathological features of TBI and AD
The common pathological features of TBI and AD also support the fact that TBI may precipitate a dementia-like process in the brain. Survival from a single TBI is frequently characterized by generalized brain atrophy, which can be observed 6 months after the injury and may continue to progress for a number of years [207–211]. Histological features of acute TBI, however, are not similar to those of the tau pathology in CTE resulting from chronic repetitive mild TBI [212]. In a study by Johnson et al. (2012), age-matched controls were compared to 39 survivors from a single moderate to severe TBI after ≥1 year of original injury [213]. The authors reported that about 30% of the TBI survivors had a wider distribution and greater density of neurofibrillary tangles, which were observed in a hierarchical distribution similar to that of AD [213]. In addition, acute and chronic neuronal loss and white matter degeneration are also characteristics of all severities of TBI [214].
Increased risk of death by suicide in dementia
As discussed in earlier sections, similar to the increased risk of death by suicide in individuals with TBI, subjects with dementia have also been reported to have a higher risk of death by suicide [215]. In a Danish register-based study, Erlangsen et al. [215] evaluated the records of about 2.5 million participants aged >50 years over a period of 11 years and found that an elevated risk for death by suicide was present in older adults, who were diagnosed with dementia during their hospitalization. The authors reported that death by suicide occurred in 136 persons who had been previously diagnosed with dementia [215]. Also, relative risk of death by suicide was higher in women (10.8 [95% CI, 7.4–15.7]) compared to men (8.5 [95% CI, 6.3–11.3]) aged 50–69 years, both having hospital presentations with dementia [215]. A three-times higher risk of death by suicide was identified in subjects ≥70 years old with dementia, when compared to subjects without dementia of similar age [215]. The risk for death by suicide among subjects with dementia remained significant after controlling for mood disorders. Heightened risk for death by suicide was associated with the time shortly after the diagnosis of dementia, with about 14% of women and 26% of men dying by suicide within the first 3 months after the diagnosis [215]. Later, more than 3 years after the diagnosis, about 41% of women and 38% of men had died by suicide [215]. It has been proposed that alterations in serotonergic function in the brain of patients with dementia may lead, at least in part, to suicidal behavior via impulsive aggression [108, 217]. Also, increased insight into the disorder, may itself lead to increased hopelessness [218] and hence, elevate the risk for suicidal behavior [219]. Interestingly, a bidirectional positive association between insight and depression has also been reported in individuals with TBI and may partly explain the increased risk of suicidal behavior associated with TBI [220]. Likewise, other types of dementia, such as Huntington’s disease [221] and frontotemporal dementia [222], have also been associated with suicidal behavior. As highlighted above, both TBI and AD (along with other types of dementia) are characterized by cognitive deficits, including executive dysfunction [25, 223] and deficits in decision-making capacity [148, 224–227], which in turn have been related to suicidal behavior.
OTHER MODERATING FACTORS IN THE RELATIONSHIP BETWEEN TBI AND SUICIDAL BEHAVIOR
TBI is frequently accompanied by disruption in sleep [228, 229], which may worsen or lead to a number of co-morbid conditions like cognitive deficits, depression, irritability, anxiety, fatigue, functional impairments and pain [230, 231]. Additionally, sleep disruption may decrease an individual’s quality of life by impeding an individual’s return to baseline functioning and by compromising his/her recovery [229–232]. Co-morbid conditions associated with TBI (like depression) [233], and trauma-induced biochemical and physiological changes [230] could lead to sleep disruption, which could also be further influenced by sleep issues present prior to TBI [234]. In a meta-analysis of 21 studies, Mathias and Alvaro [235] reported that after TBI, about 50% of individuals reported some form of sleep disturbance. Also, prevalence rates of a diagnosed sleep disorder, including obstructive sleep apnea, insomnia, and hypersomnia, were about 25–29% and were far greater in the individuals with TBI compared to the rates observed in the population in general [235]. Also, early awakenings, nightmares, problems with sleep efficiency and maintenance, sleep walking, and excessive sleepiness were 2–4 times more likely to be present in individuals with TBI [235].
Similarly, a number of commentaries [236, 237] and review articles [238–240] have emphasized the possible association between disrupted sleep and suicidal behavior/ideation, with nightmares and insomnia being the most frequently implicated sleep disturbances that had an association with suicidal behavior/ideation [241]. In fact, a number of medical and psychiatric conditions that are associated with suicide (e.g., major depressive disorder) [242] are also associated with sleep disturbances [243]. In a meta-analysis of 39 studies, Pigeon et al. [241] reported that, in unadjusted studies, the relative risk for death by suicide, suicide attempt and suicidal ideation together, was significantly higher (ranging from 1.95 [95% CI, 1.41–2.69] to 2.95 [95% CI, 2.48–3.50]) in individuals having a sleep disturbance. Similarly, in adjusted studies, these associations remained highly significant; however, they were smaller in magnitude [241]. Also, the association between suicide variables and sleep disturbances was not moderated by depression [241]. The authors speculated that the cognitive deficits related to sleep problems might lead to increased negative rumination, impulsivity and behavioral disinhibition, and potentially may lead to suicidal behaviors and thoughts [241]. Since TBI has also been associated with cognitive deficits [151], it could be possible that this association is moderated by sleep disturbances, at least partly, which could potentially lead to death by suicide, suicidal behaviors and suicidal thoughts.
TBI also has been related to higher scores on measures of cognitive and personality traits, such as aggression and impulsivity [148, 244–246], impaired decision-making [148, 224–226], and increased sense of hopelessness [137], all of which have been linked to death by suicide.
PATHOPHYSIOLOGY OF TBI AND THE ROLE OF INFLAMMATION IN ITS RELATIONSHIP TO SUICIDAL BEHAVIOR
Mechanisms underlying the injuries induced by impact(s) on the head are believed to result from the brain being pushed against the sides of the cranium, and thus, leading to two types of injuries: 1) direct injury at the location of impact; and 2) indirect injury at the opposite side of the cranium, relative to the location of the impact [145]. Since the human skull is inflexible and hard in nature, susceptibility to direct injury is particularly higher along the temporal and frontal lobes of the brain, as here the anterior and middle fossae are divided by the sphenoid bone, which could lead to frequently observed TBI-related deficits in frontal and temporal lobe functions [247]. Rotational forces incurred at the time of injury could also lead to shear injury [248]. Diffuse axonal injury can result from these rotational forces, which might include injury at multiple locations in the brain [249]. A surge in the discharge of excitotoxic chemicals, vascular compromise and edema [145] might further influence the emotional, cognitive and physical compromise seen after TBI [250].
Outcome after a TBI depends upon: 1) severity of the early “primary injury” and the magnitude of other associated factors, such as intracranial fluid dynamics, hypotension, and hypoxemia [251]; and 2) “secondary injury” manifested by activation of damaging molecular cascades [252]. Distinct pathways comprise the “secondary injury,” which include: 1) glutamate-induced excitotoxicity [253]; 2) systemic and local inflammation [254]; and 3) free radical production leading to damage of neurites and neuronal membranes [255].
Inflammation and TBI
TBI consistently has been linked with neuroinflammation, in spite of its pathophysiologic heterogeneity [251, 256–258]. Moreover, TBI is used in animal models to induce neuroinflammation [259, 260]. Inflammation itself might play a role, at least partly, in mediating the greater risk of SSDV in TBI, as even after adjusting for depression and its severity, inflammation has been linked predictively to SSDV [256–258]. Even though activation of an immune response is required for healing post-TBI, a poor prognosis is associated with prolonged and intense inflammation after TBI [261–263]. Tardive changes, such as neuronal cell death, delayed neuroinflammation, systemic inflammation, and impaired neurological function are also induced by TBI [263, 264]. Head trauma results in highly complex molecular and cellular responses, with the neuroinflammatory response being responsible for much of this complexity [251, 265]. Injury to the cerebral vascular system [266], a high degree of disruption of the blood-brain barrier [267] (allowing peripheral inflammation to spread easily in the central nervous system), and damage to the white matter tracts [268] are some of the other more specific factors that differentiate inflammation following TBI from other causes of neuroinflammation.
A primed profile of microglia is sometimes established during the post-acute neuroinflammation phase, which is comprised of long-term changes in microglial reactivity, mobility, morphological and biochemical properties [269], and an increased MHC II mRNA and protein expression [270, 271]. TBI, via production of a proinflammatory response, can cause a decrease in the priming threshold for microglial cells [272, 273], or might trigger previously primed microglial cells. A secondary immune challenge, such as allergy, autoimmune disease, or infection, which may be encountered by the already primed microglial cells, could lead to a higher risk for SSDV, as a prolonged and ample state of immune activation might result from these secondary insults that could affect neurons, neurotransmitters and neuronal circuits. Studies in rodents have demonstrated that cognitive deficits [274] and affective dysregulation develop if an immune challenge follows a vulnerable period after TBI [270].
Interestingly, pathophysiology of AD may also involve a significant role of neuroinflammation, especially early in the course of this illness [275–280]. Specifically, clusters of microglia around amyloid plaques, as well as a wide-variety of inflammatory proteins, such as proinflammatory cytokines, acute-phase proteins and complement factors, have been shown to be present in both human subjects with AD and its transgenic models [279]. Also, the pathophysiology of TBI and AD overlap in terms of oxidative stress [281–287], and the double-hit concept of neuronal damage [288–290]. Risk of AD is increased by certain single nucleotide polymorphisms in the genes that encode microglia-specific proteins, which are involved in protein degradation pathways, as well as phagocytosis [291, 292]. Neuroinflammatory response is further aggravated by accumulation of reactive astrocytes around the fibrillary amyloid plaques [293], which operate similarly to microglia, in terms of releasing potentially cytotoxic molecules and cytokines after being exposed to amyloid-β [280]. Increasing age has also been strongly associated with the prevalence of AD, and changes in microglia related to aging have also been postulated to be involved in its pathology [294]. Recent reports have also highlighted a reduction in coverage of brain tissue by microglial cell processes, as well as shortening of microglial cell processes in AD and normal aging [295]. Both experimental and clinical studies have reported a shift towards a pro-inflammatory state in the aged brain [272, 296]. Higher levels of circulating cytokines, like interleukin (IL)-1β, interferon γ and tumor necrosis factor (TNF), in association with an increased microglial and astrocyte reactivity, have been characteristically seen in age-associated neuroinflammation [273, 297].
Inflammation, depression, and suicidal behavior
An increasing amount of evidence has linked inflammation and depressive symptomatology [257, 298–300]. Multiple animal models have also confirmed a causal relationship between depressive-like symptoms and inflammation [301–306]. Recent meta-analyses have concluded that there is also evidence for immune activation in the blood and cerebrospinal fluid of suicide attempters and in postmortem brain samples of individuals who died by suicide [307–309]. The senior author’s (TP) team was the first to identify mRNA transcripts of cytokines in the orbitofrontal cortex of suicide victims [310]. The cytokine profile in this study was consistent with the results from the senior author’s reports on outcomes in rodents sensitized and exposed to aeroallergens, including 1) increased prefrontal cortex cytokine mRNA expression [311], 2) impairment in social interactions [311], and 3) aggressive-behavior after stress [312], mimicking risk factors and endophenotypes of SSDV [71]. Endophenotypes associated with suicidal behavior, such as aggression [81], have been exacerbated (at least partially) by the effects of individual cytokines [301, 313]. A second postmortem study in the same year found pronounced microgliosis in the brains of patients who died by suicide [314]. More recently, increased levels of IL-1β, IL-6, and TNF, cytokines that are excessively produced by primed microglia, were observed at both the mRNA and protein levels in the anterior prefrontal cortex of teenagers who died by suicide [315]. Also, significantly elevated levels of IL-6 in the cerebrospinal fluid of suicide attempters further supports the role of neuroinflammation in contributing to suicidal behavior [316]. Additionally, the protein and mRNA expression of certain Toll-like receptors, which are involved in the production of cytokines, has also been reported to be increased in depressed individuals who died by suicide, as compared to the normal control subjects [317]. Moreover, an increased gene expression of these cytokines in rodents after a peripheral immune challenge has also been reported by a team led by the senior author [312]. In fact, the exaggerated glucocorticoid responses to stress observed after this immune challenge [312] are one of the central and highly replicated pathophysiological features of suicide attempters in comparison to those of non-attempter psychiatric controls [71].
How inflammation triggered by TBI can lead to suicidal behavior?
Transport of tryptophan through the blood-brain barrier occurs via a transporter for large neutral amino acids. Tryptophan is metabolized in the brain through two pathways, which involve synthesis of either kynurenines or serotonin. The rate-limiting enzymes involved in metabolism of tryptophan in the kynurenine pathway are indoleamine-2, 3-dioxygenase (IDO) and tryptophan-2, 3-dioxygenase. Inflammation within the brain induces the expression of IDO. This further increases the production of metabolites downstream along this pathway, including that of kynurenic acid and quinolinic acid [318]. Kynurenic acid serves as a free radical scavenger and antagonizes glutamate to confer neuroprotection. However, quinolinic acid is an agonist at N-methyl-d-aspartate (NMDA) receptors and produces free radicals, which ultimately lead to toxic effects on neurons. The macrophages that infiltrate the brain along with the microglia primarily synthesize quinolinic acid and additional compounds that are toxic. This sequence of events exemplifies the association between inflammation in the nervous system and the degeneration of neurons via activation of the kynurenine pathway [318].
Studies in human and animal models have postulated that pathogenesis of depression may be mediated by NMDA receptors, as well [319–321]. Data from other studies have indicated that disruption of glutamate neurotransmission might be involved in the pathogenesis of depressive symptomatology [322, 323]. A case-control study demonstrated considerably increased levels of glutamate in the occipital cortex of the participants who had depression and who did not receive any medications. These participants underwent comparison with healthy controls who were matched according to gender and age [324]. In fact, a postmortem study that assessed the differences in glutamate receptors in the frontal cortices of human suicide victims versus those of controls who died of sudden death due to causes other than suicide, reported that dysfunction of glutamate receptors may also be implicated in the pathophysiology of suicide [321]. A study performed by Paul et al. (1994) reported that mice that received 17 distinct antidepressant medications/treatments [including citalopram, electroconvulsive shock, imipramine, monoamine oxidase inhibitors, and selective serotonin reuptake inhibitors (SSRI)] over two weeks, as opposed to those that received the medication/treatment for only one day, had adaptive alterations in the NMDA receptor-radioligand binding. These effects were mostly limited to the cerebral cortex [325]. Such constancy of effects from different antidepressant medications and treatments points towards the fact that all antidepressants might act via a similar mechanism that involves adaptive alterations in NMDA receptors [319]. Studies even have shown that Riluzole and Lamotrigine, both of which inhibit release of glutamate, also have effects similar to antidepressants [326, 327]. Also, studies have reported that patients with major depression who had received sub-anesthetic doses of intravenous ketamine, which has antagonistic activity on NMDA receptors, had rapid improvement in their symptoms of depression [328, 329] and suicidal ideation in the setting of major depression [330]. Moreover, Mackay et al. (2006) reported a sustained increase in activation of the kynurenine pathway for a least 1 year or longer after TBI [331]. In essence, TBI may set forth an inflammatory cascade, which upregulates the levels of free radicals and quinolinic acid in the brain, leading to neuronal damage and potentially, to suicidal behavior.
STRATEGIES FOR REDUCING POST-TBI INCREASED RISK FOR SUICIDAL BEHAVIOR
Since TBI has been recognized as a risk factor for death by suicide, it becomes vital not only to modify the clinical protocols accordingly to incorporate suicide risk assessment in patients who pursue services for rehabilitation, but also to screen for TBI in people who seek psychiatric care. Nationwide suicide rates are increasing, despite the efforts to manage SSDV [332]. Likewise, many treatments for TBI were not effective in clinical studies, despite showing promise in preclinical studies. This discrepancy might have been due to the fact that therapeutic approaches in both SSDV and TBI did not consider the combination of risk factors for distinct subgroups in need of targeted prevention and treatment and also did not address treatment targets based on their pathophysiology.
Managing risk for suicidal behavior in general with/without TBI
Clinical trials for managing suicide risk acutely have led to emergence of new treatments. Previously, suicidal patients with severe or treatment-resistant depression usually received a course of electroconvulsive therapy that had a short-term life-saving effect [333]. Acute anti-suicidal effects of a sub-anesthetic dose of ketamine, lasting for at least 1 week, were reported less than 10 years ago [330, 335]. As most antidepressant medications augment the noradrenergic and/or serotonergic functions, and since disturbances in both these neurotransmitter systems have been associated with suicidal behaviors [336–339], it is reasonable to expect an anti-suicidal effect with these medications. However, there is a dearth of direct evidence for such an effect. In a pilot double-blind, randomized, clinical trial, treatment with paroxetine (an SSRI) was reported to be associated with a greater reduction in suicidal ideation and a better antidepressant effect than bupropion (a noradrenergic–dopaminergic drug), with the patients having the most severe suicidal ideation achieving the greatest therapeutic advantage [340]. According to a systematic review [341], antidepressants decrease suicidal ideation, as well as suicidal behavior in depressed patients, and various research strategies together provide reasonable evidence to support this claim. In this review, it was further stated that well-designed epidemiological studies have provided evidence for the prophylactic effect of antidepressants on suicidal behavior, in particular, death by suicide [341]. Randomized control group studies, with some utilizing a placebo arm, provide evidence for the beneficial effects of antidepressants on suicidal ideation [341]. Similarly, Rihmer and Akiskal (2006) reported that, in most countries with traditionally high suicide rates, the widespread use of antidepressants appeared to lead to a highly significant decline in suicide rates, with the decline being more prominent in women compared to men [342].
Counterintuitively, in children and adolescents, a pro-suicidal effect of antidepressant medications has been reported [343]. However, only scarce direct evidence is available that supports a pro-suicidal effect of antidepressants, and later studies have pointed out that this effect is actually less likely [344–346]. Effects of lithium, antipsychotic drugs, and mood stabilizers on suicidal behavior have also been debated by researchers [347]. It is likely that there has been an overestimation of harmful effects on suicide risk by antiepileptic drugs [347]. Reduction of the risk for fatal and non-fatal suicidal behavior by lithium is supported by a sizeable amount of evidence [348]. Protective effect of lithium on suicide may be related to its anti-apoptotic effects [349], serotonin-enhancing properties [350], and its potential to increase the volume of gray matter after its long-term use [351]. In patients with schizophrenia, compared to olanzapine, clozapine has a protective effect on suicidal behavior [352]. Anti-suicidal effects of both clozapine [353] and lithium [354] are independent of their effectiveness as an anti-psychotic and as a mood-stabilizer respectively. These drugs’ specific efficacy profiles possibly indicate that both these medications alter the diathesis, at least partially, to decrease suicide-risk [120].
Managing risk for suicidal behavior specifically in individuals with TBI
It is now well established that individuals with TBI have both an increased risk of death by suicide and greater prevalence rates for suicide attempt and suicidal ideation. Consequently, efforts to screen and prevent suicide should begin at the time of the intake procedure by the rehabilitation clinicians who should also continue with regular follow-ups, especially during phases of transition or stress. Additionally, to identify possible risk factors related to death by suicide, the clinicians engaged in providing psychiatric care should acquire information related to the lifetime history of TBI in their patients [355]. The Rocky Mountain Mental Illness Research Education and Clinical Center TBI Toolkit [356] not only delineates assessment procedures that should be followed by mental health and rehabilitation clinicians, but it also highlights the clinical and research potential of the evidence-based screening tools included in this kit.
Pharmacological approaches
Limited evidence is available regarding the effectiveness of pharmacological agents that can mitigate certain risk factors associated with an increased risk of death by suicide in victims of TBI. In a double blind, parallel-group trial, patients with mild to moderate TBI matched for gender, education, and age were randomly assigned to receive either methylphenidate, sertraline, or placebo, in order to compare their effects on the neuropsychiatric sequelae in TBI [357]. Results indicated that both methylphenidate (5–20 mg/day) and sertraline (25–100 mg/day) had significant effects on reducing symptoms of depression; however, methylphenidate appeared to be more useful in improving the daytime sleepiness and cognitive function [357]. Similarly, Zhang and Wang [358] reported that compared to placebo, methylphenidate (5–20 mg/day) significantly improved cognitive deficits and depressive symptoms in patients with TBI. In fact, long-term treatment with methylphenidate (short-acting methylphenidate: 15–90 mg/day, and long-acting methylphenidate: 70 mg/day) has also been reported to significantly improve cognitive functions in individuals with TBI [359]. As discussed in the sections above, cognitive dysfunction, in turn, has been linked to death by suicide. Hence, methylphenidate may, at least indirectly, reduce the risk of death by suicide in patients with TBI who also have cognitive deficits. Methylphenidate (single-dose of 30 mg/day) also has been reported to partially restore the response inhibition in patients with TBI [360], which could reduce both impulsive behavior and the risk for death by suicide. On the other hand, methylphenidate, as well as other stimulants, may also precipitate or exacerbate insomnia [361, 362], which, as described above, is also risk factor for death by suicide.
Evidence from a retrospective study supported improvement, post-administration of 200–400 mg of amantadine, in cognitive and/or motor functions in children during the acute post-TBI phase [363]. A non-blinded, randomized controlled trial demonstrated that a 12-week course of 150–200 mg of amantadine improved the behavioral symptoms in pediatric study subjects and that the most gain in cognitive performance occurred in individuals who had sustained TBI in the period of ≤2 years from the administration of amantadine [364]. More recently, in a randomized, placebo-controlled, parallel-group and double-blind study, chronic problems with irritability and aggression secondary to TBI were also reported to have improved with administration of amantadine 100 mg by mouth twice daily (morning and noon time) [365]. However, in a larger sample, upon doing multiple comparisons, this treatment effect was not statistically significant compared to placebo [366]. The authors speculated that observer bias masked the treatment effect [366].
In a 6-week open label pilot study, researchers demonstrated that quetiapine, at dosages between 25 to 300 mg daily, was well-tolerated and effective in decreasing aggression (an endophenotype of death by suicide) and irritability, secondary to TBI [367]. Cognitive functioning also improved after administration of quetiapine in patients who developed aggressive symptoms post-injury [367].
Sertraline has been the most common SSRI studied for the efficacy of treating post-TBI depressive symptoms. Results have been mixed, with studies showing significant improvement in depressive symptoms [368, 369] to no significant improvement in depressive symptoms [370] compared to placebo intervention. Interestingly, in a randomized control trial, Jorge et al. [371] reported that, in patients following TBI, sertraline may be effective in preventing the onset of depressive disorders. In an open label study, moclobemide was reported to rapidly reduce the symptoms of depression and anxiety in patients with TBI [372].
Following TBI, sleep/wake disorders can develop frequently [373]. In a single-blind, prospective, longitudinal study, treatment for sleep-wake disorders was reported to be associated with statistically significant improvements in depressive symptoms, speed of language processing, and language skills [374], indicating improvement in cognitive domains as well as mood, thereby possibly lowering the risk for death by suicide. Melatonin [375] has shown promise in treating sleep disturbance in TBI patients.
Non-pharmacological approaches
Certain non-pharmacological measures have also shown promise in reducing the risk factors for death by suicide in individuals with TBI. Bahraini et al. [135] identified only one randomized clinical trial that utilized a suicide prevention intervention, based on application of cognitive behavioral therapy in a group setting, targeting individuals with a history of TBI. Significantly decreased hopelessness scores were reported post-treatment (p = 0.03) with maintenance of treatment effects at a 3-month follow-up period [135]. This group-based intervention was named Window to Hope [376] and was recently adapted for use with US veterans [377, 378]. However, more research is needed to determine the effectiveness and efficacy of Window to Hope in preventing suicide.
In individuals with TBI, various forms of exercise or physical activity have been shown to improve mood/depressive symptoms [379–382], cognitive functions [383, 384], perceived stress [382] and sleep quality [384], all of which may contribute to reducing the risk for death by suicide. Notably, improvement of depressive symptoms with exercise in TBI patients probably has a dose-dependent relationship with less depressive symptoms in individuals who exercise for greater duration per week [379, 380]. Cognitive behavioral therapy (CBT) [385] and acupuncture [386] have shown promise in treating sleep disturbance in TBI patients, which can also help lower their risk for death by suicide.
Preliminary evidence suggests that low pressure (1.5 atmospheres absolute) hyperbaric oxygen therapy (HBOT) in military participants having mild to moderate chronic blast-induced TBI was associated with significant improvements in cognitive functions, impulsivity, depression, anxiety and in quality of life [387]. These effects were consistent with single photon emission computed tomography (SPECT) brain imaging in the same participants [387], as demonstrated by 1) significant post-HBOT improvement in SPECT statistical parametric mapping analysis (diffuse improvements in regional cerebral blood flow after 1 and 40 HBOT sessions), 2) SPECT coefficient of variation in all white matter and some gray matter regions of interest (ROIs) after the first HBOT, and 3) half of white matter ROIs after 40 HBOT sessions.
Fairly robust evidence from a number of studies supports the therapeutic benefits of CBT for mitigating symptoms of depression after TBI when combined/not-combined with other psychotherapeutic interventions, including motivational interviewing and non-directive counseling and cognitive remediation [388–390]. Especially in veteran populations, a psychotherapeutic intervention called Cognitive Symptom Management and Rehabilitation Therapy (CogSMART), in combination with supported employment, has been reported to improve prospective memory functioning (d = 0.72; i.e., moderate-large effect size), post-concussive symptoms (d = 0.97; i.e., large to very-large effect size), and severity of depressive symptoms (d = 0.35–0.49; i.e., small to medium effect size) [391]. CBT, which can be administered in person or by telephone [388], has not been shown to be more efficacious than supportive psychotherapy for treating depressive symptoms secondary to TBI [392]. However, Potter et al. [393] reported that depressive symptoms did not improve with CBT in TBI patients. However, improvements in persistent post-concussion symptoms, including anxiety, fatigue and quality of life, were reported in TBI patients who had completed CBT sessions over a shorter period of time [393].
Social peer-mentoring intervention in patients with TBI was reported to be associated with a significant improvement in perceived social support and increased satisfaction with social life, but counterintuitively, it was associated with an increase in depressive symptoms [394]. Other psychotherapeutic interventions, such as positive psychology interventions [395], scheduled telephone-based intervention [396], self-awareness group therapy [397], and Strategic Memory Advanced Reasoning Training [398], have also shown promise in treating mood/depressive symptoms and cognitive deficits following TBI.
Motto and Bostrom [399] conducted a randomized control trial with individuals who had refused to comply with ongoing care after hospitalization for a depressive or a suicidal state and who were known to be at risk of subsequent death by suicide. The outreach intervention involved mailing letters to the participants in the treatment group. Controls did not receive any follow-up contact. A statistically significant lower risk of death by suicide was reported in the treatment group but was limited to the first 2 years of the five year-long study [399]. Investigators hypothesized that this outreach intervention prevented deaths by suicide by increasing belongingness or reducing thwarted belongingness in the treatment group [400].
Thus, in order to enhance the wellbeing and health of individuals with a history of TBI and to reduce their risk of death by suicide, collaborative efforts between the health-care professionals are necessary, while using both pharmacological and non-pharmacological approaches. Experimental research in common pathways involved in TBI, including the role of neuroinflammation in suicidal behavior, may lead to designing future treatment targets for clinical trials, with individualization of treatment approaches. Future research should investigate strategies to boost utilization of mental health care services in high-risk groups (such as veterans), identify alleviating factors that could decrease risk for suicide, and examine post-TBI-related suicidal behavior and the mental health care services that are needed subsequently. Specific targeting of certain promising mechanisms, such as inflammation and the kynurenine pathway, requires significant investment in animal modeling suicide endophenotypes and in randomized experimental interventional paradigms in patients with TBI.
Footnotes
ACKNOWLEDGMENTS
This work was supported by a Distinguished Investigator Award from the American Foundation for Suicide Prevention (Postolache, PI, Rujescu, Co-I, DIG 1-162-12). This study also was supported by the VA Merit Review CSR&D grant 1I01CX001310-01A1 (Postolache, PI). We are grateful to Zachary D. Barger for contributing to proofreading the manuscript. Additional support for the writing of this manuscript was provided by the Rocky Mountain Mental Illness Research Education and Clinical Center (MIRECC, Denver, CO, USA), and by Saint Elizabeths Hospital (DC Department of Behavioral Health, Washington, DC, USA).
