Abstract
Abstract
Background:
The development of palliative care (PC) in Latin America (LA) has been slow compared to other regions. A Strengths, Weaknesses, Opportunities, and Threats (SWOT) analysis may contribute to the identification of barriers and successful strategies.
Objective:
The study's objective was to conduct a SWOT analysis of the development of PC in LA from the PC professional perspective.
Methods:
Experts from 19 countries of the region were selected in collaboration with national associations. Specific questions were included in the Latin American Association for Palliative Care (ALCP) Atlas of Palliative Care cross-survey 2012. Content analysis was conducted categorizing responses in a SWOT framework. Descriptive and correlation analyses were performed.
Results:
A total of 577 statements were provided. Among the Strengths were integration into health systems and increasing number of professionals with PC training. Among weaknesses were lack of national PC programs, limited connection between policymakers and professionals, and barriers in the availability of opioids. Opportunities were increased awareness of policymakers and higher interest of students and professionals. Threats were competing funding for other services and medications, limited interest of the pharmaceutical industry in producing affordable opioid medications, and emphasis by the media on opioid diversion and abuse. Comments were categorized under (1) health policy, (2) education and research, (3) service provision, (4) opioid availability, and (5) advocacy. A moderately positive correlation was found (R=0.4 in both) between the ALCP development index7 and the number of positive/negative factors mentioned by country.
Conclusions:
A SWOT framework is applicable in a situational analysis and helps to identify common aspects among the countries and key elements in the development of PC in Latin America.
Introduction
P
LA consists of 19 countries and a total population of approximately 56.5 million inhabitants. In most of the countries, Spanish is the official language, with the exception of Brazil (Portuguese). The region is divided into three subregions: Central America (Costa Rica, El Salvador, Honduras, Guatemala, Nicaragua, and Panama); Latin Caribbean (Cuba and Dominican Republic); and South America (Argentina, Bolivia, Brazil, Chile, Colombia, Ecuador, Paraguay, Peru, Uruguay, and Venezuela). Mexico, part of North America, many times is included in LA studies due to language and cultural similarities.
The LA population is aging and it is expected that by 2020 more than 100 million people over the age of 60 will be living in this part of the planet. 2 The prevalence of chronic, noncommunicable diseases (NCDs) is high: In 2010 there were 103.7/100,000 deaths caused by malignant neoplasms and 47.9/100,000 by cardiovascular diseases. 2 The number of chronic illnesses has increased and the patients affected by them frequently die after a long disease trajectory with complex symptomatology. Aggressive and expensive curative treatments sometimes cause more suffering and place a high burden on patients and society. In the upcoming years, the aging of the society and the epidemiological transition will result in an increase of the number of persons who could benefit from PC.
The development of PC in LA has been studied in the last years. The Atlas of Palliative Care was edited in 2012 and provides a regional report as well as a detailed description of the status in each country.3,4 In addition, papers analyzing specific aspects of the situation have been published.5–7 This paper is part of the analysis. Our aim was to conduct a SWOT analysis of PC development in LA from the PC professional perspective to contribute to the identification of barriers and successful strategies.
• Strengths are positive internal attributes that are helpful to the advancement of palliative care.
• Weaknesses are internal attributes that are barriers to the advancement of palliative care.
• Opportunities are positive external conditions that are helpful to the advancement of palliative care
• Threats are external conditions that are harmful to the advancement of palliative care.
Methods
Nineteen countries with Spanish or Portuguese as the official language were included in the study: Argentina, Bolivia, Brazil, Chile, Colombia, Costa Rica, Cuba, Dominican Republic, Ecuador, El Salvador, Guatemala, Honduras, Mexico, Nicaragua, Panama, Paraguay, Peru, Uruguay, and Venezuela. Three PC professionals were selected from each country using the following criteria: (1) individuals who previously published reports on the status of PC in their own country, and/or (2) individuals identified by members of the ALCP steering committee in collaboration with national associations as leaders in the field of PC in the countries. Selected individuals were e-mailed invitations to participate.
The data was collected through semistructured interviews with PC experts from 19 countries as part of the ALCP Atlas of Palliative Care project in 2011–2012. 3 Participants were interviewed regarding the development of specialized PC services, education and training, vitality, and health policy. The survey included specific questions on what they perceived to be the Strengths, Weaknesses, Opportunities, and Threats (SWOT) in the development of PC in their respective countries. As in any SWOT analysis, Strengths and Weaknesses cover internal aspects of the organization (for instance, personnel, facilities, location, products, or services), whereas Opportunities and Threats cover the external environment (political, economic, social, technological, or competitive factors). 8 For example, one of the questions asked was, “Please list the three main Strengths of palliative care in your country at this time.” A short definition of SWOT terms was given (see Box 1).
Responses were listed by country and in their corresponding main group (Strengths, Weaknesses, Opportunities, and Threats). Additionally, we conducted the content analysis 9 with support of the software MAXQDA 11 (version 11, VERBI Software-Consult-Sozialforschung GmbH, Berlin, Germany). 10 Two of the coauthors (LDL and TP) identified common issues, and inductive categories were created and discussed until an agreement was achieved.
Statements of each category were summarized and presented in Table 1, classifying them as favorable (S, O) or unfavorable (W, T), internal (S, W) or external (O, T). The frequency with which similar terms were repeated is shown. Spearman correlation was calculated for the number of statements in each category with the ALCP Development Index in PC. 6 Statements and terms were translated into English by the authors and verified by a native English speaker.
Results
A 103% (59 participants) response rate was obtained, since we received responses from all countries, and in two countries one additional individual participated on his or her own initiative. A total of 577 statements were given, with an average of 10 statements per participant. These were categorized in the SWOT categories. Duplicates were deleted, resulting in 104 statements (see Table 1). Total number of favorable statements was 285 (154 Strengths and 131 Opportunities). Total number of unfavorable statements was 292 (209 Weaknesses and 83 Threats). Total number of internal statements (Strengths plus Weaknesses) was 363, and external statements (Opportunities plus Threats) were 214.
Weaknesses were lack of national PC programs, limited connection between policymakers and professionals, limited number of specialists, insufficient and isolated service provision, and barriers to opioids. Opportunities were increased awareness of health care policymakers concerning PC needs, higher interest of students and professionals, and improved access to opioids. Threats were competing funding for other services and medications, limited interest from the pharmaceutical industry in affordable opioid medications, and emphasis by the media on opioid diversion and abuse.
Five common themes were identified and comments were categorized in each: health care policy, education and research, opioids, service provision, and advocacy. Table 2 shows the percentage of statements in each category in relation to the total number of statements from each country. An analysis by percentage was elected, since the number of statements differed by country.
Tinting indicates the level of development according with Pastrana et al. 2014. Dark gray: countries with high development in comparison with the region; light gray: countries with middle development; no color: low development.
Paraguay was not included in the analysis.
Bold numbers indicate higher figure in each aspect.
Health care policy
This category presents policy issues on national and international levels. It includes the highest number of favorable (16.6%) as well as unfavorable (13.4%) aspects identified by the experts for the development of PC in LA. For 12 countries, health care policy was the most decisive factor (Panama was the highest), whereas for 8 countries it was the most significant barrier.
The reported Strengths are mostly related to the existence of a national program (i.e., Costa Rica, Cuba, Panama and Chile) as a component in existing health care strategies (i.e., national cancer control programs) and the growing interest of politicians in PC in some countries. Weaknesses are related to the lack of support and lack of interest as well as ignorance of authorities when developing policies.
Reported Opportunities are related to regional or international issues and organizations, such as support from WHO, the reports by Human Rights Watch, the ALCP, and the International Association for Hospice and Palliative Care (IAHPC). In Colombia and Mexico the possibility of the adoption of a law or regulation on euthanasia was identified as a threat.
Education and research
This category includes activities on education and research including publications. It was the second most mentioned for favorable (11.3%) and unfavorable (13.1%) factors in development of PC in LA.
The growth of PC with regard to the number of professionals and more recognition of the discipline were considered Strengths, as were educational programs at undergraduate and postgraduate level in the countries where it is present (i.e., Argentina, Cuba, and Mexico). At the same time, the most common reported Weaknesses were related to the limited number of educational programs for students (i.e., Argentina, Mexico) and the few available paid positions for professors and researchers as well as the lack of incentives for professionals. International collaboration was identified as an Opportunity, whereas lack of interest and misconceptions by key persons were reported as Threats.
Service provision
This category had the highest variety of comments presented as Weaknesses. Issues related to service provision were the third most important, with 11.3% favorable and 10.4% unfavorable factors. Experts from Costa Rica gave the most statements in this category. Most of these were related to allocation of resources to curative treatments and very little to PC, including space and human resources. Reported Strengths were the growth of the number of services and the acquired expertise that these centers have achieved.
Availability of opioids
Availability of opioids was described in unfavorable terms (7.9%) in 14 countries and in favorable terms in 11 (3.1%). Experts from Peru gave most of their statements in this category. Only four countries reported good availability of opioids as a Strength: Argentina, Chile, Panama, and Venezuela. Most of the countries reported high prices, restrictive regulations, and limited availability of medications as Weaknesses. Misconceptions about the use of opioids and their risk as well as the weak support of the pharmaceutical industry were considered Threats.
Advocacy
Advocacy was the least mentioned aspect, mentioned in 5% as favorable comments and in 5.6% as unfavorable ones. A growing number of promotional activities in PC were reported as Strengths. However, most of the Weaknesses were related to little or no knowledge on how to deal with advocacy, and lack of awareness of PC. As Threat, one comment was related to the lack of support from international organizations to help mobilize health authorities, whereas one of the comments mentioned as Opportunity the interest of the media in the field.
ALCP development index
A moderately positive correlation was found (R=0.4 in both) between the ALCP development index 6 and the number of positive/negative factors mentioned by each country. A moderate correlation (R=0.6) was found between countries with a high level of development and the identification of service provision as a negative development aspect; whereas countries with a lower level of development provided statements more frequently on availability of opioids as barriers to development (correlation R=-0.6).
Frequency of main terms used
The most frequent terms used were palliative care, development, and health (409, 181 and 143, respectively). Of these, each was used 233, 119, and 74 times in favorable statements. The terms with the highest frequency in unfavorable statements were palliative care, lack, and opioids (176, 78, and 68 times each). Table 3 includes the analysis of terms.
Included singular and plural form in Spanish and Portuguese.
Discussion
This study is an analysis of the opinions of 59 PC experts in 19 countries in LA using a SWOT framework. Previous reports about barriers for PC development in other regions have been published,11–14 but we were unable to identify published regional reports using a SWOT framework.
Common themes were identified and categorized as health care policies, opioids, service provision, education/research, and advocacy. These fall within the WHO Public Health Model for palliative care, 15 with the exception of advocacy. The categories with a considerable amount of comments were in the unfavorable (W, T) and the internal (S, W) categories, suggesting that the participants' perception is that the greatest limitations lie within the PC field, rather than being related to external factors.
Health care policy
The fact that PC was included in cancer control programs in several countries was a positive factor in the development and establishment of the discipline; however, this also limited its development to the cancer field. As a result, patients with nononcological diagnoses but with PC needs are left untreated and with unmet needs in these countries.
Limited financial resources affect health care systems, including the provision of PC. This has an impact on patients' possibilities to access care in remote areas or for those who do not have the resources to pay for care not covered by insurance or public programs. Government involvement is crucial through the establishment and adoption of national laws, national programs, education and accreditation of the specialty and of services, and by supplying resources for development and research. At the same time, government involvement can constitute an obstacle through bureaucracy, inadequate regulations, adverse allocation of resources, disinterest, and lack of continuity.
Education and research
Education is a positive influence when it is available at undergraduate and postgraduate levels, but even more so when it is homogeneous and covers a wide range of disciplines. There is a positive correlation between accreditation of PC as a specialty or subspecialty and the existence of postgraduate training. 5 This has also been reported as a barrier in other regions. 11 The participants reported positive factors such as the increase in numbers of professionals working in the field, as well as improvements in their qualification and experience. Their involvement in areas other than service provision, such as education or administration, is also considered positive regarding the advancement of PC. However, so far there are neither sufficient professionals to cover the current needs nor enough places for employment. Difficult relations among professionals as well as inappropriate motivators, such as financial interests and personal recognition, are limiting factors. Limited research is also a Weakness, although countries such as Argentina and Chile are reporting progress. International cooperation in research is reported as a crucial role.
Availability of opioids
In some countries opioids are available and affordable and there is a good collaborative relationship between prescribers and regulators. However, most of the countries report difficulties with availability, especially in rural and community pharmacies. Lack of education and knowledge as well as fears and misconceptions in the general public and among health care professionals hinder appropriate pain treatment. Strict laws and regulations on the use of opioids in many countries also have a negative effect on the accessibility to pain treatment. The problem of abuse and diversion in some developed countries has a negative effect on efforts to improve availability and access to opioids for medical treatment.
Service provision
Availability of services is considered both a strong and a weak factor. They are growing in quantity and providing job opportunities for PC workers. Some of the units or programs are referral centers, but there is limited cooperation between PC units and other specialties. The number of services is not enough to cover the needs, and most of the services are located in large urban centers. Not only personnel and infrastructure are scarce, but the resources needed for adequate care are also missing. The quality of the services varies in most countries and there are no monitoring systems in place to guarantee quality standards. Burnout syndrome among team members was reported as Weakness in some countries, whereas in Cuba the care of the team was reported as a Strength. The most significant Threat is the lack of acknowledgment of the work which is represented by low salaries and lack of job promotions. Participants reported lack of awareness of PC in the health community, the government, and the local community consistently throughout LA. Similar results have been reported in Europe and were published in the literature. 11 Different kinds of services are Strengths as long as they cover a broad part of the population, but in many countries health care systems do not guarantee continuity of care and smooth referral and counterreferral processes.
Advocacy
Further negative factors are the lack of advocacy and the lack of directories, norms, and standards to guide the field. The absence of a PC association hinders the development, but also to have more than one association. Countries with more than one association report waste of efforts and lack of influence on stakeholders. Associations with cancer or pain programs do help to advance PC by using already existing infrastructure and structures on the one hand, but on the other hand they hinder the development of the discipline for other conditions and diseases.
The involvement of the scientific community and the local community were identified as key factors in advocacy. The advocacy work contents important educational/informative activities, with support of the media, in order to inform, generate awareness, and clarify misconceptions about PC and the use of opiods. Cooperation among international institutions and organizations was reported as an important external factor. Unfortunately, as reported in the ALCP atlas, organizations/institutions in very few countries in the world (United States, Spain, the United Kingdom, and Canada) have established formal cooperation efforts aimed at advancing PC in LA.
The mention of the lack of support from UN multilateral organizations to mobilize health authorities reflects a lack of understanding of these organizations' diplomatic role. Hence, they can only make recommendations, and in order to actively participate in internal developments, they need to be invited by the respective government of the member states.
ALCP development index
The number of positive and negative statements is moderately correlated with countries' level of PC development. Countries that ranked higher in the ALCP index mentioned issues related to service provision more frequently as a negative factor for development. This reflects probably that the respondents may be able to focus on their own services, as the external environment does not pose a threat and that there may be adequate laws and regulations in place. Countries with a lower level of development provided statements more frequently on availability of opioids as a barrier to development, reflecting lack of government awareness in terms of access to medicines and pain treatment and the lack of regarding PC as an integral component in public policy.
Frequency of main terms used
The analysis of terms provides an overview of the most frequently used terms in the responses. Most of the terms analyzed were used in favorable statements, but they were generic (i.e., palliative care). The only qualifier used frequently was lack (78 times in unfavorable statements, second highest after palliative care). This reflects the general opinion of the participants that additional resources and steps need to be taken to advance the field.
In a study comparing five LA countries, similar issues were identified: low prioritization of PC in health care policy formulation and in health care education, as well as problems in the accessibility to opioids.16 The same barriers were found in 44 European countries, with the lack of PC education and training programs, lack of awareness and recognition of PC, and limited availability of/knowledge about opioid analgesics 11 being the most relevant barriers.
Study limitations
This study presents information based on the personal opinion of PC workers in countries in LA. Their opinions may not reflect the real situation of their countries but rather their own personal perceptions. Given that it was a written online questionnaire, it was not possible to discuss with each participant his or her statements for clarifications or to achieve a consensus within each country. The translation of the terms was done by the authors and not by professional translators; however, it was verified by a native English speaker. The usefulness of a SWOT analysis may be limited in large contexts such as regional analyses, because of the high variability in the stages of development among the countries included in the study.
Conclusions
With this study it was possible to identify general aspects common to all the countries as well as to identify key elements in the development of PC in LA, which, if existing, were considered Strengths. Where they were lacking, they were considered Weaknesses. This fact supports the strategy of the Public Health Model for PC proposed by WHO.
PC in LA is in a developing stage and the situation among countries is very heterogeneous, which makes it difficult to give a unique picture for LA. However, it points to identifying barriers as well as resources and potential. Additional analysis at the national level would be useful to evaluate and monitor the development of PC in LA.
Footnotes
Acknowledgments
The project Palliative Care Atlas in Latin America was led by the ALCP with financial support of the Open Society Foundations and in cooperation with the International Association for Hospice and Palliative Care (IAHPC), the European Association for Palliative Care (EAPC), the Sociedad Española de Cuidados Paliativos (SECPAL), and the ATLANTES Research Program of the Institute for Culture and Society (ICS) at the Universidad de Navarra. Further members of the working group are Roberto Wenk, Jorge Eisenchlas, Carolina Monti, and Javier Rocafort.
Author Disclosure Statement
No competing financial interests exist.
