Abstract
The interactions of the different monsoon systems across Southeast Asia create extreme climate phenomena. Central Vietnam, located near the centre of this transitional region, has encountered numerous effects. As a result, its sediments from lakes or speleothems are valuable archives for interpreting past climate variability. However, there is still a lack of high-resolution paleoenvironmental and palaeoclimatic reconstructions during the Holocene in Vietnam. Our study presents a paleoenvironmental diatom-based record of sediment cores collected from Biển Hồ maar lake (14°03′N, 108°00′E) in the Central Highlands of Vietnam covering nearly the entire Holocene. Based on changes in diatom assemblages in the sediment sequence, we identified two periods of the Early Holocene (~11,700–7800 cal BP) and the Mid- to Late-Holocene (~7800–360 cal BP), which mark a remarkable shift in the environment around Biển Hồ. Alternations of key diatom species during the Early Holocene indicate intensity variations between water-mixing and thermal stratification mechanisms in meso-eutrophic conditions. During the Mid- to Late-Holocene, the complete dominance of Aulacoseira granulata var. granulata implies year-round destratification and intense mixing of the lake water column in a permanently eutrophic environment. Its morphological variability reveals intervals of dry environmental conditions driven by pronounced droughts across the Asian continent.
Keywords
Introduction
Numerous studies on climate patterns in the Southeast Asian region, particularly in Vietnam, have highlighted the complexity that arises when multiple monsoon subsystems operate concurrently within a specific geographical area (Buckley et al., 2014; Kaboth-Bahr et al., 2021; Wang and Lin, 2002; Wolf et al., 2023). The Central Highlands of Vietnam lies at the convergence point of three summer monsoon subsystems: the Indian Summer Monsoon (ISM), the East Asian Summer Monsoon (EASM), and the Northwest Pacific Summer Monsoon (NPSM) (Buckley et al., 2014; Wang and Lin, 2002). Additionally, the Northeast Winter Monsoon (NWM) serves as a counterpart to the ISM in this region and develops from the cold and dry East Asian Winter Monsoon (EAWM) commonly known as northwesterly winds across East Asia (Wolf et al., 2023). The NWM and EAWM originate from the Siberian High, a high-pressure system situated over the Siberian-Mongolia region and a low-pressure area over the Maritime Continent during winters (Chang et al., 2011; Chan and Li, 2004). The NWM, after traversing the South China Sea, is a substantial moisture source for Vietnam (Wolf et al., 2023). The evolution of the summer and winter monsoon subsystems has grown progressively complex and diverse due to ongoing climate change since the Late Pleistocene and anthropogenic global warming (Li et al., 2014; Kaboth-Bahr et al., 2021; Wolf, 2022). These mechanisms have given rise to extreme climatic events, including droughts in the Central Highlands already in the past (Nguyễn-Đình et al., 2022), and also leading to significant agricultural losses with profound socio-economic repercussions on local communities in modern times (Asia-CRCiS, 2016).
Located in the Central Highlands of Vietnam, Biển Hồ maar lake (14°03′N, 108°00′E) originated from the amalgamation of three volcanic craters (Ta-Hoa et al., 2015). Before its connection with an artificial reservoir in 1984 CE, the lake maintained a simple hydrological setup with no inflow or outflow, and its sediment accumulation primarily resulted from weathered materials eroded from the surrounding crater slopes was driven by the intensity of the summer monsoon subsystems (Nguyễn-Văn et al., 2022). Along with terrigenous material, aquatic organic matter, including diatoms, are the primary sources of the Biển Hồ lake sediments. Environmental changes during the most recent 70 years of lake history, reflected in the uppermost sedimentary and diatom records, have been published earlier (Nguyễn-Văn et al., 2022).
Diatoms and their morphology show sensitivity to various ecological variables. Due to the resistance to dissolution and breakage of their opaline silica frustules, diatoms have emerged as reliable bioindicators in contemporary environmental investigations and paleoenvironmental reconstructions, particularly focusing on lacustrine sediments (Mohanty et al., 2022; Wang et al., 2009, 2012; Winsborough, 2016). Especially, Aulacoseira granulata (Ehrenberg) Simonsen, a globally distributed species within its genus, displays adaptability and tolerance to a broad spectrum of environmental conditions (Wang et al., 2015). Blooms of A. granulata are typically associated with eutrophication (Gomes, 2000; Kamenir et al., 2004; Lepistö et al., 2006), increased turbidity and nutrient availability (Simiyu and Kurmayer, 2022). The morphological variability of this taxon has also been analysed to investigate its relationship with freshwater environmental features, such as the species valve diameter and mantle height positively correlating with more than one nutrient component (Gómez et al., 1995; Mohanty et al., 2022; O'Farrell et al., 2001; Poulickova, 2003; Turkia and Lepistö, 1999; Wang et al., 2015), or mantle height/valve diameter (H/D) and surface area/volume (SA/V) ratios negatively related to lake water- level and mixing (O'Farrell et al., 2001; Wang et al., 2009, 2015). However, palaeoclimatic records based on lake sediments and studies on modern diatoms in Vietnamese lakes remain notably scarce. Two studies analysed diatom assemblages and geochemical proxies from Ba Bể lake (Weide, 2012) and Ao Tiên (Fairy Pond) (Stevens et al., 2018) to point out monsoonal characteristics in the karst region of Northern Vietnam over the last 500 and 650 years, respectively. In the Central Highlands, two recent studies from Ea Tyn lake (Nguyễn-Đình et al., 2022) and Biển Hồ lake (Nguyễn-Văn et al., 2022) covering the past 1250 and 70 years, respectively, have revealed substantial responses in sedimentary, geochemical, geophysical and microfossil proxies that are attributed to both anthropogenic influences and the impact of monsoon subsystems on the lake ecosystems.
Our study here presents a paleoenvironmental diatom-based record from Biển Hồ lake, covering nearly the whole Holocene (Figure 1). Firstly, we define and describe diatom assemblages, explore their relationships with other diatom and sedimentation rate indices within the sediment sequence. Secondly, we measure the morphological parameters of Aulacoseira granulata var. granulata, including the valve diameter, mantle height, surface area, volume, H/D and SA/V ratios, then interpret their fluxes because of the dominance of this single taxon in the upper half of the sequence but with wide morphological variety.

Location of Biển Hồ maar lake in Asia and Vietnam, along with the coring site in 2021. The bathymetric map is based on data from Nguyễn-Văn et al. (2022).
Materials and methods
Materials and sample preparation
From the deepest part of Biển Hồ lake (Figure 1), several sediment cores have been retrieved between 2017 and 2021 (Nguyễn-Văn et al., 2023). During the latest coring expedition in April 2021, two parallel and overlapping piston cores (BHM-21 A and B) were retrieved, yielding a sediment sequence of 25 m in length, which reveals a continuous sedimentation from at least ~55,000 calibrated years before present (cal BP) (Ojala et al., 2023) and offers a comprehensive and uninterrupted archive of the lake’s depositional evolution during Late Pleistocene and Holocene times. We here focus only on the Holocene part of the core, that is the depth interval of 58–575 cm corresponding to the ages of ~12,370–360 cal BP. The cross-correlation of all core segments from Biển Hồ lake was based on whole core logging profiles, sedimentary facies description, core photographs, loss-on-ignition, and magnetic susceptibility (Nguyễn-Văn et al., 2023; Ojala et al., 2023). A detailed description of the age-depth model BHM21-5 for the 25-m-long sediment sequence based on 137Cs, 14C and paleomagnetic measurements has already been published by Ojala et al. (2023). The same age-depth model is also applied here and was used to determine the strategy for our diatom analysis and guide environmental interpretations in this study. The sequence shows a homogenous sediment composition with a high water content (~80 wt. %) and varying organic matter content (10–30 wt. %). We identified two main lithofacies, including (1) dark olive silty clay and (2) olive-grey diatom-rich silty clay.
Diatom method
For diatom analysis, we sampled the 58–575 cm section of the BHM-21 cores in 8 cm intervals, corresponding to timesteps of approx. 180 years on average. Sixty-seven samples were processed for the next steps. Diatom slide preparation followed standard procedures with dilution factors recorded during cleaning processes using H2O2 (Renberg, 1990) and distilled water from an initial 1 cm3 of each raw sample. A total of 400 diatom valves were counted and identified as species per sample. Diatom valve concentration was estimated by a semi-quantitative analysis via counting valves within a known area on a 22 mm × 22 mm square slide prepared from a 0.5 mL aliquot from a 10 mL suspension of 1 cm3 raw sediments. The analysis was carried out according to an assumption of the random diatom distribution in the samples (Wolfe, 1997). The identification and nomenclature of diatoms were based on a variety of sources, including taxonomic, nomenclatural, and distributional databases and studies (Guiry and Guiry, 2023; Jardim Botânico do Rio de Janeiro, 2023; Jüttner et al., 2023; Kociolek et al., 2023; Potapova et al., 2023; Spaulding et al., 2022; Tremarin et al., 2014).
A ratio exhibiting the abundance of planktonic taxa compared with a total of facultative planktonic and benthic taxa is symbolised as P/FB. The planktonic group refers to epilimnetic species, including Aulacoseira spp. (dominant in increased turbulence and deeper epilimnion environments) and Discostella stelligera (Cleve & Grunow) Houk & Klee (prevalent in shallower epilimnion environments) (Bradbury and Dieterich-Rurup, 1993; Kireta, 2018; Reynolds et al., 2002; Saros et al., 2012). The facultative planktonic and benthic group is mainly represented by fragilarioid Pseudostaurosira brevistriata (Grunow) D.M.Williams & Round, while benthic species only periodically appear with very low percentages in the Biển Hồ sediment sequence. The contrasting development of planktonic taxa and facultative planktonic taxa (Zhang et al., 2014), as well as planktonic taxa and benthic taxa (Hofmann et al., 2020; Liu et al., 2020), has been observed concerning water level variations, but we also discuss other ecological changes such as the lake water physical disturbance and circulation from the P/FB ratio since the abundance of facultative planktonic taxa is driven by various factors (Anderson, 2000; Zhang et al., 2016). Additionally, the switching between benthic species to planktonic species is often used as an indicator of determining the diversity and biomass of diatom communities related to water-mixing and eutrophication (Hall and John, 1999; Lei et al., 2021; Liu et al., 2020; Rühland et al., 2015). Therefore, in this study, we calculated and used the P/FB ratio to complement the diatom assemblages in reflecting fluctuations in the Biển Hồ diatom diversity and water level during the Holocene.
Regarding the morphological variability of A. granulata var. granulata, valve diameter and mantle height parameters were measured in 100 valves per sample. Furthermore, the surface area and volume of the valves were calculated based on the valve diameter and mantle height using geometric equations (Gómez et al., 1995). The ratios of mantle height over valve diameter (H/D) and surface area over volume (SA/V) were also figured.
Statistical methods
The diatom percentage data and zonation were computed and presented employing the CONISS method implemented in TILIA software version 3.0.1. Graph design and Principal Component Analysis (PCA) were conducted using the C2 data analysis programme version 1.8.0 (Juggins, 2007) on the relative abundance dataset of diatom species. Before PCA, the dataset underwent logarithmic transformation and standardisation (Baxter, 1995) due to significant disparities in the relative abundance between a few dominant taxa and most of the remaining ones, which appear sporadically. Species variables were logarithmically transformed, and then, sample scores within the dataset were standardised and plotted on the PCA space to assess similarities and differences between samples based on their distribution patterns (Figure 5). Finally, IBM SPSS Statistics software version 2.6 was used to calculate Pearson Correlations for various variables (Field, 2013).
Results
Diatom assemblage zones
Of the 41 diatom species identified in the Holocene sequence of Biển Hồ lake, the planktonic forms Aulacoseira spp. and D. stelligera are largely dominating. Based on transitions in relative abundances of indicative species within the genus Aulacoseira Thwaites and the two taxa D. stelligera and P. brevistriata, two diatom assemblage zones (containing subzones abbreviated as DAZs) were divided for the Holocene sequence. Zone 1, including three sub-zones DAZ 1A, 1B and 1C, and Zone 2, including four sub-zones DAZ 2A, 2B, 2C and 2D, correspond to the Early and the Mid- to Late-Holocene, respectively (Table 1 and Figure 2). The defined zones were later shifted than the formal Early and Middle Holocene boundary recognised by Walker et al. (2012) at 8200 cal BP. In our study, the diatoms are indicators of the paleoenvironmental conditions, therefore, the divided zones were used to present results.
Relative abundances of the five most dominant species in Biển Hồ lake are considered as a criterion for clustering diatom assemblages.

Stratigraphic diagram showing variations in the relative abundances (%) of 17 taxa (most common), the diatom valve concentration (×106 valves.cm−3), and the P/FB ratio. Other species observed occasionally with less than 1% are not drawn. The diatom valve concentration and the P/FB ratio indices are smoothed as green and blue lines, respectively. The DAZs are separated based on the CONISS cluster analysis result, which is also confirmed by the PCA analysis (Figure 5).
Late Pleistocene (~12,370–11,700 cal BP)
The diatom assemblage around the end of the Late Pleistocene was characterised by three dominant species, including Aulacoseira veraluciae Tremarin, Torgan & T.Ludwig, P. brevistriata, and D. stelligera with relatively equal proportions of each species. Valves of A. granulata are very few in the pre-Holocene interval (Table 1 & Figure 2).
Zone 1: Early Holocene (~11,700–7800 cal BP)
Zone 1, including three subzones, named DAZ 1A to 1C, was characterised by a major group consisting of A. veraluciae and D. stelligera, alongside a minor group comprising P. brevistriata and Aulacoseira granulata var. angustissima (O.Müller) Simonsen (Table 1 & Figure 2). Especially, the variation patterns of A. veraluciae and D. stelligera were inverse to each other.
- DAZ 1A (~11,700–11,500 cal BP)
At the beginning of the Early Holocene, the inverse relationship of the two most dominant species started with the shares of A. veraluciae around 73–78% and D. stelligera ranging from 9% to 10%. Regarding the minor group, the median percentages of P. brevistriata and A. granulata var. angustissima varied around 7% and 4%, respectively.
- DAZ 1B (~11,500–9800 cal BP)
The relative abundance of A. veraluciae reduced to 35–64%, whereas D. stelligera increased to 21–35%. Minimal fluctuations were observed in quantifying counted valves for both P. brevistriata and A. granulata var. angustissima, as they consistently maintained median values exceeding 6% within the subzone.
- DAZ 1C (~9800–7800 cal BP)
DAZ 1C witnessed a substantial resurgence of A. veraluciae, with its abundance reaching 57–84%. This upward trend starkly contrasted with the significant decline of D. stelligera. The proportion of D. stelligera in DAZ 1C dropped below 10% and even fell below 1% at the end of this subzone. P. brevistriata only fluctuated between 3% and 15%, while A. granulata var. angustissima slightly decreased to less than 5%. Remarkably, the proportion of A. granulata var. granulata increasing from 23% to 32% at ~8000 cal BP coincided with mass declines of all other species.
Zone 2: Mid- to Late-Holocene (~7800–360 cal BP)
Four subzones in Zone 2, labelled as DAZ 2A to 2D, were divided based on inverse variations between a complete dominance of A. granulata var. granulata and a co-occurrence of P. brevistriata (Table 1 & Figure 2).
- DAZ 2A (~7800–5500 cal BP)
The early DAZ 2A marked a drop in A. veraluciae from 57% to below 2%. This species was overshadowed by the complete dominance of A. granulata var. granulata, which accounted for over 90% from the beginning of the subzone (~7700 cal BP). In addition, P. brevistriata valves were found with a small proportion of less than 2%, and D. stelligera was not recorded. A. granulata var. angustissima and other species within the genera Aulacoseira, Encyonema Kützing, Eunotia Ehrenberg, Gomphonema Ehrenberg, Navicula Bory, Nitzschia Hassall were occasionally observed below 1%.
- DAZ 2B (~5500–2600 cal BP)
In DAZ 2B, the proportions of A. granulata var. granulata slightly declined from 94–98% to 89–95%, whereas P. brevistriata increased from below 2% to 3–8%. The other facultative planktonic and benthic species were observed as co-occurrences with less than 1% for each, including Amphora copulata (Kützing) Schoeman & R.E.M.Archibald, Encyonema minuta Hilse, Fragilaria lapponica Grunow, and others identified within the genera Eunotia, Gomphonema, Navicula, Nitzschia.
- DAZ 2C (~2600–450 cal BP)
There was a slight increase in A. granulata var. granulata up to over 95% and a decline in P. brevistriata to lower than 2% in the DAZ 2C. This feature reveals an inverse variation of the two species compared to DAZ 2B.
- DAZ 2D (~450–360 cal BP)
The relationship between A. granulata var. granulata and P. brevistriata once exhibited a slight increase in P. brevistriata returning to a range of 3.75–5%, but A. granulata var. granulata still dominating (91–93%). The slightly proportional exchange of these species indicates a stable diatom community in Zone 2. On a remarkable note, the absence of D. stelligera in DAZ 2A continuously remained until the 1984 CE, when the first dam in the north Biển Hồ lake was constructed (Nguyễn-Văn et al., 2022).
Diatom valve concentration and ratio of planktonic versus facultative planktonic and benthic diatoms
The dynamic of the diatom assemblages, supported by the P/FB ratio index, elucidates variations in paleoenvironmental conditions, indicating whether they were favourable for either more planktonic or more benthic habitats. An increase or decrease in the P/FB ratio, respectively, shows a lower or higher diversity of benthic diatom species, which was constrained by the predominance in the quantity of three identified planktonic taxa in Biển Hồ lake. Additionally, the diatom valve concentration represents accumulated and preserved diatom valves within sediments. Therefore, the relationship between these diatom proxies and the sedimentation rate throughout the Holocene has been used to reflect the environmental conditions in each DAZ subzone (Figure 3).

Fluctuations of the diatom valve concentration and P/FB ratio in Biển Hồ lake during the Holocene. Sedimentation rate was taken from Ojala et al. (2023).
The Early Holocene witnessed a higher average of the diatom valve concentration but a lower average of the P/FB ratio than the subsequent period. The count of diatom valves varied around 20 × 106 valves.cm−3 occasionally reaching a large range of 30–35 × 106 valves.cm−3 in Zone 1. However, a remarkable 50–80% decrease at the transition from Zone 1 to Zone 2 corresponded to counts below 10 × 106 valves.cm−3 in DAZ 2A. In the early DAZ 2B, the number of counted valves strongly increased, peaking around 4800 cal BP. Thereafter, the concentration decreased slightly until the end of DAZ 2C, consistently fluctuating above 15 × 106 valves.cm−3 (Figure 3).
In contrast, the P/FB ratio remained stable at a shallow level from DAZ 1A to 1C and then leapt since the end of the first zone, reaching the highest peak around 6200 cal BP (DAZ 2A). A higher abundance of benthic species in DAZ 2B accompanied a drop in the P/FB ratio, but it was still higher than in Zone 1. The proxy P/FB rose again in DAZ 2C, and its inverse relationship with the diatom valve concentration became unclear from the end of the subzone (Figure 3).
Morphological variability of A. granulata var. granulata
According to the high abundance and the morphological variability of A. granulata var. granulata in Biển Hồ lake during the Mid- to Late-Holocene (Zone 2), its valve dimensions mentioning valve diameter, mantle height, surface area and volume were measured. The valve dimensions generally decreased in the first half of Zone 2, from 7690 to 3800 cal BP. They recovered in the later part of DAZ 2B, followed by a slight decrease and relative stability in the early and mid DAZ 2C, respectively. However, from the late DAZ 2C, approximately 1000 cal BP, to DAZ 2D, the valve dimensions exhibited sudden fluctuations with large amplitudes with a peak around 800 cal BP and a trough around 500 cal BP approaching the lowest values as previously recorded at the middle of DAZ 2B, approximately 3800 cal BP. All four dimension parameters then went up in DAZ 2D. Meanwhile, the H/D and SA/V ratios had opposite trends with the valve dimensions during all corresponding time intervals.
The morphological variations of A. granulata var. granulata can be observed as alternating phases, corresponding yellow- and red-shaded intervals. Phases with higher values of the valve dimensions but lower values of the H/D and SA/V ratios are represented by red-shaded intervals, while contrasting phases are indicated by yellow-shaded intervals (Figure 4). Furthermore, the red-shaded intervals coincide with decreasing values of the diatom valve concentration. Conversely, the yellow-shaded intervals correspond to increasing values of the diatom valve concentration compared to the surrounding points.

Fluctuations of A. granulata var. granulata morphological variables, the diatom valve concentration (abb. = Dia. con.), and the P/FB ratio during the Mid-to Late-Holocene period. Data were smoothed as red lines. Red-shaded intervals indicate phases with higher values of the valve dimensions but lower values of the H/D, SA/V ratios, and the diatom valve concentration, while yellow-shaded intervals represent inverse phases.
The valve dimensions of A. granulata var. granulata positively correlated with the P/FB ratio in the first two subzones of Zone 2. The species exhibited larger valves in DAZ 2A and smaller valves in DAZ 2B, corresponding to higher and lower values of the P/FB ratio, respectively. However, their relationship became ambiguous in DAZ 2C and DAZ 2D.
Principal component analysis
The first two principal components, PC1 and PC2, account for 56% and 35% of the total variance, respectively (Figure 5). The plot of PC1 versus PC2 reveals that all scores in Zone 1 and Zone 2 form two separated coherent clusters with a transition around 8050–7200 cal BP. This confirms that similar environmental conditions prevailed during the respective periods of Zones 1 and 2.

Plot of Principal Component 1 (PC1) versus PC2 is based on the diatom species only. The ages (in cal BP) of some specific samples are shown as labels next to scores. The gradient-coloured bar is a legend for the ages of samples. Two clusters correspond to Zone 1 (Early Holocene) and Zone 2 (Mid- to Late-Holocene).
Pearson correlations
Relationships among the morphological variables of A. granulata var. granulata, the diatom valve concentration, and the P/FB ratio are reported using Pearson correlations (Table 2). The valve diameter shows strong positive correlations with the surface area (r = 0.98, p < 0.01) and the volume (r = 0.98, p < 0.01), but negative ones with both the H/D (r = −0.89, p < 0.01) and SA/V (r = −0.97, p < 0.01) ratios. Meanwhile, the mantle height exhibits relatively low to moderate correlations (r = −0.22; r = −0.57, p < 0.01; r = 0.56, p < 0.01; r = 0.64, p < 0.01; and r = 0.65, p < 0.01) with the other morphological parameters. It is obvious that the valve diameter of the taxon influences the surface area and volume more than the mantle height. A significantly positive correlation between the H/D and SA/V ratios (r = 0.86, p < 0.01) is also observed. The diatom valve concentration has moderate negative and positive correlations with the valve diameter (r = −0.61, p < 0.01) and the SA/V ratio (r = 0.62, p < 0.01), respectively, but has a relatively low relationship with the mantle height (r = −0.40, p < 0.05). Generally, the valve dimensions of A. granulata var. granulata exhibit an inverse connection with its related ratios and the diatom valve concentration, while they demonstrate a positive association with the P/FB ratio (Table 2), exhibiting concurrent fluctuations of these parameters, as shown in Figure 4. The analysis on this dataset indicates not only the correlations of the diatom morphological parameters but also the nutrient availability.
Correlation matrix of A. granulata var. granulata morphological variables, the diatom valve concentration, and the P/FB ratio are shown in coloured boxes in blue and red, referring to positive and negative relationships, respectively. Progressively darker boxes and bold values indicate strong correlations.
Correlation is significant at the 0.01 level (two-tailed).
Correlation is significant at the 0.05 level (two-tailed).
Note. Please refer to the online version of the article to view this figure in color.
Discussion
Early Holocene – limnology
The predominance of Aulacoseira spp. and P. brevistriata is primarily associated with the lake conditions determined by water-mixing, which is widely employed in paleolimnological reconstructions (Borges et al., 2008; Chen et al., 2013; Lindenschmidt and Chorus, 1998; Pedraza Garzon, 2021; Zalat and Vildary, 2007). Whereas the increase in D. stelligera is driven by extended thermal stratification or shallowing epilimnion, which prevents the water-mixing in lakes (Rühland et al., 2003; Wang et al., 2012; Williamson et al., 2010; Zou et al., 2018). The Biển Hồ environment during the Early Holocene (Zone 1) exhibited the prevalence of the heavily silicified planktonic A. veraluciae and the co-occurrences of the facultative planktonic P. brevistriata and the narrow cylindrical A. granulata var. angustissima suggesting intense water-mixing. Stronger mixing of the lake water often occurs within prolonged rainy seasons accompanied by decreasing air temperatures and intensified winter winds (Wang et al., 2012). In contrast, the relatively significant contribution of the small epilimnetic D. stelligera indicates thermal stratification promoted by rising temperatures and insolation within dry seasons (Wang et al., 2012).
A. veraluciae found in Biển Hồ lake in the Early Holocene is recognised by straight pervalvar rows of areolae, deep and thick ringleiste with three to four rimoportulae above, short and broadly spathulate linking spines with smooth edges, and one spine for every two interstriae, following description of Tremarin et al. (2014). With the H/D ratio of 0.35–2.01 (Tremarin et al., 2014), it can be clearly distinguished from A. granulata (with the H/D ratio of 0.8–5 (Spaulding et al., 2022)) by its relatively lower H/D ratio of the valves and more heavily silicified frustules as optically observed in the Biển Hồ lake samples (LM & SEM photos of four Aulacoseira species from Biển Hồ lake are provided as Supplemental Materials). In the case of Aulacoseira, variations tend to involve increased valve diameter rather than mantle height resulting in morphs associated with lower SA/V ratio (also similar measurement results in Biển Hồ A. granulata var. granulata, as shown in Table 2) and faster sinking velocities (O'Farrell et al., 2001; Wang et al., 2009). Consequently, it can be inferred that A. veraluciae has a typically smaller SA/V ratio, that is, the reduced surface area exposed to the surrounding environment and sinks more rapidly within the water column than A. granulata. Thus, A. veraluciae requires a more vigorous water circulation for its suspension. Moreover, this species has been found in a wide range of environments, from oligotrophic to eutrophic (Nardelli et al., 2021; Nogueira et al., 2006; Pagioro et al., 2005). We suppose that the observed high abundance of A. veraluciae in Biển Hồ lake during the Early Holocene was driven by strong water-mixing primarily occurring during winter seasons along with intense monsoonal winds and rainfalls, which contributed to the influx of silica-rich nutrients into the lake. Importantly, this study is the first report of the occurrence of A. veraluciae outside Brazil where the taxon is very common (Tremarin et al., 2014).
P. brevistriata and A. granulata var. angustissima, represented by small proportions in the lake sediment, also suggest enhanced water-mixing during this period. P. brevistriata (syn. = Fragilaria brevistriata Grunow) has been reported to thrive in cold waters (Mackay et al., 2003; Schmidt et al., 2004) and favour enhanced turbulence in lakes (Anderson, 2000; Zhang et al., 2016). The decline in P. brevistriata indicates increasing temperatures, rising water levels, and more acidic features (Chen et al., 2014; Van Dam et al., 1994). In the Biển Hồ sediment sequence, a decreasing population of P. brevistriata found around the Pleistocene-Holocene boundary, ~11,700 cal BP (Table 1), marks an environmental transition between two epochs. The observed var. angustissima, a morphologically narrower form of A. granulata, relies on water turbulence to remain within the euphotic zone due to its high specific gravity (Lund, 1954; Nakano et al., 1996; Petrova, 1986). This form exhibits a significantly higher SA/V ratio compared to the nominal variety granulata, which enhances its nutrient and CO2 absorption efficiency and results in its slower sinking velocity (Gómez et al., 1995; Talling and Rzoska, 1967; Titman and Kilham, 1976). The occurrence of A. granulata var. angustissima during the Early Holocene provides additional evidence of water-mixing but in less intense phases and possibly reduced water temperatures (Wang et al., 2009, 2015).
On the other hand, the presence of D. stelligera in Zone 1 indicates thermal stratification, a contrasting mechanism to the water-mixing. Small-cell Discostella spp. are characterised by minimal silica and nutrient requirements for their growth, very low sinking velocities, and thriving in water column thermally stratified during summer seasons with high light, temperature regimes, and weak winds (Rühland et al., 2003; Wang et al., 2012; Williamson et al., 2010; Zou et al., 2018). Studies of living diatoms in freshwater reservoirs have revealed that D. stelligera prefers oligo- to mesotrophic environments (Gusev and Kulikovskiy, 2014; Moos et al., 2005; Tibby et al., 2012; Wang et al., 2008). A direct relationship between D. stelligera and nitrogen concentration has also been suggested by a positive response to additional nitrogen inputs into its living environment when phosphorus levels remain relatively limited (Rühland et al., 2015; Saros and Anderson, 2015). However, because the high diversity of the diatom community and the frequent occurrence of Aulacoseira taxa imply a high level of trophic state (Nardelli et al., 2021), the phosphorus levels in the Biển Hồ water were probably unlimited during this time. Hence, we suppose that during the Early Holocene, the lake experienced summer seasons with prolonged insolation and reduced rainfall, supplying less silica and nutrients into the lake and promoting thermal stratification.
The inverse correlation between A. veraluciae and D. stelligera reflects variations in water dynamics through Zone 1. The higher predominance of A. veraluciae in DAZ 1A (~11,700–11,500 cal BP) and 1C (~9800–7800 cal BP) suggests that the water-mixing was stronger promoted by intensified winter monsoon increasing winter rainfalls and reducing temperatures. The winter monsoon may extend into the spring season and is strong enough to prevent thermal stratification, thus, heavily silicified diatoms, such as Aulacoseira, cannot remain suspended (Wang et al., 2012). In contrast, the decrease in A. veraluciae by approximately 22% in DAZ 1B (~11,500–9800 cal BP), corresponding to the increase in D. stelligera, suggests the enhancement of the thermal stratification during this subzone due to extended dry summers accompanied by reduced rainfalls, less silica and nutrient inputs into the lake (Wang et al., 2012). The relative abundance of Aulacoseira spp. to D. stelligera can also be employed as an indicator of mixing depth, where the ratio decreases as D. stelligera becomes more dominant, indicating reduced water-mixing intensity (Fowler et al., 2022).
The alternations of water-mixing strength within the subzones of the Early Holocene are also evidenced by the sedimentation rate. In particular, the average value of the sedimentation rate in DAZ 1B was higher than in the other DAZs within Zone 1 (Figure 3) (Ojala et al., 2023). The sedimentation rate can be negatively influenced by water dynamic factors (e.g. turbidity, waves, currents, or other mechanical disturbances), potentially leading to the resuspension of particles back into the water column (Boyd and Tucker, 2012; Stow and Smillie, 2020). In contrast to the effects of water turbulence, thermal stratification results in the creation of distinct water layers with different temperatures, effectively preventing sediment resuspension and redeposition in lakes (Allaby, 2010; Apolinarska et al., 2020; Costa and de Morais, 2014; Park and Allaby, 2007). Therefore, during prolonged dry summer seasons in DAZ 1B (~11,500–9800 cal BP), the thermal stratification and lower water levels facilitated more efficient settling of suspended sediments, including diatom cells, and increasing the sedimentation rate in Biển Hồ lake. Conversely, intensified water-mixing activities decreased sedimentation during extended winter seasons with increased precipitation in DAZ 1A and 1C, corresponding to ~11,700–11,500 and ~9800–7800 cal BP, respectively.
Early Holocene – interaction of monsoon systems
Palaeoclimatic records across the broader monsoon region in Southeast Asia reveal two distinct weak phases of the summer monsoon in the Early Holocene (Kaboth-Bahr et al., 2021; Smittenberg et al., 2022). The first phase extended from 11,700 to 11,000 cal BP, corresponding from DAZ 1A to the beginning of DAZ 1B, while the second phase occurred at ~9000 cal BP, corresponding to DAZ 1C. During these phases, a reduction in temperature and precipitation was probably associated with the most substantial weakening of the Atlantic Meridional Overturning Circulation (AMOC) (Kaboth-Bahr et al., 2021; Smittenberg et al., 2022). However, in an interval of 11,000–9500 cal BP, corresponding from DAZ 1B to the early DAZ 1C, an increasing trend of temperature and humidity was related to the intensification of the ISM and EASM (Kaboth-Bahr et al., 2021; Smittenberg et al., 2022). Relatively dry climatic conditions with a gradual increase in humidity were observed in the Central Highlands of Vietnam across the Early Holocene (equivalent to Zone 1) based on biomarker records in a short sediment sequence from Ia M’He lake (Doiron, 2020). In Biển Hồ lake, the thermal stratification lasted longer during the summer seasons, primarily due to the reduced water-mixing, which was influenced by decreased annual rainfalls in DAZ 1B (~11,500–9800 cal BP), while in DAZ 1A and 1C (~11,700–11,500 cal BP and ~9800–7800 cal BP, respectively), we observed a shorter duration of the thermal stratification, as a result of the increased water-mixing. This phenomenon was probably related to only temperature variations corresponding to the cycles of the ISM and EASM. During winters, the NWM, closely associated with the EAWM, prevailed not only in the lake area but also in Central Vietnam and positively affected the annual precipitation (Buckley et al., 2014; Wolf et al., 2023). Evolution of the EAWM is described by a significant weakening phase from 11,500 to 9800 cal BP (corresponding to DAZ 1B), interspersed between two intensification phases from 11,700 to 11,500 cal BP and from 9800 to 8000 cal BP (corresponding to DAZ 1A and 1C, respectively) (Wang et al., 2012). This suggests that the EAWM had a significantly positive correlation with the local winter monsoon influencing the water-mixing intensity in Biển Hồ lake during the Early Holocene (Zone 1). It further explains the strong connection between the climate of the Central Highlands and the timing and amount of winter precipitation (Doiron, 2020).
The environmental regime shift (7800 cal BP)
At the transition between Zone 1 and Zone 2, there was a significant alteration in the major diatom assemblages with a dominance of A. granulata var. granulata replacing the previously prevalent species of A. veraluciae and D. stelligera (Table 1). This suggests a regime shift in the lake stratification and trophic state, specifically, the epilimnion, which plays an important role in the production of epilimnetic diatoms, including Discostella and Aulacoseira.
A. granulata is commonly used as an indicator species for planktonic habitats in turbid, riverine, and river-influenced environments found in both tropical and subtropical regions (Nguyen-Thi-Thuy et al., 2019; O'Farrell et al., 2001). It predominantly thrives under eutrophic conditions (Ehrlich, 1973; Kilham et al., 1986; Stoermer, 1974; Stoermer et al., 1981) and needs significant water-mixing for its living in the upper layer of lake water (Abdel Karim and Saeed, 1978; Hötzel and Croome, 1996). This alkaliphilous species is frequently observed in freshwaters characterised by high silica, phosphorus and temperature levels (Ehrlich, 1973; Kilham et al., 1986; Stoermer, 1974; Stoermer et al., 1981). Moreover, the growth rate of A. granulata is positively controlled by factors such as dissolved oxygen levels, lake depth, and chlorophyll-a (Mohanty et al., 2022). Since the end of Zone 1, ~7800 cal BP, the dominance of A. granulata var. granulata representing over 90% of the diatom community and the disappearance of D. stelligera indicate a regime shift in the lake structure and trophic state. They explain a transition from the seasonal alternation between the two mechanisms of water-mixing and thermal stratification in the meso-eutrophic conditions in Zone 1 to year-round continuous destratification and mixing of the water in a sustainable eutrophic environment in Zone 2. The term ‘destratification’ is used with meaning to emphasise the phenomenon of a water-mixing mechanism that reduces or eliminates separate layers in the lake (Park and Allaby, 2013). As discussed in the previous sections, the water-mixing mechanism was primarily supported by monsoon rainfalls, which inhibited thermal stratification and the shallowing of the epilimnion in the water column, thereby favouring the blooms of the turbulence-requiring planktonic A. granulata (Wang et al., 2012). We propose that a significant increase in summer rainfalls, besides remaining winter monsoon activities since the end of the Early Holocene (Zone 1), not only continuously promoted water turbulence but also delivered more nutrients into the lake, sustaining the eutrophic state. This hypothesis gains further support from the minor decrease in P. brevistriata, suggesting elevated water levels and temperatures in Zone 2, the Mid- to Late-Holocene (Chen et al., 2014; Van Dam et al., 1994). Additionally, the intense water circulation might lead to the resuspension of sediments, including diatoms, in the water column (Boyd and Tucker, 2012; Stow and Smillie, 2020), causing a remarkable decline in both the sedimentation rate (Ojala et al., 2023) and diatom valve concentration in DAZ 2A, ~7800–5500 cal BP (Figures 3 and 6).

Temporal correlation between the Biển Hồ diatom data and regional palaeoclimatic events. [a] (Ojala et al., 2023), [b] (Wang et al., 2012), [c] (Moy et al., 2002); [1,2,3] (Dykoski et al., 2005; Marcott et al., 2013); [2,3,5] (Smittenberg et al., 2022); [3,4] (Kaboth-Bahr et al., 2021); [4,6] (Wolf, 2022); [6,9] (Griffiths et al., 2020); [6] (Kajita et al., 2018; Pausata et al., 2017; Wolf et al., 2023); [7] (Nguyễn-Đình et al., 2022); [8] (Buckley et al., 2010, 2014).
The P/FB ratio displayed a difference before and after the regime shift between Zone 1 and Zone 2. The P/FB ratio in Zone 1 was negatively influenced by the abundance of P. brevistriata and the relatively frequent, though not statistically significant, co-occurrences of benthic species within genera of Encyonema, Gomphonema, Navicula, and Nitzschia. These species, along with the major contribution of D. stelligera, indicated a calm water condition, with typical features of shallow-water phases, thermal stratification, and low nutrient availability favouring littoral and benthic habitats (Wolin and Jeffery, 2010). As a result, this environmental condition occurring during dry summer seasons in Zone 1 raised the diversity of the diatom community. However, the weaker stratification in the lake caused a change in diatom assemblages from small-cell cyclotelloid and elongate pennate species to small benthic fragilarioid and heavily-silicified tychoplanktonic taxa (Hofmann et al., 2020; Rühland et al., 2015). The significant increase in the P/FB ratio from the late Zone 1 (~8200 cal BP) to DAZ 2A (~7800–5500 cal BP) was associated with not only the decline of facultative planktonic and benthic species but also the replacement of D. stelligera by A. granulata var. granulata, indicate a notable rise in the lake water level, trophic state, frequency, and intensity of disturbance in the lake environment in summer seasons (Wolin and Jeffery, 2010). During winter seasons, A. granulata var. granulata also completely replaced A. veraluciae, which potentially requires stronger mixing for resuspension due to faster sinking velocities than A. granulata, as explained above. The mixing depth also probably decreased simultaneously with the occurrence of the regime shift that was influenced by the winter monsoon, sufficient to maintain A. granulata var. granulata in the euphotic zone (Lund, 1954; Nakano et al., 1996; Petrova, 1986) rather than A. veraluciae. Moreover, multiproxy hydroclimate records in Vietnam and Laos, which show synchronised enhanced summer and winter monsoon precipitation between 8000 and 6000 cal BP (Kaboth-Bahr et al., 2021; Wolf, 2022), potentially encouraged the summer destratification in Biển Hồ. Further, a relatively weak phase of EAWM in Southern China recorded near the end of the Early Holocene and during an interval of from 8000 to 7000 cal BP (Figure 6) (Wang et al., 2012), was possibly related to the limitation of the intensity of water-mixing in the euphotic zone in Biển Hồ lake during winter seasons, leading to the persistence of A. granulata var. granulata over A. veraluciae. Therefore, the year-round mixing mechanism reduced the diatom diversity with the absolute dominance of A. granulata var. granulata in Zone 2.
Mid- to Late-Holocene – drought events
The heavily-silicified diatoms, that is, A. granulata var. granulata, typically require sufficient silica and nutrient levels for their quantitative and dimensional development (Litchman et al., 2007; Nascimento et al., 2021; O'Farrell et al., 2001; Round et al., 1990). Their size and shape are susceptible to various lacustrine parameters such as water level, water-mixing, water transparency, silica concentration, nutrient content, and temperature (Davey, 1986; Genkal and Trifonova, 2020; Gómez et al., 1995; Mohanty et al., 2022; O'Farrell et al., 2001; Turkia and Lepistö, 1999). In Biển Hồ lake, an optimal environment related to the water-mixing and nutrient-rich conditions favoured the absolute prevalence of A. granulata var. granulata in Zone 2. Noticeable trends in morphological variations of this taxon correspond relatively well with the other diatom proxies and the sedimentation rate over time that reflect changes in nutrient availability and water levels of the lake (Figure 6).
Parameters of the valve dimensions of A. granulata var. granulata reached the highest average values in DAZ 2A, ~7800–6000 cal BP, while the H/D and SA/V ratios had their lowest values. In the lacustrine environment, the valve diameter and mantle height positively correlate with the dissolved inorganic nitrogen and the total dissolved reactive phosphorus, respectively (Gómez et al., 1995). Additionally, the mantle height has a significant positive relationship with concentrations of total nitrogen, total phosphate, and silicate (Mohanty et al., 2022). As discussed in the previous paragraph, DAZ 2A was marked by the dropped sedimentation rate (Ojala et al., 2023) and diatom valve concentration, and the dramatically increased P/FB ratio (Figures 3 and 6), then was interpreted with the synchronous activities of both the summer and winter monsoons activating the regime shift and contributing to the elevated nutrient content, high water levels and year-round deep water-mixing in Biển Hồ lake. Thus, such conditions in this subzone promoted the size development of A. granulata var. granulata, especially the valve diameter, but the reduction in their H/D and SA/V ratios (Gómez et al., 1995; O'Farrell et al., 2001; Wang et al., 2009).
Subsequently, the size and shape of A. granulata var. granulata varied significantly from the end of DAZ 2A (~7800–5500 cal BP) to DAZ 2B (~5500–2600 cal BP), with a drastic decline in the valve dimensions, consistent with a raise in the H/D and SA/V ratios. Hence, Biển Hồ lake in DAZ 2B probably experienced a simultaneous decrease in water levels and mixing due to reduced monsoon precipitation and wind intensity. This resulted in increased water transparency and decreased nutrient content. From 6000 to 4000 cal BP, a general downtrend of monsoon precipitation was recorded in the Asian and African regions represented by the lack of vegetation in Africa (Griffiths et al., 2020; Pausata et al., 2017) combined with decreasing summer insolation that led to an increase in atmospheric dust loading (Kröpelin et al., 2008; McGee and DeMenocal, 2017). The phenomena consequently resulted in reduced sea surface temperatures in the Indo-Pacific Warm Pool (Abram et al., 2009; Kuhnert et al., 2014) that was believed to be associated with an eastward movement in the Pacific Walker Circulation (Wolf et al., 2023). This movement is like the current El Niño, where the upwelling and uplift of air masses in the western Pacific Ocean are replaced by drier air moving downward, which resulted in reduced summer monsoon precipitation in Laos during this time interval (Griffiths et al., 2020). Moreover, sea surface temperatures in the East China Sea region declined to extremely low values during an interval of 5000–4000 cal BP (Kajita et al., 2018), contributing to the decreased NWM rainfalls that caused dry conditions in Central Vietnam during winter seasons (Wolf et al., 2023). However, warm and humid conditions temporarily occurred around 4500 cal BP, although the EASM was weakening (Smittenberg et al., 2022). This could potentially explain a slight increase in the water level of Biển Hồ lake, which was observed during an interval of approximately 4700–4200 cal BP in DAZ 2B.
In the middle of DAZ 2B, between 4000 and 3300 cal BP, the valve dimensions of A. granulata var. granulata varied to the smallest (Figure 4), explained by a severe deficiency of necessary nutrients for their size development. In addition, the proliferation of P. brevistriata along with other benthic taxa, as evidenced by the reduced P/FB ratio, and an enhancement of the sedimentation rate (Ojala et al., 2023) (Figure 6), suggested a limitation in the Biển Hồ water level and mixing. These characteristics point towards a potential dry condition. Significant weakening phases of the EASM and EAWM found around 4000 cal BP were associated with the 4.2 ka event and were believed to be linked to the pronounced decline in the AMOC (Lippold et al., 2019). The intensification of El Niño at the same time led to reduced local rainfalls in the South China Sea, as the Asian monsoon onset is typically delayed due to an equatorward contraction of the ITCZ (Figure 6) (Berry and Reeder, 2014; Griffiths et al., 2020). Furthermore, arid conditions and megadroughts were witnessed from 5000 to 3000 cal BP in certain regions of Africa and Asia (Griffiths et al., 2020; Kathayat et al., 2018) and particularly in Central Vietnam associated with the simultaneously weakened ISM and NWM (Wolf et al., 2023). Similar conditions at Biển Hồ lake, although with weaker signals, were also recorded in several intervals within DAZ 2C (from 2300 to 2200 cal BP; from 1200 to 1100 cal BP; and from 700 to 450 cal BP) (Figure 4). Conversely, during the time spans in DAZ 2B (from 4700 to 4200 cal BP, and from 3200 to 2700 cal BP), in DAZ 2C (from 900 to 750 cal BP), and in DAZ 2D (from 450 to 360 cal BP), Biển Hồ lake was characterised by raised water levels, alike to those observed in DAZ 2A which were promoted by enhanced monsoon precipitation.
After 3000 cal BP, the ISM weakened, leading to drier conditions, while the NWM intensified, resulting in Central Vietnam receiving an increased amount of winter precipitation (Wolf, 2022). A decrease in the valve dimensions of A. granulata var. granulata during the Late-Holocene indicates a weakening of the summer monsoon (Figure 6). Specifically, the lake water level declined between 700 and 400 cal BP (in DAZ 2C), coincided with severe drought events in mainland Southeast Asia, such as Angkor I & II Droughts (Buckley et al., 2010, 2014; Nguyễn-Đình et al., 2022).
Conclusion
The Holocene limnological shift in Biển Hồ maar lake in the Central Highlands of Vietnam was recorded from meso-eutrophic to eutrophic conditions via diatom analysis of the sediment sequence, especially with a remarkable transition in the diatom assemblages and diatom valve concentration at ~7800 cal BP.
During the Early Holocene (~11,700–7800 cal BP), with the alternating redistribution in the relative abundance of the heavily silicified A. veraluciae and the small-cell D. stelligera, the lake water exhibited switching between two prevailing mechanisms, including water-mixing and thermal stratification that established meso-eutrophic conditions.
During the Mid- to Late-Holocene (~7800–360 cal BP), the complete dominance of A. granulata var. granulata in the lake, replacing the previous dominant taxa including the var. angustissima and the two major species (A. veraluciae and D. stelligera), suggests eutrophication caused by year-round continuous destratification and intense mixing of the water. The variations of the valve dimensions of A. granulata var. granulata and its related ratios, including H/D and SA/V, possibly indicate fluctuations in the lake water level and nutrient concentration, and thus, mark the occurrences of drought intervals, from ~4000 to 3300 cal BP and from ~700 to 450 cal BP in the Central Highlands.
These findings further reveal changes in palaeoclimatic conditions in response to variability in large-scale monsoon systems, including changes in the intensity of the ISM, EASM, and EAWM throughout the epoch, which, in turn, directly correlated with the local summer and winter monsoons. The winter monsoon had a positive impact on extending the duration of water-mixing, while the summer monsoons, in conditions of increased temperatures, prolonged insolation, and reduced precipitation, facilitated thermal stratification remaining in the lake during the Early Holocene. Towards the end of this period, the synchronous activity of these monsoon subsystems, accompanied by significantly increased summer precipitation, triggered the regime shift in Biển Hồ lake around 7800 cal BP. This strengthening phase lasted until ~6000 cal BP when the EASM, ISM, and EAWM simultaneously weakened, resulting in a noticeable decrease in precipitation supply to the lake. The weakest phases of the monsoon subsystems and the driest conditions in the Central Highlands of Vietnam in the Mid- to Late-Holocene coincided with pronounced drought events across Africa and Asia continents.
Supplemental Material
sj-docx-1-hol-10.1177_09596836241236342 – Supplemental material for Diatom-based indications of an environmental regime shift and droughts associated with seasonal monsoons during the Holocene in Biển Hồ maar lake, the Central Highlands, Vietnam
Supplemental material, sj-docx-1-hol-10.1177_09596836241236342 for Diatom-based indications of an environmental regime shift and droughts associated with seasonal monsoons during the Holocene in Biển Hồ maar lake, the Central Highlands, Vietnam by Hoàn Đào-Trung, Yu Fukumoto, Dương Nguyễn-Thùy, Thành Đinh-Xuân, Thái Nguyễn-Đình, Ingmar Unkel and Hướng Nguyễn-Văn in The Holocene
Footnotes
Acknowledgements
We are indebted to VNU faculty and EOS’s international collaborators for practical support and assistance in the field and laboratory.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: Hoàn Đào-Trung was funded by the Master, PhD Scholarship Programme of Vingroup Innovation Foundation (VINIF), code VINIF.2022.TS049.
Supplemental material
Supplemental material for this article is available online.
References
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