Abstract
What kind of policy goals and orientation would a unified Korea adopt? A concerned US asks, would it become a China-friendly state? Or, would it be an anchor for the American–Asian alliance network at the expense of China’s security interests? To address these questions, this article begins by identifying six possible scenarios for the US-Sino relationship at the time of a unification that result from the combination of (1) the relative power capabilities between the US and China and (2) whether the US and China cooperate or conflict with each other. After describing the six scenarios, this article examines what policies the US and China would pursue toward the Korean peninsula in each scenario. Also, it contemplates how a unified Korea should respond to policies of the US and China in each scenario.
Introduction
Though unification on the Korean peninsula should be led by the two Koreas, it cannot be achieved without support from the international community. That is because, as the division was a by-product of the emerging Cold War between great powers, it is not likely that the status quo of the Korean division which has been maintained for the past 70 years would be dissolved without support from ‘outside’. Facing such a reality, South Korea has been pursing so-called ‘unification diplomacy’ in order to garner the support of its neighboring states for the unification.
This unification diplomacy seeks to promote unification benefits to risk-averse neighbors who exhibit a status quo bias. At the same time, it attempts to alleviate their concerns about the unification. However, the goals of unification diplomacy are not easy to achieve. One of the biggest obstacles is that one state’s unification benefits can be another state’s unification costs. This dilemma tends to be more critical with respect to the security interests of the US and China, the two most influential neighboring states to the unification. For example, the US has concerns that a unified Korea may ultimately swing into China’s orbit based on Seoul’s economic interests in and cultural and historical closeness to Beijing. Then, the US-led ‘hub-and-spoke’ alliance network in the Asia-Pacific would be seriously challenged in China’s favor. On the other hand, China expresses concerns that a unified Korea would upgrade its alliance ties with the US, thereby strengthening the US-led alliance network intended to contain China. As this example demonstrates, US expectations of and concerns over the unification are often the opposite of China’s. Therefore, it is difficult to direct South Korea’s unification diplomacy in ways that satisfy both states.
What kind of policies, then, would a unified Korea be likely to adopt? Will it pursue pro-US, pro-China, or neutral foreign policies? How will Asia-Pacific states, especially major powers, respond to the newly unified Korea? In order to address these questions, this article assumes that a South Korea-led unification would lead to the creation of a democratic state whose population would be about 80 million. Also, it assumes that, during the unification process and as a result of the unification, North Korean nuclear weapons would be dismantled, so that a unified Korea is nuclear-free. Also, this article assumes that an international security environment at the time of unification would be as follows. First, the US would remain as a liberal state that advocates democracy and free trade throughout the world. Second, the Communist Party of China (CPC) would still control China, and China would have been stable without internal turbulences (such as ethnic conflicts, unequal distribution of wealth, or corruption) seriously disrupting the social order. Third, regardless of the status of Chinese economic development, continuous or stagnant, China would be the largest trading partner of most of the Asia-Pacific states.
Under the above assumptions, this article describes the US-Sino relationship at the time of the unification according to six scenarios that result from the combination of (1) the relative power capabilities between the US and China and (2) whether the US and China cooperate or conflict with each other. First, depending on whether the US maintains its preponderant power and whether China sustains its rapid economic rise, three feasible types emerge: (1) the US remains as a preponderant power while China sustains a relatively rapid rise, (2) the US remains as a preponderant power while the rise of China becomes stagnant, and (3) the US declines, while China sustains a relatively rapid rise. Of course it is plausible to suppose that both the US and China decline at the same time; yet such a scenario is not likely, given that there is no alternative state that would replace both states as a superpower, at least in the Asia-Pacific. Thus, this article does not consider that fourth type. Second, in each of the three types, the US and China can cooperate or conflict with each other. Therefore, six scenarios of the US-Sino relationship emerge.
After identifying the six scenarios, this article examines what policies the US and China would pursue toward the Korean peninsula in each scenario. Also, it contemplates how a unified Korea should respond to the US and China policies in each scenario.
Since this article posits future events and their outcomes rather than analyzing past or present ones, it should adopt a different methodology from conventional ones commonly utilized in the social sciences. This article does not attempt to find or apply regularities from past or present events in order to predict future cases. By contrast, it begins by setting up future scenarios under which particular events are posited for the sake of argument. In that sense, this article adopts a scenario method which has been rarely used to predict unified Korea’s future behaviors, as is discussed in the following section.
Articulating various US-Sino relations after the Korean reunification using scenario methodology
A number of International Relations (IR) scholars would agree that the changing dynamics of US–China relations could be a decisive factor in the formation of a future security order in the Asia-Pacific region. In this sense, it could be argued that changing US–China relations could contribute to the formation of future security order in the Asia-Pacific.
Although there could be a number of opinions and/or arguments regarding various possible security orders in the region after Korean reunification, the main IR theories and perspectives such as realism and liberalism would be strong candidates to provide relatively persuasive explanations for the future of US–China relations along with Korean reunification. In the case of the former perspective, US–China relations might be characterized as intense security competition due to the nature of anarchy and the lack of mutual trust. The latter perspective, on the other hand, provides a rather positive prospect for the future of US–China relations: that is, despite the possible existence of tension between these two states, there could be the enduring power of international institutions and/or the persistent influence of norms and values which could play a pivotal role in mitigating potential hostility and security competition between these two states.
Despite some explanatory power of these theories/approaches, however, the problem is that because both approaches emphasize the power of prediction in articulating various possible security orders in the Asia-Pacific, they fail to provide diverse future routes regarding security order formation in this region. In this context, the purpose of this article, as mentioned in the Introduction, is not to provide an accurate prediction about the future security order in the Asia-Pacific region after Korean reunification, but to analyze various possible scenarios of security order formation in this region, thereby making it possible that policy makers have a basis for strategic thinking in order to respond to changing dynamics of the security environment in the Asia-Pacific region after Korean reunification. Specifically, policy makers of major and middle states in the region such as the US, China, Japan, a unified Korea, etc., would be able to choose sound policy options based on articulating various unfolding future events in this region. This would be the beauty of pursuing strategic thinking based on a scenario-based analysis. Moreover, discussion of the security order in the Asia-Pacific after Korean reunification is a matter of future possibility, not present reality. These are the reasons why this article employs scenario methodology.
Scenario methodology originated from diverse fields, such as strategic management, military strategy, etc. In the field of IR a number of scholars have introduced the scenario methodology in preparing for future events in world politics (Bernstein et al., 2000; Celik and Blum, 2007; Fukuyama, 2007; Stein et al., 1998; Weber, 1997). These scholars suggest that scenario methodology could be an effective tool to allow policy makers to be able to deal effectively with uncertain future events and to respond preemptively to various future unknowns. 1 It should be noted that the main goal of scenario methodology is not to provide a point prediction of a given topic, but to provide a number of plausible and possible stories so that policy makers can be well prepared for the unknown future in advance. At first glance, it seems that using scenarios in the field of IR cannot easily provide any theoretical contribution in terms of making a prediction as major IR theories do. However, as far as practical matters are concerned, policy makers could easily take advantage of various eclectic approaches using major IR theoretical insights, based on employing scenario methodology. 2 For the purpose of this article, if scenario methodology could be successfully introduced in explaining future US–China relations and their impact on the formation of a security order in the Asia-Pacific, then policy makers of concerned governments could more easily respond to changing dynamics in the Asia-Pacific security environment after Korean reunification.
It is necessary that, to provide a better picture of changing future US–China relations, important variables to determine future US–China relations be analyzed. 3 To do so, this study is mainly based on interviews with specialists and government officials in the area of IR and security who were working for national research institutes, universities, and the governments of China, the US, Japan, Russia, Australia, Vietnam, Singapore, the Philippines, and India between 2013 and 2015. For detail, we have conducted interviews with 23 specialists in China, 12 in the US, seven in Japan, five in Russia, five in Australia, five in Vietnam, seven in Singapore, two in the Philippines, and 14 in India.
Experts’ opinions and arguments were collected and analyzed in the process of making each scenario based on predetermined elements, driving forces, critical uncertainties, and wild cards (Han, 2011). Simply put, scenario methodology could be summarized as the distinguishing process between predetermined elements and critical uncertainties in a given situation, since thoroughly exploring critical future uncertainties is a key to successfully applying the scenario exercise to the real world of politics (Schwartz, 1991; Wack, 1985a, 1985b). In this context, exploring major future uncertainties on a given topic could lead to succinct analysis and clarification of various factors. In this context, we tried to explore critical uncertainties regarding the future of the US-Sino relationship based on various theoretical insights as well as experts’ opinions and analyses.
Since the main goal of the scenario exercise would be to emphasize the importance of analyzing uncertainties in an unknown future rather than identifying regularities, scenario practitioners tend to focus on different dynamics of various uncertainties. To explore possible security order formation in the Asia-Pacific thoroughly, different dynamics of various uncertainties regarding US–China relations should be analyzed. It should be noted that US–China relations have various important implications for the future of the Korean Peninsula. That is why exploring future policy goals and the orientation of a unified Korea is inextricably linked with the changing dynamics of US–China relations.
In order to clarify the future US-Sino relationship, distribution of power between these two powers at the time of the unification should be assumed as given. As mentioned earlier, it is also assumed that a unified Korea is peaceful, democratic, and nuclear-free. Thus, these assumptions could constitute predetermined elements for this study. Next, uncertainties that have the capacity to impact critically each scenario outcome should include future variables in the US-Sino relationship. Overall, experts tend to agree that one of the most critical characteristics to determine the future nature of this bilateral relationship is whether these two states will be consistently cooperative or not. Thus, this ambiguity presents critical uncertainties which this study should explore. Most experts suggest that in this region, revolution in military affairs (RMA), economic development, and energy issues could be driving forces that influence the process of the formation of bilateral relationships among major powers, and the US-Sino relationship is no exception. Lastly, in constructing scenario plot lines, wild cards such as the possible nuclear ambitions of Japan and Korea, Japan’s remilitarization, a mass democratic movement in China, etc., should be included. However, given the goals of this study—i.e. identifying future US–China relations in a simpler and clearer manner and, accordingly, exploring policy goals and orientations of major players in the region—it seems that these wild cards could be excluded for the sake of simplicity. 4
This article articulates six possible future scenarios of US–China relations and their impact on security order in the Asia-Pacific after the Korean reunification. Table 1 shows each possible scenario of the US-Sino relationship under the unipolarity (American dominance), balanced bipolarity (power shift), or unbalanced bipolarity (unequal G2). 5 It should be noted that US–China relations have various important implications for the future of the Korean peninsula. That is why exploring future policy goals and the orientation of a unified Korea is inextricably linked with the changing dynamics of US–China relations. Some may say that there could be other crucial factors affecting the unified Korea. However, there is little doubt that the two major powers will shape international environment surrounding the new neighbor, but not always in consultation with it. The ensuing sections address the following questions: What are the details and plot lines regarding all these scenarios? What kind of policy implications could be drawn on the part of governments concerned, the US, China and a unified Korea?
Six Scenarios of US-Sino relationship at the point of Korean unification.
Scenario 1-A> With the persistent US preponderance and the sustained rapid rise of China, the US and China achieve a cooperative relationship.
Scenario 1-B> With the persistent US preponderance and the sustained rapid rise of China, the relationship between the US and China is characterized by intense security competition.
Scenario 2-A> With the persistent US preponderance and relative decline of Chinese power, the US and China achieve a cooperative relationship.
Scenario 2-B> With the persistent US preponderance and relative decline of Chinese power, the region would experience a relatively unstable power relationship between these two states.
Scenario 3-A> With the rapid rise of China and relative decline of US power, the US and China achieve a cooperative relationship.
Scenario 3-B> With the rapid rise of China and relative decline of US power, the relationship between the US and China is characterized by intense security competition.
The unified Korea under unequal G2 (unbalanced bipolarity: 1-A and 1-B)
This section examines a unified Korea’s policy goals and orientation when the US global and regional preponderance is maintained. The US remains the strongest military power in the world thanks to its continuous RMA. On the other hand, China emerges as a substantial G2 power with a military build-up based on its continuous economic development.
To note, though both the US and China are identified as G2s, the difference in their economic and military capabilities is still great. In terms of Gross Domestic Product (GDP), China may eventually surpass the US. Yet, in terms of GDP per capita China has a long way to go before it catches up to the US. That is, though the gap in economic and military power capabilities between the US and China is becoming narrower, it is premature to imagine a power inversion between the two states. Having said that, though, while the US has the will and capacity to maintain its predominant status in the Asia-Pacific, China’s efforts to expand its influence in the region will increase.
Two uncertainties of US-Sino relations: Cooperation or conflict
US-Sino cooperation (1-A)
US-Sino cooperation can take place when (1) China accommodates itself to the US-led order, or (2) when the US and China create a concert of power like the ‘concert of Europe’ in the 19th century. In the first case, China hopes to maintain stability in the region in order to breed an environment conducive to its economic development, thereby not challenging the US-led security and economic order. Though China will surpass the US in terms of GDP, in order to focus on resolving a multiplicity of domestic problems, such as inequality across regions and among classes, China would manage territorial disputes with regional states so as not to let them escalate into military confrontations between China and the US. In return, the US would avoid creating an image of China containment that would unnecessarily provoke China. It would make an effort to induce China to assimilate itself to democracy and free trade.
The second case of US-Sino cooperation would occur if the US and China were to maintain a concert of power between them, though China would not accede to the US-led order (White, 2013). Despite sporadic tensions between the two states, a great degree of their economic interdependence would lead them to form a strategic partnership. China harbors an intention of challenging the US-led regional order when the opportunity arises, but for the time being maintains a stance of ‘taoguang yanghui’ (韜光養晦 ‘biding one’s time while building up capability’). On the other hand, reflecting its assessment that the US cannot stop China’s economic development and military build-up, the US acknowledges China’s increased influence in the region.
US-Sino conflict (1-B)
US-Sino conflicts can emerge when (1) the US and China check against each other to increase their own influence at the expense of the other, or (2) they attempt to expand their spheres of influence to prepare for hegemonic competition in the long run. In the first case, though the US surpasses China in terms of overall military capabilities, China’s physical location in the region would help China to hold an advantage over the US in many parts of the region, especially in the continental area. As China increases its military expenditures, Western powers, including the US, will be forced to acknowledge China’s enhanced military capabilities. For fear of China’s military dominance over other continental states, the US will reinforce the military aspects of the US-led alliance network in the Asia-Pacific.
In the second case, the two states increase their military spending and reinforce their strategic preparedness against a hegemonic competition in the long run. On the one side, the US strengthens the US-led alliance network to prepare against uncertainties caused by China’s military rise. The US makes a forward deployment of its military assets to the territories of its traditional allies and friends. On the other side, China increasingly upgrades its strategic assets, such as nuclear aircraft carriers, deploying its strategic weapons to choke points across the region to implement its anti-access/area denial (A2/AD) strategy. For example, China leases naval outposts in Cambodia, Myanmar and other littoral states around the Indo-Pacific for military purposes, so that it materializes its ‘String of Pearls’ strategy.
However, it should be noted that though conflicts between the US and China become intensified in the above two cases, it is unlikely that they would engage in an offensive hegemonic war or a defensive preventive war. Because of a myriad of domestic problems, China will refrain from waging a full-blown war with the US. Also, the US would refrain from doing so, given the economic interdependence between the two states.
The US and China’s policies toward the Korean peninsula
When the US and China cooperate (1-A)
Under the US-Sino cooperative situation, the US worries that a unified Korea, whose security threat is drastically reduced, would readjust its alliance with the US and reduce the size of the American forces stationed in Korea. Given that the North Korean threat would have disappeared, it is likely that anti-American or anti-alliance sentiments would surface as a result of poor alliance management in the process of Seoul and Washington adjusting the asymmetric nature of the alliance.
Also, the US worries that a unified Korea would tilt toward China, gradually distancing itself from the US. The Koreans have maintained diplomatic relations with the Chinese for thousands of years, while their experience of diplomatic relations with the US has lasted a relatively shorter period of time. Korea’s cultural similarities and historical ties with China could allow pro-Chinese and anti-Japanese sentiments to emerge more strongly in the unified Korea. In order to overcome such concerns, the US would cooperate with the unified Korea to lessen the asymmetry, thus operating its alliance with the unified Korea in conformity with a changed security environment in Northeast Asia. The US will claim the justification of continuing the alliance as an insurance necessary to maintain a liberal regional order rather than balancing against China. Accordingly, the US will move proactively to re-establish its alliance relationship with the unified Korea, willingly adjusting the size of the US forces in Korea.
Nevertheless, China will raise a question with the US and the unified Korea as to why they maintain US troops on the Korean peninsula, despite the disappearance of the North Korean threat. If the US and the unified Korea expand the scope of the alliance regionally and globally, China will perceive it as a prelude toward China containment, therefore strongly opposing it. That being the case, China will ask the unified Korea to increase practical security cooperation with China, including conducting joint military exercises between the two states, with the intention of driving a wedge between the unified Korea and the US.
On the other hand, emphasizing that the South Korea-led unification signifies a success of democracy and the market economy, the US will attempt to spread global norms and values in the Asia-Pacific. Through such attempts, the US will push China to comply with these global norms and values.
In contrast, China worries that a unified Korea along with the US would attempt to spread democracy and human rights into China, which would destabilize domestic Chinese politics. In response, China will highlight Asian values and seek to enhance cultural interactions with the unified Korea with the hope of forming an anti-Japanese alignment.
When the US and China conflict (1-B)
The US will consolidate the US-led alliance network and, as a part of it, it will strengthen the alliance relationship with the unified Korea. Pushing for the forward deployment of US military assets on the Korean peninsula, the US will attempt to solidify the linkage between the US–Korea and the US–Japan alliances. Also, the US will seek to facilitate various forms of minilateral security cooperation, such as US–Korea–Japan, US–Korea–Australia, and US–Korea–Japan–Australia, to stand ready to counter threats coming from China. At the same time, in order to prevent a unified Korea from tilting toward China, the US would oppose the unified Korea enhancing security cooperation with China, especially at the level of conducting joint bilateral military exercises.
In response, in an effort to curb the strengthening of the US-led alliance network, China will criticize assigning the US–Korea alliance regional or global roles. Also, in order to block a security alignment among the US, Japan and the unified Korea, China will intentionally instigate confrontations with Japan over issues regarding imperial Japan’s past wrongdoings and induce a unified Korea to form an anti-Japanese coalition with China. To that purpose, China will pursue apparently Korea-friendly policies to capture the hearts of the Korean public.
The unified Korea’s policy goals and orientation
When the US and China cooperate (1-A)
A unified Korea would come up with a rationale for maintaining the US–Korea alliance to assuage anti-alliance sentiments which would demand that the USFK (US Forces Korea) should be significantly reduced in a relatively benign security environment. Without a direct threat from North Korea, the alliance should shift its focus from threat to order. In this sense the unified Korea should identify the alliance as a tool to prepare against future uncertainties that would emerge in the region.
If the unified Korea–US alliance serves as ‘insurance’ against regional security uncertainties, its ‘instrumentalities’ should be readjusted accordingly. The ‘security–autonomy trade-off model’ would no longer be appropriate for explaining the alliance between the unified Korea and the US. 6 The Korean public would demand adjusting the asymmetric nature of the alliance. The US would cooperate to modify the asymmetry in order to operate the alliance in conformity with a changed security environment in Northeast Asia. Accordingly, adjusting the size of the USFK is inevitable. Under such circumstances, it would be unlikely that American troops would be stationed near the border with China, considering the unified Korea’s economic and security relations with China.
On the other hand, the unified Korea would facilitate regional institutional cooperation for peace and stability in Northeast Asia. Especially, it should facilitate such minilateralism as Korea–China–Japan, Korea–US–China and Korea–US–Japan. Before the unification, it has not been activated due to the passive attitude of China which should consider North Korean positions. However, after the unification, it would be facilitated, more so under the security environment of the US-Sino cooperation. If regional states foster cooperation and build trust through minilateralism, the minilateralism would act as a bridge between bilateralism and multilateralism. To accomplish this, the unified Korea should utilize international cooperative mechanisms that would be put in place in the process of unification and integration after unification. Those mechanisms include ones established (1) to dismantle and dispose of North Korean nuclear weapons in the process of unification, (2) to manage official development assistance and other financial investments to develop the North Korean region, and (3) to manage nuclear non-proliferation in Northeast Asia.
The unified Korea also would put in place institutional mechanisms at the governmental level to engage in large-scale multilateral economic cooperation. Multilateral cooperation projects would be possible in developing the North Korean region and Chinese northeastern provinces. Development of energy resources, including oil and gas in Siberia and the construction of railways, ports and oil pipelines to supply this energy to related Northeast Asian countries, would give birth to an institutional framework to attract the necessary international capital and technology.
On the other hand, considering that China is concerned that the unified Korea would challenge it with regard to Western values such as human rights, democracy and freedom, the unified Korea would not intervene in internal affairs of the neighboring countries and instead would maintain a balance in terms of ideology. Ultimately, the unified Korea would perform the role of constructive and rational mediator in the region between the US and China. It would maintain and develop close security relations with Washington while also increasing military cooperation with Beijing.
When the US and China conflict (1-B)
If US-Sino confrontation is intensified, a unified Korea would continue to maintain a solid alliance with the US, as the two allies share principles of free democracy and a market economy. Also, the US is not a direct party to territorial disputes in Northeast Asia. The unified Korea would not likely tilt toward China for security, given the geographic proximity, potential territorial disputes and different political systems between Korea and China. Moreover, if the unified Korea is tilted toward China for security, Japan would increase its security dependence on the US, and consequently an ‘adversarial balance of power’ between unified Korea–China–Russia and US–Japan would weaken the unified Korea’s position. 7
That being said, even though the unified Korea is placed in the US-led security network in Northeast Asia, it would attempt to execute ‘positional power’ as a bridge linking the US-led security network and a China-led security network. For example, since a unified Korea has engaged with China for thousands of years and shares some cultural attributes, it would play an ‘interpreter’ role in explaining China’s behaviors to the US.
The unified Korea under American dominance (unipolarity: 2-A and 2-B)
This section examines a unified Korea’s policy goals and orientation under American dominance, where the US is preponderant and China’s development is stagnant. In this type of US-Sino relationship, the American power relative to China is greater and the US-centered unipolar system is stronger than now. Actually there has been a continuing debate since the collapse of the Soviet Union on whether the unipolar system is durable (Monteiro, 2014). The so-called ‘declinists’ argue that the American superpower will provoke an anti-US coalition, and the new unipolar system will soon give away to a multipolar or bipolar system following the logic of balance of power. But other scholars, ‘primacists’, emphasize the unprecedented power and benign nature of the global hegemon. In their view, the US is both too powerful and too favorable to engender opposition.
The current US-centered unipolar system will be consolidated if the US maintains its influence and China stops its rapid rise. A preponderant power, the US, will likely accommodate major powers and manage non-major powers while maintaining its military influence, thanks to its strong army, the Shale Revolution, and innovating technology, among other things. But this does not mean that the superpower will impose its will on other major powers like China and Japan. Instead, it will engage these major powers economically and diplomatically while maintaining its military superiority over them. As Nuno Monteiro clearly explains, the US will recognize the high costs and risks of fighting other major powers, including China, and provide them with economic opportunities for wealth and stability (Monteiro, 2014).
Two uncertainties of US-Sino relations: Cooperation or conflict
US-Sino cooperation (2-A)
When the US is preponderant, US-Sino cooperation is likely when one of the following conditions is met. First, the US does not pursue either a containment policy or a preventive action against China. 8 Given the current military balance, the US will be unlikely to take military action against China but will aim to maintain, if not strengthen, its own military superiority. A preventive action is taken by a declining state which wants to forestall an unfavorable change in balance of power. However, this ‘now-better-than-later’ logic does not apply to the preponderant power which sees its main rival’s rise stalling. Even if the US leadership prefers more hawkish policies, it will have trouble justifying those policies and drawing support in a democratic society.
Second, China is satisfied with a US-led regional order, thus taking an appeasement stance toward the US. When China is weaker than the US, Beijing has little incentive to become aggressive toward Washington, because the former gives priority to economic development and social stability. If China is not assured of its superiority, Beijing is more likely to abide by Washington’s rules and norms, while increasing its influence and resources till it can afford to do otherwise. 9 As the CPC sees slower growth in the economy, it has more motivation to strengthen its economic ties with strong economies like the US, because its ruling legitimacy is mainly based on economic performance.
Third, the US and China expand and institutionalize their economic and cultural interdependence. At least since China’s reemergence in the late 1970s, the US and China have cooperated repeatedly and have strengthened mutual trust about future benefits resulting from deepened interdependence, both economic and diplomatic. Actually, both Washington and Beijing have participated in an increasing number of inter-governmental organizations since the late 20th century.
The cooperation between the dominant power and its potential major competitor will consolidate a ‘uni-multipolar’ security order. 10 In this Asia-Pacific region, the US will act as a center, with major powers (China, Japan, Russia, India), middle powers (unified Korea, Australia, Indonesia), and others relating to it as moons to a planet. Probably the dominant and major powers will see less of a security dilemma than now, but other medium and minor powers will continue their strategic calculations, because US-Sino cooperation will make both less willing to maintain strong alliance commitments.
US-Sino conflict (2-B)
There exists a possibility that US-Sino relations will become conflictual rather than cooperative when any of the following conditions is met. First, the US can be dragged into a territorial conflict between its ally and China. If a territorial conflict between a US ally (e.g. Japan or the Philippines) and China occurs, then the US has no option but to side with its friend in order to maintain its influence and to show its commitment. This is why some scholars and policy makers have begun to warn about the Thucydides trap in US-Sino relations that led to World War I (Allison, 2015; Rosecrance & Miller, 2014).
Second, China’s nationalism can be more belligerent, pushing Beijing to take aggression toward others, including the US. If China’s authoritarian leadership fails to manage the domestic voice for more freedom and more transparency, it has strong incentives to rely on strong nationalism, which often leads to autonomous and non-cooperative policies toward others, especially rival states. Even when the communist leadership does not face a strong democratization movement, it still has another factor, ‘cartelized politics’, with which to contend. In such a situation political and economic elites may drive the country in a way that does not maximize national interests through inter-state negotiation but that strengthens their hold on power through intra-elite bargaining (Snyder, 1991).
Third, if Beijing sees its relative decline to be inevitable, it can attempt to take preventive measures to stop the unfavorable change in the balance of power in order to change the dragon’s future. 11 When state leaders see their state facing significant losses, they tend to turn to riskier options, such as military measures. When China sees little hope regarding its growth and status, it may consider policy options that challenge the US-centered unipolar system that go so far as to risk initiating a conflict with the US.
A conflict between the US and China can be a major destabilizing factor in the American dominance system. While Washington will try to maintain its dominant status as a means of preventing any major powers’ balancing behaviors, Beijing will seek its own strategy to make military and economic coalitions with other regional players. Accordingly, other major and middle powers in the Asia-Pacific will see this uni-multipolar system as unstable and uncertain and be forced to choose one of a multiplicity of strategic options for security and wealth.
The US and China’s policies toward the Korean peninsula
When the US and China cooperate (2-A)
There is little doubt that the US will seek close cooperation with a unified Korea on various issues, global as well as regional. The unified Korea, a symbol of industrialization, democratization, and unification, can be a good partner for the US in the spread of liberal democracy and market economy, as well as in the institutionalization of common security and economic cooperation. However, the US’s alliance commitment to Korea will be weaker than it had been before reunification. US-Sino cooperation and the absence of a North Korean threat will lead Washington to refrain from deepening Korea–US and Korea–US–Japan security cooperation; instead, it will work to create regional security institutions in order not to alienate and provoke China.
The unified Korea will also be a partner of China which seeks its own Asian regional order. Considering the unified Korea’s geographical and economic merits, China will seek to engage Seoul in its own plan to institutionalize Asian economic and security relations. China’s longtime rivalry with Japan (and Russia), moreover, will make it give significant weight to the greater Korea, even as it cooperates with the US. By strengthening historical and cultural ties with the unified Korea, China will make efforts to emphasize Asian identity and community, which are distinct from those of the West, especially when its process of democratic transition is likely to be slower than that desired by the US and other democracies. In particular, Seoul will be an important partner to Beijing, especially in its relations with Tokyo and Moscow.
When the US and China conflict (2-B)
The US will strengthen its bilateral and trilateral security relations—Korea–US and Korea–US–Japan—in order to check and control China. In doing so, Washington will make greater efforts to institutionalize and expand its security and economic network than if it cooperates well with Beijing. That is because the growing gap between the US and China under American dominance would enable the US to have some breathing space in dealing with China. But Washington will not cease in its efforts to engage China in the US-led international order. The US may see the unified Korea as a partner for binding China through interdependence and institutions rather than for containing China through military confrontation.
In conflict with the US, China will pursue efforts to make the unified Korea a security partner. After its buffer state, North Korea, disappears, Beijing will seek more cooperation from Seoul and create a regional coalition with (potential) partners like Moscow and Islamabad. However, China will be prudent not to provoke US military aggression but to continue its own economic growth. If its rising is slower than before, China will not aim to create a new Asia-Pacific order replacing the US liberal order, but will focus on its efforts to expand its sphere of influence to regional players, including the unified Korea.
The unified Korea’s policy goals and orientation
When the US and China cooperate (2-A)
Not surprisingly, the post-unification Korea will strive for two objectives: a strong alliance with the US and a deep cooperation with China. Under American dominance, Seoul will be more active in promoting democracy and human rights, in consultation with the US, than if it faces a US-Sino relationship of ‘unequal G2,’ as discussed in the previous section. Also, it will improve its economic/cultural relations with China in a more symmetrical way. This two-track approach will aim to make a balanced way between the dominant power and the regional power and to reinforce the common ground shared by the two major players through trilateral meetings among Korea, the US and China.
For the above goals, a unified Korea will implement a middle power’s multilateral and bilateral diplomacy. Given that the cooperative US-Sino relation weakens the US’s alliance commitment to and China’s favorable attitude toward Korea, the greater Korea will develop its own strategy to secure its security and other interests through international institutions like MIKTA and five-party talks. In addition, the unified Korea will make greater efforts to improve its relations with Japan and Russia. In the absence of the North Korean conundrum as well as encouraged by US-Sino cooperation, the unified Korea can share more interests and concerns with the big regional players.
When the US and China conflict (2-B)
The unified Korea will focus on its traditional alliance with the US while continuing its strong economic ties with China. The conflictual relations between the US and China will increase regional instability, creating more incentive for Korea to seek security guarantees through the dominant interdependence with China, especially for developing the former North Korean area and strengthening economic and social stability in a newly unified Korea. The main goal of Seoul will be to prevent a serious security dilemma between Washington and Beijing in the wake of the disappearance of China’s buffer state, North Korea. For this, Seoul will not alienate China but will engage it with the US through increased diplomatic and economic exchanges among the three—Korea, China, and the US.
In addition, Seoul will make efforts to increase resources and its own influence through prioritizing internal social and economic stability. This does not mean the unified Korea will aim to be a regional hegemon, but it will hope to be a more influential player in promoting regional security and prosperity through internal as well as external balancing, employing both soft and hard power. If the unified Korea successfully achieves political unification and social integration, it will be likely to look for greater status and respect from neighbors, as reunified Germany did in the 1990s and 2000s, and will be unlikely to take an isolationist stance, as the US did after the Civil War.
Unified Korea under power shift (balanced bipolarity: 3-A and 3-B)
This section assumes that Asia-Pacific regional order after Korean unification revolves around a powerful China. The CPC successfully overcomes a middle income trap through the period of the ‘New Normal,’ and consolidates its rule through a series of effective political reforms. In its external policies, China solidifies its ground in building a political and economic architecture led by China at the regional level. If this is the case, the PRC then seeks to negate the political and economic influence of the US in the region.
Two uncertainties of US-Sino relations: Cooperation or conflict
US-Sino cooperation (3-A)
The composition of US-Sino cooperation needs to start from a basic premise that the US de facto recognizes a power shift to China at the regional level. The US loses its capability while still intending to maintain its influence in East Asia. If this is the case, East Asian countries, reckoning their ‘balance of interest’, 12 are likely to bandwagon with a powerful China and to distance themselves from a US that has lost the capabilities to provide international public goods in the areas of East Asian maritime security, international monetary and trade regimes, etc.
Nevertheless, it should be indicated that East Asian countries would make this choice only in the case that China fulfills the role of a ‘responsible great power’. If China does not take those responsibilities, it is less likely that East Asian countries would willingly embrace a hegemonic China, even in the case of a weakened US. At the same time, US-Sino cooperation will be viable only if China does not attempt aggressively to expand its influence over its Asian neighbors. In other words, the cooperative readjustment of US-Sino relations under China’s domination may be translated into a de facto formation of a ‘New Type of Great Power Relations (xinxing daguo guanxi, 新型大国关系)’ existing only at the Asia-Pacific regional level. 13
Simultaneously, the assumed US-Sino cooperation does not necessarily mean a peaceful Asia. An Asian power vacuum caused by the forward-looking accommodative US policy toward China may bring about new dynamics of a multipolar system. First of all, the situation could frustrate Japan. Japan does have a couple of choices; one is to choose a ‘balance of interest’, the other is to leave the US–Japan alliance and to act as a regional ‘polar’ vis-à-vis China. It is doubtful that Japan is willing to acknowledge China as a regional hegemon. Another candidate is Russia, which is a great power in Eurasia. Faced with a greater China, Russia would become concerned about Chinese expansion into Central Asia and Chinese encroachment into the Russian sphere of influence. In these ways, among others, US-Sino cooperation could increase tensions between China and Russia, and China and Japan. It creates new dynamics in Asia and international politics as well.
US-Sino conflict (3-B)
US-Sino relations may result in conflict or confrontation, even though China’s dominance becomes clear. This can be instigated either by China or by the US. First, it can be assumed that China would attempt to challenge the international political and economic order beyond Asia. For instance, China may try to make the RMB a global key currency, challenging the US dollar. Also, China may expand its maritime power beyond the South China Sea to the Western Pacific and the Indian Ocean, and then seek to wield its influence on the seas.
Historically, Chinese emperors pursued expansionist policies and tried to establish a Sinocentric world order when a powerful dynasty enjoys centralized and stabilized political power and a prosperous economy (Swaine and Tellis, 2000). If China’s national power becomes comparable with that of the US, and China consolidates its geopolitical superiority over the Asia-Pacific, it is more likely that China will wield whatever power it takes to secure its national interests. In fact, this has historically been the path taken by great powers. In speaking about the ‘Chinese Dream’ of ‘the great revival of the Chinese nation’, President Xi holds that China should/will pursue peaceful development that contributes to both China and other countries (习近平, 2014). Nevertheless, there is no convincing reason that China should be an exception.
The other scenario may unfold as the US refuses to acknowledge the changed situation and the condition of China’s dominance. The US does not accept breaking the status quo on security order in the Asia-Pacific in spite of its willingness but inability to protect its interests in the Asian sphere. The American response would devote its diplomatic efforts to maintaining a balance of power with China by cementing its ties with US allies. In particular, Japan, a reliable linchpin of the US ‘hub-and-spokes’ system, is unlikely to bandwagon with a greater China. Also, other Asian states, including Vietnam, Indonesia, and India, tend not to accept a China-centric order, and want to maintain the status quo as far as possible.
The US and China’s policies toward the Korean peninsula
When the US and China cooperate (3-A)
In the midst of forming a new regional architecture led by China, the US makes strategic choices with a cooperative policy line with China for the purpose of maximization of national interests under the given condition. With the fixed US stance, substantial factors that are attributed to the US policy choice are strategic responses from major countries, including Japan, Russia, unified Korea, Australia, and India. Asia-Pacific countries, in the given condition, have at least a couple of strategic choices; the one places more emphasis on balancing, the other, more on bandwagoning. Therefore, US policy toward the unified Korea can be calculated relative to both of the different scenarios.
In the case in which major countries of the Asia-Pacific tend to balance more against a greater China, the US makes efforts to cement the ties of the US ‘hub-and-spokes’ in spite of its cooperative policy line with China. In so doing, the US tries to maximize its interests in the Asia-Pacific by maintaining a restraining influence upon China. Nevertheless, the US shifts many more costs and responsibilities onto the allies, mainly because of its own lack of capacity. By the same token, the US makes diplomatic efforts to strengthen the US–Korea alliance but tries to shift the costs onto the unified Korea.
In the second case, the Korean peninsula comes to lose its strategic importance for US policy toward the Asia-Pacific. Angry that Asia-Pacific countries are bandwagoning with China, the US goes back to the ‘Defensive Perimeter’ 14 strategy for its Western Pacific ‘Maginot Line’ that the US had implemented in 1949. It results in a significant withdrawal of the US’s commitment to the US–Korea alliance. If this is the case, the US is likely to give its priority to US-Sino cooperative relations rather than to the US–Korea alliance. Finally, a unified Korea comes to be a secondary concern in US policy toward the Asia-Pacific. Nonetheless, the US does not discard the US–Korea alliance, insofar as the unified Korean government wants to keep the alliance.
China will take aggressive measures rather than defensive ones to eliminate potential risks that may potentially threaten its security in East Asia. In this regard, China reinforces its policy toward the unified Korea in order that the unified Korea goes along with Chinese efforts to build a new regional order. Since the unified Korea is a substantial middle power with an established advanced economy and a population of 80 million, as well as a major regional military power, willing cooperation from the unified Korea is necessary for China to build a new regional architecture in international finance, trade, and security. For these reasons, China expands its efforts to keep the unified Korea from seeking a balancing strategy against China.
When the US and China conflict (3-B)
The US will strive to check and balance a greater China in the case that it does not accept the Chinese attempts to break down the status quo and to set up a new regional architecture. It creates the assumed US-Sino conflict. On that occasion, the US is bidding to contain China by a coalition of allies, including the unified Korea, behind the American campaign. It brings about a wave of confrontations between China and the US in a wide range of issue areas, including security, international finance, and trade. It is likely to develop into a battle over the world order. In that case, US allies in the Asia-Pacific, including the unified Korea, would be forced to stand at the critical crossroad of the choice between China and the US.
Faced with the US response, China will devote all its efforts to counteract the US actions, luring the East Asian countries, including the unified Korea, to take China’s side. Especially, China is likely to make an attempt to use the Korean peninsula as a forward base to establish a countervailing partnership system against US containment. In that case, China places much more pressure on the unified Korea in order not only to reinforce a Sino-Korea partnership but also to weaken the US–Korea alliance. Furthermore, it would be icing on the cake for China’s regional strategy if China successfully makes US–Korea relations a peripheral alliance and wins the unified Korea to China’s side, and finally forms de facto a China–Korea alliance. If China accomplishes this, China would be able to give a decisive blow to the US ‘hub-and-spokes’ system. With strategic calculation, China aggressively puts political, diplomatic, and economic pressures on the Korean peninsula based upon China’s increased economic, and then political, leverage on Korea. Consequently, the unified Korea is placed in a tough situation in the midst of a US-Sino conflict. It shrinks Korea’s strategic space.
The unified Korea’s policy goals and orientation
When the US and China cooperate (3-A)
If the US and China cooperate under China’s domination, it would imply that the Asia-Pacific regional order is reshaped by a greater China, while the US actions remain nothing but passive engagement. In that case, China tries to make the unified Korea a reliable partner as well as an order-taker in the course of building a new regional architecture led by China, while the US shifts costs of maintaining the status quo onto the regional countries, including the unified Korea, and simultaneously strives to secure its political and economic interests in the Asia-Pacific region. Nonetheless, it can be envisioned that the unified Korea may have breathing space in strategic terms between China and the US, though it is not a favorable strategic environment.
The unified Korea’s foreign policy depends mainly on China’s behaviors. If China acts as a ‘responsible great power’ providing a set of international public goods for the region, the unified Korea is willing to act as a reliable partner of China. This results in a weakening of the US–Korea alliance. However, it is required that a greater China commits itself to supporting and building a liberal order rather than a 21st century hierarchical order. If this is not the case, the unified Korea runs up against a brick wall in its positioning between China and the US. The unified Korea then strives to secure its own autonomy from China, looking for an international coalition opposing the domineering China, in spite of it being so challenging.
When the US and China conflict (3-B)
When the US and China are in conflict, the unified Korea will face challenges of choice between China and the US, since both great powers will try to win it over. Reacting against the pressures, the unified Korea attempts to keep a balanced positioning of noninvolvement between the two. In security areas, the unified Korea tries to change the purpose of the US–Korea alliance to non-traditional security issues in a situation in which the North Korean threat does not exist any longer. Still, the unified Korea is likely to take international responsibilities in the issue areas of sustaining a liberal order, such as free trade, freedom of navigation, and human rights.
Especially, the unified Korea is likely to seriously consider declaring the neutrality of unified Korea in the case that the US-Sino conflict is exacerbated over the Korean peninsula. Neutrality implies that the unified Korea discards the US–Korea alliance. For that reason, it can be simultaneously interpreted as Korea’s strategic choice toward China. However, it should have a different strategic meaning from that interpretation, specifically in the case of a US-Sino conflict under China’s domination. The unified Korea will consider neutrality for the purpose of minimizing possible damage caused by the conflict between the great powers surrounding the Korean peninsula. Thinking of side effects and feasibility, however, it should be used only as a last resort. In any case, the unified Korea will not be able to avoid a policy dilemma and political and economic disadvantages from the clash of Titans.
Conclusion
This article identified six scenarios of the US-Sino relationship at the time of a Korean unification. Then, this article examined US and Chinese policies toward a unified Korea in each of the six scenarios, and how a unified Korea should respond to their respective policies. Which scenario of the US-Sino relationship does a unified Korea prefer most? This article argues that a unified Korea would prefer Scenario 1-A identified in Table 2 below. That is because in the case of 1-A, a unified Korea can maintain its strong alliance relationship with the US while minimizing a possibility of conflicts with China. In contrast, a unified Korea would prefer Scenario 3-B least, as the likelihood of a power transition between China and the US would cause a unified Korea to face a serious strategic dilemma. In that situation, a unified Korea may consider enhancing a security partnership with China. However, severing its alliance relationship with the US and having China as a new security provider would be a risky decision to make, given the geographic proximity, potential territorial disputes, difference in the interpretation of history, and the incompatibility of political systems between China and a unified Korea.
Scenarios of US-Sino relationship and a unified Korea’s preference.
So, what should a unified Korea’s foreign policy look like? Before addressing this question, it should be pointed out that a unified Korea cannot influence whether the US maintains its predominant status or whether China continues to rise rapidly. That is, a unified Korea is not strong enough to induce a change among Scenarios 1, 2 and 3; but it is a middle power that can influence a change between Scenario 1-A and 1-B, between 2-A and 2-B, or between 3-A and 3-B. That is, even though a unified Korea is not strong enough to have the US and China cooperate or conflict, it can at least be in a position to influence the mode and the level of conflict or cooperation between the two states.
A unified Korea prefers Scenario 1-A to 1-B, 2-A to 2-B, and 3-A to 3-B. In other words, it will pursue policies that can induce US-Sino cooperation rather than conflict. That is because a unified Korea will face a strategic dilemma where it should take sides between the US and China more often when they are in conflict with each other. Moreover, in the case of US-Sino conflict, a unified Korea’s strategic space will be narrower, and its diplomatic options would be more limited.
Foreign policy options a unified Korea should pursue to facilitate cooperation between the US and China can be summarized as follows: contributing to shape an ‘associative’ balance of power in Northeast Asia, facilitating minilateralism and multilateralism, enhancing economic cooperation among regional actors, and utilizing middle power diplomacy.
First, in order to bring in an ‘associative’ Northeast Asian balance of power, a unified Korea should avoid the creation of an ‘adversarial’ balance of power of a unified Korea–US–Japan versus China–Russia or maritime power (the US and Japan) versus continental power (a unified Korea–China–Russia). To do so, on the one hand, a unified Korea should attempt to operate its alliance with the US on an order-centric basis rather than on a threat-centric basis. On the other hand, a unified Korea should maintain a special security relationship with the US and Japan in order to secure a positional power within a US-led Asia-Pacific security network.
Second, a unified Korea should work toward the facilitation of minilateral or multilateral security cooperation. For example, if the Six Party Talks assume a certain role during the preparation period or in the process of unification, it might be possible to expand it to a more multilateral security mechanism. If minilateral or multilateral security cooperation whose membership includes the US and China is consolidated, regional states’ security policies would become more transparent, and a venue in which to coordinate the differences in their policies would be provided.
Third, a unified Korea should exert efforts to promote Northeast Asian economic cooperation more actively and to heighten the level of institutional economic cooperation through the Tuman river project, and railroad and pipeline projects among a unified Korea, China, Russia, and Mongolia. The non-zero sum expansion of economic cooperation will have a spill-over effect to the facilitation of security cooperation.
Fourth, a unified Korea should engage in a more active middle power diplomacy. For example, in order to assume a role of a bridger that mitigates tension, if not antagonism, between the US-led security network and the China-led one, a unified Korea should pursue a middle power diplomacy that enhances security cooperation with China and second circle states in the region, such as Australia, India, Mongolia, ASEAN and Central Asian states. To do so, a unified Korea should develop its national capacities through social integration and economic growth, as a unified Korea’s strategic value will be commensurate with its national power. If a unified Korea becomes weaker due to a social upheaval and economic stagnation, its strategic value as an ally of the US will be diminished. China will disrespect such a Korea as one that instigates regional instability. If it is not powerful enough to make its voice heard, even though a unified Korea pursues middle power diplomacy, it cannot contribute to the shaping of a more benign and stable regional environment.
In conclusion, it should be noted that whether a unified Korea will become US-friendly or China-friendly will largely depend on how the US and China relate to each other. Also, it is affected by what would be a unified Korea’s best response to Washington’s and Beijing’s policies toward Seoul under a security environment mainly defined by US-Sino relations. Therefore, it is premature to predict what a unified Korea’s policy goals and orientation would be from the perspective of the present.
Footnotes
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: Jae Jeok Park’s work was supported by Hankuk University of Foreign Studies Research Fund of 2016.
Disclaimer
The views expressed in this article are entirely those of the authors and are not to be construed as representing those of the authors’ affiliated institutions.
