Abstract
Deep brain stimulation (DBS) is a well-established treatment for neurological disorders, but its efficacy and safety in Alzheimer's disease (AD) remain uncertain. This narrative review synthesizes nine clinical trials in patients with mild to severe AD, focusing on stimulation of the fornix, nucleus basalis of Meynert (NBM), and ventral capsule/ventral striatum. Literature was identified through PubMed using the terms “deep brain stimulation” and “Alzheimer's disease,” and the results were restricted to clinical trials and case reports in English, with additional references identified through Google Scholar. Across studies, DBS was safe and well tolerated, with few adverse events. Stimulation produced short-term cognitive improvements, most commonly measured by Alzheimer's Disease Assessment Scale cognitive subscale, along with transient reversal of glucose hypometabolism and activation of memory-related networks. One study reported slowed hippocampal atrophy, suggesting neuroplastic effects. In severe AD, DBS targeting both the fornix and NBM yielded transient cognitive gains, with NBM-DBS showing greater benefit for neuropsychiatric symptoms and caregiver burden. Patients with higher baseline cognition and glucose metabolism responded more favorably to DBS. Age-related differences emerged: younger patients (<65 years old), with earlier onset and more aggressive progression, showed less favorable responses to DBS targeting the fornix, whereas older patients (≥65 years old) had comparatively better outcomes. Despite these benefits, DBS does not halt disease progression or reverse AD pathology. Larger, biomarker-stratified, sham-controlled trials with extended follow-up are needed to clarify durability, identify optimal patient subgroups, and determine the most effective stimulation targets.
Keywords
Introduction
Alzheimer's disease (AD) is a progressive neurodegenerative disorder symptomatically characterized by impairments in both short-term and long-term memory, executive dysfunction, neuropsychiatric disturbances, and eventual premature death. Pathologically, AD is typified by extracellular amyloid-β plaques, intraneuronal neurofibrillary tangles comprised of hyperphosphorylated tau, and widespread neuroinflammation. 1 These pathological abnormalities are associated with neuronal cell death, accelerated structural brain atrophy, and reduced glucose metabolism in patients affected by AD dementia,1,2 Furthermore, AD remains the predominant cause of dementia in individuals over 65 years old and is the seventh leading cause of death in the United States. 3 As of 2025, over 7 million Americans over the age of 65 are living with AD. 2 By 2050, this number is predicted to increase to 13 million due to the fact that advancing age is the greatest risk factor for AD. 1
Although there is currently no effective prophylaxis or cure for AD, several pharmacological and nonpharmacological interventions have been proven to delay disease progression. 2
Background
Neuromodulation approaches in AD
Beyond pharmaceutical approaches, several electromagnetic stimulation modalities, including transcranial magnetic stimulation, transcranial direct current stimulation, transcranial alternating current stimulation, and ultrasound stimulation, have been explored as potential AD treatments. 1 These noninvasive techniques modulate activity in cortical regions involved in memory and executive function, most commonly the dorsolateral prefrontal cortex, right inferior frontal gyrus, or temporoparietal regions. 1 Collectively, these approaches have yielded evidence that externally modulating cortical pathways can promote neuroplasticity and produce short-term improvements in memory, cognition, mood, and glucose metabolism in individuals with mild to moderate AD. Despite an acceptable safety profile, these interventions can produce adverse events such as headaches, scalp pain, dizziness, skin irritation, seizures, and transient psychiatric symptoms. 1 Further, the efficacy of these interventions is limited by their shallow stimulation depth, given that superficial cortical regions are primarily targeted. Clinically, this shallow stimulation depth translates into inconsistent long-term improvements and the requirement for multiple treatment sessions. These limitations highlight the need for neuromodulation interventions that stimulate deeper memory-related brain structures.
Deep brain stimulation and its rationale in AD
One such approach is deep brain stimulation (DBS), a neurosurgical procedure that transmits electrical pulses to targeted brain structures through electrodes.1,4 By electrically stimulating targeted brain regions, DBS modulates neural activity and alters the excitability of dysfunctional circuits, providing symptomatic relief in various neurological and neuropsychiatric conditions. It is approved by the US Food and Drug Administration for the treatment of motor disorders such as Parkinson's disease (PD), tremor, and dystonia. 5 Beyond movement disorders, DBS has been used as an experimental intervention for obsessive compulsive disorder, epilepsy, Tourette's syndrome, chronic pain, treatment-resistant depression, bipolar disorder, anorexia nervosa, addiction, traumatic brain injury, Huntington's disease, and obesity.6,7 Using a neurosurgical intervention like DBS in impaired neural networks can have local, intersynaptic, and cascading effects to different brain structures not directly associated with the site of stimulation. 7 These broader applications have informed the investigation of DBS in AD, where the primary interest of DBS for AD treatment lies in treating clinical presentations such as cognitive decline, memory loss, and persistent dementia. 8
Neuroanatomical targets
The discovery of DBS's potential for treating AD emerged from a study by Dr Andres Lozano and colleagues that initially investigated the efficacy of DBS for eating disorders. 9 Bilateral stimulation of the hypothalamus produced increases in hippocampal activation, coupled with improvements in autobiographical memory and associative memory tasks. 9 This surprising discovery prompted researchers to explore DBS as a potential treatment for AD.9,10 Researchers subsequently identified additional stimulation targets, including the fornix, nucleus basalis of Meynert (NBM), and ventral capsule/ventral striatum (VC/VS). 5
Central to memory processes is the Papez circuit (Figure 1), a neural pathway that encompasses the thalamus, fornix, cingulate gyrus, hippocampus, amygdala, and entorhinal cortex.11,12 This circuit regulates emotions and memory formation, and its degeneration in AD contributes significantly to cognitive decline.11–13

(a) Diagram of the Papez circuit and its points of interest regarding Alzheimer's disease, as well as any and all connecting tracts. (b) An example of Papez circuit regions with 3-dimensional segmentation. Ant. Com.: anterior commissure; Mam.: mammillary; MMT: mammillothalamic tract; TCT: cingulum bundle/thalamic cingulate tract. Used with permission from Barrow Neurological Institute, Phoenix, Arizona.
The hippocampus, essential for memory consolidation and spatial navigation, is one of the first regions to accumulate amyloid-β plaques and neurofibrillary tangles, which leads to synaptic loss and neuronal death.13,14 These pathophysiological abnormalities impair memory encoding and retrieval, correlating strongly with cognitive decline.13,14 Magnetic resonance imaging (MRI) studies frequently reveal reduced hippocampal volume, serving as a key biomarker for AD progression. 15
Adjacent to the hippocampus is the entorhinal cortex, a vital relay station for memory-related information. 16 Additionally, it is among the first cortical regions to exhibit pathological changes and disrupted connectivity in AD. 16 Degeneration of both the hippocampus and the entorhinal cortex disrupts memory circuits and exacerbates cognitive impairment, highlighting their importance in understanding AD.
The fornix, a major white matter tract within the Papez circuit, contains an estimated 1.2 million axons. 7 It connects the hippocampus to other brain structures involved in memory processing in addition to facilitating the inflow and outflow of memory-related information. 17 In AD, the fornix undergoes atrophy, contributing significantly to cognitive decline and memory impairment. 13 MRI studies reveal that fornix atrophy correlates with cognitive decline and memory impairment, making fornix assessment useful for tracking disease progression. 15 Given its central role in memory circuits, the fornix is considered a promising DBS target. Clinically, monitoring the condition of the fornix helps gauge the severity of AD and inform treatment adjustments.12,17
The NBM, situated in the posterior basal forebrain, constitutes the primary cholinergic region of the brain. Its widespread acetylcholine projections to the neocortex and basal ganglia circuits play a critical role in regulating memory, attention, and arousal. 18
The VC/VS participates in executive function, motivation, and emotional regulation
Collectively, these structures demonstrate how degeneration across distinct but interconnected networks contributes to the clinical presentation of AD, further highlighting their significance as targets for DBS.
DBS implantation and programming
DBS requires accurate anatomical targeting because the site of electrode implantation influences the therapeutic response. 4 Preoperatively, MRI is used to visualize the site of electrode implantation.6,7 A stereotactic frame guides electrode implantation and ensures spatial accuracy intraoperatively. 7 Once inserted, electrodes are connected to the implantable pulse generator (IPG), commonly implanted into the chest, via insulated wires that are tunneled subcutaneously down the neck. The IPG regulates voltage, frequency, and pulse width settings.10,20 These parameters can be modified postoperatively, allowing treatment to respond to changing clinical needs. This reprogrammability is relevant to the treatment of chronic neurodegenerative diseases like AD, where symptoms and pathology evolve with disease progression.20,21
Proposed mechanisms of DBS
The exact mechanism by which DBS modulates neuronal activity is unknown. Three primary theories have been proposed: the inhibitory, disruption, and excitatory hypotheses. 22 More recently, Murrow's synchronization framework was presented as an integrative model that combines excitatory and inhibitory mechanisms. 4
Inhibitory hypothesis
The inhibitory hypothesis emerged from observed similarities between DBS and ablative therapy.22–24 Thalamic DBS was initially believed to exert its effects through neuronal inhibition. 22 Proposed mechanisms include depolarization block, inactivation of voltage-gated currents, and recruitment of inhibitory afferents.25–27 Supporting this model, Chiken and Nambu demonstrated that neuronal inhibition was mediated by gamma-aminobutyric acid receptors, indicating that the observed inhibitory effects were due to the activation of inhibitory afferent pathways by DBS, rather than the result of a direct suppressive effect of stimulation of local neurons. 28
Disruption hypothesis
The disruption hypothesis posits that DBS obstructs informational flow within neural circuits, decoupling input and output signals and rendering electrical stimulation devoid of meaningful effect.22,25 This theory focuses on cortical stimulation and the complex pathways involved in cortical integration.24,29 There are limited data to corroborate this theory. An optogenetics investigation in PD using a rat model suggested DBS may regulate subthalamic nucleus function in a manner consistent with signal obstruction. 30 However, that study also admitted that extensive cortical integration makes it difficult to assess the net outcome of DBS. 30
Excitatory hypothesis
The excitatory hypothesis has gained popularity, driven by advances in electrophysiological recording devices, imaging technologies, and improved understanding of neuroanatomy. In numerous experiments, DBS has been shown to induce action potentials in target neurons, triggering the appropriate cascade of events within the respective pathway or circuit.24,25,31,32 The device functions relative to the membrane potential of the target neurons. In a study of thalamic DBS, McIntyre et al. demonstrated that subthreshold stimulation could prevent intrinsic neuron spiking, whereas suprathreshold stimulation consistently elicited axonal firing. 33 This model is widely accepted because it integrates our understanding of neural excitatory and inhibitory connections.
Murrow's framework
Murrow's framework, which integrates the above hypotheses, offers a useful model for understanding how DBS may work. Central to this framework is the concept that the timing of neuronal firing depends on oscillatory phase coupling, which synchronizes anatomically dispersed populations of neurons. 4 If electrical stimulation is delivered to a synchronized circuit, it generates action potentials that are out of phase with action potentials in the circuit, effectively silencing the signal and producing an inhibitory effect. By contrast, when stimulation is applied to an unsynchronized circuit, the stimulus propagates directly to the targeted structure, producing an excitatory effect. 4
We reviewed the available literature regarding clinical trials testing DBS in the treatment of AD as of February 2025. Although Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines were not applicable, study selection was guided by clinical relevance, mechanistic insight, and the evaluation of safety and cognitive outcomes. We specifically selected studies evaluating DBS delivered to the fornix, NBM, or VC/VS that assessed safety, cognitive endpoints, and underlying neural mechanisms, prioritizing those that advanced understanding of stimulation outcomes across mild, moderate, and severe stages of AD.
Clinical outcomes of DBS targets in Alzheimer's disease
A PubMed search using the keywords “deep brain stimulation” and “Alzheimer's disease” was conducted, filtered to include only clinical trials and case reports published in English. Additional relevant publications were identified through Google Scholar using the same keywords without filters. This selection framework prioritized studies that were clinically meaningful and mechanistically informative, facilitating a focused evaluation of DBS-related cognitive outcomes. Collectively, nine studies met the inclusion criteria, and their designs, stimulation parameters, targets, and key findings are summarized in Table 1.5–7,18,19,34–37
Summary of clinical studies of deep brain stimulation in Alzheimer's disease.
Abbreviations: AD, Alzheimer’s disease; ADAS-Cog, Alzheimer's Disease Assessment Scale cognitive subscale; ADCS-ADL-23, 23-item Alzheimer’s Disease Cooperative Study–Activities of Daily Living Scale; ADNI, Alzheimer’s Disease Neuroimaging Initiative; AE, adverse events; ADRDA, Alzheimer’s Disease and Related Disorders Association; BI, Barthel Index; CDR, Clinical Dementia Rating; CDR-SB, Clinical Dementia Rating–Sum of Boxes; CSF, cerebrospinal fluid; CVLT-II, California Verbal Learning Test-Second Edition; DBM, deformation-based morphometry; DBS, deep brain stimulation; DBS-f, deep brain stimulation of the fornix; DMN, default mode network; FAQ, Functional Activity Questionnaire; FDG, fluorodeoxyglucose F 18; FIM, Functional Independence Measure; HAM-A, Hamilton Anxiety Rating Scale; HAM-D, Hamilton Depression Rating Scale; iADRS, integrated Alzheimer’s Disease Rating Scale; MMSE, Mini-Mental State Examination; MoCA, Montreal Cognitive Assessment; MRI, magnetic resonance imaging; NBM, nucleus basalis of Meynert; NIA-AA, National Institute on Aging and Alzheimer’s Association; NINCDS, National Institute of Neurological and Communicative Disorders and Stroke; NPI, Neuropsychiatric Inventory; PET, positron emission tomography; PSQI, Pittsburgh Sleep Quality Index; QoL-AD, Quality of Life-Alzheimer’s Disease; sLORETA, standardized low-resolution electromagnetic tomography; VC/VS, ventral capsule/ventral striatum; ZBI, Zarit Burden Interview.
DBS directly targets neural circuits affected in AD and offers a potential means of improving cognition, behavior, and quality of life where current treatments fall short. By synthesizing clinical outcomes and mechanistic insights, this review aims to clarify the therapeutic potential of DBS in AD and elucidate gaps that can be addressed in future research.
Fornix DBS (DBS-f) in mild to moderate AD
This first-in-human phase I trial by Laxton et al. (ClinicalTrials.gov NCT00658125) assessed the safety, feasibility, and potential therapeutic benefits of DBS targeting the fornix (DBS-f) and hypothalamus, investigating whether it could modulate neural activity in medial temporal memory circuits. 7 Six patients meeting National Institute of Neurological and Communicative Disorders and Stroke (NINCDS)-Alzheimer′s Disease and Related Disorders Association (ADRDA) criteria for probable AD, Mini-Mental State Examination (MMSE) scores between 18 and 28, a Clinical Dementia Rating (CDR) score of 0.5 or 1.0, and stable cholinesterase inhibitor use for at least 6 months were enrolled and underwent bilateral electrode implantation. 7
Continuous stimulation was initiated 2 weeks postoperatively using parameters used in DBS to treat PD (130 Hz, 90 μs, and 3.0–3.5 V). Intraoperatively, stimulation intensity was incrementally increased to around 7–10 V, the threshold at which adverse events were observed. 7 Chronic settings were then calibrated at 50% of this threshold to ensure patient safety and therapeutic efficacy. 7
The study focused on three primary endpoints: (1) stimulation-induced brain activity mapped with standardized low-resolution electromagnetic tomography (sLORETA); (2) changes in cerebral glucose metabolism evaluated with fluorodeoxyglucose-positron emission tomography (FDG-PET) at baseline, 1, 6, and 12 months; and (3) longitudinal cognitive and quality-of-life outcomes using the Alzheimer's Disease Assessment Scale cognitive subscale (ADAS-Cog) 11, MMSE, and Quality of Life-Alzheimer's Disease (QoL-AD) assessments. 7
DBS-f drove measurable physiological changes in neural activity in the memory circuits. sLORETA demonstrated early activation in the hippocampus, entorhinal cortex, and parahippocampal gyrus, followed by delayed engagement of the posterior cingulate and precuneus. 7 Several patients reported vivid autobiographical recollections during stimulation, providing qualitative evidence of target engagement within memory-related circuits. The surgery was well tolerated, with only one patient developing a superficial wound infection, which improved with antibiotics. 7 Aside from this one minor complication, no serious or long-term adverse events were reported. At voltages greater than 7 V, transient autonomic symptoms such as flushing and increased heart rate were observed but avoided by maintaining voltages below this threshold. 7
FDG-PET scans showed an early reversal of baseline hypometabolism in the temporal and parietal lobes as early as 1 month after stimulation, with effects sustained at 12 months of stimulation. 7 Reductions in glucose metabolism were simultaneously observed in the anterior cingulate, medial frontal gyri, right inferior frontal gyrus, bilateral precentral gyri, and medial dorsal nuclei. 7
Evaluation using the ADAS-Cog 13 and the MMSE suggested either improvements or a slowing in the rate of cognitive decline at 6 and 12 months in four out of the six patients. Two patients reported more than a five-point improvement on the ADAS-Cog 11 scale, exceeding the commonly accepted threshold for a clinically meaningful decline in AD studies. 7 MMSE scores indicated a reduced rate of decline, slowing from an expected 2.8 points per year to 0.8 points per year. 7 Only one out of the six patients maintained cognitive benefit at 12 months, indicating variability to treatment response. 7
Smith et al. (ClinicalTrials.gov NCT00658125) conducted a follow-up analysis of the same cohort, replicating the original protocol but updating the ADAS-Cog 11 to ADAS-Cog 13 and adding functional connectivity measures at baseline, 1 month, and 12 months. 34 On average, ADAS-Cog 13 increased by an average of two points every 6 months compared to baseline, indicating a decline in cognitive performance. One patient, the same outlier in the Laxton trial, reported a four-point increase, demonstrating improvement in cognitive abilities 1 year following DBS-f.7,34 The QoL-AD scores remained stable, averaging 36.2 at baseline, 34.6 at 1 month, and 35.4 at 1 year following DBS-f. 34 Functional connectivity analyses revealed increased glucose metabolism across the frontal-temporal-parietal-striatal-thalamic and frontal-temporal-parietal-occipital-hippocampal networks. 34
Expanding upon these findings in the original six-patient pilot cohort, Sankar et al. (ClinicalTrials.gov NCT00658125) tested whether chronic DBS-f induced volumetric changes in the hippocampus, fornix, and mammillary bodies. 5 Methods were largely consistent with Smith et al.,34 except volumetric changes and structural changes were assessed using MRI and deformation-based morphometry (DBM). 5 These volumetric changes were then correlated with hippocampal glucose metabolism measured by FDG-PET. Outcomes were compared with a matched control group of 25 AD patients from the Alzheimer's Disease Neuroimaging Initiative (ADNI).
At the 2-year follow-up, two patients demonstrated mean bilateral hippocampal volume increases of 5.6% and 8.2%, and the slowest rate of fornix and mammillary atrophy. 5 Although these increases were notable, they were not statistically significant. The patient with the greatest volumetric increase displayed no further atrophy of the fornix, mammillary bodies, and hippocampus 3 years after receiving stimulation. Notably, this individual was the only patient to demonstrate improvement on the ADAS-Cog 11 score at 1 year, although the cognitive benefit diminished by 3 years. 5 In contrast, the patient with the 5.6% increase showed no measurable improvement on ADAS-Cog 11 at the 1 year, but experienced the least amount of cognitive decline in the cohort. 5 Overall, the DBS group experienced slower hippocampal atrophy compared with the ADNI control group, in which bilateral hippocampal enlargement was not observed. Among the DBS-f patients, changes in hippocampal volume correlated strongly with hippocampal metabolism and structural changes in the fornix and mammillary bodies, suggesting a circuit-wide response to the effect of stimulation. No serious adverse events were reported in this follow-up.
The ADvance trial and follow-up analyses
Building on the early safety and feasibility data, Lozano et al. (ClinicalTrials.gov NCT01608061) initiated the ADvance trial, a phase II randomized, double-blind, multi-center, sham-controlled trial to evaluate cognitive, metabolic, and safety effects of DBS-f in patients with mild AD. 35 A total of 85 individuals consented, of whom 42 patients underwent bilateral DBS-f and were randomly assigned to either active stimulation (DBS-f ON; n = 21) or sham (DBS-f OFF; n = 21) conditions for 12 months. 35 These participants were between the ages of 45 and 85 years, diagnosed with probable AD according to the 2011 National Institute on Aging and Alzheimer's Association criteria, and had mild dementia with Clinical Dementia Rating-Sum of Boxes (CDR-SB) scores of 0.5 or 1 and ADAS-Cog 13 scores between 12 and 24 at both screening and baseline. 35
The ADvance trial confirmed that DBS-f surgery and electrical stimulation were safe and well tolerated. In the DBS-f ON group, four serious surgery-related adverse events were reported: one IPG infection, one intraoperative occurrence of electrode displacement, and two episodes of postoperative nausea. At 1 month after surgery, average ADAS-Cog 13 scores in both DBS-f ON and DBS OFF groups remained comparable to baseline measurements. In the DBS-f OFF arm, one patient experienced three serious treatment-related adverse events, including depression, suicidal ideation, and worsening confusion. 35 Notably, no therapy-related serious adverse events occurred in the DBS-f ON group.
With respect to clinical outcomes, no statistically significant differences in ADAS-Cog 13 and CDR-SB scores were observed between the DBS-f ON and DBS-f OFF cohorts at 12 months relative to baseline. Similarly, no significant differences between groups were observed with respect to the California Verbal Learning Test-Second Edition (CVLT-II), the Alzheimer's Disease Cooperative Study Activities of Daily Living Scale (ACDS-ADL), and the Neuropsychiatric Inventory (NPI). 35 FDG-PET revealed reduced levels of cerebral glucose metabolism in the DBS-f OFF cohort at 12 months. 35 Patients receiving DBS-f ON exhibited increased glucose metabolism at 6 months in the precentral gyrus, temporal association cortex, occipital cortex, and cerebellum. However, these increases were not sustained nor significant at 12-month evaluations. 35
Post hoc multivariate regression analyses revealed age-dependent differences in treatment response. Among younger patients (<65 years old), DBS-f ON led to more rapid cognitive decline compared to DBS-f OFF. At 12 months, younger patients in DBS-f ON showed an average ADAS-Cog 13 increase of 18.7 (4.1) compared to 8.3 (4.4) in DBS-f OFF, and CDR-SB scores increased by 4.0 (0.7) versus 0.5 (0.5), respectively. In contrast, older patients (≥65 years old) in DBS-f ON demonstrated more favorable ADAS-Cog 13 and CDR-SB scores. At 9 and 12 months, older patients in DBS-f ON declined less on ADAS-Cog 13 by 4.5 (2.0) and 4.1 (2.6) points. 6 CDR-SB scores followed a consistent pattern, with DBS-f ON faring better by 1.1 (0.7) at 9 months and 1.4 (1.0) points at 12 months compared to DBS-f OFF. FDG-PET imaging displayed decreased glucose metabolism in younger patients across both groups whereas older patients exhibited increased glucose metabolism. Older patients in the DBS-f ON showed increases greater in magnitude compared to the entire group at 6 and 12 months.
Expanding upon the ADvance trial's findings, Ponce et al. (ClinicalTrials.gov NCT01608061) prospectively reported on the stereotactic surgical technique and 90-day perioperative safety for this same cohort of 42 patients. 6 All patients remained overnight after surgery and were discharged after an average of 1.4 days. One patient required a 2-day stay for headache, nausea, and vomiting. No mortality or permanent neurological morbidity occurred during the 90-day perioperative period. 6 After adjudication by a clinical events committee, 64 procedure-related adverse events occurred in 26 patients (61.9%), the majority occurring within 30 days of surgery. 6 Out of the 64 total adverse events, 20 (31.3%) were reported as surgical site infections and 15 (23.4%) involved headaches and postoperative pain. 6 Two patients developed IPG infections, one patient needed electrode repositioning, and one patient experienced a subdural hematoma, consistent with the reoperations reported in the ADvance trial. 35 No programming-related or unexpected device effects were reported. Furthermore, the procedure did not result in structural damage to the fornix, confirming the anatomical safety of the transventricular approach. 6
Building on these findings, Targum et al. conducted a post hoc exploratory analysis of the same ADvance cohort to assess whether age moderates DBS-f in participants with mild AD.35,36 Age can be a confounding variable in AD research, given that younger patients with early-onset disease often experience a more rapid cognitive decline compared to those with later-onset AD. The primary cognitive metrics included the 23-item Alzheimer′s Disease Cooperative Study-Activities of Daily Living Scale (ACDS-ADL-23) and the integrated Alzheimer's Disease Rating Scale (iADRS), which combines the ADAS-Cog 13 with ADCS-ADL-23 items. Data were obtained from the phase II ADvance trial, with methods consistent with those previously reported. 35 The original cohort of 42 patients was stratified into younger patients (< 65 years old) and older patients (≥65 years old). 36
Baseline and 12-month ADAS-Cog 13, CDR-SB, ADCS-ADL-23 data were available for nearly all participants. Consistent with the cognitive outcomes reported by Ponce et al.,6 younger patients demonstrated accelerated cognitive decline and decreased temporal-parietal glucose metabolism compared to older patients, regardless of randomization to DBS-f ON and DBS-f OFF. 36 There was no significant difference in change in iADRS scores overall. However, in the younger cohort, iADRS scores were significantly worse in DBS-f ON compared to DBS-f OFF. In contrast, the average change in iADRS scores favored stimulation in the older cohort across all clinical metrics, despite not being statistically significant. 36
DBS in severe AD: Fornix and NBM targets
The aforementioned research has focused on analyzing patients with mild to moderate AD. Individuals with more severe disease progression and neuropsychiatric symptoms are often understudied in neuromodulation research, given that greater levels of cerebral atrophy often exclude patients from being candidates for DBS. 18 Xu et al. (ClinicalTrials.gov NCT03115814) addressed this critical gap by investigating the safety, tolerability, and efficacy of DBS targeting the NBM (NBM-DBS) in six patients with severe AD. 18 The primary endpoints included MMSE, Montreal Cognitive Assessment (MoCA), ADAS-Cog, and CDR. 18 Secondary endpoints included neuropsychiatric symptoms, mood, and sleep quality, which were measured using the Functional Activity Questionnaire (FAQ), Functional Independence Measure (FIM), Zarit Burden Interview (ZBI), Hamilton Anxiety Rating Scale (HAM-A), Hamilton Depression Rating Scale (HAM-D), NPI, and the Pittsburgh Sleep Quality Index (PSQI).
Six patients with severe AD, MMSE scores below 10, and CDR level 3 underwent bilateral NBM-DBS. All patients presented with extensive hippocampal atrophy, amyloid-β deposition, and impaired glucose metabolism. Clinically, patients exhibited intellectual deficits, difficulties in mood regulation, and behavioral disturbances such as impulsivity, depression, and apathy. 18 Monopolar stimulation was initiated at 20 Hz, 60–90 µs, and 2–3 V, employing low-frequency parameters intend to modulate cholinergic signaling, in contrast to the high-frequency stimulation used in prior DBS-f studies. 18 Patients were perioperatively monitored for emotional reactivity, memory, calculation ability, language, and orientation to direct treatment settings and identify potential adverse events. 18
All six patients tolerated NBM-DBS and did not exhibit any major adverse events. 18 Marginal improvements in MMSE and MoCA scores were reported at 3 months. However, no statistically significant differences in average cognitive scores were detected across time points. 18 Clinically, one patient recalled having children after DBS. Three out of the six patients demonstrated increased verbal and social engagement with family members, with additional reductions in agitation, social anxiety, and increased responsiveness to external stimuli. 18 Nevertheless, these cognitive improvements were not observed at the 6-month follow-up visit or any of the additional follow-ups.
More persistent benefits were reported in secondary neuropsychiatric and caregiver related measures. Statistically significant decreases in ZBI scores at all follow-up assessments relative to baseline were observed, indicating sustained reductions in caregiver burden which were attributed to improved sleep quality and communication with caregivers. 18 Similar statistically significant improvements were noted in NPI scores, which were significantly reduced across all time points, suggesting NBM-DBS may provide both short- and long-term relief of neuropsychiatric symptoms in severe AD. Collectively, reductions in ZBI and NPI scores reflect improvements in caregiver well-being and highlight meaningful secondary benefit of DBS. 18
DBS-f versus NBM-DBS in severe AD
Contributing to the growing body of DBS research in severe AD, Xu et al. (ClinicalTrials.gov NCT03115814) conducted a prospective, nonrandomized clinical trial comparing the safety and therapeutic potential of DBS-f and NBM-DBS. 37 The rationale for this study stemmed from an ongoing debate regarding the optimal stimulation target for cognitive outcomes as no prior study had compared stimulation targets in patients with severe AD. The study enrolled 20 participants diagnosed with severe AD, characterized by MMSE scores between 0 and 10 and CDR level 3. Between January 2015 and August 2022, 14 patients received bilateral DBS-f, whereas six patients received NBM-DBS. 37 Monopolar stimulation to the fornix was delivered at 130 Hz with 90 µs pulse width whereas stimulation to the NBM was delivered at 20 Hz with a pulse width of 90 µs. Voltage was gradually titrated to a therapeutic range of 2–5 V. 37
Patients in the DBS-f cohort had significantly longer follow-up duration compared to those in the NBM-DBS group, whereas baseline characteristics were otherwise comparable between groups. The most pronounced cognitive improvement occurred at 3 months, with MMSE scores increasing significantly from a baseline of 5.20 (3.04) to 7.50 (3.98), accompanied by short-term improvements in MoCA and ADAS-Cog scores. These cognitive metrics were not sustained past 3 months, and no statistically significant differences in cognitive outcomes were evident between the DBS-f and NBM-DBS groups at any time point. 37 In contrast, secondary outcome measures demonstrated long-term improvements. Statistically significant improvements in ZBI, Barthel Index (BI), FAQ, FIM, HAM-A, HAM-D, and PSQI were reported at 3 months. Most notably, NBM-DBS was associated with a significantly greater reduction in NPI scores compared to DBS-f, suggesting that NBM is an optimal stimulation target compared to the fornix with respect to neuropsychiatric symptoms. 37 However, no statistically significant differences were observed in BI, FAQ, FIM, or ZBI scores between the NBM-DBS and DBS-f cohorts.
In total, there were eleven surgery-related adverse events reported by six patients. Eight adverse events were reported by five patients (25%) in DBS-f, whereas only three adverse events were reported by a single patient (5%) in NBM-DBS. Five patients assigned to DBS-f experienced eight mild adverse events, including fatigue, depression, nausea, vomiting, motor imbalance, and IPG site inflammation. Two patients in the fornix group developed severe adverse events in the form of subdural hematomas, which required reoperation but resulted in full recovery. Six deaths occurred in DBS-f during follow-up, but were attributed to infections and comorbidities unrelated to AD or electrical stimulation. 37
DBS targeting the VC/VS
Whereas most DBS studies in AD have focused on memory-related targets such as the fornix and NBM, Scharre et al. (ClinicalTrials.gov NCT01559220) evaluated the safety and efficacy of DBS targeting the ventral capsule/ventral striatum (VC/VS-DBS)—a region involved in executive function, motivation, mood regulation, and behavior, domains frequently affected in AD but often overlooked in DBS research. 19 Three participants aged 45–85 years with probable AD based on the 2011 NINCDS-ADRDA criteria and confirmed by amyloid-β PET and cerebrospinal fluid amyloid-β42/tau results were enrolled. Eligible participants had MMSE scores between 18 and 24, consistent with mild to moderate cognitive impairment. Comparison groups derived from the ADNI cohort were matched to DBS participants based on MMSE scores, age, sex, and APOE ε4 allele frequency.
All participants tolerated the procedure, and no serious adverse effects were observed. Stimulation adverse events related to autonomic, sensory, motor, or neuropsychiatric symptoms were short-term and resolved with adjusting stimulation settings. As the first study to explore a VC/VS-DBS target in AD, this work was grounded in the hypothesis that frontal network modulation may improve executive function and behavioral symptoms. Two out of the three patients demonstrated increased glucose metabolism in orbitofrontal, ventromedial, and dorsolateral prefrontal cortical regions. 19 All three participants demonstrated reduced decline on the CDR-SB compared with the sham ADNI controls, with two of the three participants demonstrating decreased cognitive worsening with respect to CDR-SB scores. 19 Preliminary findings indicated a slower rate of cognitive decline in the DBS group based on CDR-SB groups.
Discussion
Across all nine reviewed studies, DBS targeting the fornix, NBM, and VC/VS was consistently feasible, safe, and well-tolerated, with few serious or lasting adverse events in individuals with mild to severe AD.5–7,18,19,34–37 The evidence suggests that DBS exerts target-dependent, cascading effects on large-scale neural networks that support memory, behavior, and emotional regulation. DBS functions as a circuit-level neuromodulatory intervention by restoring communication within dysfunctional memory networks disrupted by AD pathology.5–7,18,19,34–37 Short-term cognitive improvements were observed, particularly among patients with mild to moderate AD, although these effects were rarely sustained beyond 6 to 12 months.5–7,34,35 DBS-f consistently activated memory-related networks within the Papez circuit and default mode network (DMN), corresponding to transient increases in glucose metabolism and, in select cases, slowed hippocampal atrophy.5–7,34,35 In contrast, NBM-DBS primarily modulated cholinergic networks governing attention, arousal, and emotional regulation, producing significant improvements in neuropsychiatric and functional domains.18,37 Even as cognitive gains diminished, these behavioral and quality-of-life improvements persisted. Stimulation to the VC/VS, though evaluated in only a small cohort, engaged frontal-striatal networks regulating motivation and executive control. 19 Collectively, DBS-induced effects varied by disease stage. Cognitive and metabolic improvements were most evident in mild to moderate AD, whereas neuropsychiatric and functional gains extended into later disease stages.18,37 Target-specific effects suggest that DBS outcomes depend on both disease stage and the neural circuits stimulated.
Collectively, these studies indicated that DBS acts through circuit-level modulation of memory, cholinergic, and prefrontal-subcortical networks, with outcomes influenced by stimulation target, disease stage, and baseline network integrity.
Glucose metabolism
Across studies, DBS-f consistently engaged neural networks central to the DMN and Papez circuit, underscoring that AD is a pathological disorder of large-scale neural network dysfunction rather than isolated structural loss. 7 By stimulating compromised pathways, DBS-f may transiently restore synaptic communication and enable activity to propagate through downstream regions. In Laxton et al., DBS-f drove rapid activation of the hippocampus, entorhinal cortex, and parahippocampal gyrus, followed by delayed recruitment of the posterior cingulate and precuneus, supporting trans-synaptic propagation through the DMN and an excitatory mechanism of action.7,22 One-year FDG-PET showed persistent hypermetabolism in hippocampal-entorhinal-parahippocampal structures, suggesting sustained activation of this pathway despite continued disease progression. Similarly, Smith et al. confirmed these excitatory network effects, with 1-year FDG-PET revealing increased metabolism across frontal-temporal-parietal-occipital-hippocampal and frontal-temporal-parietal-striatal-thalamic networks, contradicting the hypometabolism of glucose traditionally observed in these regions. 34 When the VC/VS is the target of stimulation, Scharre et al. observed increased orbitofrontal and dorsolateral prefrontal metabolism, further supporting the excitatory hypothesis for interpreting the mechanism of DBS.19,22 Given that nearly 70% of glucose-derived energy is consumed during excitatory neurotransmission, increases in cerebral glucose metabolism on FDG-PET reflect the heightened energetic demands of synaptic activity. 38 This interpretation is bolstered by astrocyte-neuron metabolic coupling, which demonstrates that glucose use mirrors the energetic demands of neuronal firing and synaptic transmission. 39 Increased synaptic activity provides a plausible mechanism through which DBS-f could influence network coordination beyond the stimulation target. According to Murrow's synchronization hypothesis, DBS-f may recalibrate abnormal oscillatory activity across expansive memory networks, thereby restoring the synchronization required for coordinated network activity. 4
Findings from the ADvance trial further support excitatory network activation. 35 Patients who received DBS-f ON demonstrated the greatest increases in glucose metabolism at 6 months, but these effects dissipated at 12 months. 35 Metabolic increases in the temporal, parietal, motor, and cerebellar cortices support that DBS-f activates neurons within the fornix, leading to signal propagation across memory networks. Murrow's model proposes that DBS-f can activate both synchronized and unsynchronized pathways, which may explain downstream cerebellar and sensorimotor engagement observed in the ADvance trial.4,35
However, DBS may not be purely excitatory. The metabolic increases reported by Laxton et al. in the hippocampus, parahippocampal gyrus, and entorhinal cortex were accompanied by decreases in the anterior cingulate and medial frontal regions during DBS-f. 7 These findings support an inhibitory effect, wherein stimulation produces action potentials out of phase with activity in competing executive-control networks. 4 Simultaneously, local excitation of neurons within the fornix likely propagates through efferent projections, resynchronizing network activity.4,22 Thus, Laxton et al. support a model in which DBS-f restores oscillatory timing and network function through a balance of excitatory and inhibitory effects. 7 Notably, this study was the only study in which increases in metabolism were accompanied by simultaneous decreases in other regions.
Xu et al. extended this framework by emphasizing widespread cortical and subcortical circuit abnormalities in AD. 18 They further showed that NBM-DBS, through cholinergic modulation, influences circuits relevant to cognition. Although FDG-PET evidence remains limited for NBM-DBS, short-term improvements in cognition with low-frequency stimulation remain consistent with the excitatory hypothesis.18,22
The clinical manifestations of these network effects reflect the functional specialization of each DBS target. By reactivating hippocampal-cortical pathways within the Papez circuit and DMN, DBS-f enhances information flow through memory networks, producing modest improvements in recall, orientation, and cognitive engagement.5,7,35 NBM-DBS generated improvements in agitation, anxiety, and sleep, demonstrating that NBM-DBS influences cholinergic and limbic pathways that regulate arousal and emotional behavior.18,37 Lastly, VC/VS stimulation engages frontostriatal circuits mediating motivation and executive control, thereby improving apathy and goal-directed behavior through heightened orbitofrontal and prefrontal metabolism. 19
Altogether, these patterns demonstrate that each DBS target modulates different neural systems that support memory, behavior, and motivation. The study by Xu et al. was the only study to directly compare NBM-DBS to DBS-f in patients with severe AD. Both stimulation targets generated early but short-lived cognitive gains. 37 DBS-f enhanced memory by strengthening hippocampal communication, whereas NBM-DBS improved attention and engagement by increasing cortical cholinergic activity. 37 These differences underscore the importance of future comparative studies to determine target-specific efficacy, optimize stimulation parameters, and identify patients most likely to benefit.
Neuroplasticity
Sankar et al. provided the first in-human evidence that DBS-f may induce structural neuroplasticity in patients with mild AD. 5 Over 12 months, hippocampal volume increased in two of six patients, accompanied by heightened glucose metabolism, whereas overall hippocampal atrophy progressed more slowly than in matched ADNI controls, suggesting a stimulation-related effect rather than normal variability. 5 Exploratory DBM analysis revealed clusters of local volume expansion in regions both within and beyond the Papez circuit, including the bilateral parahippocampal gyri, right superior temporal gyrus, left inferior parietal lobule, and bilateral precuneus. 5 The distribution of these changes aligns with the theory that electrical stimulation reactivates and synchronizes neuronal activity within memory-related circuits.4,5 This interpretation is further supported by comparative data showing that the degree of hippocampal volume loss over 1 year was greater in ADNI-matched controls than in DBS-f patients, supporting a potential slowing of atrophy. 5
These volumetric changes correlated with increases in hippocampal glucose metabolism as well as structural changes in the fornix, mammillary bodies, and functionally unrelated regions traditionally not impacted by AD.4,5 Mechanistically, DBS-f activates hippocampal neurons and their efferent pathways, transiently increasing glucose metabolism, restoring oscillatory timing, and rehabilitating activity across the Papez circuit to drive trophic and neuroplastic changes. 4 The 5%–8% increases in hippocampal volume observed in the two patients in Sankar et al. were sufficient to restore hippocampal size to near pre-disease levels, far exceeding the expected 4%–5% annual atrophy rate in early AD. 5 For the entire DBS-f group, hippocampal atrophy was slowed compared to matched ADNI controls. 5 The magnitude of these volumetric increases was too large to be explained by scan-rescan variability, suggesting that therapeutic efficacy may be influenced by hippocampal structure. Exploratory DBM analysis identified localized volumetric expansions in cortical regions beyond the Papez circuit, including the bilateral parahippocampal gyri, right superior temporal gyrus, left inferior parietal lobule, and bilateral precuneus. 5 Additional increases were also evident in the thalamus and superior frontal gyrus, regions traditionally unaffected by AD. 5 Although clinical evidence for DBS-induced structural neuroplasticity remains limited, MRI studies have shown that the hippocampus can enlarge under certain conditions, demonstrating a capacity for structural remodeling despite significant neurodegeneration. 5 These widespread effects imply that electrical stimulation may reactivate and synchronize neural activity within and beyond memory-related pathways. 5
Preclinical research helps explain how these structural changes may occur. For example, stimulation of the anterior nucleus of the thalamus and entorhinal cortex has been shown to increase neurogenesis in the dentate gyrus of the hippocampus in rodents, and stimulation of the nucleus accumbens increases dendritic complexity in the prefrontal cortex. 5 Further preclinical evidence suggests that DBS can modulate neurotransmitter signaling, increase neurotrophic factor expression to support dendritic and synaptic growth, reduce glial activation and neuroinflammation, and restore hippocampal theta oscillations that are critical for memory processing.5,40 However, these mechanisms have not yet been demonstrated in humans and remain theoretical contributors to the structural and metabolic changes observed clinically. Together, these findings provide biologically plausible pathways through which DBS may facilitate short-term adaptive neural plasticity in memory circuits, while underscoring the need for further research to determine whether such effects hold true in clinical studies.
Cognitive outcomes
In Laxton et al., all six patients experienced cognitive improvement 1 month after DBS-f, evidenced by reduced ADAS-Cog scores. 7 Four of the six patients continued to show improvement in ADAS-Cog scores at 6 months, whereas only one patient sustained a lower ADAS-Cog score at 12 months. The investigators evaluated the relationship between disease progression and therapeutic response by comparing preoperative MMSE and ADAS-Cog scores with outcomes at 12 months. Patients with higher baseline scores responded more favorably to DBS-f, indicating that preserved functional integrity of the fornix-hippocampus circuit influenced the likelihood of benefit. 7
Sankar et al. did not find any statistically significant correlations between 1-year changes in ADAS-Cog scores and hippocampal volume. 5 Two patients demonstrated hippocampal volume increases that clinically translated to improved cognitive outcomes at the 1-year follow-up. 5 However, the patient with the second largest hippocampal volume increase still experienced cognitive decline during follow-up. The patient with the largest hippocampal volume increase continued to present with preserved hippocampal integrity 3 years after stimulation but also demonstrated progressive worsening of ADAS-Cog scores. This situation suggests that hippocampal integrity may not be sufficient to sustain cognitive function on its own as AD progresses. 5 The investigators noted that PET imaging before and after stimulation might have more effectively measured neural circuit activity compared to baseline volumetric changes.
More recent studies from Xu et al. extend these findings, demonstrating that both DBS-f and NBM-DBS can produce short-term improvements in ADAS-Cog, MMSE, MoCA scores at 3 months. 37 Moreover, no significant differences were observed between the two stimulation targets. 37 Smith et al. reported an average increase of two points on ADAS-Cog every 6 months, with a single patient showing a four-point decline at 12 months, again illustrating variable response to DBS-f. 34 These findings are consistent with earlier trials in which DBS-f enhances cognition in the short-term but fails to ameliorate cognitive dysfunction in the long-term.
The larger phase II ADvance trial confirmed the absence of group-wide benefit, showing no significant differences in cognitive metrics between DBS-f ON and DBS-f OFF groups at 12 months. 35 Younger patients experienced a more rapid decline in ADAS-Cog 13 and CDR-SB with DBS-f ON compared to DBS-f OFF. Targum et al. echoed these findings, reporting that approximately 50% of younger patients worsened cognitively compared to only 6.7% of older patients regardless of whether the patient was assigned to DBS-f ON versus DBS-f OFF. 36 Given that younger-onset AD represents only 4% of AD cases and is marked by more severe network disruption, these results reflect disease severity rather than age and should not be generalized to the broader AD population.6,35,36
Across stimulation targets, outcomes were influenced by patient characteristics, particularly disease stage and age of onset.35,36 Patients with less aggressive disease, preserved hippocampal volume, and higher baseline cognitive function derived the most benefit from DBS-f, whereas younger-onset patients (<65 years old) tended to decline more rapidly despite active stimulation. In contrast, older patients (≥65 years old) demonstrated slower cognitive decline and greater increases in glucose metabolism, suggesting that preserved network integrity and disease stage may influence responsiveness.6,35,36 These results emphasize that DBS outcomes are shaped by baseline pathology and individual patient characteristics. Ultimately, these findings underscore the demand for biomarker-driven and disease stage-specific trial designs to identify patient subgroups most likely to benefit from DBS.
Cerebral atrophy
Differences in clinical response to DBS appear to depend on the degree of preserved functional circuitry, which may account for age-related differences reported by Lozano et al. 35 Post hoc analysis of preoperative PET scans revealed that younger patients had significantly lower baseline glucose metabolism in temporal and parietal regions, with deficits of 6%–11% compared to older patients. 6 These findings highlight more advanced and widespread neurodegeneration at the time of treatment in the younger cohort and may explain their poorer outcomes. Despite receiving stimulation, these patients declined faster, suggesting that DBS cannot restore communication in networks that are severely disconnected. 35
Consistently, Laxton et al. reported that patients with milder atrophy and higher preoperative cognitive scores at baseline demonstrated a more favorable response to DBS-f. 7 In Sankar et al., all DBS-f patients showed slower atrophy than matched controls indicating that preserved structural and functional integrity of the hippocampal-fornix pathway may be necessary for stimulation effects to propagate through memory networks. 5 Notably, across all trials, DBS did not stop or reverse the pathological progression of AD. Together, these findings demonstrate that the ability of DBS to propagate stimulation effects declines as circuit deterioration progresses, underscoring the need for biomarker-based assessments of metabolic activity, structural connectivity, and cholinergic function when selecting candidates and designing trials.
Neuropsychiatric outcomes
Although DBS has produced transient cognitive improvements, recent studies highlight its potential to improve neuropsychiatric symptoms and reduce caregiver burden, particularly with NBM-DBS in patients with severe AD. In the first trial by Xu et al. in 2024, patients receiving NBM-DBS demonstrated significant short-term improvements in activities of daily living and reductions in caregiver burden largely driven by improvements in patient sleep quality, mood, and neuropsychiatric symptoms. 18 Across all follow-up assessments, NPI scores improved, specifically with respect to agitation, depression, anxiety, apathy, disinhibition, abnormal motor behaviors, and sleep disturbances. Similarly, HAM-D scores decreased substantially with patients improving from severe depression to mild. 18 Findings from Xu et al. corroborate these results, showing that patients experienced reductions in NPI scores along with significant improvements in anxiety (HAM-A) and sleep quality (PSQI) at 3 months after stimulation. 37
Compared to DBS-f, NBM-DBS generated greater improvements in neuropsychiatric outcomes, likely by modulating emotional and behavioral responses through its connections with the limbic system and pre-frontal cortex. 37 In summary, these studies indicate that NBM-DBS mitigates neuropsychiatric symptoms and reduces caregiver burden, both of which are critical dimensions of therapeutic efficacy in AD. Neuropsychiatric symptoms are particularly prominent in patients with severe AD, affecting nearly 80% of patients and encompassing delusions, hallucinations, depression, anxiety, apathy, and mania, which contribute to substantial distress for both patients and caregivers. 37 Approximately 53% of AD patients presenting with neuropsychiatric symptoms were misdiagnosed with primary psychiatric disorders, compared to only 4% without such symptoms, resulting in delayed treatment and increased caregiver stress. 37 Given that nearly all patients with AD will eventually progress to the severe stage, for which no preventive or disease-reversing interventions exist, the ability of DBS to alleviate mood, sleep, and behavioral disturbances represents a clinically meaningful contribution that other therapies fail to achieve. Moreover, these neuropsychiatric and functional improvements can indirectly enhance patient comfort and family interactions, supporting a broader role for DBS within comprehensive disease management. Addressing neuropsychiatric symptoms is important for both the patient and care-taking ecosystem, highlighting the multifaceted nature of DBS as a treatment approach in AD. 37
Ethical and patient-centered considerations
Although the primary focus of this review has been on stimulation targets and mechanistic outcomes, it is equally important to consider the ethical and patient-centered dimensions of DBS in AD. These considerations reflect well-established patient-centered principles that promote a holistic approach to caring for older adults, ensuring treatment remains aligned with patients’ needs, goals, and overall well-being. 41 One example is the Age-Friendly Health Systems 4Ms Framework, which guides care according to individual priorities while supporting cognition, mobility, and safety, an approach that is particularly important when treating individuals with cognitive impairment. 41 The inclusion of patients with moderate to severe cognitive impairment introduces complex ethical challenges related to informed consent, autonomy, and the balance between potential benefit and risk of undergoing such a procedure. In their study, Xu et al. employed a rigorous and ethically sensitive approach to informed consent, striving to ensure that patients with severe AD could comprehend and participate in decision-making despite cognitive impairment. 37 Communication strategies were tailored to each patient's cognitive level, with explanations repeated as needed. In certain cases, legal representatives were involved to ensure that decisions reflected patient values and preserved autonomy. Throughout the study, continuous dialogue among patients, families, and the research team was maintained to foster trust and transparency, consistent with oversight by an institutional ethics committee. 37 In contrast, earlier DBS trials enrolling patients with mild to moderate AD obtained informed consent directly from participants, with surrogate input only when necessary. 7 Xu et al. were notable for prioritizing patient-centered decision-making and emphasizing quality of life as a primary study endpoint. 37
Although DBS-related reductions in caregiver burden are noteworthy, the ethical foundation of this intervention must remain the direct relief of the patient. Reductions in caregiver strain were largely driven by improvements in patient mood, sleep, and behavior, highlighting that caregiver relief is meaningful because it stems from improved patient well-being.18,37 These findings underscore that, although a decrease in caregiver burden is a meaningful secondary outcome, the ethical and clinical implications of DBS should remain patient-centric. This prioritization ensures that therapeutic development aligns with core ethical principles of autonomy, dignity, and patient well-being.
Beyond the consent process, the practical and ethical implications of surgery and device management also warrant equal consideration. The more durable benefits of NBM-DBS included better communication between patients and families, reduced reliance on psychotropic drugs, and minimized adverse events from concurrent medication use.18,37 NBM-DBS ameliorated hallucinations, anxiety, depression, and sleep disorders, thereby improving both patient and care-giver well-being.18,37 Although the cognitive gains from NBM-DBS may be modest and short-lived, its effect on neuropsychiatric symptoms offers a therapeutic advantage over pharmacological interventions.18,37 Although all reviewed studies determined DBS to be safe and well-tolerated, it remains an invasive neurosurgical procedure performed in a medically-vulnerable population often affected by advanced disease and multiple comorbidities.5–7,18,19,34–37 NBM-DBS and DBS-f were considered safe and well-tolerated, yet six patients in the DBS-f cohort died during the long-term follow-up, events attributed to disease progression, comorbid illness, and postoperative infections rather than surgical complications. 37 Among patients with mild to moderate AD, infections accounted for many adverse events across studies.5–7,18,19,34–37 Even minor complications, such as superficial infections or delayed healing, can meaningfully affect comfort and dignity in these patients, reinforcing the need to weigh procedural risk against potential gains in quality of life. For instance, qualitative research in movement-disorder populations has shown that patients living with DBS implants may experience changes in self-identity, reduced independence, or emotional challenges even as symptoms improve.42,43
In summary, these findings underscore the need for future DBS research that integrates quality-of-life and psychosocial outcomes alongside conventional cognitive and neuropsychological endpoints. Although sustained cognitive improvement remains an important goal, current evidence suggests that these gains are often transient; therefore, future studies should place equal emphasis on quality-of-life metrics to capture the full therapeutic impact of DBS in AD.
Limitations and considerations for future research
Across these studies, several critical limitations must be acknowledged. Chief among them is the small sample size across all nine studies reviewed. Six of the nine reviewed studies enrolled fewer than 20 patients, and even the phase II ADvance trial included only 42 participants.5–7,18,19,34,35,37 Participant recruitment in clinical trials for AD remains a challenge due to the invasive nature of the procedure and the lack of insurance coverage for investigational neurosurgery. As a result, the current literature is dominated by feasibility studies, with a notable absence of large-scale, controlled trials. Such small cohorts reduce statistical power and limit generalizability.
Furthermore, Laxton et al., 7 Smith et al., 34 and Sankar et al. 5 each studied the same six patients, meaning that many of the same methodological limitations were repeated across trials. The volumetric changes in Sankar et al. are largely driven by two patients, highlighting the disproportionate impact of outliers in a small sample. 5 Nevertheless, outlier patients met all study inclusion criteria, including significant memory impairment at enrollment and preserved hippocampal volume at baseline. Moreover, hippocampal volumetric changes were not consistently correlated with clinical outcomes, suggesting that the effects observed cannot be dismissed as a result of patient enrollment. 5
Another important limitation is the lack of a control group in the earlier studies, which makes it difficult to eliminate confounding variables. In the more recent studies, secondary endpoints related to quality of life and caregiver burden were heavily reliant on caregiver reports, introducing subjectivity and bias and emphasizing the need for more objective metrics.
The stimulation parameters used were largely standardized from PD protocols rather than tailored to the neurophysiology of AD. Chronic DBS-f settings were set to 130 Hz, 90 µs, and 3.0–3.5 V based on monopolar stimulation mapping to maximize safety and efficacy. In Laxton et al., increasing the voltage to 5–6 V elicited autobiographical recall in two patients, suggesting that higher thresholds may more effectively engage memory circuits. 7 However, high settings induced autonomic effects and increased the risk of adverse events. Preclinical studies indicate that overstimulation can impair memory, underscoring the likelihood that the limited clinical benefit could be due to suboptimal dosing. 7 Parameter optimization has also not been investigated for alternative targets such as NBM or VC/VS, underscoring the need for target-specific stimulation settings in patients with AD.
Only two of the reported trials required pathological or biomarker confirmation of AD.18,19 For the rest of the trials, AD diagnosis was based primarily on psychological and performance-based evaluations, raising the possibility that some participants may have had other dementias. Clinical diagnosis alone has been shown to be inaccurate in up to 23% of cases. 44 Without confirmation from amyloid-β or tau biomarkers, or consideration of genetic markers like APOE ɛ4, patient heterogeneity in pathology and disease stage may alter treatment outcomes. This limitation is particularly important for younger patients with earlier disease onset, who often show more aggressive disease and less favorable outcomes in response to DBS.6,35,36 Lastly, the short follow-up windows across studies may not have captured delayed benefits or adverse events.
Although DBS can transiently modulate neural activity, its effects are constrained by the irreversible neural circuit damage and neuronal loss characteristic of AD. Nevertheless, short-term cognitive gains and sustained neuropsychiatric improvements observed across studies remain clinically meaningful, particularly when pharmacologic and noninvasive interventions fail to yield comparable benefits.5,7,18,19,34,35,37 Recent advances in antibody-based immunotherapies, such as bapineuzumab, gantenerumab, and lecanemab, have demonstrated the ability to reduce amyloid-β accumulation in the brain, but these therapies do not halt disease progression or provide sustained improvements in cognition. 37 Similarly, novel anti-inflammatory agents, such as daratumumab, NE3107, and mastinib, have demonstrated encouraging results in mild AD, though evidence remains preliminary and unconfirmed in larger cohorts. 37 As AD advances, pharmacologic efficacy declines, and patients often experience compounding cognitive and neuropsychiatric symptoms, requiring multidrug regimens that increase the risk of adverse interactions and systemic side effects. 37
Given the absence of curative therapies and the poor prognosis associated with moderate to advanced AD, even transient symptomatic and cognitive improvements represent meaningful therapeutic advancements.18,37 The overall safety and tolerability of DBS reported across studies further supports its potential as a viable adjunctive therapy.5–7,18,19,34,36,37 Larger, rigorously controlled clinical trials are therefore justified not only to validate preliminary safety and efficacy data but also to address the methodological limitations that have constrained interpretation to date. Collectively, these limitations highlight several areas of focus for future DBS research.
Controlled clinical studies are needed to test how variations in stimulation parameters influence clinical outcomes and to establish optimized parameters for AD rather than relying on those derived from PD. Future trials should require confirmation of abnormal amyloid-β, cerebrospinal fluid biomarkers, and relevant genetic markers to reduce pathological heterogeneity within participants because earlier studies have shown that disease stage, baseline neural integrity, pathology, and stimulation target strongly influence clinical responses.6,35,36 Consequently, stratifying cohorts by these biological and clinical factors will be critical for identifying patients most likely to benefit from DBS. To better understand how DBS modulates neural circuit activity, future studies should incorporate objective measures such as FDG-PET, DBM, or other advanced imaging alongside objective assessments of cognition. These modifications will strengthen the mechanistic understanding by linking DBS-induced alterations in network connectivity, and neurophysiological activity to corresponding improvements in cognition and functional performance.
Beyond elucidating the link between DBS mechanisms and clinical manifestations, a key unresolved question is whether the stimulation target itself determines the magnitude or durability of the clinical benefit. Although Xu et al. offered the first study to compare NBM-DBS to DBS-f in patients with severe AD, the trial was neither randomized nor adequately powered to determine target-specific efficacy. 37 Beyond this comparison, no randomized or systematically controlled studies have evaluated stimulation sites across disease stages. Consequently, it remains uncertain whether different stimulation targets, such as the fornix, NBM, and VC/VS differentially influence cognitive or functional outcomes. Future randomized, comparative, clinical trials are needed to evaluate target-specific non-inferiority, clarify mechanistic differences, and determine whether one stimulation site provides superior or more durable symptomatic benefit. Lastly, follow-up assessments should extend beyond 12 months to further understand the durability and longitudinal effect of DBS, thereby clarifying its long-term clinical value and overall risk-benefit profile. Given that cognitive gains are often transient, incorporating standardized quality-of-life, psychosocial, and clinician-rated measures will be essential to determine whether DBS confers meaningful, sustainable benefits for patients beyond temporary cognitive improvement. Equally important, future studies should integrate standardized quality-of-life, psychosocial, and clinician-rated outcome measures to determine whether neuropsychiatric and functional improvements observed in severe AD also extend to patients with mild to moderate disease. Incorporating these multidimensional endpoints will be essential for assessing whether DBS yields meaningful and sustainable benefits for patients.
Conclusions
DBS targeting the fornix, NBM, and VC/VS has been shown to be feasible, safe, and well-tolerated, with few serious or lasting adverse events in individuals with mild to severe AD. The evidence suggests that DBS exerts target-dependent, cascading effects on large-scale neural networks that support memory, behavior, and emotional regulation. Clinically, DBS has demonstrated beneficial effects on cognition and neuropsychiatric symptoms. On imaging, DBS-f drove rapid activation of the hippocampus, entorhinal cortex, and parahippocampal gyrus, followed by delayed recruitment of the posterior cingulate and precuneus as measured by FDG-PET. On volumetric MRI, all patients who underwent DBS-f showed slower atrophy than matched controls, indicating preservation of structural and functional integrity of the hippocampal-fornix pathway. These findings suggest that DBS temporarily resynchronizes communication across large-scale networks rather than acts as a disease-modifying therapy.5–7,18,19,34–37 Despite the fact that cognitive improvements are often transient, the durability of neuropsychiatric and functional benefits points to a broader role for DBS in enhancing patient quality of life and caregiver well-being.18,37 Furthermore, there is growing evidence that DBS could be offered and deployed in an ethical manner with improved quality of life as an outcome.
Future studies should adopt rigorously controlled designs that optimize stimulation parameters and include mechanistic endpoints, such as neuroimaging and biomarkers, alongside cognitive assessments to capture therapeutic efficacy. These findings are consistent with broader neuromodulation research showing that circuit-level interventions may stabilize functional networks even in progressive neurodegenerative disorders.
Footnotes
Acknowledgements
We thank the staff of Neuroscience Publications at Barrow Neurological Institute for assistance with manuscript preparation.
Author contribution(s)
Funding
This work was supported by the National Institutes of Health (grants R01AG059008, R01AG073212, ADDF grant #GC-2013717, and P30 AG072980) and the Barrow Neurological Foundation.
Declaration of Conflicting Interests
Dr. Sabbagh discloses that he consults for Alzheon, Athira, Biogen, Roche-Genentech, Synaptogenix, Novo Nordisk, Signant Health, Prothena, Eisai, GSK, AbbVie, Lilly, and Neurotherapia. Dr. Sabbagh is an Editorial Board Member of this journal but was not involved in the peer-review process of this article nor had access to any information regarding its peer-review. Dr. Ponce is a consultant for Medtronic and Boston Scientific. Dr. Burke is a consultant and speaker for Lilly and Eisai, and she receives funding through Barrow from Roche, Lilly, Cognito, Biogen, IP Pharma, Janssen Alector, and AbbVie. All other authors have no disclosures to report.
