Abstract
Background:
The endosomal-lysosomal and autophagy (ELA) pathway may be implicated in the progression of Alzheimer’s disease (AD); however, findings thus far have been inconsistent.
Objective:
To systematically summarize differences in endosomal-lysosomal and autophagy proteins in the cerebrospinal fluid (CSF) of people with AD and healthy controls (HC).
Methods:
Studies measuring CSF concentrations of relevant proteins in the ELA pathway in AD and healthy controls were included. Standardized mean differences (SMD) with 95% confidence intervals (CI) between AD and healthy controls in CSF concentrations of relevant proteins were meta-analyzed using random-effects models.
Results:
Of 2,471 unique studies, 43 studies were included in the systematic review and meta-analysis. Differences in ELA protein levels in the CSF between AD and healthy controls were observed, particularly in lysosomal membrane (LAMP-1: NAD/NHC = 348/381, SMD [95% CI] = 0.599 [0.268, 0.930], I2 = 72.8%; LAMP-2: NAD/NHC = 401/510, SMD [95% CI] = 0.480 [0.134, 0.826], I2 = 78.7%) and intra-lysosomal proteins (GM2A: NAD/NHC = 390/420, SMD [95% CI] = 0.496 [0.039, 0.954], I2 = 87.7%; CTSB: NAD/NHC = 485/443, SMD [95% CI] = 0.201 [0.029, 0.374], I2 = 28.5%; CTSZ: NAD/NHC = 535/820, SMD [95% CI] = –0.160 [–0.305, –0.015], I2 = 24.0%) and in proteins involved in endocytosis (AP2B1:NAD/NHC = 171/205, SMD [95% CI] = 0.513 [0.259, 0.768], I2 = 27.4%; FLOT1: NAD/NHC = 41/45, SMD [95% CI] = –0.489 [–0.919, –0.058], I2 <0.01). LC3B, an autophagy marker, also showed a difference (NAD/NHC = 70/59, SMD [95% CI] = 0.648 [0.180, 1.116], I2 = 38.3%)), but overall there was limited evidence suggesting differences in proteins involved in endosomal function and autophagy.
Conclusion:
Dysregulation of proteins in the ELA pathway may play an important role in AD pathogenesis. Some proteins within this pathway may be potential biomarkers for AD.
Keywords
INTRODUCTION
Alzheimer’s disease (AD) is a neurodegenerative disease that leads to gradual cognitive and functional deficits which can affect daily life. Although AD is characterized pathologically by the accumulation of amyloid-β (Aβ) and phosphorylated tau proteins in the brain [1], the pathogenesis and mechanisms of AD progression remain unclear; however, mounting evidence implicates the involvement of the endosomal-lysosomal and autophagy (ELA) systems which warrant further investigation [2].
The endosomal-lysosomal pathway is responsible for the internalization, recycling, and degradation of cargo from the plasma membrane [1]. Intersecting with the endosomal-lysosomal system, the autophagy pathway transports organelles within the cell to the lysosome for degradation [1]. Both pathways have been shown to be involved in the processing of the Aβ protein precursor (AβPP) to Aβ [3, 4]. Aβ has been detected in multiple vesicles in the endosomal-lysosomal and autophagy pathways including early endosomes, multivesicular bodies, autophagic vacuoles, and lysosomes [4–7]. Inhibition of AβPP internalization by clathrin-mediated endocytosis was shown to reduce Aβ release in animal cells [3]. Likewise, inhibition of macroautophagy reduced the secretion of Aβ40 [4].
A previous meta-analysis has demonstrated that several protein markers differ in cerebrospinal fluid (CSF) concentrations between AD and controls [8], but endosomal-lysosomal and autophagy related proteins were not meta-analyzed. Here we examine those markers to determine their involvement in AD. Numerous studies have compared concentrations of endosomal-lysosomal and autophagy proteins in the CSF of AD patients; however, consistent findings have not been observed. This systematic review aims to summarize and meta-analyze whether there is a difference in the CSF concentrations of selected ELA proteins between AD and healthy controls. The primary objective of the current systematic review is to identify involvement of the ELA system in AD pathogenesis. The study may also suggest whether these proteins in CSF serve as potential biomarkers for this condition.
MATERIALS AND METHODS
Data sources and search strategy
This systematic review was conducted according to our pre-defined protocol (not registered) and the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines [9]. A literature search was conducted on January 8, 2021, in EMBASE, Medline, PubMed, Web of Science, Cochrane Trials, and Cochrane Reviews. Search strategies for all databases used key and MeSH terms pertaining to AD, CSF, and the selected key ELA proteins and regulators of interest. ELA proteins of interest were selected from the hundreds of proteins that function in these pathways if they were 1) highly critical to key functions of the pathway; 2) highly specific to the pathway (i.e., only function within the endo-lysosomal and/or autophagy pathways, and nowhere else according current knowledge in the literature); or 3) known to have interactions or associations with AD pathology. An example search strategy can be found in Supplementary Table 1. Conference abstracts were filtered out of the EMBASE search results via a setting specific to that database. No other filters were applied to any database.
Study selection
Inclusion criteria were 1) original research articles measuring concentrations of any selected proteins (Table 1) in CSF and 2) articles which included people with late-onset AD versus healthy controls. Only articles in English and Chinese were included. When studies reported concentrations from overlapping groups of subjects, the study with a larger sample size was included. Inquiry emails were sent to the corresponding authors when sample overlapping between studies was suspected. A minimum of three studies were required for meta-analysis. The findings from the included studies were summarized qualitatively when there were insufficient degrees of freedom for a meta-analysis, when the reported data could not be meta-analyzed (e.g., fold change, inadequate statistical reporting), and when precursor proteins were measured. Comparisons in the qualitative synthesis were summarized as numerically increased, decreased, or equivocal. Inclusion eligibility was assessed by two independent reviewers, and disagreement was settled by consensus.
Abbreviations for proteins included in the present study
Data extraction
Means and standard deviations (SD) of concentrations in AD and healthy control groups were extracted from included studies. Mean and SD were estimated when descriptive
statistics were reported in quartiles [10] or if data were log-transformed [11]. When only the mean difference and p-value were reported, the SD was estimated under the assumption that both groups had equal variance and the reported p-value was obtained from a pooled t-test. When a study had one control but had more than one AD group (e.g., prodromal and dementia AD groups), means and SDs were pooled. Other characteristics including mean age, male proportion, mean Mini-Mental State Examination (MMSE) score, mean CSF Aβ42, mean CSF total tau, apolipoprotein E (APOE) ɛ4 allele carrier proportion, AD diagnostic criteria, and protein quantification assay were also extracted.
Methodological quality assessment
Risk of bias was evaluated based on criteria adapted from the Newcastle Ottawa Scale and the Cochrane Collaboration’s Risk of Bias Assessment Tool [12, 13]. Overall risk of bias of a study was judged based on whether the study methodology may greatly contribute to bias in the present review question. Each paper included was assessed by two independent reviewers, and disagreement was resolved by consensus.
Statistical analyses
Random effects meta-analyses were used because between-study variation was anticipated. Standardized mean differences (SMD) with 95% confidence intervals (CI) were calculated to summarize the pooled effect sizes between AD and healthy controls. Heterogeneity was quantified by the I2 statistic, and Cochran’s Q test was used to test significant heterogeneity. If heterogeneity was detected (I2 >50%), a pre-defined systematic exploration was conducted using meta-regressions and subgroup analyses. Meta-regressions with 1) mean age, 2) percent male, 3) mean MMSE score, 4) percent APOE ɛ4 carriers, 5) mean CSF Aβ42, and 6) mean CSF total tau in the AD group were conducted when 10 observations were available for analysis. A subgroup analysis was performed excluding articles with a high potential risk of bias. Another subgroup analysis was performed stratifying by protein quantification assay. Publication bias was assessed using trim and fill procedures and funnel plots. Data were meta-analyzed using the “metafor” package [14], and bubble plots were created using the “ggplot2” package in R 4.0.5 [15].
RESULTS
Literature search findings
A total of 2,471 studies were identified through literature search, and two additional studies were identified from their references. To summarize findings from the Alzheimer’s Disease Neuroimaging Initiative (ADNI), data were obtained directly from the ADNI website (https://adni.loni.usc.edu). Of the 43 studies (including ADNI) that met the inclusion criteria [16–57], 36 studies were included in the meta-analyses and 13 studies were included in the qualitative synthesis (Supplementary Figure 1). Information for each included study is presented in Supplementary Table 2.
A total of 20 markers were included in the meta-analyses, and 64 markers were included in the qualitative synthesis (see Table 1 for protein names and their abbreviations). A summary of the ELA pathway and findings from the meta-analyses is illustrated in Fig. 1.

ELA pathway and an illustrative summary of results. The figure summarizes proteins included in the search for this systematic review, their roles in the ELA pathway, and the results of the current meta-analysis (color printed in the online version).
Endosomal
In the meta-analyses, CSF concentrations of AP2B1 were significantly higher in AD compared to controls, while CSF concentrations of FLOT1 were significantly lower in AD compared controls (Table 2, Fig. 2). No differences in CSF concentrations were found between groups for RAB4A (Supplementary Figure 2).
Summary of findings from the meta-analyses

Forest plots for endocytosis markers. AP2B1 and FLOT1 showed significant differences between AD and control groups.
In the qualitative synthesis, AP2B1, FLOT1, PICALM, RAB5, RAB7, RAB7A, RAB9A, SNX3, SNX6, and SNX17 showed a higher trend in AD compared to controls, while RAB4B, RAB5B, RAB5C, RAB11A, and RAB11B showed a lower trend in AD. One study reported equivocal CSF RAB5A concentrations between groups. Studies showed inconsistent findings for EEA1, RAB4A, and RAB5C (Supplementary Table 3).
Lysosomal
In the meta-analyses, CSF concentrations of LAMP1, LAMP2, CTSB, and GM2A were significantly higher in AD (Table 2, Figs. 3 and 4), whereas CTSZ concentrations were significantly lower in AD compared to controls (Table 2, Fig. 3). No differences in CSF concentrations were observed between both groups for CTSA, CTSD, CTSL, SMPD1, TPP1, FUCA1, DPPII, HEXB, CSTC, PSAP, and PGRN (Table 2, Supplementary Figures 3–13).

Forest plots for intra-lysosomal markers. GM2A, CTSB, and CTSZ showed significant differences between AD and control groups.

Forest plots for lysosomal membrane proteins. LAMP1 and LAMP2 showed significant differences between AD and control groups.
In the qualitative synthesis, most studies reported trends towards elevation in AD for CSF concentrations of CTSA, CTSB or its precursors, CTSL or Prepro CTSL, GM2A, Prepro HEXB, LAMP1 or its precursor, LAMP2 or its precursor, SMPD1 or its precursor, and Prepro TPP1. CSF concentrations of CSTC, CTSA, Pro CTSL, and GM2A precursors showed a trend towards lower concentrations in AD. Most studies reported a lower trend in AD for CSF concentrations of TPP1. Inconsistent results were observed for CSTC, DPP-II, FUCA1, HEXB, LIMP2, PGRN, and PSAP (Supplementary Table 3).
Autophagosomal
CSF concentrations of LC3B was significantly higher in AD compared to controls by meta-analyses (Table 2, Fig. 5).

Forest plot for LC3B, an autophagy marker. LC3B showed a significant difference between AD and control groups.
In the qualitative synthesis, CSF concentrations of ATG5, ATG4B, ATG6, ATG12, LC3, and LC3A showed a trend towards higher concentrations in AD compared to controls, while Atg7 showed a trend towards lower concentrations in AD. The results for ATG4C, ATG9A, and LC3B were inconsistent (Supplementary Table 3).
Assessment of potential risk of bias and publication bias
Thirteen studies were found to have high potential risk of bias due to 1) use of post-mortem samples, 2) controls had subjective cognitive complaints, 3) participants were recruited from different centres, 4) large age differences between groups, 5) late-onset AD group consists of several early-onset AD cases, or 6) controls were too young (Supplementary Table 4).
Risk of publication bias was detected in CSTC, CTSB, CTSD, HEXB, SMPD1, and TPP1 (Supplementary Figures 14–33).
Exploration of heterogeneity
Subgroup analyses was performed to determine whether studies with a high risk of bias contributed to heterogeneity (Supplementary Figures 34–39). When studies with a high potential risk of bias were excluded, differences in CSF concentrations of LAMP1 remained significant with low heterogeneity. Likewise, LAMP2 concentrations remained significantly higher in AD, but had high heterogeneity. Contrary results were observed for GM2A, where no differences in CSF GM2A concentrations were observed between AD and controls among studies without a high potential risk of bias. There were no differences in CSTC, CTSD, and PSAP concentrations between both groups after the exclusion of studies with high risk of bias. Studies with high risk of bias contributed to heterogeneity between studies for CTSD, while this factor did not explain the heterogeneity for CSTC and PSAP.
Subgroup analyses was also performed to determine whether the type of protein quantification assays used contributed to heterogeneity (Supplementary Figures 40–44). Studies were separated based on the use of mass spectrometry or other assays. The differences in CSF LAMP1 concentrations remained significant among studies using mass spectrometry, and this protein quantification assay contributed to the heterogeneity between studies. CSF LAMP2 concentrations remained significantly different between AD and controls for studies that measured proteins using mass spectrometry; however, a significant amount of heterogeneity was still present. For SMPD1, use of mass spectrometry contributed to the heterogeneity between studies, whereas this protein quantification assay did not explain the heterogeneity between studies for CSTC and CTSD.
Results for all meta-regression analyses are presented in Supplementary Figures 45–61. Lower mean MMSE score in the AD group was associated with greater difference in CSF CSTC concentrations favoring control group (Supplementary Figure 48; B [95% CI] = 0.100 [0.007, 0.193] SMD per MMSE, p = 0.038).
DISCUSSION
The present meta-analyses showed substantial differences between AD and healthy controls in CSF concentrations of proteins involved in lysosomal function and endocytosis, while there was limited evidence suggesting differences in proteins involved in endosomal function and autophagy.
Lysosomal markers
Meta-analyses of LAMP-1 and LAMP-2 showed higher CSF concentrations in AD with substantial heterogeneity. Heterogeneity could be partly explained by the different protein quantification assays used between studies and by the potential risk of bias detected in a few studies; however, the trends remained in subgroup analyses removing studies with high risk of bias, suggesting that the results are robust and provide clinical evidence supporting dysregulation of lysosomal pathways in AD. LIMP-2, another known lysosomal membrane protein, could not be meta-analyzed in this study. In the available qualitative data, LIMP-2 showed no directional trend, although more studies are needed to replicate these findings. The current data suggest that LAMP-1 and LAMP-2 may play a unique role in AD.
LAMP-1 and LAMP-2 have overlapping roles in maintaining the integrity and function of lysosomes and are widely considered to be biomarkers of lysosomal function [58]. Lysosomal function is integral to the processing and degradation of AβPP, Aβ, and other AβPP products [59, 60]; enzymatic processing within the lysosome is responsible for the hydrolysis of these proteins [1]. Preclinical studies suggested that lysosomal functioning is important for amyloid clearance in neurons and glial cells [61–65]. Recent findings showed that amyloid secretion and tau hyperphosphorylation induced via infectious agents and oxidative stress were attenuated in a LAMP-2-deficient animal model [66]. Amyloid and tau dysregulations, characterized by a redistribution or overabundance of the proteins, have been seen in various murine and human models of genetically predisposed lysosomal storage disorders [67]. In this current meta-analysis, we demonstrated that lysosomal dysregulation in the brain observed in previous cell, animal, and histological studies is likely to generalize to a broader human population with AD.
This meta-analysis also demonstrated that CSF concentrations of some intra-lysosomal proteins might be affected in AD. In people with AD compared to healthy controls, concentrations of CTSB were higher and concentrations of CTSZ were lower; these effect sizes were small, but the differences were consistent between studies and not likely affected by publication bias. Concentrations of CTSD were lower in AD, but this difference was small and did not reach statistical significance. Preclinical studies suggested that deficiencies in CTSD promote amyloidosis and tau-mediated neurotoxicity [68, 69]. Similarly, CTSD concentrations were lower in the brain tissues of people with AD compared to mild cognitive impairment [70]. Interestingly, this study also found that concentrations of CTSD were lower in people with normal cognition compared to mild cognitive impairment; however, this difference did not reach statistical significance [70]. One in vitro study demonstrated that inhibition of CTSD did not result in lysosomal dysfunction [71], which is consistent with our finding that CTSD may be less important in this context. Furthermore, inhibition or deficiency of CTSB was shown to enhance amyloid accumulation [71–74]. The immunoreactivity pattern of CTSZ was also altered in the human tissue of AD patients compared to healthy controls [75], suggesting that important changes to CTSZ protein expression in the brain may occur in AD. The existing evidence along with the results from this meta-analysis strengthen the confidence that intra-lysosomal dysregulation may be partly involved in AD pathogenesis.
Other intra-lysosomal proteins in this meta-analysis showed either no difference between AD and control groups, or in the case of GM2A, a significant difference with high heterogeneity. The mechanistic role of GM2A in the brain is not well-studied; therefore, future studies analyzing extracellular vesicle protein contents may be informative for studying GM2A and other uncommonly secreted intra-lysosomal proteins [76]. CSTC showed no significant difference with high heterogeneity, which implies that it may not be a useful marker for differentiating AD and cognitively healthy individuals; however, MMSE score likely explained the heterogeneity, suggesting that there may be cross-sectional correlations between CSTC and cognition.
Endosomal and endocytic markers
Many of the representative endosomal proteins reviewed in the current study had insufficient data for meta-analysis. Although it is well-known that endosomal and autophagosomal function is important in Aβ processing, there remains a lack of clinical evidence regarding changes in individual proteins within the system. The meta-analysis of RAB4A showed non-significant findings and no strong trends were observed in the qualitative synthesis; thus, based on current evidence, there were no significant differences in CSF concentrations of early endosome, late endosome, or endosome recycling biomarkers in AD. Further evidence is required to support the role of this pathway in AD pathogenesis; however, if endosomal biomarkers continue to show no difference with increased data availability, this could imply that 1) the endosomal functions within AD remain grossly intact, while other aspects of the ELA pathway are more prominently affected and/or are causative in the neurodegenerative processes; or 2) despite dysregulation in AD, endosome-specific markers are not reliable indicators of such dysregulation. The latter seems more likely, given post-mortem and in vitro evidence suggesting Rab GTPase upregulation in AD and endosome enlargement in AD or AD models [77, 78].
As for proteins involved in endocytosis, FLOT1 was higher and AP2B1 was lower in the CSF of individuals with AD, with medium effect sizes and low heterogeneity. This finding implies that FLOT1 and AP2B1 may be potential biomarkers for AD and highlights that endocytosis dysregulation may be important in AD pathogenesis. Our result supports a previous study which found lower transcript expression levels of FLOT1 in the hippocampi of people with AD [79]. AP2B1 is a subunit of the adaptor protein 2 complex which participates in clathrin-mediated endocytosis. AP2 was shown to degrade Aβ via autophagy, a process that also involved LC3 and PICALM [80]. A genome-wide association study found that a PICALM polymorphism was a potential genetic risk factor for AD [81]. PICALM could not be meta-analyzed due to an insufficient number of existing studies; therefore, further investigation into PICALM in biofluids is needed.
Autophagosomal markers
Most of the autophagy biomarkers assessed had insufficient data for meta-analysis and too few studies per biomarker to assess possible trends in the qualitative review. However, it was found that LC3B was higher in individuals with AD compared to healthy controls. LC3B is an essential regulator of autophagosome formation and maturation [82] and is a specific marker for autophagosomes and autolysosomes [83]. Although only three studies contributed to the meta-analysis of LC3B, there was relatively minimal heterogeneity. Therefore, LC3B could be a potential biomarker of interest for AD. It would be particularly interesting to compare temporal relationships with the lysosomal biomarkers to identify specific instigators of dysregulation in the pathway. Proteins involved in autophagosome formation that were outside of the scope of this review, such as vacuolar sorting proteins, might also be relevant to explore further.
Strengths and limitations
As a potential limitation, many proteins were unable to be meta-analyzed within the relevant pathways due to insufficient existing evidence; however, we searched for more than 60 relevant proteins in this systematic review, offered a comprehensive review of representative markers in the CSF, and reported gaps of knowledge in current literature. In addition, it has been suggested that dysregulation in the ELA pathway is an early event in AD progression [70]; therefore, it would be of interest to compare biomarker concentrations at early or precursor stages of AD to controls. Furthermore, the concentrations of these markers in the CSF may not represent the levels of dysregulation within the cells; however, we still identified differences in CSF levels between AD and controls, implying the potential involvement of these pathways in AD. Further studies might examine the extent to which these CSF markers reflect brain tissue proteomic profiles. Lastly, limited studies in this meta-analysis measured post-mortem ventricular CSF samples [20, 49]; therefore, subgroup analyses could not be performed, and additional proteomic studies with post-mortem CSF samples would be informative.
Conclusion
This systematic review and meta-analysis of endosomal, lysosomal, and autophagosomal CSF biomarkers in AD revealed consistent differences in these biomarkers between AD and controls, particularly in lysosomal membrane proteins (i.e., LAMP-1 and LAMP-2) and intra-lysosomal proteins (i.e., GM2A, CTSB, and CTSZ). Meta-regression analyses showed that CSF Aβ42 and t-tau did not explain heterogeneity in CSTC, CTSD, LAMP2, or GM2A; however, heterogeneity in CSTC concentrations was related to mean MMSE score, suggesting that this marker could be related to cognitive progression. Endocytosis markers AP2B1 and FLOT1, and the autophagy marker LC3B, also showed differences between AD and controls; however, most autophagy markers selected in this study had insufficient data to meta-analyze, suggesting a need for further investigation. The study of these and additional key proteins in the ELA pathway will provide focus, and allow the identification of the key parts of the pathway involved in AD.
Footnotes
ACKNOWLEDGMENTS
Walter Swardfager gratefully acknowledges financial support from the following: Canadian Institute of Health Research (CIHR), Grant/Award Number: PJT-159711; The Natural Sciences and Engineering Research Council of Canada (NSERC), Grant/Award Number: RGPIN-2017-06962; Alzheimer’s Association & Brain Canada, Grant/Award Number: AARG501466; Weston Brain Institute & Alzheimer’s Research UK, Alzheimer’s Association and Michael J. Fox Foundation, Grant/Award Number: BAND3. The work was supported in part through funding from the Canada Research Chairs Program.
BXS gratefully acknowledges the financial support from MITO2i and the Thomas Zachos Scholars. We gratefully acknowledge correspondence from Drs. Estrella Morenas-Rodríguez, Alberto Lleó, and David Holtzman [30,
].
