Abstract
Keywords
INTRODUCTION
Ventricular enlargement accompanied by gait apraxia, cognitive deterioration, or urinary incontinence represents a differential diagnostic challenge for neurologists and raises suspicion of normal pressure hydrocephalus (NPH) [1, 2]. The incidence rate for clinically suspected idiopathic NPH (iNPH) is up to 15/100,000 person-years in a population older than 50 years of age and prevalence increases with aging [3–6]. One-half of the patients with clinically suspected iNPH will not be shunted after neuroradiological and cerebrospinal fluid (CSF) dynamics evaluations [3, 8] emphasizing rigorous differential diagnosis [9].
Reports of cognitive response after shunt surgery in cases of verified iNPH are inconsistent [2, 10] and comorbidities hamper the outcome [11]. We reported previously that after 4.7 years median follow-up, 46% of shunt-responsive iNPH patients (the same original population with the current study) were eventually demented due to various neurodegenerative diseases [7]. On the basis of the previous reports, NPH may account for up to 5% of all dementia cases [12].
Most of the previous follow-up studies focus on shunted patients [13–16] but the long-term cognitive outcome of patients with enlarged ventricles and NPH-related symptoms that are not shunted or not initially responsive to shunt surgery is not well known. Outcome appears to be poor based on a review of six studies that evaluate outcome in a total of 102 non-shunted individuals with iNPH [17]. The cognitive function of only a minority of non-shunted individuals with iNPH improved during long-term follow-up [17] and without treatment symptoms seem to progress [18].
We aimed to evaluate long-term cognitive outcome and final clinical diagnosis in patients with enlarged ventricles and clinically suspected NPH, emphasizing the outcome of patients not responding to the shunt or not fulfilling the criteria for shunt.
MATERIALS AND METHODS
Study participants
The Kuopio University Hospital Neurosurgery NPH Registry (http://www.uef.fi/nph) consists of 468 consecutive patients from a defined catchment population (851,000 in 2006) in Eastern Finland who were evaluated clinically, neuroradiologically, and using 24-h intracranial pressure (ICP) monitoring between 1991 and 2006 because of enlarged ventricles with at least one NPH related clinical symptom (Fig. 1) [19]. A cortical biopsy (2 to 5 mm ×3 to 7 mm) was obtained during ICP catheter insertion, and samples were analyzed for the presence of amyloid-β (Aβ) and hyperphosphorylated tau [7, 19]. The registry contains clinical baseline and follow-up data from all hospitals in Kuopio University Hospital catchment area, medications, causes of death, and radiological and biopsy findings.
After primary examination by neurologists, patients were referred for additional evaluation described above. All patients had one to three symptoms potentially related to NPH (impaired cognition, impaired gait, or urinary continence), with enlarged brain ventricles (Evans’ index >0.30) disproportionate to the size of the sulci of cerebral convexities [20] according to computed tomography or magnetic resonance imaging.
Indications for the shunt in iNPH were (1) a basal ICP >10 mmHg continuously, or when the basal pressure was below 10 mmHg and (2) the presence of any A-waves or >30% B-waves during 24-h ICP monitoring [21]. The initial response to the shunt (improvement, no change, or deterioration in the patient’s gait, memory, or urinary continence) was evaluated by clinical examination and interviewing patient (and caregiver when appropriate) at the outpatient clinic 2 to 3 months after the surgery [7]. Patients that did not undergo shunt insertion were referred back to neurologists for differential diagnostic examinations.
After differential diagnostic examinations and possible shunt therapy, clinical follow-up was continued. The patients’ primary care physicians maintained detailed medical records at local hospitals. In cases of suspected shunt malfunction or cognitive decline, patients were referred for neurological and neurosurgical (if a shunt had been inserted) re-evaluation. Patients without adequate follow-up data were excluded from the analyses.
Follow-up and evaluation of cognition
All study patients (n = 468) were followed for a median period of 4.8 years (range 0–17). During follow-up period, 267 patients died. Follow-up data was collected from the hospitals’ archives, and causes of death were obtained from the national registries. Sufficient information to evaluate clinical and cognitive status retrospectively (systematically registered time course, nature, and progression of symptoms) was available from 446 patients with suspected NPH (Fig. 1).
Neurologists performed evaluations for memory disorder according to the dementia criteria [8]. Follow-up data of all study patients was re-evaluated and the final clinical diagnoses (including iNPH) of neurodegenerative brain diseases were confirmed by a neurologist specialized in memory disorders (AMK). Clinical data concerning cognitive impairment (e.g., Mini-Mental State Examination (MMSE) scores [22], neuropsychological tests), changes in daily ability, and the clinical course recorded by neurologists, neurosurgeons, and primary care physicians, were carefully evaluated.
Alzheimer’s disease (AD), vascular dementia (VaD), and other forms of dementia were diagnosed according to the established criteria [23–27]. During re-evaluation, revised AD criteria and a newly available concept of vascular impairment were used to support final AD and VaD diagnoses [28, 29]. Previously described possible iNPH-related dementia [7] was defined as progressive neuropsychological symptoms (apathy, psychomotor slowing, lack of spontaneity, inattention, forgetfulness, and impaired executive functions) combined with motor impairment and incontinence, in spite of possible early response to the shunt. Probable iNPH-related dementia was defined when no co-morbidities were observed during the re-evaluation of clinical (AMK and VL), radiological (AS), and brain biopsy (JR) data. Mild cognitive impairment (MCI, both amnestic and non-amnestic) was diagnosed if a decline was registered in at least one domain of cognition, but abilities in daily function were maintained and the patient did not fulfill the criteria for any type of dementia [30]. MMSE scores were converted to dementia staging in accordance to the Clinical Dementia Rating (CDR) [31]: no dementia (MMSE 30, CDR 0), questionable dementia (MMSE 26-29, CDR 0.5), mild dementia (MMSE 21-25, CDR 1), moderate dementia (MMSE 11-20, CDR 2), and severe dementia (MMSE 0-10, CDR 3).
Statistical analysis
Between-group differences were analyzed using analysis of variance (ANOVA, for continuous variables) or the Chi-squared test (for categorical variables). Cox regression analysis was used to investigate the cause-specific hazards of MCI and dementia. Confidence intervals for the dementia incidence rate were calculated as exact Poisson confidence intervals. SPSS version 19.0 statistical software was used.
Ethical issues
The Kuopio University Hospital Research Ethical Committee, the Finnish National Supervisory Authority for Welfare and Health, and the Finnish Ministry of Social Affairs and Health approved this study.
RESULTS
Characteristics of the patients are shown in Table 1. Those patients with enlarged ventricles who did not meet criteria for shunt surgery were more likely to have AD-related brain pathology in biopsy and early cognitive impairments when compared to patients that underwent shunt surgery (p < 0.001, Table 1). Shunted iNPH patients more frequently suffered from early gait problems (p < 0.001, ANOVA, Table 1).
Altogether 232 patients with suspected iNPH did not undergo shunt surgery on the basis of ICP monitoring (Fig. 1). Non-shunted patients had higher mortality than the shunted patients (Table 1).
Long-term cognitive outcome in patients with enlarged ventricles and NPH related symptoms
At the end of the follow-up, clinical dementia was observed in 264 (59%) and MCI in 97 (22%) of all the patients with adequate data (n = 446) (Fig. 1). The number of patients with dementia in each study group and between-group comparisons is presented in Table 1.
The incidence of dementia among patients with enlarged ventricles and at least one NPH-related clinical symptom was 141 cases/1000 person-years (95% CI, 121–165) in non-shunted patients, 114/1000 person-years (95% CI, 71–173) in shunted but non-responsive iNPH patients, and 77/1000 person-years (95% CI, 60–99) in shunt-responsive iNPH patients.
Baseline characteristics and risk of poor outcome in non-shunted patients with enlarged ventricles
In univariate analysis, several factors correlated significantly with dementia in the non-shunted patients (Table 2). However, in the adjusted multivariate regression model, only memory deficit as the first symptom correlated with MCI (OR 6.15, p < 0.008) and dementia (OR 13.1 and p < 0.001) diagnosed during follow-up (Table 3). Non-shunted patients with dementia died more often than the non-shunted patients with MCI (p < 0.001; Table 2). For comparison, the baseline risk factors for cognitive deterioration in all studied patients are provided in Table 4.
Wide range of dementia syndromes in patients with enlarged ventricles and suspected NPH
Several different neurodegenerative diseases were diagnosed in demented patients (n = 264 out of 446): possible or probable AD in 94 (36%), VaD in 68 (26%), probable iNPH-related dementia in 36 (14%), and other or unspecified dementia in 66 (25%) (Fig. 1).
Both AD and VaD were significantly more common among non-shunted than shunted patients with suspected NPH (AD cases in non-shunted versus shunted patients: 69 of 226 versus 26 of 220, p < 0.001; VaD cases of non-shunted versus shunted patients: 41 of 226 versus 12 of 220, p < 0.001). In many cases (25 of 165 non-shunted with dementia) the specific diagnosis of dementia was still unclear (dementia NOS). We also observed nine demented, non-shunted patients with iNPH-related symptoms and signs; however, they did not fulfill the criteria for shunt surgery, or for any dementia-causing disease other than iNPH.
Among all shunted iNPH patients (n = 193), possible or probable iNPH was the most common cause of dementia (45% of both shunted responders and non-responders), although often other neurodegenerative diseases were present (Fig. 1).
DISCUSSION
We had a unique opportunity to evaluate the long-term cognitive outcome in patients with enlarged ventricles and NPH related symptoms in the largest reported population-based follow-up study in this era (n = 446, an average follow-up time of 4.8 years). The specific clinical diagnosis of dementia was made by specialists using all available medical data according to uniform diagnostic criteria. Finland’s well-organized, integrated public health care system and systematically maintained medical records were essential in this retrospective follow-up study, enabling us to evaluate the development of clinical dementia from the first symptom. One might argue that the retrospective approach was a limitation; however, it provided more reliable knowledge about patients’ final cognitive status than cross-sectional studies or short-term prospective follow-up.
We report in this study that 50% of cases with ventricular enlargement and suggestive NPH in clinical and neuroradiological examinations did not meet the criteria for shunt surgery on the basis of 24-h ICP monitoring. Furthermore, comparable to the previous reports [8, 15] 19% of shunted iNPH patients did not exhibit any improvement after shunt surgery.
Clinical diagnosis of iNPH is challenging: NPH-type triad of clinical symptoms is observed with a prevalence of 4.4% in the aged (>66 years) population [32], not always related to NPH and, only one-half of the patients with diagnosed NPH present with all of these symptoms [12]. Furthermore, single symptoms (e.g., impaired gait) are common, often due to other etiology than NPH. Gait disorder alone affects 20% to 50% of aged persons [33], and 3.8% to 6.4% of populations older than 60 years of age in Europe and North America are demented [34]. Disproportion between ventricular and sulcal CSF volume is associated with gait and cognitive impairment [32], and diagnostic accuracy regarding NPH is increased when gait difficulty is the predominant clinical feature [35]. If shunt surgery were performed exclusively on the basis of clinical and neuroradiological examinations, 46% to 61% of patients would not benefit from shunt placement [5, 36]. In agreement with the previous reports, our findings confirm that the diagnosis of iNPH is difficult to establish using only clinical profile and imaging findings. Evaluation of CSF dynamics (e.g., by ICP monitoring) increases diagnostic accuracy [8, 37] and new methods like measuring postural balance may assist in clinical differential diagnostic between cerebral atrophy and iNPH [38].
Whether the employment of a widely used clinical test of patients’ response to shunt insertion (gait improvement) is enough to verify iNPH has been a point of critique [39]. In this study, at 2 to 3 months of follow-up, a neurosurgeon examined gait and interviewed shunted patients and their caregivers regarding memory and ability in daily functions, as well as incontinence complaints. However, beyond often available follow-up MMSEs, as a limitation we lack systematic quantitative measures of the outcome.
Differential diagnosis of NPH versus other neurodegenerative diseases may be challenging [1, 9]. Twenty-two of 35 patients who did not respond to the shunt therapy had concomitant neurodegenerative disease (Fig. 1).
Long-term cognitive outcome in patients with enlarged ventricles and suspected NPH
Enlargement of brain ventricles and white matter lesions, which are also observed in suspected NPH, are related to the impairment of cognitive functions [32, 41]. The incidence rates of dementia in patients with enlarged brain ventricles and clinically suspected NPH have not been reported previously.
In this study, the incidence of dementia among patients with enlarged ventricles and at least one NPH-related symptom was high, varying from 77 to 141/1000 person-years depending on the etiology. Fifty-nine percent of the study patients became demented; the highest proportion (73%) and incidence (141/1000 person-years) were among non-shunted patients with enlarged ventricles and initially suspected iNPH, followed by patients lacking an initial shunt response (63%; 114/1000 person-years).
In the current study, only 11% of non-shunted patients with previously suspected NPH and with varying neurodegenerative diseases exhibited no cognitive deterioration (MCI or dementia) at a median follow-up time of 4.8 years. In a review of six studies with a total of 102 non-shunted iNPH patients (9–27 patients per study), poor outcome was reported in both short-term and long-term evaluations [17]. Cognitive function improved in 0% to 9% of non-shunted iNPH patients during long-term follow-up [17]. Additionally, shunt-responsive iNPH patients do not often exhibit long-term cognitive improvement, as discussed previously [7].
Differential diagnosis of cognitive deterioration in patients with enlarged ventricles
In all, the proportion of AD (36%) was lower and the proportion of VaD (26%)—as expected—was higher than generally observed in the demented population, and 14% had probable NPH-related dementia. Among non-shunted patients with enlarged ventricles and dementia (n = 226), 15% did not receive any specific dementia diagnosis owing to atypical symptoms and signs. Nine (4%) patients did not exhibit any neurodegenerative disease other than iNPH, which might reflect misdiagnosed cases by ICP monitoring.
In iNPH, cognitive impairment or lack of cognitive response after shunt therapy has often been explained mostly by co-existing degenerative brain disease [7, 11]. AD is the most common cause of dementia [42]; it may have overlapping symptoms and signs with iNPH, and they may exist in mixed form [7, 43].
Careful anamnesis assists in differential diagnosis. In typical AD, impaired episodic memory is an early symptom, while motor impairment manifests during advanced AD. Psychometric tests, brain imaging, and other biomarkers (e.g., CSF Aβ42, CSF tau, and positron emission tomography examinations) are recommended in differential diagnosis of early AD [28]. A small cortical brain biopsy (obtained during catheter insertion for ICP monitoring in cases of suspected iNPH) may also assist in differential diagnosis between iNPH and other neurodegenerative diseases [7, 19].
The association of iNPH with cerebrovascular diseases has been speculated [44]. Differential diagnosis of vascular cognitive impairment is challenging for clinicians because motor system impairment, cognitive impairment, and ventricular enlargement are often observed in VaD [45] (at least in the late stage) as well as in iNPH.
In agreement with a previous report [3], various other neurodegenerative diseases (e.g., dementia with Lewy bodies, Parkinson disease, and other extrapyramidal syndromes) were observed in the patients with enlarged ventricles and suspected NPH. The occurrence of these diseases, as well as occurrence of iNPH, increases with age.
Among the 446 patients with enlarged ventricles, NPH related symptoms, and sufficient follow-up data we identified 36 with clinical dementia not matching the current criteria for any neurodegenerative disorder other than iNPH. Interestingly, 19 of the 36 patients were non-shunted, or exhibited no shunt response after treatment. Furthermore, 16 patients exhibited predominantly iNPH-related cognitive symptoms, but with comorbidities potentially influencing their cognition. Altogether, 33% of shunted patients underwent shunt revision indicating active follow-up and low threshold for re-evaluation in case of no response or later deterioration.
Recent findings suggest that iNPH may be an independent disease with distinct biology [46, 47], and iNPH patients may develop dementia without degenerative conditions other than iNPH [7]. Frontal lobe executive functions may deteriorate early in iNPH patients, with irreversible pathological changes related to iNPH itself [48]. Still, clinical diagnostic criteria and the neuropathological classification of iNPH-related dementia as an independent cognitive disorder lack systematic description and standardization requiring further study. Unfortunately, we lack autopsy verification of the dementia diagnosis in the majority of the patients [44].
Clinical findings predicting dementia in patients with enlarged ventricles and iNPH-related symptoms
Memory deficit as the first symptom was the most significant predictor of dementia in all patients. This is reasonable since impaired episodic memory is an early symptom of AD [24, 28] and many of the current patients were diagnosed with AD. Also patients with vascular cognitive impairment have deteriorated learning skills deteriorating memory, although impairment of episodic memory is not as profound and clear as in AD.
Demented, non-shunted patients were older at the time of symptom onset and diagnostic evaluations. They exhibited poor performance in MMSE testing, and had more frequently AD-related biopsy findings than the other non-shunted patients (i.e., no cognitive impairment or MCI at the end of follow-up). These findings were expected because aging is the most important risk factor for dementia and higher age at shunting reportedly increases the risk of dementia [49]. It has been suggested that poor prognosis in NPH is related to cortical atrophy and longstanding symptoms [11]. The risk factors for dementia in shunt-responsive iNPH patients have been discussed previously [7].
Need for systematic cognitive follow-up of patients with enlarged ventricles and suspected NPH-related symptoms
These results warrant systematic multidisciplinary (neurological, neurosurgical, neuropsychological, neuroradiological, and sometimes urological) examinations to improve diagnostic accuracy in ventricle enlargement with suspected iNPH. Furthermore, repeated long-term neurological and neuropsychological evaluations of patients with enlarged brain ventricles and suspected iNPH-related symptoms are needed. Those patients are at high risk of developing dementia, and these evaluations would enable early diagnosis of specific neurodegenerative disease, thereby increasing the likelihood that patients will receive adequate therapy and support. An interesting issue remains for further study whether disproportionately enlarged subarachnoid-space hydrocephalus [50, 51] has an effect on the final diagnosis of patients with primarily suspected iNPH.
In conclusion, one-half of the patients with enlarged ventricles and clinically suspected NPH have a disorder likely other than iNPH and are not shunted. Progressive dementia is frequently observed in patients with enlarged ventricles and NPH-like symptoms, especially in non-shunted patients. These patients have various neurodegenerative diseases, most frequently AD, VaD, and NPH-related dementia. Once NPH has been suspected or verified, careful differential diagnostic evaluation and cognitive follow-up using validated measurements must be organized for these patients at high risk of a variety of progressive neurodegenerative diseases.
Footnotes
ACKNOWLEDGMENTS
The study was supported by research grants from the Kuopio University Hospital EVO Fund (5252614), the Finnish Medical Foundation, and the Emil Aaltonen Foundation.
We thank Marita Voutilanen, RN, for maintenance of the Kuopio NPH Registry and The Statistics and Registers of Finland for supplying the certificates of death and Lotta Salo, MSc, for technical help in manuscript preparation.
